0001752724-20-106716.txt : 20200528 0001752724-20-106716.hdr.sgml : 20200528 20200528105209 ACCESSION NUMBER: 0001752724-20-106716 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200528 PERIOD START: 20201231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AB CAP FUND, INC. CENTRAL INDEX KEY: 0000081443 IRS NUMBER: 132625045 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-01716 FILM NUMBER: 20918270 BUSINESS ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCEBERNSTEIN CAP FUND, INC. DATE OF NAME CHANGE: 20110524 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCEBERNSTEIN CAP FUND,INC DATE OF NAME CHANGE: 20040908 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCEBERNSTEIN SMALL CAP GROWTH FUND INC DATE OF NAME CHANGE: 19931001 0000081443 S000056731 AB FlexFee International Strategic Core Portfolio C000180084 Advisor Class FFSYX NPORT-P 1 primary_doc.xml NPORT-P false 0000081443 XXXXXXXX S000056731 C000180084 AB CAP FUND, INC. 811-01716 0000081443 549300I24E20QB4B6Y20 ALLIANCEBERNSTEIN LP 1345 AVENUE OF THE AMERICAS NEW YORK 10105 212-969-1000 AB FlexFee International Strategic Core Portfolio S000056731 54930005YAIQQ3C5I550 2020-12-31 2020-03-31 N 5660136.91 267390.70 5392746.21 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 8393.85000000 N Alliance Bernstein 5493006YWHO7MNK2U579 AB Fixed Income Shares, Inc. - Government Money Market Portfolio 018616748 282762.75000000 NS USD 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USD / SOLD NOK 000000000 1.00000000 NC 5502.16000000 0.102028906715 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 444000.00000000 NOK 48221.37000000 USD 2020-06-15 5502.16000000 N N N Constellation Software Inc/Canada 549300B6PYHMCTDWQV29 Constellation Software Inc/Canada 21037X100 130.00000000 NS 118150.07000000 2.190907292854 Long EC CORP CA N 1 N N N Otsuka Corp 529900RG9DJ58J3UIE72 Otsuka Corp 000000000 1200.00000000 NS 51156.64000000 0.948619460436 Long EC CORP JP N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED EUR / SOLD USD 000000000 1.00000000 NC 389.94000000 0.007230824237 N/A DFE XX N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 33898.04000000 USD 31000.00000000 EUR 2020-06-15 389.94000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED EUR / SOLD USD 000000000 1.00000000 NC -4074.57000000 -0.07555649461 N/A DFE XX N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 218097.91000000 USD 193500.00000000 EUR 2020-06-15 -4074.57000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC 537.94000000 0.009975251551 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 13988.84000000 USD 1557000.00000000 JPY 2020-06-15 537.94000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD JPY 000000000 1.00000000 NC -121.59000000 -0.00225469538 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 5456000.00000000 JPY 50782.78000000 USD 2020-06-15 -121.59000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED EUR / SOLD USD 000000000 1.00000000 NC 124.19000000 0.002302908298 N/A DFE XX N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 8724.32000000 USD 8000.00000000 EUR 2020-06-15 124.19000000 N N N Sampo Oyj 743700UF3RL386WIDA22 Sampo Oyj 000000000 2050.00000000 NS 59140.12000000 1.096660545425 Long EC CORP FI N 2 N N N Oversea-Chinese Banking Corp Ltd 5493007O3QFXCPOGWK22 Oversea-Chinese Banking Corp Ltd 000000000 7628.00000000 NS 46217.52000000 0.857031245310 Long EC CORP SG N 2 N N N Royal Dutch Shell PLC 21380068P1DRHMJ8KU70 Royal Dutch Shell PLC 000000000 4363.00000000 NS 73185.22000000 1.357104843248 Long EC CORP GB N 2 N N N HKT Trust & HKT Ltd N/A HKT Trust & HKT Ltd 000000000 50000.00000000 NS 68002.39000000 1.260997409332 Long EC CORP XX N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC 796.94000000 0.014777999352 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 83396.79000000 USD 9024000.00000000 JPY 2020-06-15 796.94000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED EUR / SOLD USD 000000000 1.00000000 NC -33.04000000 -0.00061267485 N/A DFE XX N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 13305.80000000 USD 12000.00000000 EUR 2020-06-15 -33.04000000 N N N Compass Group PLC 2138008M6MH9OZ6U2T68 Compass Group PLC 000000000 4345.00000000 NS 67695.58000000 1.255308100248 Long EC CORP GB N 2 N N N Sushiro Global Holdings Ltd 529900CWF7GCVZKS5M87 Sushiro Global Holdings Ltd 000000000 3200.00000000 NS 46911.63000000 0.869902423982 Long EC CORP JP N 2 N N N Admiral Group PLC 213800FGVM7Z9EJB2685 Admiral Group PLC 000000000 2970.00000000 NS 81794.18000000 1.516744471459 Long EC CORP GB N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD