0001127602-11-025826.txt : 20110922
0001127602-11-025826.hdr.sgml : 20110922
20110922164149
ACCESSION NUMBER: 0001127602-11-025826
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110913
FILED AS OF DATE: 20110922
DATE AS OF CHANGE: 20110922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SWARTZ JEFFREY B
CENTRAL INDEX KEY: 0001219451
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09548
FILM NUMBER: 111103379
MAIL ADDRESS:
STREET 1: 200 DOMAIN DR
CITY: STRATHAM
STATE: NH
ZIP: 03885
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIMBERLAND CO
CENTRAL INDEX KEY: 0000814361
STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140]
IRS NUMBER: 020312554
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 DOMAIN DR
CITY: STRATHAM
STATE: NH
ZIP: 03885
BUSINESS PHONE: 6037729500
MAIL ADDRESS:
STREET 1: 200 DOMAIN DR
CITY: STRATHAM
STATE: NH
ZIP: 03885
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2011-09-13
1
0000814361
TIMBERLAND CO
TBL
0001219451
SWARTZ JEFFREY B
200 DOMAIN DRIVE
STRATHAM
NH
03885
1
1
1
President and CEO
Class A Common Stock
2011-09-13
4
D
0
735996
43.00
D
0
D
Class A Common Stock
2011-09-13
4
D
0
31200
43.00
D
0
I
By Self As Custodian
Class A Common Stock
2011-09-13
4
D
0
87204
43.00
D
0
I
By Spouse
Class A Common Stock
2011-09-13
4
D
0
278204
43.00
D
0
I
By Swartz Trust
Non-qualified Stock Option (Right to Buy)
9.34
2011-09-13
4
D
0
284560
43.00
D
2010-03-04
2019-03-05
Class A Common Stock
0
0
D
Non-qualified Stock Option (Right to Buy)
15.19
2011-09-13
4
D
0
5450
43.00
D
2000-02-25
2009-02-25
Class A Common Stock
0
0
D
Non-qualified Stock Option (Right to Buy)
19.45
2011-09-13
4
D
0
113489
43.00
D
2012-03-04
2020-03-04
Class A Common Stock
0
0
D
Non-qualified Stock Option (Right to Buy)
19.485
2011-09-13
4
D
0
90000
43.00
D
2004-03-06
2013-03-06
Class A Common Stock
0
0
D
Non-qualified Stock Option (Right to Buy)
31.29
2011-09-13
4
D
0
150000
43.00
D
2005-03-03
2014-03-03
Class A Common Stock
0
0
D
Class B Common Stock
2011-09-13
4
D
0
64380
43.00
D
Class A Common Stock
0
0
D
Class B Common Stock
2011-09-13
4
D
0
183484
43.00
D
Class A Common Stock
0
0
I
By Self As Custodian
Class B Common Stock
2011-09-13
4
D
0
3220612
43.00
D
Class A Common Stock
0
0
I
By Swartz Trust
The Reporting Person, as custodian for his sons, Daniel, Samuel and Noah Swartz, under the MA Uniform Gifts to Minors Act, holds the following shares for his sons: 15,600 shares each for Daniel and Samuel Swartz of Class A Common Stock.
Reporting Person's spouse received shares as a gift. Reporting Person disclaims ownership of these shares.
The Class B Common Stock is convertible into Class A Common Stock at any time on a one-for-one basis, and has no expiration date. Previously this was reported on Table I but will in future filings be reported on Table II.
The Reporting Person is one of the beneficiaries of The Sidney W. Swartz 1982 Family Trust, which Trust holds 278,204 shares of Class A Common Stock and 3,220,612 shares Class B.
These shares were disposed of pursuant to the merger agreement between the issuer and VF Corporation at a per share buyout price of $43.00.
The option was cancelled as a result of the merger. A cash payment was made in lieu of the equity cancelled which represents the difference between the exercise price of the option and the per share buyout price of $43.00
/s/Danette Wineberg, attorney-in-fact for Jeffrey B. Swartz
2011-09-22