0001752724-21-113345.txt : 20210526 0001752724-21-113345.hdr.sgml : 20210526 20210526162254 ACCESSION NUMBER: 0001752724-21-113345 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210526 PERIOD START: 20211231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE STRATEGIC VALUE FUND INC CENTRAL INDEX KEY: 0000814083 IRS NUMBER: 133407699 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-05150 FILM NUMBER: 21966307 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE, SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: (513) 587-3400 MAIL ADDRESS: STREET 1: 225 PICTORIA DRIVE, SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 FORMER COMPANY: FORMER CONFORMED NAME: CORNERSTONE STRATEGIC VALUE FUND INC/ NEW DATE OF NAME CHANGE: 20010503 FORMER COMPANY: FORMER CONFORMED NAME: CLEMENTE STRATEGIC VALUE FUND INC DATE OF NAME CHANGE: 19990622 FORMER COMPANY: FORMER CONFORMED NAME: CLEMENTE GLOBAL GROWTH FUND INC DATE OF NAME CHANGE: 19920703 NPORT-P 1 primary_doc.xml NPORT-P false 0000814083 XXXXXXXX Cornerstone Strategic Value Fund, Inc. 811-05150 0000814083 549300H6BMBD46PC0Z18 225 Pictoria Drive Suite 450 Cincinnati 45246 513-587-3400 Cornerstone Strategic Value Fund, Inc 549300H6BMBD46PC0Z18 2021-12-31 2021-03-31 N 764848066.48 2535195.98 762312870.50 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0 N The Progressive Corporation 529900TACNVLY9DCR586 Progressive Corporation (The) 743315103 29000.00000000 NS USD 2772690.00000000 0.363720738203 Long EC CORP US N 1 N N N Swiss Helvetia Fd 549300HQZ0XPGTS5Q724 Swiss Helvetia Fund, Inc. 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Class B 911312106 49000.00000000 NS USD 8329510.00000000 1.092662910772 Long EC CORP US N 1 N N N Adobe Inc FU4LY2G4933NH2E1CP29 Adobe, Inc. 00724F101 10000.00000000 NS USD 4753700.00000000 0.623589104153 Long EC CORP US N 1 N N N Vertex Pharmaceuticals Incorporated 54930015RAQRRZ5ZGJ91 Vertex Pharmaceuticals, Inc. 92532F100 6000.00000000 NS USD 1289340.00000000 0.169135278951 Long EC CORP US N 1 N N N The Charles Schwab Corporation 549300VSGCJ7E698NM85 Charles Schwab Corporation (The) 808513105 62000.00000000 NS USD 4041160.00000000 0.530118296094 Long EC CORP US N 1 N N N General American Investors Company, Inc. 254900MHIF9G7IS1T951 General American Investors Company, Inc. 368802104 256268.00000000 NS USD 10209717.12000000 1.339307981682 Long EC RF US N 1 N N N Adams Diversified Equity Fund Inc 5493005W7G81BNPP7M23 Adams Diversified Equity Fund, Inc. 006212104 721091.00000000 NS USD 13167121.66000000 1.727259524211 Long EC RF US N 1 N N N The Sherwin-Williams Company Z15BMIOX8DDH0X2OBP21 Sherwin-Williams Company (The) 824348106 5000.00000000 NS USD 3690050.00000000 0.484059779494 Long EC CORP US N 1 N N N Neuberger Berman MLP and Energy Income Fund Inc 549300XIWEKOTC8HO652 Neuberger Berman MLP and Energy Income Fund Inc 64129H104 693000.00000000 NS USD 2910600.00000000 0.381811735395 Long EC RF US N 1 N N N The Procter & Gamble Company 2572IBTT8CCZW6AU4141 Procter & Gamble Company (The) 742718109 130000.00000000 NS USD 17605900.00000000 