-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bqmp2fbvFQtI2/lT2tWnCVVEJ5K9Peb7msm+PRBuB/VjA/Dvb6zjRBbh7BGLxLzP U5AZUxeMceNgcTIqWG5dFw== 0001181431-05-021006.txt : 20050406 0001181431-05-021006.hdr.sgml : 20050406 20050406144118 ACCESSION NUMBER: 0001181431-05-021006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20031230 FILED AS OF DATE: 20050406 DATE AS OF CHANGE: 20050406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN TREATY AMERICAN CORP CENTRAL INDEX KEY: 0000814181 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 231664166 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3440 LEHIGH ST CITY: ALLENTOWN STATE: PA ZIP: 18103 BUSINESS PHONE: 6109652222 MAIL ADDRESS: STREET 1: 3440 LEHIGH ST CITY: ALLENTOWN STATE: PA ZIP: 18103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITEBOX INTERMARKET PARTNERS LP CENTRAL INDEX KEY: 0001296973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14681 FILM NUMBER: 05736592 BUSINESS ADDRESS: STREET 1: TRIDENT CHAMBERS STREET 2: PO BOX 146 WATERFRONT CITY: WICKHAMS CAY STATE: D8 ZIP: 00000 BUSINESS PHONE: 2844942434 MAIL ADDRESS: STREET 1: TRIDENT CHAMBERS STREET 2: PO BOX 146 WATERFRONT CITY: WICKHAMS CAY STATE: D8 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITEBOX ADVISORS LLC CENTRAL INDEX KEY: 0001257391 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14681 FILM NUMBER: 05736593 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. CITY: MINNEAPOLIS STATE: MN ZIP: 55416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whitebox Diversified Convertible Arbitrage Fund, Ltd. CENTRAL INDEX KEY: 0001317594 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14681 FILM NUMBER: 05736595 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6000 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whitebox Diversified Convertible Arbitrage Fund, L.P. CENTRAL INDEX KEY: 0001317593 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14681 FILM NUMBER: 05736597 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6000 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whitebox Diversified Convertible Arbitrage Partners, L.P. CENTRAL INDEX KEY: 0001317592 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14681 FILM NUMBER: 05736598 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6000 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AJR Financial, LLC CENTRAL INDEX KEY: 0001307362 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14681 FILM NUMBER: 05736600 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: (612) 253-6001 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whitebox Diversified Convertible Arbitrage Advisors, LLC CENTRAL INDEX KEY: 0001317591 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14681 FILM NUMBER: 05736599 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6000 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pandora Select Advisors, LLC CENTRAL INDEX KEY: 0001307361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14681 FILM NUMBER: 05736594 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: (612) 253-6001 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITEBOX INTERMARKET FUND LP CENTRAL INDEX KEY: 0001296987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14681 FILM NUMBER: 05736591 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BLVD STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 6122536000 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BLVD STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whitebox Intermarket Fund, Ltd. CENTRAL INDEX KEY: 0001306166 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14681 FILM NUMBER: 05736601 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: (612) 253-6001 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 4 1 rrd73344.xml FORM 4 X0202 4 2003-12-30 0 0000814181 PENN TREATY AMERICAN CORP PTA 0001257391 WHITEBOX ADVISORS LLC 3033 EXCELSIOR BOULEVARD, SUITE 300 MINNEAPOLIS MN 55416 0 0 1 0 0001296973 WHITEBOX INTERMARKET PARTNERS LP 3033 EXCELSIOR BOULEVARD, SUITE 300 MINNEAPOLIS MN 55416 0 0 1 0 0001296987 WHITEBOX INTERMARKET FUND LP 3033 EXCELSIOR BOULEVARD, SUITE 300 MINNEAPOLIS MN 55416 0 0 1 0 0001306166 Whitebox Intermarket Fund, Ltd. 3033 EXCELSIOR BOULEVARD, SUITE 300 MINNEAPOLIS MN 55416 0 0 1 0 0001307362 AJR Financial, LLC 3033 EXCELSIOR BOULEVARD, SUITE 300 MINNEAPOLIS MN 55416 0 0 1 0 0001317591 Whitebox Diversified Convertible Arbitrage Advisors, LLC 3033 EXCELSIO BOULEVARD, SUITE 300 MINNEAPOLIS MN 55416 0 0 1 0 0001317592 Whitebox Diversified Convertible Arbitrage Partners, L.P. 3033 EXCELSIO BOULEVARD, SUITE 300 MINNEAPOLIS MN 55416 0 0 1 0 0001317593 Whitebox Diversified Convertible Arbitrage Fund, L.P. 3033 EXCELSIO BOULEVARD, SUITE 300 MINNEAPOLIS MN 55416 0 0 1 0 0001317594 Whitebox Diversified Convertible Arbitrage Fund, Ltd. 3033 EXCELSIOR BOULEVARD, SUITE 300 MINNEAPOLIS MN 55416 0 0 1 0 0001307361 Pandora Select Advisors, LLC 3033 EXCELSIOR BOULEVARD, SUITE 300 MINNEAPOLIS