FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
TIMBERLAND CO [ TBL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 08/07/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 08/07/2003 | M(1) | 500 | A | $12.53 | 72,156 | D | |||
Class A Common Stock(2) | 08/07/2003 | S(1) | 500 | D | $43.66 | 71,656 | D | |||
Class A Common Stock | 08/07/2003 | M(1) | 500 | A | $12.53 | 72,156 | D | |||
Class A Common Stock(2) | 08/07/2003 | S(1) | 500 | D | $44.28 | 71,656 | D | |||
Class A Common Stock | 08/07/2003 | M(1) | 500 | A | $12.53 | 72,156 | D | |||
Class A Common Stock(2) | 08/07/2003 | S(1) | 500 | D | $44.3 | 71,656 | D | |||
Class A Common Stock | 08/07/2003 | M(1) | 1,829 | A | $12.53 | 73,485 | D | |||
Class A Common Stock(2) | 08/07/2003 | S(1) | 1,829 | D | $44 | 71,656 | D | |||
Class A Common Stock | 43,602 | I | by Spouse(3) | |||||||
Class A Common Stock(2) | 2,972,923 | I | by Swartz Trust(4) | |||||||
Class A Common Stock | 15,600 | I | by self as custodian(5) | |||||||
Class B Common Stock | 32,190 | D | ||||||||
Class B Common Stock | 91,742 | I | by self as custodian(5) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $12.53 | 08/07/2003 | M(1) | 500 | 05/16/2001(6) | 05/16/2007 | Class A Common Stock | 500 | $0 | 2,829 | D | ||||
Non-Qualified Stock Option (right to buy) | $12.53 | 08/07/2003 | M(1) | 500 | 05/16/2001(6) | 05/16/2007 | Class A Common Stock | 500 | $0 | 2,329 | D | ||||
Non-Qualified Stock Option (right to buy) | $12.53 | 08/07/2003 | M(1) | 500 | 05/16/2001(6) | 05/16/2007 | Class A Common Stock | 500 | $0 | 1,829 | D | ||||
Non-Qualified Stock Option (right to buy) | $12.53 | 08/07/2003 | M(1) | 1,829 | 05/16/2001(6) | 05/16/2007 | Class A Common Stock | 1,829 | $0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $15.19 | (6) | 02/25/2009 | Class A Common Stock | 240,000 | 240,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $18.03 | (6) | 02/26/2008 | Class A Common Stock | 200,000 | 200,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $22.75 | 03/02/2001 | 03/02/2010 | Class A Common Stock | 184,000 | 184,000 | D | ||||||||
Non-Qualified Stock Option (right to buy)(6) | $35.48 | 02/28/2003(6) | 02/28/2013 | Class A Common Stock | 100,000 | 100,000 | D | ||||||||
Non-Qualified Stock Option (right to buy)(6) | $38.97 | 03/06/2004 | 03/06/2013 | Class A Common Stock | 90,000 | 90,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $57 | 03/01/2002(6) | 03/01/2011 | Class A Common Stock | 60,000 | 60,000 | D |
Explanation of Responses: |
1. Shares sold pursuant to selling plan dated 7/19/02 that is intended to comply with Rule 10b5-1(c). |
2. Details of these stock options have been previously reported. |
3. Reporting Person's spouse received shares as a gift. Reporting Person disclaims ownership of these shares. |
4. The Reporting Person is one of the beneficiaries of The Sidney W. Swartz 1982 Family Trust, which Trust holds 3,142,017 shares of Class A Common Stock. |
5. The Reporting Person, as custodian for his sons, Daniel, Samuel and Noah Swartz, under the MA Uniform Gifts to Minors Act, holds the following shares for his sons: 7,800 shares each for Daniel and Samuel Swartz of Class A Common Stock; and 36,354 shares each for Daniel and Samuel Swartz and 17,078 shares for Noah Swartz of Class B Common Stock. |
6. These stock options become exercisable in four (4) equal installments, commencing one (1) year after the date of grant. |
By: Danette Wineberg, Attorney-in-Fact For: Jeffrey B. Swartz | 08/08/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |