8-K 1 cns064261_8k.txt FORM 8-K DATED NOVEMBER 2, 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 2, 2006 CNS, Inc. --------------------------- (Exact name of Registrant as Specified in its Charter) Delaware --------------------------- (State Or Other Jurisdiction Of Incorporation) 0-16612 41-1580270 --------------------------------------- ------------------------------------ (Commission File Number) (I.R.S. Employer Identification No.) 7615 Smetana Lane Eden Prairie, MN 55344 --------------------------------------- ------------------------------------ (Address Of Principal Executive Offices) (Zip Code) (952) 229-1500 --------------------------- Registrant's Telephone Number, Including Area Code Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (SEE General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Items under Sections 1 and 3 through 7 are not applicable and therefore omitted. ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION. The Company hereby furnishes a press release issued on November 2, 2006 disclosing material non-public information regarding its results of operations for the quarter ended September 30, 2006. A copy of the press release is attached hereto as Exhibit 99.1. ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS Exhibit No. Description 99.1 Press Release issued on November 2, 2006. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. CNS, INC. By: /s/ Marti Morfitt -------------------------------------- Marti Morfitt President and Chief Executive Officer Date: November 2, 2006