AUD 000000000 1.00000000 NC -545.00000000 -0.01010616815 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 39000.00000000 AUD 23448.75000000 USD 2020-06-15 -545.00000000 N N N Daiichikosho Co Ltd N/A Daiichikosho Co Ltd 000000000 800.00000000 NS 21409.71000000 0.397009411648 Long EC CORP JP N 2 N N N Hikari Tsushin Inc 3538001SOIIV8U3OXH94 Hikari Tsushin Inc 000000000 200.00000000 NS 33466.60000000 0.620585480880 Long EC CORP JP N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED EUR / SOLD USD 000000000 1.00000000 NC 398.06000000 0.007381396870 N/A DFE XX N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 53799.06000000 USD 49000.00000000 EUR 2020-06-15 398.06000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD SGD 000000000 1.00000000 NC 1252.36000000 0.023223047242 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 164500.00000000 SGD 117120.36000000 USD 2020-06-15 1252.36000000 N N N Zurich Insurance Group AG 529900QVNRBND50TXP03 Zurich Insurance Group AG 000000000 178.00000000 NS 62532.58000000 1.159568382506 Long EC CORP CH N 2 N N N iShares MSCI EAFE ETF 549300O0XO3KDQV68404 iShares MSCI EAFE ETF 464287465 4070.00000000 NS USD 217582.20000000 4.034719816714 Long EC RF US N 1 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC 422.10000000 0.007827180875 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 57367.79000000 USD 6194000.00000000 JPY 2020-06-15 422.10000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED AUD / SOLD USD 000000000 1.00000000 NC -1416.75000000 -0.02627140133 N/A DFE AU N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 18643.04000000 USD 28000.00000000 AUD 2020-06-15 -1416.75000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD EUR 000000000 1.00000000 NC -39.18000000 -0.00072653150 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 12000.00000000 EUR 13233.59000000 USD 2020-06-15 -39.18000000 N N N Novo Nordisk A/S 549300DAQ1CVT6CXN342 Novo Nordisk A/S 000000000 1539.00000000 NS 91903.07000000 1.704197943333 Long EC CORP DK N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED AUD / SOLD USD 000000000 1.00000000 NC 609.04000000 0.011293689268 N/A DFE AU N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 23384.71000000 USD 39000.00000000 AUD 2020-06-15 609.04000000 N N N TELUS Corp L2TEUTQ8OSHMJWVLCE40 TELUS CORP COM (NON CANADIAN 000000000 1582.00000000 NS 25012.08000000 0.463809699659 Long EC CORP CA N 1 N N N Tokyo Gas Co Ltd 353800678EIJLOQSWZ83 Tokyo Gas Co Ltd 000000000 2900.00000000 NS 68333.47000000 1.267136767409 Long EC CORP JP N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC 686.88000000 0.012737109688 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 23869.62000000 USD 2632000.00000000 JPY 2020-06-15 686.88000000 N N N Capgemini SE 96950077L0TN7BAROX36 Capgemini SE 000000000 622.00000000 NS 51975.79000000 0.963809309320 Long EC CORP FR N 2 N N N Morgan Stanley Capital Services LLC I7331LVCZKQKX5T7XV54 PURCHASED USD / SOLD KRW 000000000 1.00000000 NC 1014.78000000 0.018817499664 N/A DFE US N 2 Morgan Stanley Capital Services LLC I7331LVCZKQKX5T7XV54 45371000.00000000 KRW 38284.53000000 USD 2020-05-14 1014.78000000 N N N Swedish Match AB 529900YVXCGNWAUYZG78 Swedish Match AB 000000000 1470.00000000 NS 83230.90000000 1.543386185050 Long EC CORP SE N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD HKD 000000000 1.00000000 NC -148.65000000 -0.00275648054 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 514000.00000000 HKD 66131.49000000 USD 2020-06-15 -148.65000000 N N N Singapore Exchange Ltd 549300IQ650PPXM76X03 Singapore Exchange Ltd 000000000 11000.00000000 NS 70844.99000000 1.313708957203 Long EC CORP SG N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD GBP 000000000 1.00000000 NC -60.32000000 -0.00111853956 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 21000.00000000 GBP 26058.21000000 USD 2020-06-15 -60.32000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED GBP / SOLD USD 000000000 1.00000000 NC 1064.95000000 0.019747823437 N/A DFE GB N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 18834.88000000 USD 16000.00000000 GBP 2020-06-15 1064.95000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC 429.63000000 0.007966812886 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 24574.71000000 USD 2680000.00000000 JPY 2020-06-15 429.63000000 N N N BAE Systems PLC 8SVCSVKSGDWMW2QHOH83 BAE Systems PLC 000000000 4846.00000000 NS 31135.64000000 0.577361492411 Long EC CORP GB N 2 N N N Morinaga & Co Ltd/Japan N/A Morinaga & Co Ltd/Japan 000000000 1100.00000000 NS 45030.26000000 0.835015375218 