2.309537288600 Long EC CORP US N 1 N N N Virtus Dividend, Interest & Premium Strategy Fund 549300535GECAFITZP67 Virtus Dividend, Interest & Premium Strategy Fund 92840R101 387393.00000000 NS USD 5338275.54000000 0.700273568318 Long EC RF US N 1 N N N JPMorgan Chase & Co. 8I5DZWZKVSZI1NUHU748 JPMorgan Chase & Company 46625H100 104000.00000000 NS USD 15831920.00000000 2.076827063094 Long EC CORP US N 1 N N N Macquarie Global Infastructure Total Return Fund INC NUJZT0OFFYGJKMCIDQ69 Macquarie Global Infastructure Total Return Fund INC. 55608D101 120888.00000000 NS USD 2642611.68000000 0.346657098714 Long EC RF US N 1 N N N Travelers Companies, Inc. 549300Y650407RU8B149 Travelers Companies, Inc. (The) 89417E109 10000.00000000 NS USD 1504000.00000000 0.197294320770 Long EC CORP US N 1 N N N Air Products & Chemicals, Inc. 7QEON6Y1RL5XR3R1W237 Air Products & Chemicals, Inc. 009158106 12000.00000000 NS USD 3376080.00000000 0.442873278236 Long EC CORP US N 1 N N N Oracle Corporation 1Z4GXXU7ZHVWFCD8TV52 Oracle Corporation 68389X105 110000.00000000 NS USD 7718700.00000000 1.012537017109 Long EC CORP US N 1 N N N Korea Fund Inc 549300M4Y1IG0WPTKC03 Korea Fund, Inc. 500634209 1149.00000000 NS USD 49855.11000000 0.006539980096 Long EC RF US N 1 N N N Gabelli Global Small and Mid Cap Value Trust 54930027RS7HE8UD3187 Gabelli Global Small and Mid Cap Value Trust (The) 36249W104 51978.00000000 NS USD 758359.02000000 0.099481334940 Long EC RF US N 1 N N N Japan Smaller Capitalization Fund, Inc. 5493000KJSHWEB3YKZ37 Japan Smaller Capitalization Fund, Inc. 47109U104 163000.00000000 NS USD 1515900.00000000 0.198855359611 Long EC RF US N 1 N N N The TJX Companies Inc. V167QI9I69W364E2DY52 TJX Companies, Inc. (The) 1.150%, Due 05/15/2028 872540109 50000.00000000 NS USD 3307500.00000000 0.433876972040 Long EC CORP US N 1 N N N New Germany Fund, Inc. (The) 549300TPS2RTTJ8O3C08 New Germany Fund, Inc. (The) 644465106 12100.00000000 NS USD 239217.00000000 0.031380422561 Long EC RF US N 1 N N N General Dynamics Corporation 9C1X8XOOTYY2FNYTVH06 General Dynamics Corporation 369550108 16000.00000000 NS USD 2904960.00000000 0.381071881692 Long EC CORP US N 1 N N N Lockheed Martin Corporation DPRBOZP0K5RM2YE8UU08 Lockheed Martin Corporation 539830109 5000.00000000 NS USD 1847500.00000000 0.242354559590 Long EC CORP US N 1 N N N Apple Inc. HWUPKR0MPOU8FGXBT394 Apple, Inc. 037833100 355000.00000000 NS USD 43363250.00000000 5.688379624439 Long EC CORP US N 1 N N N Aberdeen Total Dynamic Dividend Fund 254900D48NKNOGZ95B43 Aberdeen Total Dynamic Dividend Fund 00326L100 310943.00000000 NS USD 2963286.79000000 0.388723174522 Long EC RF US N 1 N N N CVS Health Corp 549300EJG376EN5NQE29 CVS Health Corporation 126650100 62000.00000000 NS USD 4664260.00000000 0.611856388695 Long EC CORP US N 1 N N N Zimmer Biomet Holdings Inc 2P2YLDVPES3BXQ1FRB91 Zimmer Biomet Holdings, Inc. 98956P102 8000.00000000 NS USD 1280640.00000000 0.167994015260 Long EC CORP US N 1 N N N Nvidia Corp 549300S4KLFTLO7GSQ80 NVIDIA Corporation 67066G104 14000.00000000 NS USD 7475020.00000000 0.980571139392 Long EC