0001752724-20-249111.txt : 20201125 0001752724-20-249111.hdr.sgml : 20201125 20201125163759 ACCESSION NUMBER: 0001752724-20-249111 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201125 PERIOD START: 20201231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AB CAP FUND, INC. CENTRAL INDEX KEY: 0000081443 IRS NUMBER: 132625045 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-01716 FILM NUMBER: 201351169 BUSINESS ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCEBERNSTEIN CAP FUND, INC. DATE OF NAME CHANGE: 20110524 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCEBERNSTEIN CAP FUND,INC DATE OF NAME CHANGE: 20040908 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCEBERNSTEIN SMALL CAP GROWTH FUND INC DATE OF NAME CHANGE: 19931001 0000081443 S000056731 AB FlexFee International Strategic Core Portfolio C000180084 Advisor Class FFSYX NPORT-P 1 primary_doc.xml NPORT-P false 0000081443 XXXXXXXX S000056731 C000180084 AB CAP FUND, INC. 811-01716 0000081443 549300I24E20QB4B6Y20 ALLIANCEBERNSTEIN LP 1345 AVENUE OF THE AMERICAS NEW YORK 10105 212-969-1000 AB FlexFee International Strategic Core Portfolio S000056731 54930005YAIQQ3C5I550 2020-12-31 2020-09-30 N 7629111.20 228119.53 7400991.67 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 1624.88000000 0.00000000 0.00000000 35138.18000000 N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC -49.32000000 -0.00066639718 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 28733.64000000 USD 3025000.00000000 JPY 2020-10-08 -49.32000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED SEK / SOLD USD 000000000 1.00000000 NC -768.44000000 -0.01038293291 N/A DFE SE N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 68778.32000000 USD 609000.00000000 SEK 2020-10-16 -768.44000000 N N N Singapore Exchange Ltd 549300IQ650PPXM76X03 Singapore Exchange Ltd 000000000 13900.00000000 NS 93750.89000000 1.266734164558 Long EC CORP SG N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD SEK 000000000 1.00000000 NC 1192.74000000 0.016115948418 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 957000.00000000 SEK 108065.41000000 USD 2020-10-16 1192.74000000 N N N TELUS Corp L2TEUTQ8OSHMJWVLCE40 TELUS Corp 87971M103 1190.00000000 NS 20939.28000000 0.282925328572 Long EC CORP CA N 1 N N N Wolters Kluwer NV 724500TEM53I0U077B74 Wolters Kluwer NV 000000000 2231.00000000 NS 190309.82000000 2.571409731096 Long EC CORP NL N 2 N N N KBC Group NV 213800X3Q9LSAKRUWY91 KBC Group NV 000000000 1227.00000000 NS 61529.26000000 0.831365075702 Long EC CORP BE N 2 N N N RELX PLC 549300WSX3VBUFFJOO66 RELX PLC 000000000 8936.00000000 NS 198898.14000000 2.687452558637 Long EC CORP GB N 2 N N N Compass Group PLC 2138008M6MH9OZ6U2T68 Compass Group PLC 000000000 3805.00000000 NS 57157.84000000 0.772299747771 Long EC CORP GB N 2 N N N JPMorgan Chase Bank, National Association 7H6GLXDRUGQFU57RNE97 PURCHASED USD / SOLD JPY 000000000 1.00000000 NC 5521.88000000 0.074610001554 N/A DFE US N 2 JPMorgan Chase Bank, National Association 7H6GLXDRUGQFU57RNE97 63319000.00000000 JPY 605939.22000000 USD 2020-10-08 5521.88000000 N N N Bank Leumi Le-Israel BM 7JDSZWRGUQY2DSTWCR57 Bank Leumi Le-Israel BM 000000000 13822.00000000 NS 60849.51000000 0.822180495711 Long EC CORP IL N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD CAD 000000000 1.00000000 NC 4528.71000000 0.061190583666 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 520200.00000000 CAD 395208.57000000 USD 2020-10-09 4528.71000000 N N N Ubisoft Entertainment SA 969500I7C8V1LBIMSM05 Ubisoft Entertainment SA 000000000 420.00000000 NS 37853.78000000 0.511469025879 Long EC CORP FR N 2 N N N Natwest Markets PLC RR3QWICWWIPCS8A4S074 PURCHASED KRW / SOLD USD 000000000 1.00000000 NC 76.38000000 0.001032023861 N/A DFE KR N 2 Natwest Markets PLC RR3QWICWWIPCS8A4S074 34332.74000000 USD 40121000.00000000 KRW 2020-11-10 76.38000000 N N N Koninklijke Ahold Delhaize NV 724500C9GNBV20UYRX36 Koninklijke Ahold Delhaize NV 000000000 5177.00000000 NS 153021.42000000 2.067579951755 Long EC CORP NL N 2 N N N Meitec Corp N/A Meitec Corp 000000000 1500.00000000 NS 76499.49000000 1.033638374572 Long EC CORP JP N 2 N N N Allianz SE 529900K9B0N5BT694847 Allianz SE 000000000 152.00000000 NS 29173.33000000 0.394181365157 Long EC CORP DE N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD JPY 000000000 1.00000000 NC -123.45000000 -0.00166801971 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 2243000.00000000 JPY 21145.62000000 USD 2020-10-08 -123.45000000 N N N Aristocrat Leisure Ltd 529900TE2HO3OZKYKC27 Aristocrat Leisure Ltd 000000000 6196.00000000 NS 135125.76000000 1.825779112111 Long EC CORP AU N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD CAD 000000000 1.00000000 NC 142.87000000 0.001930416981 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 35000.00000000 CAD 26428.52000000 USD 2020-10-09 142.87000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED CAD / SOLD USD 000000000 1.00000000 NC -155.47000000 -0.00210066443 N/A DFE CA N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 181901.96000000 USD 242000.00000000 CAD 2020-10-09 -155.47000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED EUR / SOLD USD 000000000 1.00000000 NC -548.25000000 -0.00740779106 N/A DFE XX N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 50977.19000000 USD 43000.00000000 EUR 2020-10-15 -548.25000000 N N N Alliance Bernstein 5493006YWHO7MNK2U579 AB Fixed Income Shares, Inc. - Government Money Market Portfolio 018616748 318988.25000000 NS USD 318988.25000000 4.310074436281 Long STIV RF US N 1 N N N Merlin Properties Socimi SA 959800L8KD863DP30X04 Merlin Properties Socimi SA 000000000 7069.00000000 NS 58963.10000000 0.796691884399 Long EC ES N 2 N N N Swedish Match AB 529900YVXCGNWAUYZG78 Swedish Match AB 000000000 1785.00000000 NS 145953.63000000 1.972082073698 Long EC CORP SE N 2 N N N Nice Ltd 254900YTY4EF5Z4W0A51 Nice Ltd 000000000 641.00000000 NS 145330.48000000 1.963662256087 Long EC CORP IL N 2 N N N Euronext NV 724500QJ4QSZ3H9QU415 Euronext NV 000000000 372.00000000 NS 46599.01000000 0.629631974710 Long EC CORP NL N 2 N N N Galenica AG 506700W4772BD8016Z20 Galenica AG 000000000 470.00000000 NS 32682.28000000 0.441593254759 Long EC CORP CH N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC 131.81000000 0.001780977548 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 18889.92000000 USD 2006000.00000000 JPY 2020-10-08 131.81000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED EUR / SOLD USD 000000000 1.00000000 NC 83.41000000 0.001127011132 N/A DFE XX N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 11644.25000000 USD 10000.00000000 EUR 2020-10-15 83.41000000 N N N Roche Holding AG 549300U41AUUVOAAOB37 Roche Holding AG 000000000 733.00000000 NS 251082.23000000 3.392548474520 Long EC CORP CH N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED AUD / SOLD USD 000000000 1.00000000 NC -531.38000000 -0.00717984864 N/A DFE AU N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 70727.78000000 USD 98000.00000000 AUD 2020-10-29 -531.38000000 N N N Akzo Nobel NV 724500XYIJUGXAA5QD70 Akzo Nobel NV 000000000 178.00000000 NS 17990.55000000 0.243082965123 Long EC CORP NL N 2 N N N Avast PLC 213800IR8G8LCZH4BO27 Avast PLC 000000000 13809.00000000 NS 93750.75000000 1.266732272919 Long EC CORP GB N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED EUR / SOLD USD 000000000 1.00000000 NC -708.44000000 -0.00957223074 N/A DFE XX N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 250507.60000000 USD 213000.00000000 EUR 2020-10-15 -708.44000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD SGD 000000000 1.00000000 NC -229.58000000 -0.00310201673 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 143000.00000000 SGD 104530.94000000 USD 2020-10-27 -229.58000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC 119.76000000 0.001618161529 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 21320.01000000 USD 2261000.00000000 JPY 2020-10-08 119.76000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD AUD 000000000 1.00000000 NC 1276.64000000 0.017249580284 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 278000.00000000 AUD 200405.20000000 USD 2020-10-29 1276.64000000 N N N Constellation Software Inc/Canada 549300B6PYHMCTDWQV29 Constellation Software Inc/Canada 21037X100 168.00000000 NS 186683.07000000 2.522406162902 Long EC CORP CA N 1 N N N SAP SE 529900D6BF99LW9R2E68 SAP SE 000000000 609.00000000 NS 94832.39000000 1.281347071155 Long EC CORP DE N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED EUR / SOLD USD 000000000 1.00000000 NC -344.29000000 -0.00465194416 N/A DFE XX N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 33181.74000000 USD 28000.00000000 EUR 2020-10-15 -344.29000000 N N N Auto Trader Group PLC 213800QLK9BZILB1DI86 Auto Trader Group PLC 000000000 17910.00000000 NS 130033.89000000 1.756979277886 Long EC CORP GB N 2 N N N Hikari Tsushin Inc 3538001SOIIV8U3OXH94 Hikari Tsushin Inc 000000000 300.00000000 NS 71576.66000000 0.967122558590 Long EC CORP JP N 2 N N N Zurich Insurance Group AG 529900QVNRBND50TXP03 Zurich Insurance Group AG 000000000 198.00000000 NS 69045.63000000 0.932924033408 Long EC CORP CH N 2 N N N Capgemini SE 96950077L0TN7BAROX36 Capgemini SE 000000000 838.00000000 NS 107511.54000000 1.452663977934 Long EC CORP FR N 2 N N N Sampo Oyj 743700UF3RL386WIDA22 Sampo Oyj 000000000 2540.00000000 NS 100591.31000000 1.359159886745 Long EC CORP FI N 2 N N N Nitori Holdings Co Ltd N/A Nitori Holdings Co Ltd 000000000 200.00000000 NS 41490.37000000 0.560605549229 Long EC CORP JP N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED EUR / SOLD USD 000000000 1.00000000 NC -1656.66000000 -0.02238429758 N/A DFE XX N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 369905.19000000 USD 314000.00000000 EUR 2020-10-15 -1656.66000000 N N N Sanofi 549300E9PC51EN656011 Sanofi 000000000 649.00000000 NS 65037.49000000 0.878767236877 Long EC CORP FR N 2 N N N Calbee Inc 529900CIHZID6O8LJH81 Calbee Inc 000000000 1200.00000000 NS 39525.57000000 0.534057755533 Long EC CORP JP N 2 N N N Unilever PLC 549300MKFYEKVRWML317 Unilever PLC 000000000 1228.00000000 NS 75710.17000000 1.022973317304 Long EC CORP GB N 2 N N N Tokyo Gas Co Ltd 353800678EIJLOQSWZ83 Tokyo Gas Co Ltd 000000000 3700.00000000 NS 84435.86000000 1.140872247461 Long EC CORP JP N 2 N N N Moneysupermarket.com Group PLC 54930016B7VO33FBE722 Moneysupermarket.com Group PLC 000000000 16320.00000000 NS 56255.35000000 0.760105571095 Long EC CORP GB N 2 N N N Samsung Electronics Co Ltd 9884007ER46L6N7EI764 Samsung Electronics Co Ltd 000000000 1380.00000000 NS 68508.94000000 0.925672437623 Long EC CORP KR N 2 N N N Admiral Group PLC 213800FGVM7Z9EJB2685 Admiral Group PLC 000000000 3840.00000000 NS 129505.04000000 1.749833613851 Long EC CORP GB N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD CAD 000000000 1.00000000 NC 221.82000000 0.002997165918 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 28000.00000000 CAD 21250.34000000 USD 2020-10-09 221.82000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC 130.64000000 0.001765168856 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 20853.95000000 USD 2213000.00000000 JPY 2020-10-08 130.64000000 N N N Oversea-Chinese Banking Corp Ltd 5493007O3QFXCPOGWK22 Oversea-Chinese Banking Corp Ltd 000000000 10012.00000000 NS 62262.03000000 0.841266046175 Long EC CORP SG N 2 N N N Experian PLC 635400RXXHHYT1JTSZ26 Experian PLC 000000000 2539.00000000 NS 95401.34000000 1.289034554473 Long EC CORP JE N 2 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED EUR / SOLD USD 000000000 1.00000000 NC -9866.31000000 -0.13331064862 N/A DFE XX N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 737567.63000000 USD 620500.00000000 EUR 2020-10-15 -9866.31000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED EUR / SOLD USD 000000000 1.00000000 NC -540.32000000 -0.00730064326 N/A DFE XX N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 34550.54000000 USD 29000.00000000 EUR 2020-10-15 -540.32000000 N N N Philip Morris International Inc HL3H1H2BGXWVG3BSWR90 Philip Morris International Inc 718172109 1264.00000000 NS USD 94787.36000000 1.280738639177 Long EC CORP US N 1 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC 1598.65000000 0.021600483709 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 255175.79000000 USD 27079000.00000000 JPY 2020-10-08 1598.65000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD CAD 000000000 1.00000000 NC 283.19000000 0.003826379120 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 194000.00000000 CAD 145980.79000000 USD 2020-10-09 283.19000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD NOK 000000000 1.00000000 NC 135.07000000 0.001825025699 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 367000.00000000 NOK 39481.57000000 USD 2020-10-16 135.07000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC -40.61000000 -0.00054871025 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 419305.80000000 USD 44215000.00000000 JPY 2020-10-08 -40.61000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD CHF 000000000 1.00000000 NC 1284.26000000 0.017352539460 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 78000.00000000 CHF 86085.21000000 USD 2020-11-19 1284.26000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED AUD / SOLD USD 000000000 1.00000000 NC -38.10000000 -0.00051479587 N/A DFE AU N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 18661.63000000 USD 26000.00000000 AUD 2020-10-29 -38.10000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED GBP / SOLD USD 000000000 1.00000000 NC 2296.63000000 0.031031382041 N/A DFE GB N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 299717.96000000 USD 234000.00000000 GBP 2020-11-19 2296.63000000 N N N BNP Paribas SA R0MUWSFPU8MPRO8K5P83 PURCHASED TWD / SOLD USD 000000000 1.00000000 NC 155.89000000 0.002106339352 N/A DFE TW N 2 BNP Paribas SA R0MUWSFPU8MPRO8K5P83 29093.30000000 USD 841000.00000000 TWD 2020-11-18 155.89000000 N N N Oracle Corp Japan 529900MIMKY9RU60Z323 Oracle Corp Japan 000000000 1600.00000000 NS 172762.96000000 2.334321773395 Long EC CORP JP N 2 N N N Nippon Building Fund Inc 52990053R8NL2MB32172 Nippon Building Fund Inc 000000000 15.00000000 NS 84899.72000000 1.147139785930 Long EC JP N 2 N N N Pandora A/S 5299007OWYZ6I1E46843 Pandora A/S 000000000 560.00000000 NS 40397.17000000 0.545834555708 Long EC CORP DK N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD JPY 000000000 1.00000000 NC 2184.67000000 0.029518611794 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 23921000.00000000 JPY 229013.63000000 USD 2020-10-08 2184.67000000 N N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 PURCHASED USD / SOLD TWD 000000000 1.00000000 NC -364.95000000 -0.00493109594 N/A DFE US N 2 Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 782000.00000000 TWD 26832.28000000 USD 2020-11-18 -364.95000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED SEK / SOLD USD 000000000 1.00000000 NC -2035.32000000 -0.02750063897 N/A DFE SE N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 82217.74000000 USD 718000.00000000 SEK 2020-10-16 -2035.32000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED ILS / SOLD USD 000000000 1.00000000 NC 303.81000000 0.004104990432 N/A DFE IL N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 30945.37000000 USD 107000.00000000 ILS 2020-11-12 303.81000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD ILS 000000000 1.00000000 NC 961.37000000 0.012989745737 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 405000.00000000 ILS 119240.96000000 USD 2020-11-12 961.37000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED SGD / SOLD USD 000000000 1.00000000 NC -238.61000000 -0.00322402740 N/A DFE SG N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 104999.13000000 USD 143000.00000000 SGD 2020-10-27 -238.61000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED SEK / SOLD USD 000000000 1.00000000 NC -1115.16000000 -0.01506771051 N/A DFE SE N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 40759.68000000 USD 355000.00000000 SEK 2020-10-16 -1115.16000000 N N N Kakaku.com Inc 353800KA15Y0DCPWYY65 Kakaku.com Inc 000000000 3100.00000000 NS 81728.11000000 1.104285934157 Long EC CORP JP N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED ILS / SOLD USD 000000000 1.00000000 NC 240.86000000 0.003254428740 N/A DFE IL N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 86497.51000000 USD 297000.00000000 ILS 2020-11-12 240.86000000 N N N Taiwan Semiconductor Manufacturing Co Ltd 549300KB6NK5SBD14S87 Taiwan Semiconductor Manufacturing Co Ltd 000000000 3000.00000000 NS 45132.23000000 0.609813279252 Long EC CORP TW N 2 N N N Westpac Banking Corp EN5TNI6CI43VEPAMHL14 Westpac Banking Corp 000000000 2770.00000000 NS 33681.28000000 0.455091445873 Long EC CORP AU N 2 N N N Intertek Group PLC 2138003GAT25WW1RN369 Intertek Group PLC 000000000 630.00000000 NS 51405.86000000 0.694580703399 Long EC CORP GB N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD ILS 000000000 1.00000000 NC 231.05000000 0.003121878935 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 101000.00000000 ILS 29727.94000000 USD 2020-11-12 231.05000000 N N N Morinaga & Co Ltd/Japan N/A Morinaga & Co Ltd/Japan 000000000 1200.00000000 NS 47350.58000000 0.639786965197 Long EC CORP JP N 2 N N N adidas AG 549300JSX0Z4CW0V5023 