Long EC CORP JP N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED AUD / SOLD USD 000000000 1.00000000 NC 4.98000000 0.000092346270 N/A DFE AU N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 22758.33000000 USD 37000.00000000 AUD 2020-06-15 4.98000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED CAD / SOLD USD 000000000 1.00000000 NC 254.60000000 0.004721156718 N/A DFE CA N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 8989.52000000 USD 13000.00000000 CAD 2020-06-15 254.60000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD JPY 000000000 1.00000000 NC 124.94000000 0.002316815869 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 2482000.00000000 JPY 23281.95000000 USD 2020-06-15 124.94000000 N N N Sanofi 549300E9PC51EN656011 Sanofi 000000000 519.00000000 NS 44932.37000000 0.833200159070 Long EC CORP FR N 2 N N N RELX PLC 549300WSX3VBUFFJOO66 RELX PLC 000000000 6999.00000000 NS 149375.71000000 2.769937693767 Long EC CORP GB N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED GBP / SOLD USD 000000000 1.00000000 NC -681.63000000 -0.01263975669 N/A DFE GB N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 15606.50000000 USD 12000.00000000 GBP 2020-06-15 -681.63000000 N N N Intertrust NV 724500NRH17KKW68GO66 Intertrust NV 000000000 2603.00000000 NS 32765.55000000 0.607585610819 Long EC CORP NL N 2 N N N Bandai Namco Holdings Inc N/A Bandai Namco Holdings Inc 000000000 1400.00000000 NS 67904.54000000 1.259182934922 Long EC CORP JP N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD CAD 000000000 1.00000000 NC 819.79000000 0.015201716677 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 20000.00000000 CAD 15041.51000000 USD 2020-06-15 819.79000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD AUD 000000000 1.00000000 NC -229.24000000 -0.00425089538 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 37000.00000000 AUD 22534.07000000 USD 2020-06-15 -229.24000000 N N N KBC Group NV 213800X3Q9LSAKRUWY91 KBC Group NV 000000000 1283.00000000 NS 58216.37000000 1.079531053993 Long EC CORP BE N 2 N N N Astellas Pharma Inc 529900IB708DY2HBBB35 Astellas Pharma Inc 000000000 6200.00000000 NS 95525.62000000 1.771372437717 Long EC CORP JP N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED JPY / SOLD USD 000000000 1.00000000 NC -4096.50000000 -0.07596315199 N/A DFE JP N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 151080.99000000 USD 15754000.00000000 JPY 2020-06-15 -4096.50000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED SGD / SOLD USD 000000000 1.00000000 NC 111.60000000 0.002069446542 N/A DFE SG N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 20314.98000000 USD 29000.00000000 SGD 2020-06-15 111.60000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED CHF / SOLD USD 000000000 1.00000000 NC -277.59000000 -0.00514747012 N/A DFE CH N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 36771.47000000 USD 35000.00000000 CHF 2020-06-15 -277.59000000 N N N Nestle SA KY37LUS27QQX7BB93L28 Nestle SA 000000000 1060.00000000 NS 108509.86000000 2.012144754722 Long EC CORP CH N 2 N N N Avast PLC 213800IR8G8LCZH4BO27 Avast PLC 000000000 11200.00000000 NS 54148.61000000 1.004100840117 Long EC CORP GB N 2 N N N Merlin Properties Socimi SA 959800L8KD863DP30X04 Merlin Properties Socimi SA 000000000 5581.00000000 NS 42117.81000000 0.781008568916 Long EC ES N 2 N N N Samsung Electronics Co Ltd 9884007ER46L6N7EI764 Samsung Electronics Co Ltd 000000000 740.00000000 NS 28772.32000000 0.533537438617 Long EC CORP KR N 2 N N N Bank Leumi Le-Israel BM 7JDSZWRGUQY2DSTWCR57 Bank Leumi Le-Israel BM 000000000 14102.00000000 NS 77757.91000000 1.441898190124 Long EC CORP IL N 2 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED CAD / SOLD USD 000000000 1.00000000 NC -214.85000000 -0.00398405546 N/A DFE CA N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 25813.95000000 USD 36000.00000000 CAD 2020-06-15 -214.85000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED AUD / SOLD USD 000000000 1.00000000 NC -1724.11000000 -0.03197090930 N/A DFE AU N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 60785.66000000 USD 96000.00000000 AUD 2020-06-15 -1724.11000000 N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 PURCHASED USD / SOLD GBP 000000000 1.00000000 NC -55.79000000 -0.00103453783 N/A DFE US N 2 Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 15000.00000000 GBP 18600.30000000 USD 2020-06-15 -55.79000000 N N N 2020-04-28 AB CAP FUND, INC. Joseph Mantineo Joseph Mantineo Treasurer and Chief Financial Officer XXXX NPORT-EX 2 NPORT_6365814692321924.htm HTML[877387.FFISC]