MN 55416 0 0 1 0 Convertible Subordinated Notes (Right to Purchase) 1.75 2004-07-27 4 P 0 100000 100000 A 2008-10-01 Common Stock 57142 7520881 I Refer to Footnote Convertible Subordinated Notes (Right to Purchase) 1.75 2004-07-27 4 P 0 126000 126000 A 2008-10-01 Common Stock 72000 7592881 I Refer to Footnote Convertible Subordinated Notes (Right to Purchase) 1.75 2004-09-10 4 P 0 500000 500000 A 2008-10-01 Common Stock 285714 7878595 I Refer to Footnote Convertible Subordinated Notes (Right to Purchase) 1.75 2004-09-28 4 P 0 200000 200000 A 2008-10-01 Common Stock 114285 7992880 I Refer to Footnote Convertible Subordinated Notes (Right to Purchase) 1.75 2004-11-05 4 P 0 600000 600000 A 2008-10-01 Common Stock 342857 8335737 I Refer to Footnote Convertible Subordinated Notes (Right to Purchase) 1.75 2004-11-05 4 P 0 500000 500000 A 2008-10-01 Common Stock 285714 8621451 I Refer to Footnote Convertible Subordinated Notes (Right to Purchase) 1.75 2004-11-05 4 P 0 200000 200000 A 2008-10-01 Common Stock 114285 8735737 I Refer to Footnote Convertible Subordinated Notes (Right to Purchase) 1.75 2004-11-05 4 P 0 200000 200000 A 2008-10-01 Common Stock 114285 8850022 I Refer to Footnote Convertible Subordinated Notes (Right to Purchase) 1.75 2004-11-24 4 P 0 400000 400000 A 2008-10-01 Common Stock 228571 9078593 I Refer to Footnote Convertible Subordinated Notes (Right to Purchase) 1.75 2004-11-24 4 P 0 100000 100000 A 2008-10-01 Common Stock 57142 9135735 I Refer to Footnote Convertible Subordinated Notes (Right to Purchase) 1.75 2004-11-24 4 P 0 100000 100000 A 2008-10-01 Common Stock 57142 9192877 I Refer to Footnote Reporting Person is Whitebox Convertible Arbitrage Partners, LP ("WCAP"). Reporting Person is Whitebox Hedged High Yield Partners, LP ("WHHYP"). Reporting Person is Pandora Select Partners, LP ("PSP"). Reporting Person is Whitebox Intermarket Partners, LP ("WIP"). Reporting Person is Whitebox Diversified Convertible Arbitrage Partners, L.P. ("WDCAP"). Reporting Person is Whitebox Advisors, LLC. The general partner of WCAP, is Whitebox Convertible Arbitrage Advisors, LLC ("WCAA"), which manages accounts for the benefit of its clients WCAP, Whitebox Convertible Arbitrage Fund, L.P. ("WCAFLP") and Whitebox Convertible Arbitrage Fund, Ltd. ("WCAFLTD"); the general partner of WHHYP is Whitebox Hedged High Yield Advisors, LLC ("WHHYA"), which manages accounts for the benefit of its clients WHHYP, Whitebox Hedged High Yield Fund, L.P. ("WHYYFLP") and Whitebox Hedged High Yield Fund, Ltd. ("WHHYFLTD"); the general partner of WIP is Whitebox Intermarket Advisors, LLC ("WIA"), which manages accounts for the benefit of its clients WIP, Whitebox Intermarket Fund, L.P. ("WIFLP") and Whitebox Intermarket Fund, Ltd. ("WIFLTD"). The managing member and controlling owner of each of WCAA, WHHYA and WIA is Whitebox Advisors, LLC. (Cont. in footnote 8) The general partner of PSP is Pandora Select Advisors, LLC ("PSA"), which manages accounts for the benefit of its clients PSP, Pandora Select Fund, L.P. ("PSFLP") and Pandora Select Fund, Ltd. ("PSFLTD"). The general partner of WDCAP is Whitebox Diversified Convertible Arbitrage Advisors, LLC ("WDCAA"), which manages accounts for the benefit of its clients WDCAP Whitebox Diversified Convertible Arbitrage Fund, L.P. ("WDCAFLP") and Whitebox Diversified Convertible Arbitrage Fund, Ltd. ("WDCAFLTD"). The managing member and controlling owner of each of PSA and WDCAA is AJR Financial, LLC. Whitebox Advisors, LLC and AJR Financial, LLC each have the same sole owner and managing member. (Cont. in footnote 9) Based on the relationships described herein, these entities may be deemed to constitute a "group" within the meaning of Rule 13d-5(b)(1) under the Securities Exchange Act of 1934. The filing of this statement shall not be construed as an admission that Whitebox Advisors, LLC, AJR Financial, LLC, WCCA, WHHYA, WIA, PSA, WDCAA, WCAP, WHHYP, WIP, PSP, WDCAP, WCAFLP, WHHYFLP, WIFLP, PSFLP, WDCAFLP, WCAFLTD, WHHYFLTD, WIFLTD, PSFLTD and WDCAFLTD are a group, or have agreed to act as a group. Whitebox Advisors, LLC, AJR Financial, LLC, WCCA, WHHYA, WIA, PSA, WDCAA, WCAP, WHHYP, WIP, PSP, WDCAP, WCAFLP, WHHYFLP, WIFLP, PSFLP, WDCAFLP, WCAFLTD, WHHYFLTD, WIFLTD, PSFLTD and WDCAFLTD each disclaim beneficial ownership of such shares of common stock except to the extent of their pecuniary interest in such shares. Immediately Exercisable Reported on an as converted basis. This is Exhibit 99.1 to Form 4 For additional transactions, also refer to the three Form 4's filed concurrently herewith by the Reporting Persons. /s/ Whitebox Hedged High Yield Fund, Ltd. 2005-04-04 /s/ Whitebox Intermarket Advisors, LLC 2005-04-04 /s/ Whitebox Intermarket Partners, L.P. 2005-04-04 /s/ Whitebox Intermarket Fund, L.P. 2005-04-04 /s/ Whitebox Intermarket Fund, Ltd. 2005-04-04 /s/ Whitebox Diversified Convertible Arbitrage Advisors, LLC 2005-04-04 EX-99. 2 rrd62468_70378.htm JOINT FILER AGREEMENT rrd62468_70378.html 

