-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L3XUsc0iOa/EPg6DzFtA/PYkgojvrrq9Iio7FlZKvjPxb9aZSkJEI4CWiDqC/yoj qvTecv/T/bU+bPBTu7IyFA== 0000814453-02-000008.txt : 20020627 0000814453-02-000008.hdr.sgml : 20020627 20020627160319 ACCESSION NUMBER: 0000814453-02-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020626 FILED AS OF DATE: 20020627 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL RUBBERMAID INC CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 02689371 BUSINESS ADDRESS: STREET 1: 29 E STEPHENSON ST STREET 2: NEWELL CTR CITY: FREEPORT STATE: IL ZIP: 61032 BUSINESS PHONE: 8152354171 MAIL ADDRESS: STREET 1: 29 E STEPHENSON ST STREET 2: NEWELL CTR CITY: FREEPORT STATE: IL ZIP: 61032 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NEW NEWELL CO DATE OF NAME CHANGE: 19870713 COMPANY DATA: COMPANY CONFORMED NAME: MONTGOMERY CYNTHIA ANN CENTRAL INDEX KEY: 0001113024 DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 29 E STEPHENSON STREET CITY: FREEPORT STATE: IL ZIP: 61022 BUSINESS PHONE: 8152354171 MAIL ADDRESS: STREET 1: 200 CLIFTON STREET CITY: BELMONT STATE: MA ZIP: 02178 4 1 cynthiamontgomery.txt AMENDED FORM 4 1. Name and Address of Reporting Person Montgomery, Cynthia A. 200 Clifton Street Belmont, MA 02178 2. Issuer Name and Ticker or Trading Symbol Newell Rubbermaid Inc. (NWL) 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year 5/2002 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
+---------------------------------+----------+-------------+-----------------------------+----------------+-----------+------------+ |1. Title of Security |2. Trans- |3. Trans- |4. Securities Acquired (A) |5. Amount of |6. Owner- |7. Nature | | | action | action | or Disposed of (D) | Securities | ship | of In- | | | Date | Code | | Beneficially | Form: | direct | | | | | | Owned at | Direct | Bene- | | | (Month/ | | | End of | (D) or | ficial | | | Day/ +-------+-----+-----------+------+----------+ Month | Indirect| Owner- | | | Year) |Code |V |Amount |A/D |Price | | (I) | ship | +---------------------------------+----------+-------+-----+-----------+------+----------+----------------+-----------+------------+ Common Stock 100 D
TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
+-------------+--------+----------+---------+-----------+---------------------+----------------+----------+--------+-------+-------+ |1. |2. |3. |4. |5. |6. |7. |8. |9. |10. |11. | | | | | | | | | |Number |Owner- | | | | | | | | | | |of |ship | | | | | | | | | | |Deriv- |Form of| | | | | | | | |Title and Amount| |ative |Deriv- | | | | | | | | |of Underlying | |Secur- |ative |Nature | | |Conver- | | |Number of | |Securities | |ities |Secur- |of | | |sion or | | |Derivative |Date Exercisable +-------+--------+ |Benefi- |ity: |In- | | |Exercise| | |Securities |and Expiration Date | |Amount | |cially |Direct |direct | | |Price of|Transac- |Transac- |Acquired(A)|(Month/Day/Year) | |or | |Owned |(D) or |Bene- | |Title of |Deriv- |tion Date |tion Code|Disposed(D)+----------+----------+ |Number |Price of |at End |In- |ficial | |Derivative |ative |(Month/ +------+--+-----+-----+Date Exer-|Expira- | |of |Derivative|of |direct |Owner- | |Security |Security|Day/Year) |Code |V |(A) |(D) |cisable |tion Date |Title |Shares |Security |Month |(I) |ship | +-------------+--------+----------+------+--+-----+-----+----------+----------+-------+--------+----------+--------+-------+-------+ Option (Right $19.8125 Common 5000 D to Buy) Stock Option (Right $23.656 11/09/2005 Common 5000 D to Buy) Stock Option (Right $35.2 05/08/2002 A 5000 05/08/2012 Common 5000 $35.2000 D to Buy) Stock Option (Right $35.2 05/08/2002 J 5000 05/08/2012 Common 5000 $0.0000 0 D to Buy) Stock Option (Right $35.34 05/09/2002 A 2000 05/09/2012 Common 2000 $35.3400 2000 D to Buy) Stock Option (Right $38.5 11/05/2007 Common 5000 D to Buy) Stock Explanation of Responses: Options become exercisable in annual installments of 20% of the number of options granted. Based on our 1993 Stock Option Plan, Ms. Montgomery was inadvertantly offered this grant in error. Options become exercisable in annual installments of 20% on the number of options granted.
SIGNATURE OF REPORTING PERSON /s/ Cynthia A. Montgomery DATE 06/26/2002 -----END PRIVACY-ENHANCED MESSAGE-----