AB Cap Fund, Inc.

AB FlexFee International Strategic Core Portfolio

Portfolio of Investments

March 31, 2020 (unaudited)

 

Company    Shares        U.S. $ Value  

COMMON STOCKS – 89.1%

 

Financials – 15.5%

 

Banks – 6.6%

 

Bank Leumi Le-Israel BM

      14,102        $ 77,758  

DBS Group Holdings Ltd.

      4,900          63,936  

Hang Seng Bank Ltd.

      2,900          49,408  

KBC Group NV

      1,283          58,216  

Oversea-Chinese Banking Corp., Ltd.

      7,628          46,218  

Royal Bank of Canada

      950          58,844  
       

 

 

  
                354,380  
       

 

 

  

Capital Markets – 3.7%

 

Euronext NV(a)

      562          41,382  

Partners Group Holding AG

      131          89,691  

Singapore Exchange Ltd.

      11,000          70,845  
       

 

 

  
          201,918  
       

 

 

  

Insurance – 5.2%

 

Admiral Group PLC

      2,970          81,794  

Allianz SE (REG)

      227          38,658  

Sampo Oyj - Class A

      2,050          59,140  

Swiss Re AG

      473          36,420  

Zurich Insurance Group AG

      178          62,533  
       

 

 

  
          278,545  
       

 

 

  
          834,843  
       

 

 

  

Information Technology – 13.1%

 

IT Services – 3.2%

 

Amadeus IT Group SA - Class A

      1,467          69,050  

Capgemini SE

      622          51,976  

Otsuka Corp.

      1,200          51,157  
       

 

 

  
          172,183  
       

 

 

  

Software – 9.1%

 

Avast PLC(a)

      11,200          54,149  

Check Point Software Technologies Ltd.(b)

      760          76,410  

Constellation Software, Inc./Canada

      130          118,150  

Nice Ltd.(b)

      489          70,707  

Oracle Corp. Japan

      1,300          113,390  

SAP SE

      531          59,285  
       

 

 

  
          492,091  
       

 

 

  

Technology Hardware, Storage & Peripherals – 0.8%

 

Samsung Electronics Co., Ltd.

      740          28,772  

Samsung Electronics Co., Ltd. (GDR)(a)

      15          14,837  
       

 

 

  
          43,609  
       

 

 

  
          707,883  
       

 

 

  

Industrials – 13.1%

 

Aerospace & Defense – 1.5%

 

Airbus SE

      321          20,699  

BAE Systems PLC

      4,846          31,136  

MTU Aero Engines AG

      175          25,304  
       

 

 

  
          77,139  
       

 

 

  
Company    Shares        U.S. $ Value  

Air Freight & Logistics – 2.1%

 

Kuehne & Nagel International AG

      327        $ 44,544  

SG Holdings Co., Ltd.