CORP US N 1 N N N Nuveen Real Estate Income Fund, Inc. LXJVVL0330BRT3R7PH61 Nuveen Real Estate Income Fund 67071B108 102120.00000000 NS USD 979330.80000000 0.128468354385 Long EC RF US N 1 N N N Stryker Corporation 5493002F0SC4JTBU5137 Stryker Corporation 863667101 15000.00000000 NS USD 3653700.00000000 0.479291396143 Long EC CORP US N 1 N N N Cisco Systems, Inc. 8E6NF1YAL0WT6CWXXV93 Cisco Systems, Inc. 17275R102 180000.00000000 NS USD 9307800.00000000 1.220994733290 Long EC CORP US N 1 N N N Intercontinental Exchange Inc 5493000F4ZO33MV32P92 Intercontinental Exchange, Inc. 45866F104 27000.00000000 NS USD 3015360.00000000 0.395554124387 Long EC CORP US N 1 N N N Berkshire Hathaway Inc. 5493000C01ZX7D35SD85 Berkshire Hathaway, Inc. Class B 084670702 39000.00000000 NS USD 9963330.00000000 1.306986984683 Long EC CORP US N 1 N N N Emerson Electric Co. FGLT0EWZSUIRRITFOA30 Emerson Electric Co. 291011104 28000.00000000 NS USD 2526160.00000000 0.331380998243 Long EC CORP US N 1 N N N Eversource Energy SJ7XXD41SQU3ZNWUJ746 Eversource Energy 30040W108 14000.00000000 NS USD 1212260.00000000 0.159023945011 Long EC CORP US N 1 N N N Synopsys Inc QG7T915N9S0NY5UKNE63 Synopsys, Inc. 871607107 6000.00000000 NS USD 1486680.00000000 0.195022287768 Long EC CORP US N 1 N N N LMP Captial and Income Fund, Inc. 549300YJH1GYGXCCQ467 LMP Captial and Income Fund, Inc. 50208A102 213291.00000000 NS USD 2708795.70000000 0.355339100889 Long EC RF US N 1 N N N Mexico Fund Inc N/A Mexico Fund, Inc. (The) 592835102 35229.00000000 NS USD 498490.35000000 0.065391831791 Long EC RF US N 1 N N N Netflix, Inc. 549300Y7VHGU0I7CE873 Netflix, Inc. 64110L106 20000.00000000 NS USD 10433200.00000000 1.368624406558 Long EC CORP US N 1 N N N Royce Value Trust, Inc. 254900NJE1W1YYKNVM16 Royce Value Trust, Inc. 780910105 635668.00000000 NS USD 11511947.48000000 1.510134214636 Long EC RF US N 1 N N N Norfolk Southern Corporation 54930036C8MWP850MI84 Norfolk Southern Corporation 655844108 5000.00000000 NS USD 1342600.00000000 0.176121911613 Long EC CORP US N 1 N N N Comcast Corporation 51M0QTTNCGUN7KFCFZ59 Comcast Corporation Class A 20030N101 174000.00000000 NS USD 9415140.00000000 1.235075565997 Long EC CORP US N 1 N N N Alphabet Inc. 5493006MHB84DD0ZWV18 Alphabet, Inc. Class C 02079K107 18000.00000000 NS USD 37235340.00000000 4.884522017262 Long EC CORP US N 1 N N N Invesco Value Municipal Income Trust X075VJ33QQP2G2NTOV20 Invesco Value Municipal Income Trust 46132P108 0.83000000 NS USD 13.15000000 0.000001725013 Long EC RF US N 1 N N N Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund 549300E7CGC36IOELF91 Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund 92841M101 78400.00000000 NS USD 2195984.00000000 0.288068598206 Long EC RF US N 1 N N N Chubb Limited E0JAN6VLUDI1HITHT809 Chubb Ltd. H1467J104 18000.00000000 NS USD 2843460.00000000 0.373004328017 Long EC CORP US N 1 N N N 2021-05-26 Susan Conti Susan Conti Susan Conti Senior Fund Accounting Manager XXXX NPORT-EX 2 clm.htm NPORT
CORNERSTONE STRATEGIC VALUE FUND, INC.
SCHEDULE OF INVESTMENTS - MARCH 31, 2021 (Unaudited)
 
