N-PX 1 fp0043237_npx.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number 811-05150

 

Cornerstone Strategic Value Fund, Inc.

 

(Exact name of registrant as specified in charter)

 

225 Pictoria Drive, Suite 450,    Cincinnati, OH 45246
(Address of principal executive offices) (Zip code)

 

Benjamin V. Mollozzi, Esq.

 

c/o Ultimus Fund Solutions, LLC, 225 Pictoria Drive, Suite 450,   Cincinnati, OH 45246

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (866) 668-6558

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2018 - June 30, 2019

 

 

ITEM 1. PROXY VOTING RECORD.

 

Company
Name
Ticker CUSIP Meeting
Date
Proposal
Number
Proposal
Description
Proponent Ballot
Status
Management
Recommendation
Vote
Cast
For/
Against
Management
Abbott Laboratories ABT 002824100 04/26/2019 1.1 Elect Robert J. Alpern Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.2 Elect Roxanne S. Austin Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.3 Elect Sally E. Blount Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.4 Elect Michelle A. Kumbier Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.5 Elect Edward M. Liddy Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.6 Elect Nancy McKinstry Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.7 Elect Phebe N. Novakovic Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.8 Elect William A. Osborn Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.9 Elect Samuel C. Scott III Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.10 Elect Daniel J. Starks Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.11 Elect John G. Stratton Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.12 Elect Glenn F. Tilton Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.13 Elect Miles D. White Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 2 Ratification of Auditor Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 4 Shareholder Proposal Regarding Independent Board Chair Shrholdr Voted Against For Against
Aberdeen Australia Equity Fund Inc. IAF 003011103 03/29/2019 1 Elect Neville J. Miles Mgmt Voted For 92% For 5% Against 3% Abstain For
Aberdeen Australia Equity Fund Inc. IAF 003011103 03/29/2019 2 Elect Moritz A. Sell Mgmt Voted For 91% For 5% Against 4% Abstain For
Aberdeen Global Premier Properties Fund AWP 00302M106 09/19/2018 1.1 Elect John Sievwright Mgmt Voted For 81% For 19% Withhold For
Aberdeen Japan Equity Fund Inc. JEQ 00306J109 06/19/2019 1 Elect Rahn K. Porter Mgmt Voted For 82% For 16% Against 2% Abstain For
Accenture plc ACN G1151C101 02/01/2019 1 Elect Jaime Ardila Gomez Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 2 Elect Herbert Hainer Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 3 Elect Marjorie Magner Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 4 Elect Nancy McKinstry Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 5 Elect David P. Rowland (substitute nominee for Pierre Nanterme) Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 6 Elect Gilles Pelisson Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 7 Elect Paula A. Price Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 8 Elect Venkata Renduchintala Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 9 Elect Arun Sarin Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 10 Elect Frank Kui Tang Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 11 Elect Tracey T. Travis Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 13 Ratification of Auditor Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 14 Authority to Issue Shares w/ Preemptive Rights Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 15 Authority to Issue Shares w/o Preemptive Rights Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 16 Issuance of Treasury Shares Mgmt Voted For For For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 1.1 Elect Enrique R. Arzac Mgmt Voted For 90% For 10% Withhold For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 1.2 Elect Kenneth J. Dale Mgmt Voted For 90% For 10% Withhold For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 1.3 Elect Frederic A. Escherich Mgmt Voted For 90% For 10% Withhold For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 1.4 Elect Roger W. Gale Mgmt Voted For 90% For 10% Withhold For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 1.5 Elect Lauriann C. Kloppenburg Mgmt Voted For 90% For 10% Withhold For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 1.6 Elect Kathleen T. McGahran Mgmt Voted For 90% For 10% Withhold For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 1.7 Elect Craig R. Smith Mgmt Voted For 90% For 10% Withhold For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 1.8 Elect Mark E. Stoeckle Mgmt Voted For 90% For 10% Withhold For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 2 Ratification of Auditor Mgmt Voted For 96% For 3% Against 1% Abstain For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 1.1 Elect Enrique R. Arzac Mgmt Voted For 96% For 4% Withhold For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 1.2 Elect Kenneth J. Dale Mgmt Voted For 96% For 4% Withhold For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 1.3 Elect Frederic A. Escherich Mgmt Voted For 96% For 4% Withhold For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 1.4 Elect Roger W. Gale Mgmt Voted For 96% For 4% Withhold For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 1.5 Elect Lauriann C. Kloppenburg Mgmt Voted For 96% For 4% Withhold For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 1.6 Elect Kathleen T. McGahran Mgmt Voted For 96% For 4% Withhold For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 1.7 Elect Craig R. Smith Mgmt Voted For 96% For 4% Withhold For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 1.8 Elect Mark E. Stoeckle Mgmt Voted For 96% For 4% Withhold For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 2 Ratification of Auditor Mgmt Voted For 98% For 1% Against 1% Abstain For
Adobe Inc. ADBE 00724F101 04/11/2019 1 Elect Amy L. Banse Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 04/11/2019 2 Elect Frank A. Calderoni Mgmt Voted For Against Against
Adobe Inc. ADBE 00724F101 04/11/2019 3 Elect James E. Daley Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 04/11/2019 4 Elect Laura B. Desmond Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 04/11/2019 5 Elect Charles M. Geschke Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 04/11/2019 6 Elect Shantanu Narayen Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 04/11/2019 7 Elect Kathleen Oberg Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 04/11/2019 8 Elect Dheeraj Pandey Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 04/11/2019 9 Elect David A. Ricks Mgmt Voted For Against Against
Adobe Inc. ADBE 00724F101 04/11/2019 10 Elect Daniel Rosensweig Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 04/11/2019 11 Elect John E. Warnock Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 04/11/2019 12 2019 Equity Incentive Plan Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 04/11/2019 13 Ratification of Auditor Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 04/11/2019 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 04/11/2019 15 Shareholder Proposal Regarding Median Gender Pay Equity Report Shrholdr Voted Against Against For
Advent-Claymore Enhanced Growth & Income Fund LCM 00765E104 07/20/2018 1 Agreement and Plan of Merger between LCM and the Acquiring Fund Mgmt Voted For 93% For 4% Against 3% Abstain For
Advent-Claymore Enhanced Growth & Income Fund LCM 00765E104 07/20/2018 2 Elect Tracy V. Maitland Mgmt Voted For 93% For 4% Against 3% Abstain For
Advent-Claymore Enhanced Growth & Income Fund LCM 00765E104 07/20/2018 3 Elect Ronald A. Nyberg Mgmt Voted For 93% For 4% Against 3% Abstain For
Amazon.com, Inc. AMZN 023135106 05/22/2019 1 Elect Jeffrey P. Bezos Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 2 Elect Rosalind G. Brewer Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 3 Elect Jamie S. Gorelick Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 4 Elect Daniel P. Huttenlocher Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 5 Elect Judith A. McGrath Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 6 Elect Indra K. Nooyi Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 7 Elect Jonathan J. Rubinstein Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 8 Elect Thomas O. Ryder Mgmt Voted For Against Against
Amazon.com, Inc. AMZN 023135106 05/22/2019 9 Elect Patricia Q. Stonesifer Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 10 Elect Wendell P. Weeks Mgmt Voted For Against Against
Amazon.com, Inc. AMZN 023135106 05/22/2019 11 Ratification of Auditor Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 13 Shareholder Proposal Regarding Report on Food Waste Shrholdr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 05/22/2019 14 Shareholder Proposal Regarding Right to Call Special Meetings Shrholdr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 05/22/2019 15 Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology Shrholdr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 05/22/2019 16 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology Shrholdr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 05/22/2019 17 Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products Shrholdr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 05/22/2019 18 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 05/22/2019 19 Shareholder Proposal Regarding Preparation of Sexual Harassment Report Shrholdr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 05/22/2019 20 Shareholder Proposal Regarding Climate Change Report Shrholdr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 05/22/2019 21 Shareholder Proposal Regarding Disclosure of Board Qualifications Shrholdr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 05/22/2019 22 Shareholder Proposal Regarding Median Gender Pay Equity Report Shrholdr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 05/22/2019 23 Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity Shrholdr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 05/22/2019 24 Shareholder Proposal Regarding Counting Abstentions Shrholdr Voted Against Against For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 1 Elect Nicholas K. Akins Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 2 Elect David J. Anderson Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 3 Elect J. Barnie Beasley, Jr. Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 4 Elect Ralph D. Crosby, Jr. Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 5 Elect Linda A. Goodspeed Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 6 Elect Thomas E. Hoaglin Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 7 Elect Sandra Beach Lin Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 8 Elect Margaret M. McCarthy Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 9 Elect Richard C. Notebaert Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 10 Elect Lionel L. Nowell, III Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 11 Elect Stephen S. Rasmussen Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 12 Elect Oliver G. Richard, III Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 13 Elect Sara Martinez Tucker Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 14 Ratification of Auditor Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 15 Elimination of Preemptive Rights Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 16 Advisory Vote on Executive Compensation Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 1 Elect Charlene Barshefsky Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 2 Elect John J. Brennan Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 3 Elect Peter Chernin Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 4 Elect Ralph de la Vega Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 5 Elect Anne M. A. Lauvergeon Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 6 Elect Michael O. Leavitt Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 7 Elect Theodore J. Leonsis Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 8 Elect Stephen J. Squeri Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 9 Elect Daniel L. Vasella Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 10 Elect Ronald A. Williams Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 11 Elect Christopher D. Young Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 12 Ratification of Auditor Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 14 Shareholder Proposal Regarding Right to Act By Written Consent Shrholdr Voted Against For Against
American Express Company AXP 025816109 05/07/2019 15 Shareholder Proposal Regarding Excluding EPS in Executive Compensation Shrholdr Voted Against Against For
American Express Company AXP 025816109 05/07/2019 16 Shareholder Proposal Regarding Gender Pay Equity Report Shrholdr Voted Against Against For
Analog Devices, Inc. ADI 032654105 03/13/2019 1 Elect Ray Stata Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 03/13/2019 2 Elect Vincent Roche Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 03/13/2019 3 Elect James A. Champy Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 03/13/2019 4 Elect Anantha P. Chandrakasan Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 03/13/2019 5 Elect Bruce R. Evans Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 03/13/2019 6 Elect Edward H. Frank Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 03/13/2019 7 Elect Karen M. Golz Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 03/13/2019 8 Elect Mark M. Little Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 03/13/2019 9 Elect Neil S. Novich Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 03/13/2019 10 Elect Kenton J. Sicchitano Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 03/13/2019 11 Elect Lisa T. Su Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 03/13/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 03/13/2019 13 Ratification of Auditor Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 03/13/2019 14 Shareholder Proposal Regarding Employment Diversity Report Shrholdr Voted Against For Against
Anthem, Inc. ANTM 036752103 05/15/2019 1 Elect Bahija Jallal Mgmt Voted For For For
Anthem, Inc. ANTM 036752103 05/15/2019 2 Elect Elizabeth E. Tallett Mgmt Voted For For For
Anthem, Inc. ANTM 036752103 05/15/2019 3 Ratification of Auditor Mgmt Voted For For For
Anthem, Inc. ANTM 036752103 05/15/2019 4 Advisory Vote on Executive Compensation Mgmt Voted For For For
Anthem, Inc. ANTM 036752103 05/15/2019 5 Repeal of Classified Board Mgmt Voted For For For
Anthem, Inc. ANTM 036752103 05/15/2019 6 Shareholder Proposal Regarding Declassification of the Board Shrholdr Voted N/A Against N/A
Apple Inc. AAPL 037833100 03/01/2019 1 Elect James A. Bell Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 2 Elect Timothy D. Cook Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 3 Elect Albert A. Gore Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 4 Elect Robert A. Iger Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 5 Elect Andrea Jung Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 6 Elect Arthur D. Levinson Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 7 Elect Ronald D. Sugar Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 8 Elect Susan L. Wagner Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 9 Ratification of Auditor Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 11 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shrholdr Voted Against Against For
Apple Inc. AAPL 037833100 03/01/2019 12 Shareholder Proposal Regarding Disclosure of Board Qualifications Shrholdr Voted Against Against For