adidas AG 000000000 124.00000000 NS 40044.84000000 0.541073977455 Long EC CORP DE N 2 N N N GlaxoSmithKline PLC 5493000HZTVUYLO1D793 GlaxoSmithKline PLC 000000000 5290.00000000 NS 99174.30000000 1.340013668735 Long EC CORP GB N 2 N N N Amadeus IT Group SA 9598004A3FTY3TEHHN09 Amadeus IT Group SA 000000000 957.00000000 NS 53147.99000000 0.718119846228 Long EC CORP ES N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD SGD 000000000 1.00000000 NC 57.52000000 0.000777193146 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 52000.00000000 SGD 38152.26000000 USD 2020-10-27 57.52000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC -21.97000000 -0.00029685211 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 226850.93000000 USD 23921000.00000000 JPY 2020-10-08 -21.97000000 N N N Swiss Re AG 529900PS9YW3YY29F326 Swiss Re AG 000000000 543.00000000 NS 40279.16000000 0.544240039659 Long EC CORP CH N 2 N N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 PURCHASED USD / SOLD KRW 000000000 1.00000000 NC -796.96000000 -0.01076828667 N/A DFE US N 2 Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 48976000.00000000 KRW 41206.51000000 USD 2020-11-10 -796.96000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED NOK / SOLD USD 000000000 1.00000000 NC -140.91000000 -0.00190393404 N/A DFE NO N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 52567.17000000 USD 489000.00000000 NOK 2020-10-16 -140.91000000 N N N Schneider Electric SE 969500A1YF1XUYYXS284 Schneider Electric SE 000000000 310.00000000 NS 38532.66000000 0.520641850688 Long EC CORP FR N 2 N N N ConvaTec Group PLC 213800LS272L4FIDOH92 ConvaTec Group PLC 000000000 13240.00000000 NS 30501.03000000 0.412120852988 Long EC CORP GB N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD AUD 000000000 1.00000000 NC 370.82000000 0.005010409638 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 29000.00000000 AUD 21143.23000000 USD 2020-10-29 370.82000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD NOK 000000000 1.00000000 NC 1454.52000000 0.019653041982 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 370000.00000000 NOK 41122.65000000 USD 2020-10-16 1454.52000000 N N N Check Point Software Technologies Ltd 2549003ZVBH73EPNS513 Check Point Software Technologies Ltd 000000000 1010.00000000 NS USD 121543.40000000 1.642258300231 Long EC CORP IL N 1 N N N Santen Pharmaceutical Co Ltd 529900TPT3I7C17MIM03 Santen Pharmaceutical Co Ltd 000000000 1200.00000000 NS 24535.06000000 0.331510439330 Long EC CORP JP N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC 3.10000000 0.000041886278 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 15111.88000000 USD 1594000.00000000 JPY 2020-10-08 3.10000000 N N N Nippon Prologis REIT Inc 353800PHBMSDLAFURY41 Nippon Prologis REIT Inc 000000000 28.00000000 NS 94423.54000000 1.275822811458 Long EC JP N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD ILS 000000000 1.00000000 NC 671.46000000 0.009072567973 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 827000.00000000 ILS 242195.49000000 USD 2020-11-12 671.46000000 N N N Royal Dutch Shell PLC 21380068P1DRHMJ8KU70 Royal Dutch Shell PLC 000000000 4963.00000000 NS 60186.57000000 0.813223047446 Long EC CORP GB N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC 1605.56000000 0.021693849575 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 181054.29000000 USD 19263000.00000000 JPY 2020-10-08 1605.56000000 N N N Royal Bank of Canada ES7IP3U3RHIGC71XBU11 Royal Bank of Canada 780087102 1210.00000000 NS 84955.80000000 1.147897522224 Long EC CORP CA N 1 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED CHF / SOLD USD 000000000 1.00000000 NC -2673.32000000 -0.03612110537 N/A DFE CH N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 390800.75000000 USD 357000.00000000 CHF 2020-11-19 -2673.32000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED CHF / SOLD USD 000000000 1.00000000 NC -221.81000000 -0.00299703080 N/A DFE CH N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 15442.50000000 USD 14000.00000000 CHF 2020-11-19 -221.81000000 N N N Nestle SA KY37LUS27QQX7BB93L28 Nestle SA 000000000 1500.00000000 NS 178518.06000000 2.412082974280 Long EC CORP CH N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD NOK 000000000 1.00000000 NC 2088.08000000 0.028213516419 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 449000.00000000 NOK 50225.89000000 USD 2020-10-16 2088.08000000 N N N Standard Chartered Bank RILFO74KP1CM8P6PCT96 PURCHASED USD / SOLD KRW 000000000 1.00000000 NC -555.84000000 -0.00751034489 N/A DFE US N 2 Standard Chartered Bank RILFO74KP1CM8P6PCT96 38755000.00000000 KRW 32681.75000000 USD 2020-11-10 -555.84000000 N N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 PURCHASED USD / SOLD KRW 000000000 1.00000000 NC 3.37000000 0.000045534438 N/A DFE US N 2 Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 19985000.00000000 KRW 17143.18000000 USD 2020-11-10 3.37000000 N N N TELUS Corp L2TEUTQ8OSHMJWVLCE40 TELUS CORP COM (NON CANADIAN 000000000 1582.00000000 NS 27836.93000000 0.376124325512 Long EC CORP CA N 1 N N N Kuehne + Nagel International AG 529900Q0YED3805QXQ66 Kuehne + Nagel International AG 000000000 377.00000000 NS 73203.39000000 0.989102450915 Long EC CORP CH N 2 N N N Partners Group Holding AG 549300I3IVVWZWDHI788 Partners Group Holding AG 000000000 170.00000000 NS 156366.69000000 2.112780245839 Long EC CORP CH N 2 N N N Vonovia SE 5299005A2ZEP6AP7KM81 Vonovia SE 000000000 1133.00000000 NS 77670.54000000 1.049461254156 Long EC CORP DE N 2 N N N Informa PLC 5493006VM2LKUPSEDU20 Informa PLC 000000000 5440.00000000 NS 26365.90000000 0.356248205316 Long EC CORP GB N 2 N N N Intertrust NV 724500NRH17KKW68GO66 Intertrust NV 000000000 3041.00000000 NS 51764.64000000 0.699428432136 Long EC CORP NL