Description   No. of Shares     Value  
EQUITY SECURITIES - 99.58%                
CLOSED-END FUNDS - 13.92%                
CONVERTIBLE SECURITIES - 0.29%                
Virtus AllianzGI Equity & Convertible Income Fund     78,400     $ 2,195,991  
                 
CORE - 1.84%                
General American Investors Company, Inc.     256,268       10,209,717  
Royce Micro-Cap Trust, Inc.     334,715       3,782,280  
              13,991,997  
DEVELOPED MARKET - 0.57%                
Aberdeen Japan Equity Fund, Inc.     32,524       293,366  
First Trust Dynamic Europe Equity Income Fund     156,093       1,982,382  
Japan Smaller Capitalization Fund, Inc.     163,000       1,515,900  
New Germany Fund, Inc. (The)     12,100       239,217  
Swiss Helvetia Fund, Inc. (The)     39,127       343,926  
              4,374,791  
DIVERSIFIED EQUITY - 4.28%                
Adams Diversified Equity Fund, Inc.     721,091       13,167,121  
Gabelli Dividend & Income Trust (The)     140,314       3,361,923  
Guggenheim Enhanced Equity Income Fund     220,353       1,588,745  
Nuveen Tax-Advantaged Total Return Strategy Fund     10,265       110,246  
Royce Value Trust, Inc.     635,668       11,511,948  
Sprott Focus Trust, Inc.     92,158       721,597  
Tri-Continental Corporation     66,984       2,172,291  
              32,633,871  
EMERGING MARKETS - 0.75%                
Aberdeen Emerging Markets Equity Income Fund, Inc.     150,763       1,304,100  
Central and Eastern Europe Fund, Inc. (The)     38,061       916,509  
Korea Fund, Inc. (The)     1,149       49,855  
Mexico Fund, Inc. (The)     35,229       498,490  
Morgan Stanley India Investment Fund, Inc.     125,932       2,935,777  
              5,704,731  
ENERGY MLP FUNDS - 0.86%                
Goldman Sachs MLP and Energy Renaissance Fund     7,282       70,490  
Kayne Anderson Energy Infrastructure Fund, Inc.     225,000       1,613,250  
Kayne Anderson NextGen Energy & Infrastructure, Inc.     292,663       1,949,136  