Bank of America Corporation BAC 060505104 04/24/2019 1 Elect Sharon L. Allen Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 2 Elect Susan S. Bies Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 3 Elect Jack O. Bovender, Jr. Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 4 Elect Frank P. Bramble, Sr. Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 5 Elect Pierre J. P. de Weck Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 6 Elect Arnold W. Donald Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 7 Elect Linda P. Hudson Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 8 Elect Monica C. Lozano Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 9 Elect Thomas J. May Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 10 Elect Brian T. Moynihan Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 11 Elect Lionel L. Nowell, III Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 12 Elect Clayton S. Rose Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 13 Elect Michael D. White Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 14 Elect Thomas D. Woods Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 15 Elect R. David Yost Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 16 Elect Maria T. Zuber Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 17 Advisory Vote on Executive Compensation Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 18 Ratification of Auditor Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 19 Amendment to the Key Employee Equity Plan Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 20 Shareholder Proposal Regarding Median Gender Pay Equity Report Shrholdr Voted Against Against For
Bank of America Corporation BAC 060505104 04/24/2019 21 Shareholder Proposal Regarding Right to Act by Written Consent Shrholdr Voted Against Against For
Bank of America Corporation BAC 060505104 04/24/2019 22 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw Shrholdr Voted Against Against For
Baxter International Inc. BAX 071813109 05/07/2019 1 Elect Jose E. Almeida Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 2 Elect Thomas F. Chen Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 3 Elect John D. Forsyth Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 4 Elect James R. Gavin III Mgmt Voted For Against Against
Baxter International Inc. BAX 071813109 05/07/2019 5 Elect Peter S. Hellman Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 6 Elect Michael F. Mahoney Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 7 Elect Patricia Morrison Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 8 Elect Stephen N. Oesterle Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 9 Elect Cathy R. Smith Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 10 Elect Thomas T. Stallkamp Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 11 Elect Albert P.L. Stroucken Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 12 Elect Amy M. Wendell Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 14 Ratification of Auditor Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 15 Shareholder Proposal Regarding Independent Board Chair Shrholdr Voted Against For Against
Baxter International Inc. BAX 071813109 05/07/2019 16 Shareholder Proposal Regarding Right to Act by Written Consent Shrholdr Voted Against For Against
BB&T Corporation BBT 054937107 04/30/2019 1 Elect Jennifer S. Banner Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 2 Elect K. David Boyer, Jr. Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 3 Elect Anna R. Cablik Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 4 Elect Patrick C. Graney III Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 5 Elect I. Patricia Henry Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 6 Elect Kelly S. King Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 7 Elect Louis B. Lynn Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 8 Elect Easter Maynard Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 9 Elect Charles A. Patton Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 10 Elect Nido R. Qubein Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 11 Elect William J. Reuter Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 12 Elect Tollie W. Rich, Jr. Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 13 Elect Christine Sears Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 14 Elect Thomas E. Skains Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 15 Elect Thomas N. Thompson Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 16 Ratification of Auditor Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 17 Advisory Vote on Executive Compensation Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 1 Elect Catherine M. Burzik Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 2 Elect R. Andrew Eckert Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 3 Elect Vincent A. Forlenza Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 4 Elect Claire M. Fraser Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 5 Elect Jeffrey W. Henderson Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 6 Elect Christopher Jones Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 7 Elect Marshall O. Larsen Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 8 Elect David F. Melcher Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 9 Elect Claire Pomeroy Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 10 Elect Rebecca W. Rimel Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 11 Elect Timothy M. Ring Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 12 Elect Bertram L. Scott Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 13 Ratification of Auditor Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 15 Elimination of Supermajority Requirement Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.1 Elect Warren E. Buffett Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.2 Elect Charles T. Munger Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.3 Elect Gregory E. Abel Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.4 Elect Howard G. Buffett Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.5 Elect Stephen B. Burke Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.6 Elect Susan L. Decker Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.7 Elect William H. Gates III Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.8 Elect David S. Gottesman Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.9 Elect Charlotte Guyman Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.10 Elect Ajit Jain Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.11 Elect Thomas S. Murphy Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.12 Elect Ronald L. Olson Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.13 Elect Walter Scott, Jr. Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.14 Elect Meryl B. Witmer Mgmt Voted For For For
BlackRock Resources & Commodities Strategy Trust BCX 09257A108 07/30/2018 1.1 Elect Frank J. Fabozzi Mgmt Voted For 90% For 10% Withhold For
BlackRock Resources & Commodities Strategy Trust BCX 09257A108 07/30/2018 1.2 Elect Robert Fairbairn Mgmt Voted For 90% For 10% Withhold For
BlackRock Resources & Commodities Strategy Trust BCX 09257A108 07/30/2018 1.3 Elect Catherine A. Lynch Mgmt Voted For 90% For 10% Withhold For
BlackRock Resources & Commodities Strategy Trust BCX 09257A108 07/30/2018 1.4 Elect Karen P. Robards Mgmt Voted For 90% For 10% Withhold For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.1 Elect Timothy M. Armstrong Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.2 Elect Jeffrey H. Boyd Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.3 Elect Glenn D. Fogel Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.4 Elect Mirian M. Graddick-Weir Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.5 Elect James M. Guyette Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.6 Elect Wei Hopeman Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.7 Elect Robert J. Mylod, Jr. Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.8 Elect Charles H. Noski Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.9 Elect Nancy B. Peretsman Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.10 Elect Nicholas J. Read Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.11 Elect Thomas E. Rothman Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.12 Elect Lynn M. Vojvodich Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.13 Elect Vanessa A. Wittman Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 2 Ratification of Auditor Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 4 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shrholdr Voted Against Against For
Boston Scientific Corporation BSX 101137107 05/09/2019 1 Elect Nelda J. Connors Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 2 Elect Charles J. Dockendorff Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 3 Elect Yoshiaki Fujimori Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 4 Elect Donna A. James Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 5 Elect Edward J. Ludwig Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 6 Elect Stephen P. MacMillan Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 7 Elect Michael F. Mahoney Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 8 Elect David J. Roux Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 9 Elect John E. Sununu Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 10 Elect Ellen M. Zane Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 12 Adoption of Majority Vote for Uncontested Elections of Directors Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 13 Ratification of Auditor Mgmt Voted For For For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 02/22/2019 1.1 Elect Nisha Kumar Mgmt Voted For 91% For 9% Withhold For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 02/22/2019 1.2 Elect Daniel P. Cronin Mgmt Voted For 87% For 13% Withhold For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 02/22/2019 1.3 Elect Paolo M. Cucchi Mgmt Voted For 87% For 13% Withhold For
Broadcom Inc. AVGO 11135F101 04/01/2019 1 Elect Hock E. Tan Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 2 Elect Dr. Henry S. Samueli Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 3 Elect Eddy W. Hartenstein Mgmt Voted For Against Against
Broadcom Inc. AVGO 11135F101 04/01/2019 4 Elect Diane M. Bryant Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 5 Elect Gayla J. Delly Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 6 Elect Check Kian Low Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 7 Elect Peter J. Marks Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 8 Elect Harry L. You Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 9 Ratification of Auditor Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 10 Amendment to the Employee Share Purchase Plan Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 11 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Caterpillar Inc. CAT 149123101 06/12/2019 1 Elect Kelly A. Ayotte Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 2 Elect David L. Calhoun Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 3 Elect Daniel M. Dickinson Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 4 Elect Juan Gallardo Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 5 Elect Dennis A. Muilenburg Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 6 Elect William A. Osborn Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 7 Elect Debra L. Reed-Klages Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 8 Elect Edward B. Rust, Jr. Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 9 Elect Susan C. Schwab Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 10 Elect D. James Umpleby III Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 11 Elect Miles D. White Mgmt Voted For Against Against
Caterpillar Inc. CAT 149123101 06/12/2019 12 Elect Rayford Wilkins Jr. Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 13 Ratification of Auditor Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shrholdr Voted Against Against For
Caterpillar Inc. CAT 149123101 06/12/2019 16 Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas Shrholdr Voted Against Against For
CBRE Clarion Global Real Estate Income Fund IGR 12504G100 10/10/2018 1 Elect Asuka Nakahara Mgmt Voted For 96% For 4% Withhold For
Centene Corporation CNC 15135B101 01/28/2019 1 Increase of Authorized Common Stock Mgmt Voted For For For
Centene Corporation CNC 15135B101 04/23/2019 1 Elect Orlando Ayala Mgmt Voted For For For
Centene Corporation CNC 15135B101 04/23/2019 2 Elect John R. Roberts Mgmt Voted For For For
Centene Corporation CNC 15135B101 04/23/2019 3 Elect Thomas G. Thompson Mgmt Voted For For For
Centene Corporation CNC 15135B101 04/23/2019 4 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Centene Corporation CNC 15135B101 04/23/2019 5 Ratification of Auditor Mgmt Voted For For For
Centene Corporation CNC 15135B101 04/23/2019 6 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shrholdr Voted Against For Against
Chubb Limited CB H1467J104 05/16/2019 1 Accounts and Reports Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 2 Allocation of Disposable Profit Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 3 Distribution of a Dividend out of Legal Reserves Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 4 Ratification of Board Acts Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 5 Election of Statutory Auditors Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 6 Appointment of Auditor Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 7 Appointment of Special Auditor Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 8 Elect Evan G. Greenberg Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 9 Elect Robert M. Hernandez Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 10 Elect Michael G. Atieh Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 11 Elect Sheila P. Burke Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 12 Elect James I. Cash, Jr. Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 13 Elect Mary A. Cirillo Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 14 Elect Michael P. Connors Mgmt Voted For Against Against
Chubb Limited CB H1467J104 05/16/2019 15 Elect John A. Edwardson Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 16 Elect Kimberly Ross Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 17 Elect Robert W. Scully Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 18 Elect Eugene B. Shanks, Jr. Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 19 Elect Theodore Shasta Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 20 Elect David H. Sidwell Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 21 Elect Olivier Steimer Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 22 Elect Evan G. Greenberg Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 23 Elect Michael P. Connors Mgmt Voted For Against Against
Chubb Limited CB H1467J104 05/16/2019 24 Elect Mary A. Cirillo Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 25 Elect John A. Edwardson Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 26 Elect Robert M. Hernandez Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 27 Appointment of Independent Proxy (Switzerland) Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 28 Board Compensation Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 29 Executive Compensation Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 30 Advisory Vote on Executive Compensation Mgmt Voted For For For
Chubb Limited CB H1467J104 05/16/2019 31 Additional or Amended Proposals Mgmt Voted For Against Against
Cigna Corporation CI 125509109 08/24/2018 1 Express Scripts Merger Mgmt Voted For For For