N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD GBP 000000000 1.00000000 NC 1685.29000000 0.022771137641 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 229000.00000000 GBP 297246.58000000 USD 2020-11-19 1685.29000000 N N N HKT Trust & HKT Ltd N/A HKT Trust & HKT Ltd 000000000 61000.00000000 NS 80965.75000000 1.093985152397 Long EC CORP XX N 2 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED USD / SOLD EUR 000000000 1.00000000 NC 3117.65000000 0.042124760289 N/A DFE US N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 571000.00000000 EUR 672767.05000000 USD 2020-10-15 3117.65000000 N N N Enel SpA WOCMU6HCI0OJWNPRZS33 Enel SpA 000000000 16080.00000000 NS 139508.72000000 1.885000365092 Long EC CORP IT N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD CHF 000000000 1.00000000 NC 2076.74000000 0.028060293709 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 310000.00000000 CHF 339106.16000000 USD 2020-11-19 2076.74000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED AUD / SOLD USD 000000000 1.00000000 NC -433.46000000 -0.00585678270 N/A DFE AU N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 125067.89000000 USD 174000.00000000 AUD 2020-10-29 -433.46000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC -6.38000000 -0.00008620466 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 24755.50000000 USD 2610000.00000000 JPY 2020-10-08 -6.38000000 N N N EDP - Energias de Portugal SA 529900CLC3WDMGI9VH80 EDP - Energias de Portugal SA 000000000 25652.00000000 NS 126129.19000000 1.704220131894 Long EC CORP PT N 2 N N N Secom Co Ltd 529900TYCL9N3E9PGE47 Secom Co Ltd 000000000 1000.00000000 NS 91515.52000000 1.236530509431 Long EC CORP JP N 2 N N N Cogeco Communications Inc 549300XHH6LJM6IAXV57 Cogeco Communications Inc 19239C106 1057.00000000 NS 86676.30000000 1.171144406922 Long EC CORP CA N 1 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD GBP 000000000 1.00000000 NC -1732.94000000 -0.02341497028 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 165000.00000000 GBP 211226.07000000 USD 2020-11-19 -1732.94000000 N N N Salmar ASA 5967007LIEEXZXGDBK67 Salmar ASA 000000000 2261.00000000 NS 128138.58000000 1.731370412419 Long EC CORP NO N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED AUD / SOLD USD 000000000 1.00000000 NC -5511.83000000 -0.07447420894 N/A DFE AU N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 322111.92000000 USD 442000.00000000 AUD 2020-10-29 -5511.83000000 N N N Nippon Telegraph & Telephone Corp 353800VHQU5VIXVUA841 Nippon Telegraph & Telephone Corp 000000000 5200.00000000 NS 106166.73000000 1.434493304868 Long EC CORP JP N 2 N N N Bandai Namco Holdings Inc N/A Bandai Namco Holdings Inc 000000000 1800.00000000 NS 131886.13000000 1.782006194313 Long EC CORP JP N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC -24.49000000 -0.00033090160 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 21359.93000000 USD 2250000.00000000 JPY 2020-10-08 -24.49000000 N N N Logitech International SA 549300SN6PRK6IJJC215 Logitech International SA 000000000 740.00000000 NS 57321.98000000 0.774517558671 Long EC CORP CH N 2 N N N BAE Systems PLC 8SVCSVKSGDWMW2QHOH83 BAE Systems PLC 000000000 8716.00000000 NS 54130.84000000 0.731399823342 Long EC CORP GB N 2 N N N Hang Seng Bank Ltd 5493009Z5F07LWZYMK62 Hang Seng Bank Ltd 000000000 2300.00000000 NS 34074.00000000 0.460397761804 Long EC CORP HK N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD SGD 000000000 1.00000000 NC -161.41000000 -0.00218092395 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 167500.00000000 SGD 122547.59000000 USD 2020-10-27 -161.41000000 N N N Astellas Pharma Inc 529900IB708DY2HBBB35 Astellas Pharma Inc 000000000 5700.00000000 NS 84967.60000000 1.148056960318 Long EC CORP JP N 2 N N N British American Tobacco PLC 213800FKA5MF17RJKT63 British American Tobacco PLC 000000000 2060.00000000 NS 73894.91000000 0.998446063647 Long EC CORP GB N 2 N N N Novo Nordisk A/S 549300DAQ1CVT6CXN342 Novo Nordisk A/S 000000000 1999.00000000 NS 138499.89000000 1.871369353939 Long EC CORP DK N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED GBP / SOLD USD 000000000 1.00000000 NC 130.90000000 0.001768681898 N/A DFE GB N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 11485.05000000 USD 9000.00000000 GBP 2020-11-19 130.90000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD CHF 000000000 1.00000000 NC 1238.63000000 0.016736000460 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 77000.00000000 CHF 84952.39000000 USD 2020-11-19 1238.63000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED EUR / SOLD USD 000000000 1.00000000 NC -347.73000000 -0.00469842442 N/A DFE XX N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 26148.58000000 USD 22000.00000000 EUR 2020-10-15 -347.73000000 N N N SG Holdings Co Ltd N/A SG Holdings Co Ltd 000000000 3000.00000000 NS 156101.01000000 2.109190456635 Long EC CORP JP N 2 N N N Otsuka Corp 529900RG9DJ58J3UIE72 Otsuka Corp 000000000 1500.00000000 NS 76652.04000000 1.035699584836 Long EC CORP JP N 2 N N N DBS Group Holdings Ltd 5493007FKT78NKPM5V55 DBS Group Holdings Ltd 000000000 6100.00000000 NS 89678.26000000 1.211705998312 Long EC CORP SG N 2 N N N Standard Chartered Bank RILFO74KP1CM8P6PCT96 PURCHASED USD / SOLD TWD 000000000 1.00000000 NC -331.08000000 -0.00447345456 N/A DFE US N 2 Standard Chartered Bank RILFO74KP1CM8P6PCT96 1001000.00000000 TWD 34482.76000000 USD 2020-11-18 -331.08000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC 365.03000000 0.004932176879 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 30557.14000000 USD 3261000.00000000 JPY 2020-10-08 365.03000000 N N N 2020-10-29 AB CAP FUND, INC. Joseph Mantineo Joseph Mantineo Treasurer and Chief Financial Officer XXXX NPORT-EX 2 NPORT_342664616738758.htm HTML

AB Cap Fund, Inc.

AB FlexFee International Strategic Core Portfolio

Portfolio of Investments

September 30, 2020 (unaudited)

 

Company    Shares        U.S. $ Value  

COMMON STOCKS – 94.2%

        

Information Technology – 16.5%

        

IT Services – 3.2%

        

Amadeus IT Group SA - Class A

      957        $ 53,148  

Capgemini SE

      838          107,512  

Otsuka Corp.

      1,500          76,652  
       

 

 

  
          237,312  
       

 

 

  

Semiconductors & Semiconductor Equipment – 0.6%

        

Taiwan Semiconductor Manufacturing Co., Ltd.

      3,000          45,132  
       

 

 

  

Software – 11.0%

        

Avast PLC(a)

      13,809          93,751  

Check Point Software Technologies Ltd.(b)

      1,010          121,543  

Constellation Software, Inc./Canada

      168          186,683  

Nice Ltd.(b)

      641          145,331  

Oracle Corp. Japan

      1,600          172,763  

SAP SE

      609          94,832  
       

 

 

  
          814,903  
       

 

 

  

Technology Hardware, Storage & Peripherals – 1.7%

        

Logitech International SA

      740          57,322  

Samsung Electronics Co., Ltd.

      1,380          68,509  
       

 

 

  
          125,831  
       

 

 

  
                  1,223,178  
       

 

 

  

Financials – 14.8%

        

Banks – 5.8%

        

Bank Leumi Le-Israel BM

      13,822          60,850  

DBS Group Holdings Ltd.

      6,100          89,678  

Hang Seng Bank Ltd.

      2,300          34,074  

KBC Group NV

      1,227          61,529  

Oversea-Chinese Banking Corp., Ltd.

      10,012          62,262  

Royal Bank of Canada

      1,210          84,956  

Westpac Banking Corp.

      2,770          33,681  
       

 

 

  
          427,030  
       

 

 

  

Capital Markets – 4.0%

        

Euronext NV(a)

      372          46,599  

Partners Group Holding AG

      170          156,367  

Singapore Exchange Ltd.

      13,900          93,751  
       

 

 

  
          296,717  
       

 

 

  

Insurance – 5.0%

        

Admiral Group PLC

      3,840          129,505  

Allianz SE (REG)

      152          29,173  

Sampo Oyj - Class A

      2,540          100,591  

Swiss Re AG

      543          40,279  

Zurich Insurance Group AG

      198          69,046  
       

 

 

  
          368,594  
       

 

 

  
          1,092,341  
       

 

 

  

 

1

Company    Shares        U.S. $ Value  

Industrials – 14.6%

        

Aerospace & Defense – 0.7%

        

BAE Systems PLC

      8,716        $ 54,131  
       

 

 

  

Air Freight & Logistics – 3.1%

        

Kuehne & Nagel International AG

      377          73,203  

SG Holdings Co., Ltd.

      3,000          156,101  
       

 

 

  
          229,304  
       

 

 

  

Commercial Services & Supplies – 1.3%

        

Secom Co., Ltd.

      1,000          91,516  
       

 

 

  

Electrical Equipment – 0.5%

        

Schneider Electric SE (Paris)

      310          38,533  
       

 

 

  

Professional Services – 9.0%

        

Experian PLC

      2,539          95,401  

Intertek Group PLC

      630          51,406  

Intertrust NV(a)

      3,041          51,765  

Meitec Corp.

      1,500          76,499  

RELX PLC

      8,936          198,898  

Wolters Kluwer NV

      2,231          190,310  
       

 

 

  
          664,279  
       

 

 

  
                  1,077,763  
       

 

 

  

Consumer Staples – 12.7%

        

Food & Staples Retailing – 2.1%

        

Koninklijke Ahold Delhaize NV

      5,177          153,021  
       

 

 

  

Food Products – 5.3%

        

Calbee, Inc.

      1,200          39,525  

Morinaga & Co., Ltd./Japan

      1,200          47,351  

Nestle SA (REG)

      1,500          178,518  

Salmar ASA(b)

      2,261          128,139  
       

 

 

  
          393,533  
       

 

 

  

Personal Products – 1.0%

        

Unilever PLC

      1,228          75,710  
       

 

 

  

Tobacco – 4.3%

        

British American Tobacco PLC

      2,060          73,895  

Philip Morris International, Inc.

      1,264          94,787  

Swedish Match AB

      1,785          145,954  
       

 

 

  
          314,636  
       

 

 

  
          936,900  
       

 

 

  

Health Care – 9.8%

        

Health Care Equipment & Supplies – 0.4%

        

ConvaTec Group PLC(a)

      13,240          30,501  
       

 

 

  

Health Care Providers & Services – 0.4%

        

Galenica AG(a)

      470          32,682  
       

 

 

  

Pharmaceuticals – 9.0%

        

Astellas Pharma, Inc.

      5,700          84,968  

GlaxoSmithKline PLC

      5,290          99,174  

Novo Nordisk A/S - Class B

      1,999          138,500  

Roche Holding AG

      733          251,082  

Sanofi

      649          65,038  

 

2

Company    Shares        U.S. $ Value  

Santen Pharmaceutical Co., Ltd.

      1,200        $ 24,535  
       

 

 

  
          663,297  
       

 

 

  
          726,480  
       

 

 

  

Communication Services – 8.0%

        

Diversified Telecommunication Services – 3.2%

        

HKT Trust & HKT Ltd. - Class SS

      61,000          80,966  

Nippon Telegraph & Telephone Corp.

      5,200          106,166  

TELUS Corp.

      2,772          48,776  
       

 

 

  
          235,908  
       

 

 

  

Entertainment – 0.5%

        

Ubisoft Entertainment SA(b)

      420          37,854  
       

 

 

  

Interactive Media & Services – 2.9%

        

Auto Trader Group PLC(a)

      17,910          130,034  

Kakaku.com, Inc.

      3,100          81,728  
       

 

 

  
          211,762  
       

 

 

  

Media – 1.4%

        

Cogeco Communications, Inc.

      995          81,592  

Informa PLC(b)

      5,440          26,366  
       

 

 

  
          107,958  
       

 

 

  
                     593,482  
       

 

 

  

Consumer Discretionary – 7.8%

        

Hotels, Restaurants & Leisure – 2.6%

        

Aristocrat Leisure Ltd.

      6,196          135,126  

Compass Group PLC

      3,805          57,158  
       

 

 

  
          192,284  
       

 

 

  

Internet & Direct Marketing Retail – 0.8%

        

Moneysupermarket.com Group PLC

      16,320          56,255  
       

 

 

  

Leisure Products – 1.8%

        

Bandai Namco Holdings, Inc.

      1,800          131,886  
       

 

 

  

Specialty Retail – 1.5%

        

Hikari Tsushin, Inc.

      300          71,577  

Nitori Holdings Co., Ltd.