 

See accompanying notes to schedule of investments.

 

 

 

CORNERSTONE STRATEGIC VALUE FUND, INC.
SCHEDULE OF INVESTMENTS - MARCH 31, 2021 (Unaudited)(Continued)
 
Description   No. of Shares     Value  
ENERGY MLP FUNDS - 0.86% (Continued)                
Neuberger Berman MLP and Energy Income Fund Inc.     693,000     $ 2,910,599  
              6,543,475  
GLOBAL - 0.66%                
Aberdeen Total Dynamic Dividend Fund     310,943       2,963,287  
Delaware Enhanced Global Dividend and Income Fund     30,908       303,207  
Gabelli Global Small and Mid Cap Value Trust (The)     51,978       758,359  
GDL Fund (The)     109,372       976,692  
Royce Global Value Trust, Inc. *     2,413       34,289  
              5,035,834  
INCOME & PREFERRED STOCK - 1.09%                
Calamos Long/Short Equity & Dynamic Income Trust     229,000       4,605,190  
LMP Capital and Income Fund Inc.     213,291       2,708,809  
Nuveen Tax-Advantaged Dividend Growth Fund     67,158       1,014,757  
              8,328,756  
NATURAL RESOURCES - 0.38%                
Adams Natural Resources Fund, Inc.     154,700       2,275,637  
Cushing NextGen Infrastructure Income Fund (The)     12,500       504,750  
First Trust Energy Infrastructure Fund     11,704       144,896  
              2,925,283  
OPTION ARBITRAGE/OPTIONS STRATEGIES - 0.91%                
BlackRock Enhanced International Dividend Trust     21,100       128,077  
Nuveen Dow 30SM Dynamic Overwrite Fund     89,757       1,458,551  
Virtus Dividend, Interest & Premium Strategy Fund     387,393       5,338,276  
              6,924,904  
REAL ESTATE - 0.13%                
Nuveen Real Estate Income Fund     102,120       979,342  
                 
SECTOR EQUITY - 1.81%                
BlackRock Health Sciences Trust II     230,557       6,063,650  
Gabelli Healthcare & WellnessRx Trust (The)     109,863       1,368,893  
GAMCO Global Gold, Natural Resources & Income Trust     181,000       628,070  
GAMCO Natural Resources, Gold & Income Trust     202,320       1,015,646  
Nuveen Real Asset Income and Growth Fund     181,724       2,674,977  
Tekla World Healthcare Fund     1,000       15,070  

 

See accompanying notes to schedule of investments.

 

 

 

CORNERSTONE STRATEGIC VALUE FUND, INC.
SCHEDULE OF INVESTMENTS - MARCH 31, 2021 (Unaudited)(Continued)
 
Description   No. of Shares     Value  
SECTOR EQUITY - 1.81% (Continued)                
Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund     77,889     $ 2,068,732  
              13,835,038  
UTILITY - 0.35%                
Macquarie Global Infrastructure Total Return Fund Inc.     120,888       2,642,612  
                 
TOTAL CLOSED-END FUNDS             106,116,625  
                 
COMMUNICATION SERVICES - 10.40%                
Alphabet Inc. - Class C *     18,000       37,235,340  
Charter Communications, Inc. - Class A *     12,000       7,404,240  
Comcast Corporation - Class A     174,000       9,415,140  
Netflix, Inc. *     20,000       10,433,200  
Walt Disney Company (The) *     80,000       14,761,600  
              79,249,520  
CONSUMER DISCRETIONARY - 11.92%                
Amazon.com, Inc. *     20,000       61,881,600  
Best Buy Co., Inc.     11,000       1,262,910  
Dollar General Corporation     14,000       2,836,680  
eBay Inc.     32,000       1,959,680  
Hilton Worldwide Holdings Inc. *     11,000       1,330,120  
Target Corporation     25,000       4,951,750  
Tesla, Inc. *     20,000       13,358,600  
TJX Companies, Inc. (The)     50,000       3,307,500  
              90,888,840  
CONSUMER STAPLES - 5.29%                
Colgate-Palmolive Company     34,000       2,680,220  
Costco Wholesale Corporation     25,500       8,988,240  
Estée Lauder Companies Inc. (The) - Class A     9,000       2,617,650  
General Mills, Inc.     12,000       735,840  
Kroger Co. (The)     40,000       1,439,600  
Procter & Gamble Company (The)     130,000       17,605,900  

 

See accompanying notes to schedule of investments.