Cigna Corporation CI 125509109 08/24/2018 2 Right to Adjourn Meeting Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 1 Elect David M. Cordani Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 2 Elect William J. DeLaney Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 3 Elect Eric J. Foss Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 4 Elect Elder Granger Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 5 Elect Isaiah Harris, Jr. Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 6 Elect Roman Martinez IV Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 7 Elect Kathleen M. Mazzarella Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 8 Elect Mark B. McClellan Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 9 Elect John M. Partridge Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 10 Elect William L. Roper Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 11 Elect Eric C. Wiseman Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 12 Elect Donna F. Zarcone Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 13 Elect William D. Zollars Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 15 Ratification of Auditor Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 16 Shareholder Proposal Regarding Right to Act by Written Consent Shrholdr Voted Against For Against
Cigna Corporation CI 125523100 04/24/2019 17 Shareholder Proposal Regarding Cyber Risk Report Shrholdr Voted Against Against For
Cigna Corporation CI 125523100 04/24/2019 18 Shareholder Proposal Regarding Gender Pay Equity Report Shrholdr Voted Against Against For
Cisco Systems, Inc. CSCO 17275R102 12/12/2018 1 Elect M. Michele Burns Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/12/2018 2 Elect Michael D. Capellas Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/12/2018 3 Elect Mark Garrett Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/12/2018 4 Elect Kristina M. Johnson Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/12/2018 5 Elect Roderick C. McGeary Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/12/2018 6 Elect Charles H. Robbins Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/12/2018 7 Elect Arun Sarin Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/12/2018 8 Elect Brenton L. Saunders Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/12/2018 9 Elect Steven M. West Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/12/2018 10 Amendment to the Employee Stock Purchase Plan Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/12/2018 11 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Cisco Systems, Inc. CSCO 17275R102 12/12/2018 12 Ratification of Auditor Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/12/2018 13 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
Cisco Systems, Inc. CSCO 17275R102 12/12/2018 14 Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation Shrholdr Voted Against Against For
Citigroup Inc. C 172967424 04/16/2019 1 Elect Michael L. Corbat Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 2 Elect Ellen M. Costello Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 3 Elect Barbara J. Desoer Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 4 Elect John C. Dugan Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 5 Elect Duncan P. Hennes Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 6 Elect Peter B. Henry Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 7 Elect S. Leslie Ireland Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 8 Elect Lew W. Jacobs, IV Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 9 Elect Renee J. James Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 10 Elect Eugene M. McQuade Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 11 Elect Gary M. Reiner Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 12 Elect Diana L. Taylor Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 13 Elect James S. Turley Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 14 Elect Deborah C. Wright Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 15 Elect Ernesto Zedillo Ponce de Leon Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 16 Ratification of Auditor Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 17 Advisory Vote on Executive Compensation Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 18 Approval of the 2019 Stock Incentive Plan Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 19 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shrholdr Voted Against Against For
Citigroup Inc. C 172967424 04/16/2019 20 Shareholder Proposal Regarding Government Service Vesting Shrholdr Voted Against Against For
Citigroup Inc. C 172967424 04/16/2019 21 Shareholder Proposal Regarding Right to Call Special Meetings Shrholdr Voted Against For Against
CME Group Inc. CME 12572Q105 05/08/2019 1 Elect Terrence A. Duffy Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 2 Elect Timothy S. Bitsberger Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 3 Elect Charles P. Carey Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 4 Elect Dennis H. Chookaszian Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 5 Elect Ana Dutra Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 6 Elect Martin J. Gepsman Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 7 Elect Larry G. Gerdes Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 8 Elect Daniel R. Glickman Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 9 Elect Daniel G. Kaye Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 10 Elect Phyllis M. Lockett Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 11 Elect Deborah J. Lucas Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 12 Elect Alex J. Pollock Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 13 Elect Terry L. Savage Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 14 Elect William R. Shepard Mgmt Voted For Against Against
CME Group Inc. CME 12572Q105 05/08/2019 15 Elect Howard J. Siegel Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 16 Elect Michael Spencer Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 17 Elect Dennis A. Suskind Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 18 Ratification of Auditor Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 19 Advisory Vote on Executive Compensation Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 1 Elect Zein Abdalla Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 2 Elect Maureen Breakiron-Evans Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 3 Elect Jonathan C. Chadwick Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 4 Elect John M. Dineen Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 5 Elect Francisco D'Souza Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 6 Elect John N. Fox, Jr. Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 7 Elect Brian Humphries Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 8 Elect John E. Klein Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 9 Elect Leo S. Mackay, Jr. Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 10 Elect Michael Patsalos-Fox Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 11 Elect Joseph M. Velli Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 13 Ratification of Auditor Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 14 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shrholdr Voted Against For Against
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 15 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against Against For
Cohen & Steers Quality Income Realty Fund, Inc. RQI 19247L106 04/25/2019 1.1 Elect Daphne L. Richards Mgmt Voted For 97% For 3% Withhold For
Cohen & Steers Quality Income Realty Fund, Inc. RQI 19247L106 04/25/2019 1.2 Elect Gerald J. Maginnis Mgmt Voted For 97% For 3% Withhold For
Cohen & Steers Quality Income Realty Fund, Inc. RQI 19247L106 04/25/2019 1.3 Elect Joseph M. Harvey Mgmt Voted For 97% For 3% Withhold For
Cohen & Steers REIT & Preferred Income Fund, Inc. RNP 19247X100 04/25/2019 1.1 Elect Daphne L. Richards Mgmt Voted For 96% For 3% Against 1% Abstain For
Cohen & Steers REIT & Preferred Income Fund, Inc. RNP 19247X100 04/25/2019 1.2 Elect Gerald J. Maginnis Mgmt Voted For 96% For 3% Against 1% Abstain For
Cohen & Steers REIT & Preferred Income Fund, Inc. RNP 19247X100 04/25/2019 1.3 Elect Joseph M. Harvey Mgmt Voted For 96% For 3% Against 1% Abstain For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.1 Elect Kenneth J. Bacon Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.2 Elect Madeline S. Bell Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.3 Elect Sheldon M. Bonovitz Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.4 Elect Edward D. Breen Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.5 Elect Gerald L. Hassell Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.6 Elect Jeffrey A. Honickman Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.7 Elect Maritza Gomez Montiel Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.8 Elect Asuka Nakahara Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.9 Elect David C. Novak Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.10 Elect Brian L. Roberts Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 2 Ratification of Auditor Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 3 Approval of the 2019 Omnibus Sharesave Plan Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 4 Advisory vote on executive compensation Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 5 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
Comcast Corporation CMCSA 20030N101 06/05/2019 6 Shareholder Proposal Regarding Lobbying Report Shrholdr Voted Against Against For
Concho Resources Inc. CXO 20605P101 07/17/2018 1 Merger/Acquisition Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 1 Elect Charles E. Bunch Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 2 Elect Caroline Maury Devine Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 3 Elect John V. Faraci Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 4 Elect Jody L Freeman Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 5 Elect Gay Huey Evans Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 6 Elect Jeffrey A. Joerres Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 7 Elect Ryan M. Lance Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 8 Elect William H. McRaven Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 9 Elect Sharmila Mulligan Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 10 Elect Arjun N. Murti Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 11 Elect Robert A. Niblock Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 12 Ratification of Auditor Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.1 Elect Jerry Fowden Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.2 Elect Barry A. Fromberg Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.3 Elect Robert L. Hanson Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.4 Elect Ernesto M. Hernandez Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.5 Elect Susan Sommersille Johnson Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.6 Elect James A. Locke III Mgmt Voted For Withhold Against
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.7 Elect Daniel J. McCarthy Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.8 Elect Richard Sands Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.9 Elect Robert Sands Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.10 Elect Judy A. Schmeling Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.11 Elect Keith E. Wandell Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 2 Ratification of Auditor Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 1.1 Elect Hamilton E. James Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 1.2 Elect John W. Stanton Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 1.3 Elect Mary Agnes Wilderotter Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 2 Ratification of Auditor Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 4 Approval of the 2019 Incentive Plan Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 5 Repeal of Classified Board Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 6 Elimination of Supermajority Requirement Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 7 Shareholder Proposal Regarding Prison Labor Shrholdr Voted Against Against For
Crown Castle International Corp. CCI 22822V101 05/16/2019 1 Elect P. Robert Bartolo Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 2 Elect Jay A. Brown Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 3 Elect Cindy  Christy Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 4 Elect Ari Q. Fitzgerald Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 5 Elect Robert E. Garrison II Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 6 Elect Andrea J. Goldsmith Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 7 Elect Lee W. Hogan Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 8 Elect Edward C. Hutcheson, Jr. Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 9 Elect J. Landis Martin Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 10 Elect Robert F. McKenzie Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 11 Elect Anthony J. Melone Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 12 Elect W. Benjamin Moreland Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 13 Ratification of Auditor Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 1 Elect Donna M. Alvarado Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 2 Elect Pamela L. Carter Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 3 Elect James M. Foote Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 4 Elect Steven T. Halverson Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 5 Elect Paul C. Hilal Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 6 Elect John D. McPherson Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 7 Elect David M. Moffett Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 8 Elect Linda H. Riefler Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 9 Elect J. Steven Whisler Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 10 Elect John J. Zillmer Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 11 Ratification of Auditor Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 13 2019 Stock and Incentive Plan Mgmt Voted For For For
Cummins Inc. CMI 231021106 05/14/2019 1 Elect N. Thomas Linebarger Mgmt Voted For For For
Cummins Inc. CMI 231021106 05/14/2019 2 Elect Richard J. Freeland Mgmt Voted For For For
Cummins Inc. CMI 231021106 05/14/2019 3 Elect Robert J. Bernhard Mgmt Voted For For For
Cummins Inc. CMI 231021106 05/14/2019 4 Elect Franklin R. Chang-Diaz Mgmt Voted For For For
Cummins Inc. CMI 231021106 05/14/2019 5 Elect Bruno V. Di Leo Allen Mgmt Voted For For For
Cummins Inc. CMI 231021106 05/14/2019 6 Elect Stephen B. Dobbs Mgmt Voted For For For
Cummins Inc. CMI 231021106 05/14/2019 7 Elect Robert K. Herdman Mgmt Voted For For For
Cummins Inc. CMI 231021106 05/14/2019 8 Elect Alexis M. Herman Mgmt Voted For For For
Cummins Inc. CMI 231021106 05/14/2019 9 Elect Thomas J. Lynch Mgmt Voted For For For
Cummins Inc. CMI 231021106 05/14/2019 10 Elect William I. Miller Mgmt Voted For For For
Cummins Inc. CMI 231021106 05/14/2019 11 Elect Georgia R. Nelson Mgmt Voted For For For
Cummins Inc. CMI 231021106 05/14/2019 12 Elect Karen H. Quintos Mgmt Voted For For For
Cummins Inc. CMI 231021106 05/14/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Cummins Inc. CMI 231021106 05/14/2019 14 Ratification of Auditor Mgmt Voted For For For
Cummins Inc. CMI 231021106 05/14/2019 15 Amendment to the Employee Stock Purchase Plan Mgmt Voted For Against Against
Cummins Inc. CMI 231021106 05/14/2019 16 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
Cushing MLP & Infrastructure Total Return Fund SRF 23162T102 05/30/2019 1.1 Elect Brian R. Bruce Mgmt Voted For 97% For 3% Withhold For
Cushing MLP & Infrastructure Total Return Fund SRF 23162T102 05/30/2019 1.2 Elect Ronald P. Trout Mgmt Voted For 97% For 3% Withhold For