      2,900          69,074  
       

 

 

  
                113,618  
       

 

 

  

Commercial Services & Supplies – 1.2%

 

Secom Co., Ltd.

      800          66,166  
       

 

 

  

Professional Services – 8.3%

 

Experian PLC

      2,353          65,393  

Intertek Group PLC

      510          29,797  

Intertrust NV(a)

      2,603          32,765  

Meitec Corp.

      1,200          47,588  

RELX PLC

      6,999          149,376  

Wolters Kluwer NV

      1,741          123,235  
       

 

 

  
          448,154  
       

 

 

  
          705,077  
       

 

 

  

Consumer Staples – 11.3%

 

Food & Staples Retailing – 1.7%

 

Koninklijke Ahold Delhaize NV

      4,048          94,305  
       

 

 

  

Food Products – 4.6%

 

Danone SA

      467          29,887  

Morinaga & Co., Ltd./Japan

      1,100          45,030  

Nestle SA (REG)

      1,060          108,510  

Salmar ASA

      1,901          62,893  
       

 

 

  
          246,320  
       

 

 

  

Personal Products – 0.7%

 

Unilever PLC

      798          40,243  
       

 

 

  

Tobacco – 4.3%

 

British American Tobacco PLC

      1,614          54,981  

Philip Morris International, Inc.

      1,271          92,732  

Swedish Match AB

      1,470          83,231  
       

 

 

  
          230,944  
       

 

 

  
          611,812  
       

 

 

  

Health Care – 10.3%

 

Health Care Providers & Services – 0.8%

 

Galenica AG(a)

      620          42,304  
       

 

 

  

Pharmaceuticals – 9.5%

 

Astellas Pharma, Inc.

      6,200          95,526  

GlaxoSmithKline PLC

      4,330          81,249  

Novo Nordisk A/S - Class B

      1,539          91,903  

Roche Holding AG

      626          201,411  

Sanofi

      519          44,932  
       

 

 

  
          515,021  
       

 

 

  
          557,325  
       

 

 

  

Consumer Discretionary – 7.4%

 

Hotels, Restaurants & Leisure – 3.4%

 

Aristocrat Leisure Ltd.

      5,096          66,032  

Compass Group PLC

      4,345          67,695  

Sushiro Global Holdings Ltd.

      3,200          46,912  
       

 

 

  
          180,639  
       

 

 

  
Company    Shares        U.S. $ Value  

Internet & Direct Marketing Retail – 0.9%

 

Moneysupermarket.com Group PLC

      13,190        $ 49,015  
       

 

 

  

Leisure Products – 1.3%

 

Bandai Namco Holdings, Inc.

      1,400          67,904  
       

 

 

  

Specialty Retail – 0.6%

 

Hikari Tsushin, Inc.

      200          33,467  
       

 

 

  

Textiles, Apparel & Luxury Goods – 1.2%

 

adidas AG

      294          65,276  
       

 

 

  
                396,301  
       

 

 

  

Communication Services – 7.3%

 

Diversified Telecommunication Services – 3.5%

 

HKT Trust & HKT Ltd. - Class SS

      50,000          68,002  

Nippon Telegraph & Telephone Corp.

      4,000          95,667  

TELUS Corp.

      1,582          25,012  
       

 

 

  
          188,681  
       

 

 

  

Entertainment – 0.4%

 

Daiichikosho Co., Ltd.

      800          21,410  
       

 

 

  

Interactive Media & Services – 2.2%

 

Auto Trader Group PLC

      13,840          74,788  

Kakaku.com, Inc.

      2,400          43,895  
       

 

 

  
          118,683  
       

 

 

  

Media – 1.2%

 

Cogeco Communications, Inc.

      607          41,178  

Informa PLC

      4,670          25,436  
       

 

 

  
          66,614  
       

 

 

  
          395,388  
       

 

 

  

Real Estate – 5.2%

 

Equity Real Estate Investment Trusts (REITs) – 3.9%

 

Merlin Properties Socimi SA

      5,581          42,118  

Nippon Building Fund, Inc.

