0001170961-12-000023.txt : 20120515 0001170961-12-000023.hdr.sgml : 20120515 20120515123602 ACCESSION NUMBER: 0001170961-12-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120511 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARSOW ALAN S CENTRAL INDEX KEY: 0001271381 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14681 FILM NUMBER: 12842590 MAIL ADDRESS: STREET 1: PO BOX 818 CITY: ELKHORN STATE: NE ZIP: 68022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN TREATY AMERICAN CORP CENTRAL INDEX KEY: 0000814181 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 231664166 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 LEGACY DRIVE STREET 2: SUITE 130 CITY: FRISCO STATE: TX ZIP: 75034 BUSINESS PHONE: 4693621214 MAIL ADDRESS: STREET 1: 2500 LEGACY DRIVE STREET 2: SUITE 130 CITY: FRISCO STATE: TX ZIP: 75034 4 1 primary_doc.xml PRIMARY DOCUMENT X0305 4 2012-05-11 0 0000814181 PENN TREATY AMERICAN CORP PTYA 0001271381 PARSOW ALAN S 2222 SKYLINE DRIVE ELKHORN NE 68022 1 0 0 0 Common Stock 2012-05-11 4 S 0 20000 0.445 D 1029534 I See Ftnote 2 Common Stock 2012-05-11 4 S 0 121700 0.45 D 907834 I See Ftnote 2 Common Stock 2012-05-11 4 S 0 68999 0.46 D 838835 I See Ftnote 2 Common Stock 2012-05-11 4 S 0 25000 0.47 D 813835 I See Ftnote 2 Common Stock 2012-05-11 4 S 0 100000 0.48 D 713835 I See Ftnote 2 Common Stock 2012-05-11 4 S 0 10000 0.485 D 703835 I See Ftnote 2 Common Stock 2012-05-11 4 S 0 104301 0.49 D 599534 I See Ftnote 2 Common Stock 2012-05-11 4 S 0 50000 0.51 D 549534 I See Ftnote 2 Common Stock 2012-05-11 4 S 0 2500 0.55 D 547034 I See Ftnote 2 Of the shares listed that are beneficially owned, the Alan S. Parsow IRA owns 23,500 and Elkhorn Partners LP owns the remaining shares. Shares held by Elkhorn Partners LP ("Elkhorn"). The general partner of Elkhorn is Parsow Management LLC ("Parsow Management") and the sole manager of Parsow Management is Alan S. Parsow. As a result of these relationships, Parsow Management and Mr. Parsow may be deemed to have or share voting and/or investment power with respect to the shares held by or for the account of or benefit of Elkhorn. All information is based on the Schedule 13D/A executed by Elkhorn and filed with the Securities and Exchange Commission on September 13, 2011. /s/ Alan S. Parsow 2012-05-15