CVS Health Corporation CVS 126650100 05/16/2019 1 Elect Fernando Aguirre Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 2 Elect Mark T. Bertolini Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 3 Elect Richard M. Bracken Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 4 Elect C. David Brown II Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 5 Elect Alecia A. DeCoudreaux Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 6 Elect Nancy-Ann M. DeParle Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 7 Elect David W. Dorman Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 8 Elect Roger N. Farah Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 9 Elect Anne M. Finucane Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 10 Elect Edward J. Ludwig Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 11 Elect Larry J. Merlo Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 12 Elect Jean-Pierre Millon Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 13 Elect Mary L. Schapiro Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 14 Elect Richard J. Swift Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 15 Elect William C. Weldon Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 16 Elect Tony L. White Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 17 Ratification of Auditor Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 18 Advisory Vote on Executive Compensation Mgmt Voted For For For
CVS Health Corporation CVS 126650100 05/16/2019 19 Shareholder Proposal Regarding Including Legal Costs in Executive Compensation Shrholdr Voted Against For Against
Deere & Company DE 244199105 02/27/2019 1 Elect Samuel R. Allen Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 2 Elect Vance D. Coffman Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 3 Elect Alan C. Heuberger Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 4 Elect Charles O. Holliday, Jr. Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 5 Elect Dipak C. Jain Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 6 Elect Michael O. Johanns Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 7 Elect Clayton M. Jones Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 8 Elect Gregory R. Page Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 9 Elect Sherry M. Smith Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 10 Elect Dmitri L. Stockton Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 11 Elect Sheila G. Talton Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 12 Advisory vote on executive compensation Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 13 Ratification of Auditor Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 14 Shareholder Proposal Regarding Right to Act by Written Consent Shrholdr Voted Against For Against
Dominion Energy, Inc. D 25746U109 05/07/2019 1 Elect James A. Bennett Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 2 Elect Helen E. Dragas Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 3 Elect James O. Ellis, Jr. Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 4 Elect Thomas F. Farrell II Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 5 Elect D. Maybank Hagood Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 6 Elect John W. Harris Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 7 Elect Ronald W. Jibson Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 8 Elect Mark J. Kington Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 9 Elect Joseph M. Rigby Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 10 Elect Pamela L. Royal Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 11 Elect Robert H. Spilman, Jr. Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 12 Elect Susan N. Story Mgmt Voted For Against Against
Dominion Energy, Inc. D 25746U109 05/07/2019 13 Elect Michael E. Szymanczyk Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 14 Ratification of Auditor Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 16 Increase of Authorized Common Stock Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 17 Shareholder Proposal Regarding Independent Board Chair Shrholdr Voted Against For Against
DowDuPont Inc. DWDP 26078J100 05/23/2019 1 Reverse Stock Split Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 05/23/2019 2 Right to Adjourn Meeting Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.1 Elect Gerard M. Anderson Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.2 Elect David A. Brandon Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.3 Elect W. Frank Fountain, Jr. Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.4 Elect Charles G. McClure, Jr. Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.5 Elect Gail J. McGovern Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.6 Elect Mark A. Murray Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.7 Elect Ruth G. Shaw Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.8 Elect Robert C. Skaggs, Jr. Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.9 Elect David A. Thomas Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.10 Elect James H. Vandenberghe Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.11 Elect Valerie M. Williams Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 2 Ratification of Auditor Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 4 Shareholder Proposal Regarding Independent Board Chair Shrholdr Voted Against For Against
DTE Energy Company DTE 233331107 05/09/2019 5 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shrholdr Voted Against For Against
Duff & Phelps Global Utility Income Fund Inc DPG 26433C105 03/11/2019 1.1 Elect Phillip R. McLoughlin Mgmt Voted For 82% For 18% Withhold For
Duff & Phelps Global Utility Income Fund Inc DPG 26433C105 03/11/2019 1.2 Elect Nathan I. Partain Mgmt Voted For 98% For 2% Withhold For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 1 Elect Edward D. Breen Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 2 Elect Ruby R. Chandy Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 3 Elect Franklin K. Clyburn, Jr. Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 4 Elect Terrence R. Curtin Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 5 Elect Alexander M. Cutler Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 6 Elect C. Marc Doyle Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 7 Elect Eleuthere I. du Pont Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 8 Elect Rajiv L. Gupta Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 9 Elect Luther C. Kissam IV Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 10 Elect Frederick M. Lowery Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 11 Elect Raymond J. Milchovich Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 12 Elect Steven M. Sterin Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 14 Ratification of Auditor Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 15 Shareholder Proposal Regarding Right to Act by Written Consent Shrholdr Voted Against For Against
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 16 Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay Shrholdr Voted Against Against For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 17 Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments Shrholdr Voted Against Against For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 18 Shareholder Proposal Regarding Report on Plastic Pollution Shrholdr Voted Against Against For
Eaton Vance Limited Duration Income Fund EVV 27828H105 01/17/2019 1.1 Elect Cynthia E. Frost Mgmt Voted For 87% For 13% Withhold For
Eaton Vance Limited Duration Income Fund EVV 27828H105 01/17/2019 1.2 Elect Valerie A. Mosley Mgmt Voted For 87% For 13% Withhold For
Eaton Vance Limited Duration Income Fund EVV 27828H105 01/17/2019 1.3 Elect Scott E. Wennerholm Mgmt Voted For 87% For 13% Withhold For
Eaton Vance Risk-Managed Diversified Equity Income Fund ETJ 27829G106 04/18/2019 1.1 Elect Mark R. Fetting Mgmt Voted For 88% For 12% Withhold For
Eaton Vance Risk-Managed Diversified Equity Income Fund ETJ 27829G106 04/18/2019 1.2 Elect Valerie A. Mosley Mgmt Voted For 88% For 12% Withhold For
Eaton Vance Risk-Managed Diversified Equity Income Fund ETJ 27829G106 04/18/2019 1.3 Elect Marcus L. Smith Mgmt Voted For 88% For 12% Withhold For
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund ETW 27829C105 04/18/2019 1.1 Elect George J. Gorman Mgmt Voted For 88% For 12% Withhold For
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund ETW 27829C105 04/18/2019 1.2 Elect William H. Park Mgmt Voted For 88% For 12% Withhold For
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund ETW 27829C105 04/18/2019 1.3 Elect Keith Quinton Mgmt Voted For 88% For 12% Withhold For
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund ETW 27829C105 04/18/2019 1.4 Elect Susan J. Sutherland Mgmt Voted For 88% For 12% Withhold For
Ecolab, Inc. ECL 278865100 05/02/2019 1 Elect Douglas M. Baker, Jr. Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 2 Elect Shari L Ballard Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 3 Elect Barbara J. Beck Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 4 Elect Leslie S. Biller Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 5 Elect Jeffrey M. Ettinger Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 6 Elect Arthur J. Higgins Mgmt Voted For Against Against
Ecolab, Inc. ECL 278865100 05/02/2019 7 Elect Michael Larson Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 8 Elect David W. MacLennan Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 9 Elect Tracy B. McKibben Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 10 Elect Lionel L. Nowell, III Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 11 Elect Victoria J. Reich Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 12 Elect Suzanne M. Vautrinot Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 13 Elect John J. Zillmer Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 14 Ratification of Auditor Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 16 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
Eli Lilly and Company LLY 532457108 05/06/2019 1 Elect Ralph Alvarez Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 05/06/2019 2 Elect Carolyn R. Bertozzi Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 05/06/2019 3 Elect Juan R. Luciano Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 05/06/2019 4 Elect Kathi P. Seifert Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 05/06/2019 5 Advisory Vote on Executive Compensation Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 05/06/2019 6 Ratification of Auditor Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 05/06/2019 7 Repeal of Classified Board Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 05/06/2019 8 Elimination of Supermajority Requirement Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 05/06/2019 9 Shareholder Proposal Regarding Lobbying Report Shrholdr Voted Against Against For
Estee Lauder Companies Inc. EL 518439104 11/13/2018 1 Elect Rose Marie Bravo Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/13/2018 2 Elect Paul J. Fribourg Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/13/2018 3 Elect Irvine O. Hockaday, Jr. Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/13/2018 4 Elect Jennifer Hyman Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/13/2018 5 Elect Barry S. Sternlicht Mgmt Voted For Abstain Against
Estee Lauder Companies Inc. EL 518439104 11/13/2018 6 Ratification of Auditor Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/13/2018 7 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Exelon Corporation EXC 30161N101 04/30/2019 1 Elect Anthony K. Anderson Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 2 Elect Ann C. Berzin Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 3 Elect M. Laurie Brlas Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 4 Elect Christopher M. Crane Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 5 Elect Yves C. de Balmann Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 6 Elect Nicholas DeBenedictis Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 7 Elect Linda P. Jojo Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 8 Elect Paul L. Joskow Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 9 Elect Robert J. Lawless Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 10 Elect Richard W. Mies Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 11 Elect Mayo A. Shattuck III Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 12 Elect Stephen D. Steinour Mgmt Voted For Against Against
Exelon Corporation EXC 30161N101 04/30/2019 13 Elect John F. Young Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 14 Ratification of Auditor Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 16 Shareholder Proposal Regarding Report on Environmental Activities Shrholdr Voted Against Against For
Express Scripts Holding Co. ESRX 30219G108 08/24/2018 1 Merger Mgmt Voted For For For
Express Scripts Holding Co. ESRX 30219G108 08/24/2018 2 Right to Adjourn Meeting Mgmt Voted For For For
Express Scripts Holding Co. ESRX 30219G108 08/24/2018 3 Advisory Vote on Golden Parachutes Mgmt Voted For Against Against
Exxon Mobil Corporation XOM 30231G102 05/29/2019 1 Elect Susan K. Avery Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 2 Elect Angela F. Braly Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 3 Elect Ursula M. Burns Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 4 Elect Kenneth C. Frazier Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 5 Elect Steven A. Kandarian Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 6 Elect Douglas R. Oberhelman Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 7 Elect Samuel J. Palmisano Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 8 Elect Steven S Reinemund Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 9 Elect William C. Weldon Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 10 Elect Darren W. Woods Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 11 Ratification of Auditor Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 13 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
Exxon Mobil Corporation XOM 30231G102 05/29/2019 14 Shareholder Proposal Regarding Right to Call Special Meetings Shrholdr Voted Against For Against
Exxon Mobil Corporation XOM 30231G102 05/29/2019 15 Shareholder Proposal Regarding Disclosure of Director Skills Matrix Shrholdr Voted Against For Against
Exxon Mobil Corporation XOM 30231G102 05/29/2019 16 Shareholder Proposal Regarding Formation of Climate Change Committee Shrholdr Voted Against Against For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 17 Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments Shrholdr Voted Against For Against
Exxon Mobil Corporation XOM 30231G102 05/29/2019 18 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shrholdr Voted Against Against For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 19 Shareholder Proposal Regarding Lobbying Report Shrholdr Voted Against For Against
Facebook, Inc. FB 30303M102 05/30/2019 1.1 Elect Peggy Alford Mgmt Voted For For For
Facebook, Inc. FB 30303M102 05/30/2019 1.2 Elect Marc L. Andreessen Mgmt Voted For Withhold Against
Facebook, Inc. FB 30303M102 05/30/2019 1.3 Elect Kenneth I. Chenault Mgmt Voted For For For
Facebook, Inc. FB 30303M102 05/30/2019 1.4 Elect Susan D. Desmond-Hellmann Mgmt Voted For Withhold Against
Facebook, Inc. FB 30303M102 05/30/2019 1.5 Elect Sheryl K. Sandberg Mgmt Voted For For For
Facebook, Inc. FB 30303M102 05/30/2019 1.6 Elect Peter A. Thiel Mgmt Voted For For For
Facebook, Inc. FB 30303M102 05/30/2019 1.7 Elect Jeffrey D. Zients Mgmt Voted For For For
Facebook, Inc. FB 30303M102 05/30/2019 1.8 Elect Mark Zuckerberg Mgmt Voted For For For
Facebook, Inc. FB 30303M102 05/30/2019 2 Ratification of Auditor Mgmt Voted For For For
Facebook, Inc. FB 30303M102 05/30/2019 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Facebook, Inc. FB 30303M102 05/30/2019 4 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 3 Years 1 Year Against