      13          87,450  

Nippon Prologis REIT, Inc.(b)

      31          77,999  
       

 

 

  
          207,567  
       

 

 

  

Real Estate Management & Development – 1.3%

 

Vonovia SE

      1,433          71,283  
       

 

 

  
          278,850  
       

 

 

  

Utilities – 4.5%

 

Electric Utilities – 3.2%

 

EDP - Energias de Portugal SA

      20,602          82,890  

Enel SpA

      13,360          92,155  
       

 

 

  
          175,045  
       

 

 

  

Gas Utilities – 1.3%

 

Tokyo Gas Co., Ltd.

      2,900          68,334  
       

 

 

  
          243,379  
       

 

 

  
Company    Shares        U.S. $ Value  

Energy – 1.4%

        

Oil, Gas & Consumable Fuels – 1.4%

        

Royal Dutch Shell PLC - Class B

      4,363        $ 73,185  
       

 

 

  

Total Common Stocks
(cost $5,145,448)

           4,804,043  
       

 

 

  

INVESTMENT COMPANIES – 4.0%

        

Funds and Investment Trusts – 4.0%

        

iShares MSCI EAFE ETF(c)
(cost $203,307)

      4,070          217,582  
       

 

 

  

SHORT-TERM INVESTMENTS – 5.3%

        

Investment Companies – 5.3%

        

AB Fixed Income Shares, Inc. - Government Money Market Portfolio - Class AB, 0.53%(c) (d) (e)
(cost $282,763)

      282,763          282,763  
       

 

 

  

Total Investments – 98.4%
(cost $5,631,518)(f)

           5,304,388  

Other assets less liabilities – 1.6%

           88,419  
       

 

 

  

Net Assets – 100.0%

         $     5,392,807  
       

 

 

  

 

FORWARD CURRENCY EXCHANGE CONTRACTS

 

Counterparty   

Contracts to

Deliver

(000)

     

In Exchange

For

(000)

     

Settlement

Date

     

Unrealized

Appreciation/

(Depreciation)

Brown Brothers Harriman & Co.        AUD        110          USD        66          06/15/2020        $ (1,724 )
Brown Brothers Harriman & Co.        CAD        408          USD        297          06/15/2020          6,415
Brown Brothers Harriman & Co.        CAD        30          USD        21          06/15/2020          (707 )
Brown Brothers Harriman & Co.        CHF        23          USD        24          06/15/2020          225
Brown Brothers Harriman & Co.        CHF        12          USD        12          06/15/2020          (200 )
Brown Brothers Harriman & Co.        EUR        11          USD        12          06/15/2020          101
Brown Brothers Harriman & Co.        EUR        96          USD        105          06/15/2020          (886 )
Brown Brothers Harriman & Co.        GBP        12          USD        15          06/15/2020          560
Brown Brothers Harriman & Co.        GBP        52          USD        64          06/15/2020                (1,003 ) 
Brown Brothers Harriman & Co.        HKD        514          USD        66          06/15/2020          (149 )
Brown Brothers Harriman & Co.        ILS        613          USD        168          06/15/2020          (5,245 )
Brown Brothers Harriman & Co.        JPY        3,544          USD        33          06/15/2020          161
Brown Brothers Harriman & Co.        JPY        12,733          USD                  117          06/15/2020          (1,397 )
Brown Brothers Harriman & Co.        NOK        556          USD        60          06/15/2020          6,761
Counterparty   

Contracts to

Deliver

(000)

     

In Exchange

For

(000)

     

Settlement

Date

     

Unrealized

Appreciation/

(Depreciation)

Brown Brothers Harriman & Co.

        SEK        217          USD        22          06/15/2020        $ (301 )

Brown Brothers Harriman & Co.

        SGD        165          USD        117          06/15/2020          1,252

Brown Brothers Harriman & Co.

        SGD        45          USD        31          06/15/2020          (704 )

Brown Brothers Harriman & Co.

        USD        46          AUD        76          06/15/2020          614

Brown Brothers Harriman & Co.

        USD        191          AUD        295          06/15/2020          (9,820 )

Brown Brothers Harriman & Co.

        USD        57          CAD        81          06/15/2020              1,010

Brown Brothers Harriman & Co.

        USD        26          CAD        36          06/15/2020          (215 )

Brown Brothers Harriman & Co.

        USD        37          CHF        35          06/15/2020          (278 )

Brown Brothers Harriman & Co.

        USD        127          EUR        116          06/15/2020          1,492

Brown Brothers Harriman & Co.

