0001127602-11-025826.txt : 20110922 0001127602-11-025826.hdr.sgml : 20110922 20110922164149 ACCESSION NUMBER: 0001127602-11-025826 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110913 FILED AS OF DATE: 20110922 DATE AS OF CHANGE: 20110922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWARTZ JEFFREY B CENTRAL INDEX KEY: 0001219451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09548 FILM NUMBER: 111103379 MAIL ADDRESS: STREET 1: 200 DOMAIN DR CITY: STRATHAM STATE: NH ZIP: 03885 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIMBERLAND CO CENTRAL INDEX KEY: 0000814361 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 020312554 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 DOMAIN DR CITY: STRATHAM STATE: NH ZIP: 03885 BUSINESS PHONE: 6037729500 MAIL ADDRESS: STREET 1: 200 DOMAIN DR CITY: STRATHAM STATE: NH ZIP: 03885 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-09-13 1 0000814361 TIMBERLAND CO TBL 0001219451 SWARTZ JEFFREY B 200 DOMAIN DRIVE STRATHAM NH 03885 1 1 1 President and CEO Class A Common Stock 2011-09-13 4 D 0 735996 43.00 D 0 D Class A Common Stock 2011-09-13 4 D 0 31200 43.00 D 0 I By Self As Custodian Class A Common Stock 2011-09-13 4 D 0 87204 43.00 D 0 I By Spouse Class A Common Stock 2011-09-13 4 D 0 278204 43.00 D 0 I By Swartz Trust Non-qualified Stock Option (Right to Buy) 9.34 2011-09-13 4 D 0 284560 43.00 D 2010-03-04 2019-03-05 Class A Common Stock 0 0 D Non-qualified Stock Option (Right to Buy) 15.19 2011-09-13 4 D 0 5450 43.00 D 2000-02-25 2009-02-25 Class A Common Stock 0 0 D Non-qualified Stock Option (Right to Buy) 19.45 2011-09-13 4 D 0 113489 43.00 D 2012-03-04 2020-03-04 Class A Common Stock 0 0 D Non-qualified Stock Option (Right to Buy) 19.485 2011-09-13 4 D 0 90000 43.00 D 2004-03-06 2013-03-06 Class A Common Stock 0 0 D Non-qualified Stock Option (Right to Buy) 31.29 2011-09-13 4 D 0 150000 43.00 D 2005-03-03 2014-03-03 Class A Common Stock 0 0 D Class B Common Stock 2011-09-13 4 D 0 64380 43.00 D Class A Common Stock 0 0 D Class B Common Stock 2011-09-13 4 D 0 183484 43.00 D Class A Common Stock 0 0 I By Self As Custodian Class B Common Stock 2011-09-13 4 D 0 3220612 43.00 D Class A Common Stock 0 0 I By Swartz Trust The Reporting Person, as custodian for his sons, Daniel, Samuel and Noah Swartz, under the MA Uniform Gifts to Minors Act, holds the following shares for his sons: 15,600 shares each for Daniel and Samuel Swartz of Class A Common Stock. Reporting Person's spouse received shares as a gift. Reporting Person disclaims ownership of these shares. The Class B Common Stock is convertible into Class A Common Stock at any time on a one-for-one basis, and has no expiration date. Previously this was reported on Table I but will in future filings be reported on Table II. The Reporting Person is one of the beneficiaries of The Sidney W. Swartz 1982 Family Trust, which Trust holds 278,204 shares of Class A Common Stock and 3,220,612 shares Class B. These shares were disposed of pursuant to the merger agreement between the issuer and VF Corporation at a per share buyout price of $43.00. The option was cancelled as a result of the merger. A cash payment was made in lieu of the equity cancelled which represents the difference between the exercise price of the option and the per share buyout price of $43.00 /s/Danette Wineberg, attorney-in-fact for Jeffrey B. Swartz 2011-09-22