Facebook, Inc. FB 30303M102 05/30/2019 5 Shareholder Proposal Regarding Recapitalization Shrholdr Voted Against For Against
Facebook, Inc. FB 30303M102 05/30/2019 6 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
Facebook, Inc. FB 30303M102 05/30/2019 7 Shareholder Proposal Regarding Majority Vote for Election of Directors Shrholdr Voted Against For Against
Facebook, Inc. FB 30303M102 05/30/2019 8 Shareholder Proposal Regarding Disclosure of Board Qualifications Shrholdr Voted Against Against For
Facebook, Inc. FB 30303M102 05/30/2019 9 Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies Shrholdr Voted Against For Against
Facebook, Inc. FB 30303M102 05/30/2019 10 Shareholder Proposal Regarding Median Gender Pay Equity Report Shrholdr Voted Against Against For
Facebook, Inc. FB 30303M102 05/30/2019 11 Shareholder Proposal Regarding Report on Political Ideology Shrholdr Voted Against Against For
Facebook, Inc. FB 30303M102 05/30/2019 12 Shareholder Proposal Regarding Strategic Alternatives Shrholdr Voted Against Against For
FedEx Corporation FDX 31428X106 09/24/2018 1 Elect John A. Edwardson Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 2 Elect Marvin R. Ellison Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 3 Elect Susan Patricia Griffith Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 4 Elect John Chris Inglis Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 5 Elect Kimberly A. Jabal Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 6 Elect Shirley Ann Jackson Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 7 Elect R. Brad Martin Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 8 Elect Joshua Cooper Ramo Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 9 Elect Susan C. Schwab Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 10 Elect Frederick W. Smith Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 11 Elect David P. Steiner Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 12 Elect Paul S. Walsh Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 14 Ratification of Auditor Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 15 Shareholder Proposal Regarding Lobbying Report Shrholdr Voted Against For Against
FedEx Corporation FDX 31428X106 09/24/2018 16 Shareholder Proposal Regarding Right to Act by Written Consent Shrholdr Voted Against For Against
FedEx Corporation FDX 31428X106 09/24/2018 17 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments Shrholdr Voted Against Against For
First Trust Intermediate Duration Preferred & Income Fund FPF 33739M100 04/08/2019 1.1 Elect James A. Bowen Mgmt Voted For 88% For 12% Withhold For
First Trust Intermediate Duration Preferred & Income Fund FPF 33739M100 04/08/2019 1.2 Elect Niel Byron Nielson Mgmt Voted For 88% For 12% Withhold For
Fiserv, Inc. FISV 337738108 04/18/2019 1 Share Issuance Pursuant to Merger Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 04/18/2019 2 Right to Adjourn Meeting Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.1 Elect Alison Davis Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.2 Elect Harry DiSimone Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.3 Elect John Y. Kim Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.4 Elect Dennis F. Lynch Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.5 Elect Denis J. O'Leary Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.6 Elect Glenn M. Renwick Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.7 Elect Kim M. Robak Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.8 Elect J.D. Sherman Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.9 Elect Doyle R. Simons Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.10 Elect Jeffery W. Yabuki Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 2 Amendment to the 2000 Employee Stock Purchase Plan Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 4 Ratification of Auditor Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 5 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shrholdr Voted Against For Against
Fortive Corporation FTV 34959J108 06/04/2019 1 Elect Mitchell P. Rales Mgmt Voted For Against Against
Fortive Corporation FTV 34959J108 06/04/2019 2 Elect Steven M. Rales Mgmt Voted For For For
Fortive Corporation FTV 34959J108 06/04/2019 3 Elect Jeannine Sargent Mgmt Voted For For For
Fortive Corporation FTV 34959J108 06/04/2019 4 Elect Alan G. Spoon Mgmt Voted For For For
Fortive Corporation FTV 34959J108 06/04/2019 5 Ratification of Auditor Mgmt Voted For For For
Fortive Corporation FTV 34959J108 06/04/2019 6 Advisory Vote on Executive Compensation Mgmt Voted For For For
Fortive Corporation FTV 34959J108 06/04/2019 7 Elimination of Supermajority Requirement Mgmt Voted For For For
Franklin Universal Trust FT 355145103 04/11/2019 1.1 Elect Harris J. Ashton Mgmt Voted For 94% For 6% Withhold For
Franklin Universal Trust FT 355145103 04/11/2019 1.2 Elect Terrence J. Checki Mgmt Voted For 94% For 6% Withhold For
Franklin Universal Trust FT 355145103 04/11/2019 1.3 Elect Mary C. Choksi Mgmt Voted For 94% For 6% Withhold For
Franklin Universal Trust FT 355145103 04/11/2019 1.4 Elect Edith E. Holiday Mgmt Voted For 94% For 6% Withhold For
Franklin Universal Trust FT 355145103 04/11/2019 1.5 Elect J. Michael Luttig Mgmt Voted For 94% For 6% Withhold For
Franklin Universal Trust FT 355145103 04/11/2019 1.6 Elect Larry D. Thompson Mgmt Voted For 94% For 6% Withhold For
Franklin Universal Trust FT 355145103 04/11/2019 1.7 Elect John B. Wilson Mgmt Voted For 61% For 39% Withhold For
Franklin Universal Trust FT 355145103 04/11/2019 1.8 Elect Gregory E. Johnson Mgmt Voted For 94% For 6% Withhold For
Franklin Universal Trust FT 355145103 04/11/2019 1.9 Elect Rupert H. Johnson, Jr. Mgmt Voted For 94% For 6% Withhold For
Franklin Universal Trust FT 355145103 04/11/2019 2 To Adopt Fundamental Investment Restrictions Regarding Investments in Real Estate Mgmt Voted For 91% For 5% Against 4% Abstain For
Franklin Universal Trust FT 355145103 04/11/2019 3 Amend the Fundamental Investment Restriction Regarding Borrowing Mgmt Voted For 91% For 5% Against 4% Abstain For
Franklin Universal Trust FT 355145103 04/11/2019 4 Amend the Fundamental Investment Restrictions Regarding Underwriting Mgmt Voted For 91% For 5% Against 4% Abstain For
Franklin Universal Trust FT 355145103 04/11/2019 5 Amend the Fundamental Investment Restriction Regarding Lending Mgmt Voted For 91% For 5% Against 4% Abstain For
Franklin Universal Trust FT 355145103 04/11/2019 6 Amend the Fundamental Investment Policy Regarding Investments in Commodities Mgmt Voted For 91% For 5% Against 4% Abstain For
Franklin Universal Trust FT 355145103 04/11/2019 7 Amend the Fundamental Investment Restriction Regarding Issuing Senior Securities Mgmt Voted For 91% For 5% Against 4% Abstain For
Franklin Universal Trust FT 355145103 04/11/2019 8 Amend the Fundamental Investment Restriction Regarding Industry Concentration Mgmt Voted For 91% For 5% Against 4% Abstain For
Franklin Universal Trust FT 355145103 04/11/2019 9 Amend the Fundamental Investment Restriction Regarding Diversification Requirements Mgmt Voted For 91% For 5% Against 4% Abstain For
Franklin Universal Trust FT 355145103 04/11/2019 10 Eliminate the Fundamental Investment Restriction Regarding Pledging, Mortgaging or Hypothecating Assets Mgmt Voted For 91% For 5% Against 4% Abstain For
Franklin Universal Trust FT 355145103 04/11/2019 11 Eliminate the Fundamental Investment Restriction Regarding Purchasing Securities on Margin Mgmt Voted For 91% For 5% Against 4% Abstain For
Franklin Universal Trust FT 355145103 04/11/2019 12 Eliminate the Fundamental Investment Restriction Regarding Investments in Other Investment Companies Mgmt Voted For 91% For 5% Against 4% Abstain N/A
Franklin Universal Trust FT 355145103 04/11/2019 13 Eliminate the Fundamental Investment Restriction Regarding Investments for the purpose of Exercising Control Mgmt Voted For 91% For 5% Against 4% Abstain N/A
Franklin Universal Trust FT 355145103 04/11/2019 14 Eliminate the Fundamental Investment Restriction Regarding Investments in Illiquid and Restricted Securities Mgmt Voted For 91% For 5% Against 4% Abstain N/A
Gabelli Global Small and Mid Cap Value Trust GGZ 36249W104 05/13/2019 1.1 Elect John Birch Mgmt Voted For 88% For 12% Withhold For
Gabelli Global Small and Mid Cap Value Trust GGZ 36249W104 05/13/2019 1.2 Elect Kevin V. Dreyer Mgmt Voted For 88% For 12% Withhold For
Gabelli Global Small and Mid Cap Value Trust GGZ 36249W104 05/13/2019 1.3 Elect Salvatore J. Zizza Mgmt Voted For 88% For 12% Withhold For
Gabelli Global Utility & Income Trust GLU 36242L105 05/13/2019 1.1 Elect Vincent D. Enright Mgmt Voted For 88% For 12% Withhold For
Gabelli Global Utility & Income Trust GLU 36242L105 05/13/2019 1.2 Elect Michael J. Melarkey Mgmt Voted For 88% For 12% Withhold For
Gabelli Healthcare & WellnessRx Trust GRX 36246K103 05/13/2019 1.1 Elect Jeffrey J. Jonas Mgmt Voted For 88% For 12% Withhold For
Gabelli Healthcare & WellnessRx Trust GRX 36246K103 05/13/2019 1.2 Elect Kuni Nakamura Mgmt Voted For 88% For 12% Withhold For
GAMCO Natural Resources, Gold & Income Trust GNT 36465E101 05/13/2019 1.1 Elect James P. Conn Mgmt Voted For 88% For 12% Withhold For
GAMCO Natural Resources, Gold & Income Trust GNT 36465E101 05/13/2019 1.2 Elect Vincent D. Enright Mgmt Voted For 88% For 12% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.1 Elect Rodney B. Berens Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.2 Elect Lewis B. Cullman Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.3 Elect Spencer Davidson Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.4 Elect Clara E. Del Villar Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.5 Elect John D. Gordan, III Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.6 Elect Betsy F. Gotbaum Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.7 Elect Sidney R. Knafel Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.8 Elect Rose Peabody Lynch Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.9 Elect Jeffrey W. Priest Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.10 Elect Henry R. Schirmer Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 2 Ratification of Auditor Mgmt Voted For 90% For 7% Against 3% Abstain For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 1 Elect Thomas F. Frist III Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 2 Elect Samuel N. Hazen Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 3 Elect Meg G. Crofton Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 4 Elect Robert J. Dennis Mgmt Voted For Against Against
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 5 Elect Nancy-Ann DeParle Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 6 Elect William R. Frist Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 7 Elect Charles O. Holliday, Jr. Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 8 Elect Geoffrey G. Meyers Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 9 Elect Michael W. Michelson Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 10 Elect Wayne J. Riley Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 11 Elect John W. Rowe Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 12 Ratification of Auditor Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 14 Elimination of Supermajority Voting Requirement Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 1 Elect Darius Adamczyk Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 2 Elect Duncan B. Angove Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 3 Elect William S. Ayer Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 4 Elect Kevin Burke Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 5 Elect Jaime Chico Pardo Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 6 Elect D. Scott Davis Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 7 Elect Linnet F. Deily Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 8 Elect Judd Gregg Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 9 Elect Clive Hollick Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 10 Elect Grace D. Lieblein Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 11 Elect George Paz Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 12 Elect Robin L. Washington Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 14 Ratification of Auditor Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 15 Shareholder Proposal Regarding Right to Act By Written Consent Shrholdr Voted Against Against For
Honeywell International Inc. HON 438516106 04/29/2019 16 Shareholder Proposal Regarding Lobbying Report Shrholdr Voted Against For Against
Humana Inc. HUM 444859102 04/18/2019 1 Elect Kurt J. Hilzinger Mgmt Voted For For For
Humana Inc. HUM 444859102 04/18/2019 2 Elect Frank J. Bisignano Mgmt Voted For For For
Humana Inc. HUM 444859102 04/18/2019 3 Elect Bruce D. Broussard Mgmt Voted For For For
Humana Inc. HUM 444859102 04/18/2019 4 Elect Frank A. D'Amelio Mgmt Voted For For For
Humana Inc. HUM 444859102 04/18/2019 5 Elect Karen B. DeSalvo Mgmt Voted For For For
Humana Inc. HUM 444859102 04/18/2019 6 Elect W. Roy Dunbar Mgmt Voted For For For
Humana Inc. HUM 444859102 04/18/2019 7 Elect David A. Jones Jr. Mgmt Voted For For For
Humana Inc. HUM 444859102 04/18/2019 8 Elect William J. McDonald Mgmt Voted For For For
Humana Inc. HUM 444859102 04/18/2019 9 Elect James J. O'Brien Mgmt Voted For For For
Humana Inc. HUM 444859102 04/18/2019 10 Elect Marissa T. Peterson Mgmt Voted For For For
Humana Inc. HUM 444859102 04/18/2019 11 Ratification of Auditor Mgmt Voted For For For
Humana Inc. HUM 444859102 04/18/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Humana Inc. HUM 444859102 04/18/2019 13 Amendment to the 2011 Stock Incentive Plan Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 1 Elect Kirk E. Arnold Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 2 Elect Ann C. Berzin Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 3 Elect John Bruton Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 4 Elect Jared L. Cohon Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 5 Elect Gary D. Forsee Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 6 Elect Linda P. Hudson Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 7 Elect Michael W. Lamach Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 8 Elect Myles P. Lee Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 9 Elect Karen B. Peetz Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 10 Elect John P. Surma Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 11 Elect Richard J. Swift Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 12 Elect Tony L. White Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 14 Ratification of Auditor Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 15 Authority to Issue Shares w/ Preemptive Rights Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 16 Authority to Issue Shares w/o Preemptive Rights Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 17 Issuance of Treasury Shares Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 1 Elect Aneel Bhusri Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 2 Elect Andy D. Bryant Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 3 Elect Reed E. Hundt Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 4 Elect Omar Ishrak Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 5 Elect Risa Lavizzo-Mourey Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 6 Elect Tsu-Jae King Liu Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 7 Elect Gregory D. Smith Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 8 Elect Robert H. Swan Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 9 Elect Andrew Wilson Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 10 Elect Frank D. Yeary Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 11 Ratification of Auditor Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Intel Corporation INTC 458140100 05/16/2019 13 Amendment to the 2006 Equity Incentive Plan Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 14 Shareholder Proposal Regarding Right to Act by Written Consent Shrholdr Voted Against Against For