        USD        316          EUR        282          06/15/2020          (4,610 )

Brown Brothers Harriman & Co.

        USD        19          GBP        16          06/15/2020          1,065

Brown Brothers Harriman & Co.

        USD        16          GBP        12          06/15/2020          (682 )

Brown Brothers Harriman & Co.

        USD        66          HKD        514          06/15/2020          123

Brown Brothers Harriman & Co.

        USD        270          JPY        29,346          06/15/2020          4,064

Brown Brothers Harriman & Co.

        USD        202          JPY        21,082          06/15/2020          (5,555 )

Brown Brothers Harriman & Co.

        USD        10          NOK        107          06/15/2020          136

Brown Brothers Harriman & Co.

        USD        10          NOK        98          06/15/2020          (763 )

Brown Brothers Harriman & Co.

        USD        65          SEK        632          06/15/2020          (1,495 )

Brown Brothers Harriman & Co.

        USD        35          SGD        50          06/15/2020          373

Morgan Stanley Capital Services LLC

        KRW        45,371          USD        38          05/14/2020          1,015

Standard Chartered Bank

        KRW        14,332          USD        12          05/14/2020          114

Standard Chartered Bank

        USD        9          KRW        11,787          05/14/2020          219

Standard Chartered Bank

        USD        9          KRW            10,470          05/14/2020          (80 )
                                   

 

 

  
                                    $     (10,114 ) 
                                   

 

 

  

 

(a)

Security is exempt from registration under Rule 144A of the Securities Act of 1933. These securities are considered restricted, but liquid and may be resold in transactions exempt from registration, normally to qualified institutional buyers. At March 31, 2020, the aggregate market value of these securities amounted to $185,437 or 3.4% of net assets.

(b)

Non-income producing security.

(c)

To obtain a copy of the fund’s shareholder report, please go to the Securities and Exchange Commission’s website at www.sec.gov. Additionally, shareholder reports for AB funds can be obtained by calling AB at (800) 227-4618.

(d)

The rate shown represents the 7-day yield as of period end.

(e)

Affiliated investments.

(f)

As of March 31, 2020, the cost basis of investment securities owned was substantially identical for both book and tax purposes. Gross unrealized appreciation of investments was $307,311 and gross unrealized depreciation of investments was $(644,555), resulting in net unrealized depreciation of $(337,244).

Currency Abbreviations:

AUD – Australian Dollar

CAD – Canadian Dollar

CHF – Swiss Franc

EUR – Euro

GBP – Great British Pound

HKD – Hong Kong Dollar

ILS – Israeli Shekel

JPY – Japanese Yen

KRW – South Korean Won

NOK – Norwegian Krone

SEK – Swedish Krona

SGD – Singapore Dollar

USD – United States Dollar

Glossary:

EAFE – Europe, Australia, and Far East

ETF – Exchange Traded Fund

GDR – Global Depositary Receipt

MSCI – Morgan Stanley Capital International

REG – Registered Shares

REIT – Real Estate Investment Trust

COUNTRY BREAKDOWN1

March 31, 2020 (unaudited)

 

  19.4%       

Japan

  16.6%       

United Kingdom

  11.0%       

Switzerland

  5.9%       

United States

  5.5%       

Netherlands

  4.9%       

Germany

  4.6%       

Canada

  4.3%       

Israel

  3.4%       

Singapore

  2.8%       

France

  2.2%       

Hong Kong

  2.1%       

Spain

  1.7%       

Italy

  10.3%       

Other

  5.3%       

Short-Term

 

 

       
  100.0%       

Total Investments

 

 

       

 

1

All data are as of March 31, 2020. The Fund’s country breakdown is expressed as a percentage of total investments and may vary over time. “Other” country weightings represent 1.7% or less in the following: Australia, Belgium, Denmark, Finland, Norway, Portugal, South Korea and Sweden.

AB Cap Fund, Inc.

AB FlexFee International Strategic Core Portfolio

March 31, 2020 (unaudited)

In accordance with U.S. GAAP regarding fair value measurements, fair value is defined as the price that the Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants at the measurement date. U.S. GAAP establishes a framework for measuring fair value, and a three-level hierarchy for fair value measurements based upon the transparency of inputs to the valuation of an asset or liability (including those valued based on their market values). Inputs may be observable or unobservable and refer broadly to the assumptions that market participants would use in pricing the asset or liability. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability based on market data obtained from sources independent of the Fund. Unobservable inputs reflect the Fund’s own assumptions about the assumptions that market participants would use in pricing the asset or liability based on the best information available in the circumstances. Each investment is assigned a level based upon the observability of the inputs which are significant to the overall valuation. The three-tier hierarchy of inputs is summarized below.