EXHIBIT 99 TO FORM 4

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Whitebox Convertible Arbitrage Advisors, LLC

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    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Whitebox Convertible Arbitrage Partners, LP

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Whitebox Convertible Arbitrage Fund, L.P.

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Whitebox Convertible Arbitrage Fund, Ltd.

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------

1.  Name and Address of Reporting Person*

Whitebox Hedged High Yield Advisors, LLC

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Whitebox Hedged High Yield Partners, LP

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Whitebox Hedged High Yield Fund, L.P.

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Whitebox Hedged High Yield Fund, Ltd.

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Whitebox Intermarket Advisors, LLC

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Whitebox Intermarket Partners, LP

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Whitebox Intermarket Fund, L.P.

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Whitebox Intermarket Fund, Ltd.

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

AJR Financial, LLC

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    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Whitebox Diversified Convertible Advisors, LLC

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Whitebox Diversified Convertible Arbitrage Partners, LP

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Whitebox Diversified Convertible Arbitrage Fund, L.P.

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Whitebox Diversified Convertible Arbitrage Fund, Ltd.

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Pandora Select Advisors, LLC

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Pandora Select Partners, LP

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Pandora Select Fund, L.P.

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

- ----------------------------------------------------------------
1.  Name and Address of Reporting Person*

Pandora Select Fund, Ltd.

- ----------------------------------------------------------------
    (Last)                 (First)               (Middle)

- ----------------------------------------------------------------
                           (Street)
3033 Excelsior Boulevard, Suite 300
- ----------------------------------------------------------------
    (City)                 (State)               (Zip)
Minneapolis                MN                    55416

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EX-99.1 3 rrd62468_72053.htm JOINT FILER INFORMATION rrd62468_72053.html 
/s/Jonathan D. Wood as Chief Financial Officer
of Whitebox Advisors, LLC, Whitebox Convertible
Arbitrage Advisors, LLC, Whitebox Convertible
Arbitrage Partners, LP, Whitebox Convertible
Arbitrage Fund, L.P., Whitebox Convertible Arbitrage
Fund, Ltd., AJR Financial,LLC, Pandora Select Advisors, LLC,
Pandora Select Fund, L.P., Pandora Select Fund, Ltd. and
Pandora Select Partners, L.P.
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