Intel Corporation INTC 458140100 05/16/2019 15 Shareholder Proposal Regarding Median Gender Pay Equity Report Shrholdr Voted Against Against For
Intel Corporation INTC 458140100 05/16/2019 16 Shareholder Proposal Regarding Advisory Vote on Political Contributions Shrholdr Voted Against Against For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 1 Elect Sharon Y. Bowen Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 2 Elect Charles R. Crisp Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 3 Elect Duriya M. Farooqui Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 4 Elect Jean-Marc Forneri Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 5 Elect Lord Hague of Richmond Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 6 Elect Fred W. Hatfield Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 7 Elect Thomas E. Noonan Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 8 Elect Frederic V. Salerno Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 9 Elect Jeffrey C. Sprecher Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 10 Elect Judith A. Sprieser Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 11 Elect Vincent S. Tese Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 13 Ratification of Auditor Mgmt Voted For For For
International Paper Company IP 460146103 05/13/2019 1 Elect William J. Burns Mgmt Voted For For For
International Paper Company IP 460146103 05/13/2019 2 Elect Christopher M. Connor Mgmt Voted For For For
International Paper Company IP 460146103 05/13/2019 3 Elect Ahmet Cemal Dorduncu Mgmt Voted For For For
International Paper Company IP 460146103 05/13/2019 4 Elect Ilene S. Gordon Mgmt Voted For For For
International Paper Company IP 460146103 05/13/2019 5 Elect Anders Gustafsson Mgmt Voted For Against Against
International Paper Company IP 460146103 05/13/2019 6 Elect Jacqueline C. Hinman Mgmt Voted For For For
International Paper Company IP 460146103 05/13/2019 7 Elect Clinton A. Lewis, Jr. Mgmt Voted For For For
International Paper Company IP 460146103 05/13/2019 8 Elect Kathryn D. Sullivan Mgmt Voted For For For
International Paper Company IP 460146103 05/13/2019 9 Elect Mark S. Sutton Mgmt Voted For For For
International Paper Company IP 460146103 05/13/2019 10 Elect J. Steven Whisler Mgmt Voted For For For
International Paper Company IP 460146103 05/13/2019 11 Elect Ray G. Young Mgmt Voted For For For
International Paper Company IP 460146103 05/13/2019 12 Ratification of Auditor Mgmt Voted For For For
International Paper Company IP 460146103 05/13/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
International Paper Company IP 460146103 05/13/2019 14 Shareholder Proposal Regarding Right to Call Special Meetings Shrholdr Voted Against For Against
Intuit Inc. INTU 461202103 01/17/2019 1 Elect Eve Burton Mgmt Voted For For For
Intuit Inc. INTU 461202103 01/17/2019 2 Elect Scott D. Cook Mgmt Voted For For For
Intuit Inc. INTU 461202103 01/17/2019 3 Elect Richard Dalzell Mgmt Voted For For For
Intuit Inc. INTU 461202103 01/17/2019 4 Elect Sasan Goodarzi Mgmt Voted For For For
Intuit Inc. INTU 461202103 01/17/2019 5 Elect Deborah Liu Mgmt Voted For For For
Intuit Inc. INTU 461202103 01/17/2019 6 Elect Suzanne Nora Johnson Mgmt Voted For For For
Intuit Inc. INTU 461202103 01/17/2019 7 Elect Dennis D. Powell Mgmt Voted For For For
Intuit Inc. INTU 461202103 01/17/2019 8 Elect Brad D. Smith Mgmt Voted For For For
Intuit Inc. INTU 461202103 01/17/2019 9 Elect Thomas J. Szkutak Mgmt Voted For For For
Intuit Inc. INTU 461202103 01/17/2019 10 Elect Raul Vazquez Mgmt Voted For For For
Intuit Inc. INTU 461202103 01/17/2019 11 Elect Jeff Weiner Mgmt Voted For For For
Intuit Inc. INTU 461202103 01/17/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Intuit Inc. INTU 461202103 01/17/2019 13 Ratification of Auditor Mgmt Voted For For For
Japan Smaller Capitalization Fund, Inc. JOF 47109U104 11/20/2018 1.1 Elect Rodney A. Buck Mgmt Voted For 81% For 19% Withhold For
Japan Smaller Capitalization Fund, Inc. JOF 47109U104 11/20/2018 1.2 Elect David B. Chemidlin Mgmt Voted For 81% For 19% Withhold For
Japan Smaller Capitalization Fund, Inc. JOF 47109U104 11/20/2018 2 Shareholder Proposal Regarding Declassification of the Board Shrholdr Voted Against 59% For 40% Against 1% Abstain Against
John Hancock Tax-Advantaged Global Shareholder Yield Fund TAGRX 41013P749 02/07/2019 1.1 Elect Andrew G. Arnott Mgmt Voted For 59% For 41% Withhold For
John Hancock Tax-Advantaged Global Shareholder Yield Fund TAGRX 41013P749 02/07/2019 1.2 Elect Marianne Harrison Mgmt Voted For 59% For 41% Withhold For
John Hancock Tax-Advantaged Global Shareholder Yield Fund TAGRX 41013P749 02/07/2019 1.3 Elect Deborah C. Jackson Mgmt Voted For 59% For 41% Withhold For
John Hancock Tax-Advantaged Global Shareholder Yield Fund TAGRX 41013P749 02/07/2019 1.4 Elect James M. Oates Mgmt Voted For 59% For 41% Withhold For
John Hancock Tax-Advantaged Global Shareholder Yield Fund TAGRX 41013P749 02/07/2019 1.5 Elect Steven R. Pruchansky Mgmt Voted For 59% For 41% Withhold For
Johnson & Johnson JNJ 478160104 04/25/2019 1 Elect Mary C. Beckerle Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 2 Elect D. Scott Davis Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 3 Elect Ian E.L. Davis Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 4 Elect Jennifer A. Doudna Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 5 Elect Alex Gorsky Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 6 Elect Marillyn A. Hewson Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 7 Elect Mark B. McClellan Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 8 Elect Anne M. Mulcahy Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 9 Elect William D. Perez Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 10 Elect Charles Prince Mgmt Voted For Against Against
Johnson & Johnson JNJ 478160104 04/25/2019 11 Elect A. Eugene Washington Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 12 Elect Ronald A. Williams Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 14 Ratification of Auditor Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 15 Shareholder Proposal Regarding Recoupment Report Shrholdr Voted Against For Against
Johnson & Johnson JNJ 478160104 04/25/2019 16 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing Shrholdr Voted Against Against For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 1 Elect Linda B. Bammann Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 2 Elect James A. Bell Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 3 Elect Stephen B. Burke Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 4 Elect Todd A. Combs Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 5 Elect James S. Crown Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 6 Elect James Dimon Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 7 Elect Timothy P. Flynn Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 8 Elect Mellody Hobson Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 9 Elect Laban P. Jackson, Jr. Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 10 Elect Michael A. Neal Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 11 Elect Lee R. Raymond Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 13 Ratification of Auditor Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 14 Shareholder Proposal Regarding Median Gender Pay Equity Report Shrholdr Voted Against Against For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shrholdr Voted Against Against For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 16 Shareholder Proposal Regarding Cumulative Voting Shrholdr Voted Against Against For
Kayne Anderson Midstream Energy Fund Inc. KMF 48661E108 06/27/2019 1 Elect Anne K. Costin Mgmt Voted For 86% For 13% Against 1% Abstain For
Kayne Anderson Midstream Energy Fund Inc. KMF 48661E108 06/27/2019 2 Elect Albert L. Richey Mgmt Voted For 86% For 13% Against 1% Abstain For
Kayne Anderson Midstream Energy Fund Inc. KMF 48661E108 06/27/2019 3 Ratification of Auditor Mgmt Voted For 86% For 13% Against 1% Abstain For
Lam Research Corporation LRCX 512807108 11/06/2018 1.1 Elect Martin B. Anstice Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 1.2 Elect Eric K. Brandt Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 1.3 Elect Michael R. Cannon Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 1.4 Elect Youssef A. El-Mansy Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 1.5 Elect Christine A. Heckart Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 1.6 Elect Catherine P. Lego Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 1.7 Elect Stephen Newberry Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 1.8 Elect Abhijit Y. Talwalkar Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 1.9 Elect Rick Lih-Shyng Tsai Mgmt Voted For Withhold Against
Lam Research Corporation LRCX 512807108 11/06/2018 2 Advisory Vote on Executive Compensation Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 3 Amendment to the 1999 Employee Stock Purchase Plan Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 4 Ratification of Auditor Mgmt Voted For For For
Latin American Discovery Fund Inc. LDF 51828C106 10/19/2018 1 Liquidation of the Fund Mgmt Voted For 99% For 1% Against For
Lockheed Martin Corporation LMT 539830109 04/25/2019 1 Elect Daniel F. Akerson Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 04/25/2019 2 Elect David B. Burritt Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 04/25/2019 3 Elect Bruce A. Carlson Mgmt Voted For Against Against
Lockheed Martin Corporation LMT 539830109 04/25/2019 4 Elect James O. Ellis, Jr. Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 04/25/2019 5 Elect Thomas J. Falk Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 04/25/2019 6 Elect Ilene S. Gordon Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 04/25/2019 7 Elect Marillyn A. Hewson Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 04/25/2019 8 Elect Vicki A. Hollub Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 04/25/2019 9 Elect Jeh C. Johnson Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 04/25/2019 10 Elect James D. Taiclet, Jr. Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 04/25/2019 11 Ratification of Auditor Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 04/25/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 04/25/2019 13 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shrholdr Voted Against Against For
Lowe's Companies, Inc. LOW 548661107 05/31/2019 1.1 Elect Ralph Alvarez Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 05/31/2019 1.2 Elect David H. Batchelder Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 05/31/2019 1.3 Elect Angela F. Braly Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 05/31/2019 1.4 Elect Sandra B. Cochran Mgmt Voted For Withhold Against
Lowe's Companies, Inc. LOW 548661107 05/31/2019 1.5 Elect Laurie Z. Douglas Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 05/31/2019 1.6 Elect Richard W. Dreiling Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 05/31/2019 1.7 Elect Marvin R. Ellison Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 05/31/2019 1.8 Elect James H. Morgan Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 05/31/2019 1.9 Elect Brian C. Rogers Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 05/31/2019 1.10 Elect Bertram L. Scott Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 05/31/2019 1.11 Elect Lisa W. Wardell Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 05/31/2019 1.12 Elect Eric C. Wiseman Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 05/31/2019 2 Advisory Vote on Executive Compensation Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 05/31/2019 3 Ratification of Auditor Mgmt Voted For For For
Macquarie Global Infrastructure Total Return Fund, Inc. MGU 55608D101 06/18/2019 1 Elect Thomas W. Hunersen Mgmt Voted For 96% For 4% Abstain For
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund MFD 55607W100 04/08/2019 1.1 Elect James A. Bowen Mgmt Voted For 93% For 7% Withhold For
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund MFD 55607W100 04/08/2019 1.2 Elect Niel Byron Nielson Mgmt Voted For 93% For 7% Withhold For
Marsh & McLennan Companies, Inc. MMC 571748102 05/16/2019 1 Elect Anthony K. Anderson Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 05/16/2019 2 Elect Oscar Fanjul Martin Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 05/16/2019 3 Elect Daniel S. Glaser Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 05/16/2019 4 Elect H. Edward Hanway Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 05/16/2019 5 Elect Deborah C. Hopkins Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 05/16/2019 6 Elect Elaine La Roche Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 05/16/2019 7 Elect Steven A. Mills Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 05/16/2019 8 Elect Bruce P. Nolop Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 05/16/2019 9 Elect Marc D. Oken Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 05/16/2019 10 Elect Morton O. Schapiro Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 05/16/2019 11 Elect Lloyd M. Yates Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 05/16/2019 12 Elect R. David Yost Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 05/16/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 05/16/2019 14 Ratification of Auditor Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 06/25/2019 1 Elect Richard Haythornthwaite Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 06/25/2019 2 Elect Ajay Banga Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 06/25/2019 3 Elect David R. Carlucci Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 06/25/2019 4 Elect Richard K. Davis Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 06/25/2019 5 Elect Steven J. Freiberg Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 06/25/2019 6 Elect Julius Genachowski Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 06/25/2019 7 Elect Choon Phong Goh Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 06/25/2019 8 Elect Merit E. Janow Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 06/25/2019 9 Elect Oki Matsumoto Mgmt Voted For Against Against
Mastercard Incorporated MA 57636Q104 06/25/2019 10 Elect Youngme E. Moon Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 06/25/2019 11 Elect Rima Qureshi Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 06/25/2019 12 Elect Jose Octavio Reyes Lagunes Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 06/25/2019 13 Elect Gabrielle Sulzberger Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 06/25/2019 14 Elect Jackson P. Tai Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 06/25/2019 15 Elect Lance Uggla Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 06/25/2019 16 Advisory Vote on Executive Compensation Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 06/25/2019 17 Ratification of Auditor Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 06/25/2019 18 Shareholder Proposal Regarding Median Gender Pay Equity Report Shrholdr Voted Against Against For
Mastercard Incorporated MA 57636Q104 06/25/2019 19 Shareholder Proposal Regarding Formation of a Human Rights Committee Shrholdr Voted Against Against For
McDonald's Corporation MCD 580135101 05/23/2019 1 Elect Lloyd H. Dean Mgmt Voted For For For
McDonald's Corporation MCD 580135101 05/23/2019 2 Elect Stephen J. Easterbrook Mgmt Voted For For For
McDonald's Corporation MCD 580135101 05/23/2019 3 Elect Robert A. Eckert Mgmt Voted For For For