 

 

 

CORNERSTONE STRATEGIC VALUE FUND, INC.
SCHEDULE OF INVESTMENTS - MARCH 31, 2021 (Unaudited)(Continued)
 
Description   No. of Shares     Value  
CONSUMER STAPLES - 5.29% (Continued)                
Walmart Inc.     46,000     $ 6,248,180  
              40,315,630  
EXCHANGE-TRADED FUNDS - 2.45%                
Energy Select Sector SPDR® Fund (The)     224,000       10,989,440  
Invesco QQQ TrustSM, Series 1     24,000       7,659,120  
              18,648,560  
FINANCIALS - 8.94%                
Aflac Incorporated     27,000       1,381,860  
Allstate Corporation (The)     15,000       1,723,500  
Aon plc - Class A     12,000       2,761,320  
Berkshire Hathaway Inc. - Class B *     39,000       9,963,330  
BlackRock, Inc.     6,000       4,523,760  
Charles Schwab Corporation (The)     62,000       4,041,160  
Chubb Limited     18,000       2,843,460  
Goldman Sachs Group, Inc. (The)     14,000       4,578,000  
Intercontinental Exchange, Inc.     27,000       3,015,360  
JPMorgan Chase & Co.     104,000       15,831,920  
Marsh & McLennan Companies, Inc.     24,000       2,923,200  
Progressive Corporation (The)     29,000       2,772,690  
S&P Global Inc.     12,000       4,234,440  
T. Rowe Price Group, Inc.     9,000       1,544,400  
Travelers Companies, Inc. (The)     10,000       1,504,000  
Truist Financial Corporation     76,965       4,488,599  
              68,130,999  
HEALTH CARE - 11.72%                
Abbott Laboratories     40,000       4,793,600  
AbbVie Inc.     87,000       9,415,140  
Agilent Technologies, Inc.     16,000       2,034,240  
Amgen Inc.     12,000       2,985,720  
Anthem, Inc.     10,000       3,589,500  
Biogen Inc. *     6,000       1,678,500  
Boston Scientific Corporation *     60,000       2,319,000  
Bristol-Myers Squibb Company     48,000       3,030,240  
Centene Corporation *     28,000       1,789,480  
Cigna Corporation     16,354       3,953,416  
CVS Health Corporation     62,000       4,664,260  

 

See accompanying notes to schedule of investments.

 

 

 

CORNERSTONE STRATEGIC VALUE FUND, INC.
SCHEDULE OF INVESTMENTS - MARCH 31, 2021 (Unaudited)(Continued)
 
Description   No. of Shares     Value  
HEALTH CARE - 11.72% (Continued)                
DexCom, Inc. *     4,000     $ 1,437,560  
Edwards Lifesciences Corporation *     26,000       2,174,640  
Eli Lilly and Company     30,000       5,604,600  
HCA Healthcare, Inc.     11,000       2,071,740  
IDEXX Laboratories, Inc. *     4,000       1,957,240  
IQVIA Holdings Inc. *     8,000       1,545,120  
Johnson & Johnson     60,400       9,926,740  
Merck & Co., Inc.     105,000       8,094,450  
Regeneron Pharmaceuticals, Inc. *     2,000       946,280  
Stryker Corporation     15,000       3,653,700  
Thermo Fisher Scientific Inc.     20,000       9,127,600  
Vertex Pharmaceuticals Incorporated *     6,000       1,289,340  
Zimmer Biomet Holdings, Inc.     8,000       1,280,640  
              89,362,746  
INDUSTRIALS - 7.53%                
Caterpillar Inc.     24,000       5,564,880  
Cintas Corporation     5,000       1,706,550  
CSX Corporation     15,000       1,446,300  
Cummins Inc.     7,000       1,813,770  
Deere & Company     13,000       4,863,820  
Eaton Corporation plc     17,000       2,350,760  
Emerson Electric Co.     28,000       2,526,160  
Fastenal Company     27,000       1,357,560  
FedEx Corporation     11,000       3,124,440  
General Dynamics Corporation     16,000       2,904,960  
Honeywell International Inc.     30,000       6,512,100  
Lockheed Martin Corporation     5,000       1,847,500  
Norfolk Southern Corporation     5,000       1,342,600  
Northrop Grumman Corporation     3,000       970,920  
Parker-Hannifin Corporation     5,000       1,577,150  
Roper Technologies, Inc.     3,000       1,210,020  
Union Pacific Corporation     29,000       6,391,890  
United Parcel Service, Inc. - Class B     49,000       8,329,510  
Verisk Analytics, Inc.     3,000       530,070  
Waste Management, Inc.     8,000       1,032,160  
              57,403,120  

 

See accompanying notes to schedule of investments.