      200          41,490  
       

 

 

  
          113,067  
       

 

 

  

Textiles, Apparel & Luxury Goods – 1.1%

        

adidas AG(b)

      124          40,045  

Pandora A/S

      560          40,397  
       

 

 

  
          80,442  
       

 

 

  
          573,934  
       

 

 

  

Utilities – 4.7%

        

Electric Utilities – 3.6%

        

EDP - Energias de Portugal SA

      25,652          126,129  

Enel SpA

      16,080          139,509  
       

 

 

  
          265,638  
       

 

 

  

 

3

Company    Shares        U.S. $ Value  

Gas Utilities – 1.1%

        

Tokyo Gas Co., Ltd.

      3,700        $ 84,436  
       

 

 

  
          350,074  
       

 

 

  

Real Estate – 4.3%

        

Equity Real Estate Investment Trusts (REITs) – 3.2%

        

Merlin Properties Socimi SA

      7,069          58,963  

Nippon Building Fund, Inc.

      15          84,900  

Nippon Prologis REIT, Inc.

      28          94,423  
       

 

 

  
          238,286  
       

 

 

  

Real Estate Management & Development – 1.1%

        

Vonovia SE

      1,133          77,671  
       

 

 

  
          315,957  
       

 

 

  

Energy – 0.8%

        

Oil, Gas & Consumable Fuels – 0.8%

        

Royal Dutch Shell PLC - Class B

      4,963          60,187  
       

 

 

  

Materials – 0.2%

        

Chemicals – 0.2%

        

Akzo Nobel NV

      178          17,991  
       

 

 

  

Total Common Stocks
(cost $5,794,618)

                   6,968,287  
       

 

 

  

SHORT-TERM INVESTMENTS – 4.3%

        

Investment Companies – 4.3%

        

AB Fixed Income Shares, Inc. - Government Money Market Portfolio - Class AB, 0.05%(c) (d) (e)
(cost $318,988)

      318,988          318,988  
       

 

 

  

Total Investments – 98.5%
(cost $6,113,606)(f)

           7,287,275  

Other assets less liabilities – 1.5%

           113,283  
       

 

 

  

Net Assets – 100.0%

         $ 7,400,558  
       

 

 

  

FORWARD CURRENCY EXCHANGE CONTRACTS

 

Counterparty    Contracts to
Deliver
(000)		      In Exchange
For
(000)		      Settlement
Date		      Unrealized
Appreciation/
(Depreciation)
BNP Paribas SA        USD        29          TWD        841          11/18/2020        $ 156
Brown Brothers Harriman & Co.        JPY        23,921          USD        229          10/08/2020          2,185
Brown Brothers Harriman & Co.        JPY        2,243          USD        21          10/08/2020          (123 )
Brown Brothers Harriman & Co.        USD        543          JPY        57,677          10/08/2020              3,954
Brown Brothers Harriman & Co.        USD        721          JPY             76,021          10/08/2020          (143 )
Brown Brothers Harriman & Co.        CAD        777          USD        589          10/09/2020          5,177
Brown Brothers Harriman & Co.        USD        182          CAD        242          10/09/2020          (155 )

 

4

Counterparty    Contracts to
Deliver
(000)		      In Exchange
For
(000)		      Settlement
Date		      Unrealized
Appreciation/
(Depreciation)
Brown Brothers Harriman & Co.    USD        12          EUR        10          10/15/2020        $ 83
Brown Brothers Harriman & Co.    USD        765          EUR        649          10/15/2020          (4,146 )
Brown Brothers Harriman & Co.    NOK        1,186          USD        131          10/16/2020          3,678
Brown Brothers Harriman & Co.    SEK        957          USD        108          10/16/2020          1,193
Brown Brothers Harriman & Co.    USD        53          NOK        489          10/16/2020          (141 )
Brown Brothers Harriman & Co.    USD        192          SEK        1,682          10/16/2020              (3,919 )
Brown Brothers Harriman & Co.    SGD        52          USD        38          10/27/2020          57
Brown Brothers Harriman & Co.    SGD        311          USD        227          10/27/2020          (391 )
Brown Brothers Harriman & Co.    USD        105          SGD        143          10/27/2020          (239 )
Brown Brothers Harriman & Co.    AUD        307          USD        222          10/29/2020          1,647
Brown Brothers Harriman & Co.    USD        537          AUD        740          10/29/2020          (6,515 )
Brown Brothers Harriman & Co.    ILS        1,333          USD        391          11/12/2020          1,864
Brown Brothers Harriman & Co.    USD        117          ILS        404          11/12/2020          545
Brown Brothers Harriman & Co.    CHF        465          USD        510          11/19/2020          4,600
Brown Brothers Harriman & Co.    GBP        229          USD        297          11/19/2020          1,685
Brown Brothers Harriman & Co.    GBP        165          USD        211          11/19/2020          (1,733 )
Brown Brothers Harriman & Co.    USD        406          CHF        371          11/19/2020          (2,895 )
Brown Brothers Harriman & Co.    USD        311          GBP        243          11/19/2020          2,428
Citibank, NA    EUR        571          USD        673          10/15/2020          3,118
Citibank, NA    USD        738          EUR        621          10/15/2020          (9,866 )
Goldman Sachs Bank USA    KRW        19,985          USD        17          11/10/2020          3
Goldman Sachs Bank USA    KRW        48,976          USD        41          11/10/2020          (797 )
Goldman Sachs Bank USA    TWD        782          USD        27          11/18/2020          (365 )
JPMorgan Chase Bank, NA    JPY        63,319          USD        606          10/08/2020          5,522
Royal Bank of Scotland PLC    USD        34          KRW             40,121          11/10/2020          76
Standard Chartered Bank    KRW        38,755          USD        33          11/10/2020          (556 )
Standard Chartered Bank    TWD        1,001          USD        34          11/18/2020          (331 )
                                 

 

 

  
                                  $ 5,656
                                 

 

 

  

 

(a)

Security is exempt from registration under Rule 144A of the Securities Act of 1933. These securities are considered restricted, but liquid and may be resold in transactions exempt from registration, normally to qualified institutional buyers. At September 30, 2020, the aggregate market value of these securities amounted to $385,332 or 5.2% of net assets.

(b)

Non-income producing security.

(c)

The rate shown represents the 7-day yield as of period end.

(d)

To obtain a copy of the fund’s shareholder report, please go to the Securities and Exchange Commission’s website at www.sec.gov, or call AB at (800) 227-4618.

(e)

Affiliated investments.