McDonald's Corporation MCD 580135101 05/23/2019 4 Elect Margaret H. Georgiadis Mgmt Voted For For For
McDonald's Corporation MCD 580135101 05/23/2019 5 Elect Enrique Hernandez, Jr. Mgmt Voted For For For
McDonald's Corporation MCD 580135101 05/23/2019 6 Elect Richard H. Lenny Mgmt Voted For For For
McDonald's Corporation MCD 580135101 05/23/2019 7 Elect John Mulligan Mgmt Voted For For For
McDonald's Corporation MCD 580135101 05/23/2019 8 Elect Sheila A. Penrose Mgmt Voted For For For
McDonald's Corporation MCD 580135101 05/23/2019 9 Elect John W. Rogers, Jr. Mgmt Voted For For For
McDonald's Corporation MCD 580135101 05/23/2019 10 Elect Paul S. Walsh Mgmt Voted For For For
McDonald's Corporation MCD 580135101 05/23/2019 11 Elect Miles D. White Mgmt Voted For Against Against
McDonald's Corporation MCD 580135101 05/23/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
McDonald's Corporation MCD 580135101 05/23/2019 13 Ratification of Auditor Mgmt Voted For For For
McDonald's Corporation MCD 580135101 05/23/2019 14 Amendment Regarding Board Size Mgmt Voted For For For
McDonald's Corporation MCD 580135101 05/23/2019 15 Shareholder Proposal Regarding Right to Act by Written Consent Shrholdr Voted Against For Against
Mckesson Corporation MCK 58155Q103 07/25/2018 1 Elect N. Anthony Coles Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 07/25/2018 2 Elect John H. Hammergren Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 07/25/2018 3 Elect M. Christine Jacobs Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 07/25/2018 4 Elect Donald R. Knauss Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 07/25/2018 5 Elect Marie L. Knowles Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 07/25/2018 6 Elect Bradley E. Lerman Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 07/25/2018 7 Elect Edward A. Mueller Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 07/25/2018 8 Elect Susan R. Salka Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 07/25/2018 9 Ratification of Auditor Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 07/25/2018 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 07/25/2018 11 Shareholder Proposal Regarding Lobbying Report Shrholdr Voted Against For Against
Mckesson Corporation MCK 58155Q103 07/25/2018 12 Shareholder Proposal Regarding Compensation in the Event of a Change in Control Shrholdr Voted Against Against For
Mckesson Corporation MCK 58155Q103 07/25/2018 13 Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation Shrholdr Voted Against Against For
Mckesson Corporation MCK 58155Q103 07/25/2018 14 Shareholder Proposal Regarding Right to Call Special Meetings Shrholdr Voted Against For Against
Merck & Co., Inc. MRK 58933Y105 05/28/2019 1 Elect Leslie A. Brun Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 05/28/2019 2 Elect Thomas R. Cech Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 05/28/2019 3 Elect Mary Ellen Coe Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 05/28/2019 4 Elect Pamela J. Craig Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 05/28/2019 5 Elect Kenneth C. Frazier Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 05/28/2019 6 Elect Thomas H. Glocer Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 05/28/2019 7 Elect Rochelle B. Lazarus Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 05/28/2019 8 Elect Paul B. Rothman Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 05/28/2019 9 Elect Patricia F. Russo Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 05/28/2019 10 Elect Inge G. Thulin Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 05/28/2019 11 Elect Wendell P. Weeks Mgmt Voted For Against Against
Merck & Co., Inc. MRK 58933Y105 05/28/2019 12 Elect Peter C. Wendell Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 05/28/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 05/28/2019 14 Approval of the 2019 Stock Incentive Plan Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 05/28/2019 15 Ratification of Auditor Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 05/28/2019 16 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
Merck & Co., Inc. MRK 58933Y105 05/28/2019 17 Shareholder Proposal Regarding  Disclosure of Executive Stock Buybacks Shrholdr Voted Against Against For
Merck & Co., Inc. MRK 58933Y105 05/28/2019 18 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing Shrholdr Voted Against Against For
Mexico Equity and Income Fund Inc. MXE 592834105 12/13/2018 1 Elect Richard Abraham Mgmt Voted For 37% For 62% Against 1% Abstain Against
Mexico Equity and Income Fund Inc. MXE 592834105 12/13/2018 2 Elect Rajeev Das Mgmt Voted For 37% For 62% Against 1% Abstain Against
Micron Technology, Inc. MU 595112103 01/17/2019 1 Elect Robert L. Bailey Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 01/17/2019 2 Elect Richard M. Beyer Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 01/17/2019 3 Elect Patrick J. Byrne Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 01/17/2019 4 Elect Steven J. Gomo Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 01/17/2019 5 Elect Mary Pat McCarthy Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 01/17/2019 6 Elect Sanjay Mehrotra Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 01/17/2019 7 Elect Robert E. Switz Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 01/17/2019 8 Ratification of Auditor Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 01/17/2019 9 Advisory Vote on Executive Compensation Mgmt Voted For For For
Morgan Stanley Asia-Pacific Fund, Inc. APF 61744U106 03/08/2019 1 Reorganization of the Morgan Stanley Asia-Pacific Fund, Inc. into the Morgan Stanley Institutional Fund, Inc., on Behalf of the Emerging Markets Portfolio Mgmt Voted For 99% For 1% Against For
Morgan Stanley Emerging Markets Domestic Debt Fund Inc. MSF 61744G107 01/07/2019 1 Reorganization of the Morgan Stanley Emerging Markets Fund, Inc. into the Morgan Stanley Institutional Fund, Inc., on behalf of the Emerging Markets Portfolio Mgmt Voted For 99% For 1% Against For
Morgan Stanley India Investment Fund Inc. IIF 61745C105 06/25/2019 1 Elect Jakki L. Haussler Mgmt Voted For 90% For 10% Abstain For
NextEra Energy, Inc. NEE 65339F101 05/23/2019 1 Elect Sherry S. Barrat Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 05/23/2019 2 Elect James L. Camaren Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 05/23/2019 3 Elect Kenneth B. Dunn Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 05/23/2019 4 Elect Naren K. Gursahaney Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 05/23/2019 5 Elect Kirk S. Hachigian Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 05/23/2019 6 Elect Toni Jennings Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 05/23/2019 7 Elect Amy B. Lane Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 05/23/2019 8 Elect James L. Robo Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 05/23/2019 9 Elect Rudy E. Schupp Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 05/23/2019 10 Elect John L. Skolds Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 05/23/2019 11 Elect William H. Swanson Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 05/23/2019 12 Elect Hansel E. Tookes II Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 05/23/2019 13 Elect Darryl L. Wilson Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 05/23/2019 14 Ratification of Auditor Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 05/23/2019 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 05/23/2019 16 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shrholdr Voted Against For Against
Norfolk Southern Corporation NSC 655844108 05/09/2019 1 Elect Thomas D. Bell Jr. Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 05/09/2019 2 Elect Daniel A. Carp Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 05/09/2019 3 Elect Mitchell E. Daniels, Jr. Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 05/09/2019 4 Elect Marcela E. Donadio Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 05/09/2019 5 Elect Thomas C. Kelleher Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 05/09/2019 6 Elect Steven F. Leer Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 05/09/2019 7 Elect Michael D. Lockhart Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 05/09/2019 8 Elect Amy E. Miles Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 05/09/2019 9 Elect Jennifer F. Scanlon Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 05/09/2019 10 Elect James A. Squires Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 05/09/2019 11 Elect John R. Thompson Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 05/09/2019 12 Ratification of Auditor Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 05/09/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 05/09/2019 14 Shareholder Proposal Regarding Simple Majority Vote Shrholdr Voted Against Against For
Nuveen Global Equity Income Fund JRI 67074Y105 04/10/2019 1.1 Elect Judith M. Stockdale Mgmt Voted For 81% For 19% Withhold For
Nuveen Global Equity Income Fund JRI 67074Y105 04/10/2019 1.2 Elect Carole E. Stone Mgmt Voted For 81% For 19% Withhold For
Nuveen Global Equity Income Fund JRI 67074Y105 04/10/2019 1.3 Elect Margaret L. Wolff Mgmt Voted For 81% For 19% Withhold For
Nuveen Global Equity Income Fund JRI 67074Y105 04/10/2019 1.4 Elect William C. Hunter Mgmt Voted For 81% For 19% Withhold For
O'Reilly Automotive, Inc. ORLY 67103H107 05/07/2019 1 Elect David E. O'Reilly Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 05/07/2019 2 Elect Larry P. O'Reilly Mgmt Voted For Against Against
O'Reilly Automotive, Inc. ORLY 67103H107 05/07/2019 3 Elect Rosalie O'Reilly Wooten Mgmt Voted For Against Against
O'Reilly Automotive, Inc. ORLY 67103H107 05/07/2019 4 Elect Greg Henslee Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 05/07/2019 5 Elect Jay D. Burchfield Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 05/07/2019 6 Elect Thomas T. Hendrickson Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 05/07/2019 7 Elect John Murphy Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 05/07/2019 8 Elect Dana M. Perlman Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 05/07/2019 9 Elect Andrea M. Weiss Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 05/07/2019 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 05/07/2019 11 Ratification of Auditor Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 05/07/2019 12 Shareholder Proposal Regarding Right to Call Special Meetings Shrholdr Voted Against For Against
Oracle Corporation ORCL 68389X105 11/14/2018 1.1 Elect Jeffrey S. Berg Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/14/2018 1.2 Elect Michael J. Boskin Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/14/2018 1.3 Elect Safra A. Catz Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/14/2018 1.4 Elect Bruce R. Chizen Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/14/2018 1.5 Elect George H. Conrades Mgmt Voted For Withhold Against
Oracle Corporation ORCL 68389X105 11/14/2018 1.6 Elect Lawrence J. Ellison Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/14/2018 1.7 Elect Hector Garcia-Molina Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/14/2018 1.8 Elect Jeffrey O. Henley Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/14/2018 1.9 Elect Mark V. Hurd Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/14/2018 1.10 Elect Renee J. James Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/14/2018 1.11 Elect Charles W. Moorman, IV Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/14/2018 1.12 Elect Leon E. Panetta Mgmt Voted For Withhold Against
Oracle Corporation ORCL 68389X105 11/14/2018 1.13 Elect William G. Parrett Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/14/2018 1.14 Elect Naomi O. Seligman Mgmt Voted For Withhold Against
Oracle Corporation ORCL 68389X105 11/14/2018 2 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Oracle Corporation ORCL 68389X105 11/14/2018 3 Ratification of Auditor Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/14/2018 4 Shareholder Proposal Regarding Gender Pay Equity Report Shrholdr Voted Against For Against
Oracle Corporation ORCL 68389X105 11/14/2018 5 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shrholdr Voted Against Against For
Oracle Corporation ORCL 68389X105 11/14/2018 6 Shareholder Proposal Regarding Lobbying Report Shrholdr Voted Against For Against
Oracle Corporation ORCL 68389X105 11/14/2018 7 Shareholder Proposal Regarding Independent Board Chair Shrholdr Voted Against For Against
PepsiCo, Inc. PEP 713448108 05/01/2019 1 Elect Shona L. Brown Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 05/01/2019 2 Elect Cesar Conde Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 05/01/2019 3 Elect Ian M. Cook Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 05/01/2019 4 Elect Dina Dublon Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 05/01/2019 5 Elect Richard W. Fisher Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 05/01/2019 6 Elect Michelle D. Gass Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 05/01/2019 7 Elect William R. Johnson Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 05/01/2019 8 Elect Ramon L. Laguarta Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 05/01/2019 9 Elect David C. Page Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 05/01/2019 10 Elect Robert C. Pohlad Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 05/01/2019 11 Elect Daniel L. Vasella Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 05/01/2019 12 Elect Darren Walker Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 05/01/2019 13 Elect Alberto Weisser Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 05/01/2019 14 Ratification of Auditor Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 05/01/2019 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 05/01/2019 16 Elimination of Supermajority Requirement Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 05/01/2019 17 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
PepsiCo, Inc. PEP 713448108 05/01/2019 18 Shareholder Proposal Regarding Pesticide Reporting Shrholdr Voted Against Against For
Pfizer Inc. PFE 717081103 04/25/2019 1 Elect Ronald E. Blaylock Mgmt Voted For For For
Pfizer Inc. PFE 717081103 04/25/2019 2 Elect Albert Bourla Mgmt Voted For For For
Pfizer Inc. PFE 717081103 04/25/2019 3 Elect W. Don Cornwell Mgmt Voted For For For
Pfizer Inc. PFE 717081103 04/25/2019 4 Elect Joseph J. Echevarria Mgmt Voted For For For
Pfizer Inc. PFE 717081103 04/25/2019 5 Elect Helen H. Hobbs Mgmt Voted For For For
Pfizer Inc. PFE 717081103 04/25/2019 6 Elect James M. Kilts Mgmt Voted For For For
Pfizer Inc. PFE 717081103 04/25/2019 7 Elect Dan R. Littman Mgmt Voted For For For
Pfizer Inc. PFE 717081103 04/25/2019 8 Elect Shantanu Narayen Mgmt Voted For For For
Pfizer Inc. PFE 717081103 04/25/2019 9 Elect Suzanne Nora Johnson Mgmt Voted For For For
Pfizer Inc. PFE 717081103 04/25/2019 10 Elect Ian C. Read Mgmt Voted For For For
Pfizer Inc. PFE 717081103 04/25/2019 11 Elect James C. Smith Mgmt Voted For For For
Pfizer Inc. PFE 717081103 04/25/2019 12 Ratification of Auditor Mgmt Voted For For For
Pfizer Inc. PFE 717081103 04/25/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Pfizer Inc. PFE 717081103 04/25/2019 14 Approve the 2019 Stock Plan Mgmt Voted For For For
Pfizer Inc. PFE 717081103 04/25/2019 15 Shareholder Proposal Regarding Right To Act By Written Consent Shrholdr Voted Against Against For
Pfizer Inc. PFE 717081103 04/25/2019 16 Shareholder Proposal Regarding Lobbying Report Shrholdr Voted Against Against For
Pfizer Inc. PFE 717081103 04/25/2019 17 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
Pfizer Inc. PFE 717081103 04/25/2019 18 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing Shrholdr Voted Against Against For
Phillips 66 PSX 718546104 05/08/2019 1 Elect Greg C. Garland Mgmt Voted For For For
Phillips 66 PSX 718546104 05/08/2019 2 Elect Gary K. Adams Mgmt Voted For For For