 

 

 

CORNERSTONE STRATEGIC VALUE FUND, INC.
SCHEDULE OF INVESTMENTS - MARCH 31, 2021 (Unaudited)(Continued)
 
Description   No. of Shares     Value  
INFORMATION TECHNOLOGY - 24.16%                
Accenture plc - Class A     14,000     $ 3,867,500  
Adobe Inc. *     10,000       4,753,700  
Advanced Micro Devices, Inc. *     52,000       4,082,000  
Apple Inc.     355,000       43,363,250  
Applied Materials, Inc.     41,000       5,477,600  
Autodesk, Inc. *     4,000       1,108,600  
Automatic Data Processing, Inc.     18,000       3,392,460  
Cisco Systems, Inc.     180,000       9,307,800  
Fidelity National Information Services, Inc.     26,000       3,655,860  
Fiserv, Inc. *     32,000       3,809,280  
HP Inc.     50,000       1,587,500  
Intel Corporation     157,000       10,048,000  
Intuit Inc.     5,000       1,915,300  
Lam Research Corporation     4,000       2,380,960  
Mastercard Incorporated - Class A     37,000       13,173,850  
Micron Technology, Inc. *     25,000       2,205,250  
Microsoft Corporation     155,000       36,544,350  
NVIDIA Corporation     14,000       7,475,020  
Oracle Corporation     110,000       7,718,700  
QUALCOMM Incorporated     47,000       6,231,730  
salesforce.com, inc. *     16,000       3,389,920  
Synopsys, Inc. *     6,000       1,486,680  
Visa, Inc. - Class A     34,000       7,198,820  
              184,174,130  
MATERIALS - 1.95%                
Air Products and Chemicals, Inc.     12,000       3,376,080  
Ball Corporation     13,000       1,101,620  
Ecolab Inc.     10,000       2,140,700  
Freeport-McMoRan Inc. *     60,000       1,975,800  
Newmont Corporation     18,000       1,084,860  
PPG Industries, Inc.     10,000       1,502,600  
Sherwin-Williams Company (The)     5,000       3,690,050  
              14,871,710  
REAL ESTATE - 0.18%                
SBA Communications Corporation     5,000       1,387,750  
                 

 

See accompanying notes to schedule of investments.

 

 

 

CORNERSTONE STRATEGIC VALUE FUND, INC.
SCHEDULE OF INVESTMENTS - MARCH 31, 2021 (Unaudited)(Concluded)
 
Description   No. of Shares     Value  
UTILITIES - 1.12%                
American Water Works Company, Inc.     9,000     $ 1,349,280  
Eversource Energy     14,000       1,212,260  
NextEra Energy, Inc.     44,000       3,326,840  
Public Service Enterprise Group Incorporated     21,000       1,264,410  
Xcel Energy Inc.     21,000       1,396,710  
              8,549,500  
                 
TOTAL EQUITY SECURITIES (cost - $596,414,995)             759,099,130  
                 
RIGHTS – 0.00%                
CLOSED-END FUND – 0.00%                
SECTOR EQUITY – 0.00%                
Tekla World Healthcare Fund, expires 04/06/2021 *(cost - $0)     1,000       0  
                 
SHORT-TERM INVESTMENT - 0.38%                
MONEY MARKET FUND - 0.38%                
Fidelity Institutional Money Market Government Portfolio - Class I, 0.01% ^ (cost - $2,932,775)     2,932,775       2,932,775  
                 
TOTAL INVESTMENTS - 99.96% (cost - $599,347,770)             762,031,905  
                 
OTHER ASSETS IN EXCESS OF LIABILITIES - 0.04%             280,966  
                 
NET ASSETS - 100.00%           $ 762,312,871  

 

* Non-income producing security.
^ The rate shown is the 7-day effective yield as of March 31, 2021.