(f)

As of September 30, 2020, the cost basis of investment securities owned was substantially identical for both book and tax purposes. Gross unrealized appreciation of investments was $1,293,637 and gross unrealized depreciation of investments was $(114,312), resulting in net unrealized appreciation of $1,179,325.

 

5

Currency Abbreviations:

AUD – Australian Dollar

CAD – Canadian Dollar

CHF – Swiss Franc

EUR – Euro

GBP – Great British Pound

ILS – Israeli Shekel

JPY – Japanese Yen

KRW – South Korean Won

NOK – Norwegian Krone

SEK – Swedish Krona

SGD – Singapore Dollar

TWD – New Taiwan Dollar

USD – United States Dollar

Glossary:

REG – Registered Shares

REIT – Real Estate Investment Trust

 

6

COUNTRY BREAKDOWN1

September 30, 2020 (unaudited)

 

  20.1%      Japan
  16.9%      United Kingdom
  11.8%      Switzerland
  6.3%      Netherlands
  5.5%      Canada
  4.5%      Israel
  3.4%      France
  3.4%      Singapore
  3.3%      Germany
  2.5%      Denmark
  2.3%      Australia
  2.0%      Sweden
  1.9%      Italy
  11.7%      Other
  4.4%      Short-Term

 

 

     
  100.0%      Total Investments

 

 

     

 

1

All data are as of September 30, 2020. The Fund’s country breakdown is expressed as a percentage of total investments and may vary over time. “Other” country weightings represent 1.8% or less in the following countries: Belgium, Finland, Hong Kong, Norway, Portugal, South Korea, Spain, Taiwan and United States.

 

7

AB Cap Fund, Inc.

AB FlexFee International Strategic Core Portfolio

September 30, 2020 (unaudited)

In accordance with U.S. GAAP regarding fair value measurements, fair value is defined as the price that the Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants at the measurement date. U.S. GAAP establishes a framework for measuring fair value, and a three-level hierarchy for fair value measurements based upon the transparency of inputs to the valuation of an asset or liability (including those valued based on their market values). Inputs may be observable or unobservable and refer broadly to the assumptions that market participants would use in pricing the asset or liability. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability based on market data obtained from sources independent of the Fund. Unobservable inputs reflect the Fund’s own assumptions about the assumptions that market participants would use in pricing the asset or liability based on the best information available in the circumstances. Each investment is assigned a level based upon the observability of the inputs which are significant to the overall valuation. The three-tier hierarchy of inputs is summarized below.

 

  •  

Level 1—quoted prices in active markets for identical investments

  •  

Level 2—other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, etc.)

  •  

Level 3—significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments)

The fair value of debt instruments, such as bonds, and over-the-counter derivatives is generally based on market price quotations, recently executed market transactions (where observable) or industry recognized modeling techniques and are generally classified as Level 2. Pricing vendor inputs to Level 2 valuations may include quoted prices for similar investments in active markets, interest rate curves, coupon rates, currency rates, yield curves, option adjusted spreads, default rates, credit spreads and other unique security features in order to estimate the relevant cash flows which are then discounted to calculate fair values. If these inputs are unobservable and significant to the fair value, these investments will be classified as Level 3.

Where readily available market prices or relevant bid prices are not available for certain equity investments, such investments may be valued based on similar publicly traded investments, movements in relevant indices since last available prices or based upon underlying company fundamentals and comparable company data (such as multiples to earnings or other multiples to equity). Where an investment is valued using an observable input, such as another publicly traded security, the investment will be classified as Level 2. If management determines that an adjustment is appropriate based on restrictions on resale, illiquidity or uncertainty, and such adjustment is a significant component of the valuation, the investment will be classified as Level 3. An investment will also be classified as Level 3 where management uses company fundamentals and other significant inputs to determine the valuation.

The following table summarizes the valuation of the Fund’s investments by the above fair value hierarchy levels as of September 30, 2020:

 

Investments in Securities

    Level 1      Level 2     Level 3      Total  
Assets:           
Common Stocks:           

Information Technology

    $ 308,226      $ 914,952     $                 -0-      $ 1,223,178  

Financials

      84,956        1,007,385       -0-        1,092,341  

Industrials

      -0-        1,077,763       -0-        1,077,763  

Consumer Staples

      94,787        842,113       -0-        936,900  

Health Care

      -0-        726,480       -0-        726,480  

Communication Services

      130,368        463,114       -0-        593,482  

Consumer Discretionary

      -0-        573,934       -0-        573,934  

Utilities

      -0-        350,074       -0-        350,074  

Real Estate

      -0-        315,957       -0-        315,957  

Energy

      -0-        60,187       -0-        60,187  

Materials

      -0-        17,991       -0-        17,991  
Short-Term Investments:           

Investment Companies

      318,988        -0-       -0-        318,988  
  

 

 

     

 

 

    

 

 

     

 

 

  
Total Investments in Securities      937,325         6,349,950 †       -0-        7,287,275  
Other Financial Instruments*:           
Assets           
Forward Currency Exchange Contracts      -0-        37,971       -0-        37,971  
Liabilities           
Forward Currency Exchange Contracts      -0-        (32,315 )      -0-        (32,315 ) 
  

 

 

     

 

 

    

 

 

     

 

 

  
Total    $     937,325      $     6,355,606     $ -0-      $     7,292,931  
  

 

 

     

 

 

    

 

 

     

 

 

  

 

†

A significant portion of the Fund’s foreign equity investments are categorized as Level 2 investments since they are valued using fair value prices based on third party vendor modeling tools to the extent available.

 

8

*

Other financial instruments are derivative instruments, such as futures, forwards and swaps, which are valued at the unrealized appreciation/(depreciation) on the instrument. Other financial instruments may also include swaps with upfront premiums, options written and swaptions written which are valued at market value.

A summary of the Fund’s transactions in AB mutual funds for the nine months ended September 30, 2020 is as follows:

 

Fund   

Market Value

12/31/19

(000)

     

Purchases

at Cost

(000)

     

Sales

Proceeds

(000)

     

Market Value

9/30/20

(000)

     

Dividend

Income

(000)

  
Government Money Market Portfolio    $     114      $     6,898      $     6,693      $     319      $                 1  
Government Money Market Portfolio*      -0-        81        81        -0-        0 **  
Total                               $ 319      $ 1  

 

*

Investment of cash collateral for securities lending transactions.

**

Amount is less than $500.

 

9