 

  •  

Level 1 - quoted prices in active markets for identical investments

  •  

Level 2 - other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, etc.)

  •  

Level 3 - significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments)

The fair value of debt instruments, such as bonds, and over-the-counter derivatives is generally based on market price quotations, recently executed market transactions (where observable) or industry recognized modeling techniques and are generally classified as Level 2. Pricing vendor inputs to Level 2 valuations may include quoted prices for similar investments in active markets, interest rate curves, coupon rates, currency rates, yield curves, option adjusted spreads, default rates, credit spreads and other unique security features in order to estimate the relevant cash flows which are then discounted to calculate fair values. If these inputs are unobservable and significant to the fair value, these investments will be classified as Level 3.

Where readily available market prices or relevant bid prices are not available for certain equity investments, such investments may be valued based on similar publicly traded investments, movements in relevant indices since last available prices or based upon underlying company fundamentals and comparable company data (such as multiples to earnings or other multiples to equity). Where an investment is valued using an observable input, such as another publicly traded security, the investment will be classified as Level 2. If management determines that an adjustment is appropriate based on restrictions on resale, illiquidity or uncertainty, and such adjustment is a significant component of the valuation, the investment will be classified as Level 3. An investment will also be classified as Level 3 where management uses company fundamentals and other significant inputs to determine the valuation.

The following table summarizes the valuation of the Fund’s investments by the above fair value hierarchy levels as of March 31, 2020:

 

Investments in Securities

    Level 1      Level 2     Level 3      Total  
Assets:           
Common Stocks:           

Financials

    $ 58,844      $ 775,999     $ -0-      $ 834,843  

Information Technology

      194,560        513,323       -0-        707,883  

Industrials

      123,235        581,842       -0-        705,077  

Consumer Staples

      92,732        519,080       -0-        611,812  

Health Care

      -0-        557,325       -0-        557,325  

Consumer Discretionary

      -0-        396,301       -0-        396,301  

Communication Services

      66,190        329,198       -0-        395,388  

Real Estate

      -0-        278,850       -0-        278,850  

Utilities

      -0-        243,379       -0-        243,379  

Energy

      -0-        73,185       -0-        73,185  

Investment Companies

      217,582        -0-       -0-        217,582  
Short-Term Investments:           

Investment Companies

      282,763        -0-       -0-        282,763  
  

 

 

     

 

 

    

 

 

     

 

 

  

Total Investments in Securities

      1,035,906        4,268,482 †      -0-        5,304,388  
Other Financial Instruments*:           
Assets           
Forward Currency Exchange Contracts      -0-        25,700       -0-        25,700  
Liabilities           
Forward Currency Exchange Contracts      -0-        (35,814 )      -0-        (35,814 ) 
  

 

 

     

 

 

    

 

 

     

 

 

  
Total    $     1,035,906      $     4,258,368     $                 -0-      $     5,294,274  
  

 

 

     

 

 

    

 

 

     

 

 

  

 

†

A significant portion of the Fund’s foreign equity investments are categorized as Level 2 investments since they are valued using fair value prices based on third party vendor modeling tools to the extent available.

*

Other financial instruments are derivative instruments, such as futures, forwards and swaps, which are valued at the unrealized appreciation/(depreciation) on the instrument. Other financial instruments may also include swaps with upfront premiums, options written and swaptions written which are valued at market value.

A summary of the Fund’s transactions in AB mutual funds for the three months ended March 31, 2020 is as follows:

 

Fund   

Market Value

12/31/19

(000)

     

Purchases

at Cost

(000)

     

Sales

Proceeds

(000)

     

Market Value

3/31/20

(000)

     

Dividend

Income

(000)

  
Government Money Market Portfolio    $     114      $     904      $     735      $     283      $     0 ** 
Government Money Market Portfolio*      -0-        26        26        -0-        0 ** 
Total                               $ 283      $ 0 ** 

 

*

Investment of cash collateral for securities lending transactions.

 

**

Amount is less than $500.