 

See accompanying notes to schedule of investments.

 

 

 

CORNERSTONE STRATEGIC VALUE FUND, INC.

NOTES TO SCHEDULE OF INVESTMENTS

March 31, 2021 (Unaudited)

 

Federal Income Tax Cost: The following information is computed on a tax basis for each item as of March 31, 2021:

 

Cost of portfolio investments   $ 600,137,411  
Gross unrealized appreciation   $ 168,523,735  
Gross unrealized depreciation     (6,629,241 )
Net unrealized appreciation   $ 161,894,494  

 

The difference between the federal income tax cost of portfolio investments and the Schedule of Investments cost for Cornerstone Strategic Value Fund, Inc. (the “Fund”) is due to certain timing differences in the recognition of capital gains or losses under income tax regulations and generally accepted accounting principles. These "book/tax" differences are temporary in nature and are due to the tax deferral of losses on wash sales.

 

As required by the Fair Value Measurement and Disclosures Topic of the Financial Accounting Standards Board ("FASB") Accounting Standards Codification, the Fund has performed an analysis of all assets and liabilities measured at fair value to determine the significance and character of all inputs to their fair value determination.

 

The fair value hierarchy prioritizes the inputs to valuation techniques used to measure fair value into the following three broad categories:

 

•        Level 1 - quoted unadjusted prices for identical instruments in active markets to which the Fund has access at the date of measurement.

 

•        Level 2 - quoted prices for similar instruments in active markets; quoted prices for identical or similar instruments in markets that are not active; and model-derived valuations in which all significant inputs and significant value drivers are observable in active markets. Level 2 inputs are those in markets for which there are few transactions, the prices are not current, little public information exists or instances where prices vary substantially over time or among brokered market makers.

 

•        Level 3 - model derived valuations in which one or more significant inputs or significant value drivers are unobservable. Unobservable inputs are those inputs that reflect the Fund's own assumptions that market participants would use to price the asset or liability based on the best available information.

 

The following is a summary of the inputs used as of March 31, 2021 in valuing the Fund's investments carried at value:

 

VALUTION INPUTS   INVESTMENTS IN SECURITIES     OTHER FINANCIAL INSTRUMENTS*  
Level 1 - Quoted Prices                
Equity Securities   $ 759,099,130     $ -  
Short-Term Investment     2,932,775       -  
Level 2 - Other Significant Observable Inputs     -       -  
Level 3 - Significant Unobservable Inputs     -       -  
Total   $ 762,031,905     $ -  

 

* Other financial instruments include futures, forwards and swap contracts, if any.

 

 

 

CORNERSTONE STRATEGIC VALUE FUND, INC.

NOTES TO SCHEDULE OF INVESTMENTS (Continued)

 

The breakdown of the Fund’s investments into major categories is disclosed in its Schedule of Investments.

 

The Fund did not have any assets or liabilities that were measured at fair value on a recurring basis using significant unobservable inputs (Level 3) at March 31, 2021.

 

The Fund is exposed to financial market risks, including the valuations of its investment portfolio. During the period ended March 31, 2021, the Fund did not engage in derivative instruments and other hedging activities.

 

The Fund has evaluated the need for additional disclosures and/or adjustments resulting through the date its financial statements were issued. Based on this evaluation, no additional disclosures or adjustments were required to such Schedule of Investments.

 

Securities valuation policies and other investment related disclosures are hereby incorporated by reference to the Fund's annual report previously filed with the Securities and Exchange Commission on the Form N-CSR on March 4, 2021 with a file number 811-05150.

 

Other information regarding the Fund is available in the Fund’s most recent annual report. This information is also available on the Fund’s website at www.cornerstonestrategicvaluefund.com; or on the website of the Securities and Exchange Commission at www.sec.gov.