Phillips 66 PSX 718546104 05/08/2019 3 Elect John E. Lowe Mgmt Voted For For For
Phillips 66 PSX 718546104 05/08/2019 4 Elect Denise L. Ramos Mgmt Voted For For For
Phillips 66 PSX 718546104 05/08/2019 5 Ratification of Auditor Mgmt Voted For For For
Phillips 66 PSX 718546104 05/08/2019 6 Advisory Vote on Executive Compensation Mgmt Voted For For For
Phillips 66 PSX 718546104 05/08/2019 7 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Phillips 66 PSX 718546104 05/08/2019 8 Shareholder Proposal Regarding Report on Plastic Pollution Shrholdr Voted Against Abstain Against
Prologis, Inc. PLD 74340W103 05/01/2019 1 Elect Hamid R. Moghadam Mgmt Voted For For For
Prologis, Inc. PLD 74340W103 05/01/2019 2 Elect Cristina G. Bita Mgmt Voted For For For
Prologis, Inc. PLD 74340W103 05/01/2019 3 Elect George L. Fotiades Mgmt Voted For For For
Prologis, Inc. PLD 74340W103 05/01/2019 4 Elect Philip L. Hawkins Mgmt Voted For For For
Prologis, Inc. PLD 74340W103 05/01/2019 5 Elect Lydia H. Kennard Mgmt Voted For For For
Prologis, Inc. PLD 74340W103 05/01/2019 6 Elect J. Michael Losh Mgmt Voted For For For
Prologis, Inc. PLD 74340W103 05/01/2019 7 Elect Irving F. Lyons, III Mgmt Voted For For For
Prologis, Inc. PLD 74340W103 05/01/2019 8 Elect David P. O'Connor Mgmt Voted For For For
Prologis, Inc. PLD 74340W103 05/01/2019 9 Elect Olivier Piani Mgmt Voted For For For
Prologis, Inc. PLD 74340W103 05/01/2019 10 Elect Jeffrey L. Skelton Mgmt Voted For For For
Prologis, Inc. PLD 74340W103 05/01/2019 11 Elect Carl B. Webb Mgmt Voted For For For
Prologis, Inc. PLD 74340W103 05/01/2019 12 Elect William D. Zollars Mgmt Voted For For For
Prologis, Inc. PLD 74340W103 05/01/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Prologis, Inc. PLD 74340W103 05/01/2019 14 Ratification of Auditor Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 05/14/2019 1 Elect Thomas J. Baltimore, Jr. Mgmt Voted For Against Against
Prudential Financial, Inc. PRU 744320102 05/14/2019 2 Elect Gilbert F. Casellas Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 05/14/2019 3 Elect Robert M. Falzon Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 05/14/2019 4 Elect Mark B. Grier Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 05/14/2019 5 Elect Martina Hund-Mejean Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 05/14/2019 6 Elect Karl J. Krapek Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 05/14/2019 7 Elect Peter R. Lighte Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 05/14/2019 8 Elect Charles F. Lowrey Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 05/14/2019 9 Elect George Paz Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 05/14/2019 10 Elect Sandra Pianalto Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 05/14/2019 11 Elect Christine A. Poon Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 05/14/2019 12 Elect Douglas A. Scovanner Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 05/14/2019 13 Elect Michael A. Todman Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 05/14/2019 14 Ratification of Auditor Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 05/14/2019 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 05/14/2019 16 Shareholder Proposal Regarding Right to Act by Written Consent Shrholdr Voted Against Against For
Republic Services, Inc. RSG 760759100 05/17/2019 1 Elect Manuel Kadre Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 05/17/2019 2 Elect Tomago Collins Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 05/17/2019 3 Elect Thomas W. Handley Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 05/17/2019 4 Elect Jennifer M Kirk Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 05/17/2019 5 Elect Michael Larson Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 05/17/2019 6 Elect Kim S. Pegula Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 05/17/2019 7 Elect Ramon A. Rodriguez Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 05/17/2019 8 Elect Donald W. Slager Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 05/17/2019 9 Elect James P. Snee Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 05/17/2019 10 Elect John M. Trani Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 05/17/2019 11 Elect Sandra M Volpe Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 05/17/2019 12 Elect Katharine Weymouth Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 05/17/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 05/17/2019 14 Ratification of Auditor Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 05/17/2019 15 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shrholdr Voted Against Against For
RMR Real Estate Income Fund RIF 76970B101 04/24/2019 1 Elect Joseph L. Morea Mgmt Voted For 81% For 19% Withhold For
RMR Real Estate Income Fund RIF 76970B101 09/07/2018 1 New Investment Advisory Agreement Mgmt Voted For 81% For 19% Withhold For
RMR Real Estate Income Fund RIF 76970B101 09/07/2018 2 Ratification of Auditor Mgmt Voted For 81% For 19% Withhold For
Roper Technologies, Inc. ROP 776696106 06/10/2019 1.1 Elect Shellye L. Archambeau Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 06/10/2019 1.2 Elect Amy Woods Brinkley Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 06/10/2019 1.3 Elect John F. Fort, III Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 06/10/2019 1.4 Elect L. Neil Hunn Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 06/10/2019 1.5 Elect Robert D. Johnson Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 06/10/2019 1.6 Elect Robert E. Knowling, Jr. Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 06/10/2019 1.7 Elect Wilbur J. Prezzano Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 06/10/2019 1.8 Elect Laura G. Thatcher Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 06/10/2019 1.9 Elect Richard F. Wallman Mgmt Voted For Withhold Against
Roper Technologies, Inc. ROP 776696106 06/10/2019 1.10 Elect Christopher Wright Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 06/10/2019 2 Advisory Vote on Executive Compensation Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 06/10/2019 3 Ratification of Auditor Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 06/10/2019 4 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shrholdr Voted Against For Against
Ross Stores, Inc. ROST 778296103 05/22/2019 1 Elect Michael Balmuth Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 05/22/2019 2 Elect K. Gunnar Bjorklund Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 05/22/2019 3 Elect Michael J. Bush Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 05/22/2019 4 Elect Norman A. Ferber Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 05/22/2019 5 Elect Sharon D. Garrett Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 05/22/2019 6 Elect Stephen D. Milligan Mgmt Voted For Against Against
Ross Stores, Inc. ROST 778296103 05/22/2019 7 Elect George P. Orban Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 05/22/2019 8 Elect Michael O'Sullivan Mgmt Voted For Abstain Against
Ross Stores, Inc. ROST 778296103 05/22/2019 9 Elect Gregory L. Quesnel Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 05/22/2019 10 Elect Barbara Rentler Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 05/22/2019 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 05/22/2019 12 Ratification of Auditor Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 05/22/2019 13 Shareholder Proposal Regarding Climate Change Report Shrholdr Voted Against Against For
Royce Value Trust Inc. RVT 780910105 09/24/2018 1.1 Elect Charles M. Royce Mgmt Voted For 95% For 5% Withhold For
Royce Value Trust Inc. RVT 780910105 09/24/2018 1.2 Elect G. Peter O'Brien Mgmt Voted For 95% For 5% Withhold For
Royce Value Trust Inc. RVT 780910105 09/24/2018 1.3 Elect David L. Meister Mgmt Voted For 95% For 5% Withhold For
Royce Global Value Trust Inc. RGT 78081T104 09/24/2018 1.1 Elect Charles M. Royce Mgmt Voted For 84% For 16% Withhold For
Royce Global Value Trust Inc. RGT 78081T104 09/24/2018 1.2 Elect G. Peter O'Brien Mgmt Voted For 84% For 16% Withhold For
Royce Global Value Trust Inc. RGT 78081T104 09/24/2018 1.3 Elect David L. Meister Mgmt Voted For 84% For 16% Withhold For
Simon Property Group, Inc. SPG 828806109 05/08/2019 1 Elect Glyn F. Aeppel Mgmt Voted For For For
Simon Property Group, Inc. SPG 828806109 05/08/2019 2 Elect Larry C. Glasscock Mgmt Voted For For For
Simon Property Group, Inc. SPG 828806109 05/08/2019 3 Elect Karen N. Horn Mgmt Voted For For For
Simon Property Group, Inc. SPG 828806109 05/08/2019 4 Elect Allan B. Hubbard Mgmt Voted For For For
Simon Property Group, Inc. SPG 828806109 05/08/2019 5 Elect Reuben S. Leibowitz Mgmt Voted For For For
Simon Property Group, Inc. SPG 828806109 05/08/2019 6 Elect Gary M. Rodkin Mgmt Voted For For For
Simon Property Group, Inc. SPG 828806109 05/08/2019 7 Elect Stefan M. Selig Mgmt Voted For For For
Simon Property Group, Inc. SPG 828806109 05/08/2019 8 Elect Daniel C. Smith Mgmt Voted For For For
Simon Property Group, Inc. SPG 828806109 05/08/2019 9 Elect J. Albert Smith, Jr. Mgmt Voted For For For
Simon Property Group, Inc. SPG 828806109 05/08/2019 10 Elect Marta R. Stewart Mgmt Voted For For For
Simon Property Group, Inc. SPG 828806109 05/08/2019 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Simon Property Group, Inc. SPG 828806109 05/08/2019 12 Ratification of Auditor Mgmt Voted For For For
Simon Property Group, Inc. SPG 828806109 05/08/2019 13 Approval of the 2019 Stock Incentive Plan Mgmt Voted For For For
Simon Property Group, Inc. SPG 828806109 05/08/2019 14 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shrholdr Voted Against For Against
Source Capital, Inc. SOR 836144105 05/13/2019 1.1 Elect J. Richard Atwood Mgmt Voted For For For
Source Capital, Inc. SOR 836144105 05/13/2019 1.2 Elect Sandra Brown Mgmt Voted For For For
Source Capital, Inc. SOR 836144105 05/13/2019 1.3 Elect Mark L. Lipson Mgmt Voted For For For
Source Capital, Inc. SOR 836144105 05/13/2019 1.4 Elect Alfred E. Osborne, Jr. Mgmt Voted For For For
Source Capital, Inc. SOR 836144105 05/13/2019 1.5 Elect A. Robert Pisano Mgmt Voted For For For
Source Capital, Inc. SOR 836144105 05/13/2019 1.6 Elect Patrick B. Purcell Mgmt Voted For For For
Sprott Focus Trust, Inc. FUND 85208J109 09/05/2018 1.1 Elect W. Whitney George Mgmt Voted For For For
Sprott Focus Trust, Inc. FUND 85208J109 09/05/2018 1.2 Elect James R. Pierce, Jr. Mgmt Voted For Withhold Against
Starbucks Corporation SBUX 855244109 03/20/2019 1 Elect Rosalind G. Brewer Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 03/20/2019 2 Elect Mary N. Dillon Mgmt Voted For Against Against
Starbucks Corporation SBUX 855244109 03/20/2019 3 Elect Mellody L. Hobson Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 03/20/2019 4 Elect Kevin R. Johnson Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 03/20/2019 5 Elect Jorgen Vig Knudstorp Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 03/20/2019 6 Elect Satya Nadella Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 03/20/2019 7 Elect Joshua Cooper Ramo Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 03/20/2019 8 Elect Clara Shih Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 03/20/2019 9 Elect Javier G. Teruel Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 03/20/2019 10 Elect Myron E. Ullman, III Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 03/20/2019 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 03/20/2019 12 Ratification of Auditor Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 03/20/2019 13 Shareholder Proposal Regarding Disclosure of Board Qualifications Shrholdr Voted Against Against For
Starbucks Corporation SBUX 855244109 03/20/2019 14 Shareholder Proposal Regarding Report on Sustainable Packaging Shrholdr Voted Against Against For
Suntrust Banks, Inc. STI 867914103 04/23/2019 1 Elect Agnes Bundy Scanlan Mgmt Voted For For For
Suntrust Banks, Inc. STI 867914103 04/23/2019 2 Elect Dallas S. Clement Mgmt Voted For For For
Suntrust Banks, Inc. STI 867914103 04/23/2019 3 Elect Paul D. Donahue Mgmt Voted For For For
Suntrust Banks, Inc. STI 867914103 04/23/2019 4 Elect Paul R. Garcia Mgmt Voted For For For
Suntrust Banks, Inc. STI 867914103 04/23/2019 5 Elect Donna S. Morea Mgmt Voted For For For
Suntrust Banks, Inc. STI 867914103 04/23/2019 6 Elect David M. Ratcliffe Mgmt Voted For For For
Suntrust Banks, Inc. STI 867914103 04/23/2019 7 Elect William H. Rogers, Jr. Mgmt Voted For For For
Suntrust Banks, Inc. STI 867914103 04/23/2019 8 Elect Frank P. Scruggs, Jr. Mgmt Voted For For For
Suntrust Banks, Inc. STI 867914103 04/23/2019 9 Elect Bruce L. Tanner Mgmt Voted For For For
Suntrust Banks, Inc. STI 867914103 04/23/2019 10 Elect Steven C. Voorhees Mgmt Voted For For For
Suntrust Banks, Inc. STI 867914103 04/23/2019 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Suntrust Banks, Inc. STI 867914103 04/23/2019 12 Ratification of Auditor Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/16/2018 1 Elect Thomas L. Bene Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/16/2018 2 Elect Daniel J. Brutto Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/16/2018 3 Elect John M. Cassaday Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/16/2018 4 Elect Joshua D. Frank Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/16/2018 5 Elect Larry C. Glasscock Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/16/2018 6 Elect Bradley M. Halverson Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/16/2018 7 Elect John M. Hinshaw Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/16/2018 8 Elect Hans-Joachim Koerber Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/16/2018 9 Elect Nancy S. Newcomb Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/16/2018 10 Elect Nelson Peltz Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/16/2018 11 Elect Edward D. Shirley Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/16/2018 12 Elect Sheila G. Talton Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/16/2018 13 2018 Omnibus Incentive Plan Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/16/2018 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/16/2018 15 Ratification of Auditor Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/16/2018 16 Shareholder Proposal Regarding Compensation in the Event of a Change in Control Shrholdr Voted Against Against For
Tekla Healthcare Investors HQH 87911J103 06/13/2019 1.1 Elect Elizabeth G. Nabel Mgmt Voted For 93% For 7% Withhold For
Tekla Healthcare Investors HQH 87911J103 06/13/2019 1.2 Elect Oleg M. Pohotsky Mgmt Voted For 93% For 7% Withhold For
Tekla Healthcare Investors HQH 87911J103 06/13/2019 1.3 Elect William S. Reardon Mgmt Voted For 93% For 7% Withhold For
Tekla Healthcare Investors HQH 87911J103 06/13/2019 2 Ratification of Auditor Mgmt Voted For 98% For 1% Against 1% Abstain   For
Tekla Healthcare Opportunities Fund THQ 879105104 06/13/2019 1.1 Elect Rakesh K. Jain Mgmt Voted For 93% For 7% Withhold For
Tekla Healthcare Opportunities Fund THQ 879105104 06/13/2019 1.2 Elect Daniel R. Omstead Mgmt Voted For 93% For 7% Withhold For
Tekla Healthcare Opportunities Fund THQ 879105104 06/13/2019 1.3 Elect Lucinda H. Stebbins Mgmt Voted For 93% For 7% Withhold For
Tekla Healthcare Opportunities Fund THQ 879105104 06/13/2019 2 Ratification of Auditor Mgmt Voted For 98% For 1% Against 1% Abstain For
Tekla Life Sciences Investors HQL 87911K100 06/13/2019 1.1 Elect Rakesh K. Jain Mgmt Voted For 93% For 7% Withhold For
Tekla Life Sciences Investors HQL 87911K100 06/13/2019 1.2 Elect Thomas M. Kent Mgmt Voted For 93% For 7% Withhold For
Tekla Life Sciences Investors HQL 87911K100 06/13/2019 1.3 Elect Elizabeth G. Nabel Mgmt Voted For 93% For 7% Withhold For
Tekla Life Sciences Investors HQL 87911K100 06/13/2019 2 Ratification of Auditor Mgmt Voted For 96% For 2% Against 2% Abstain For
Tekla Life Sciences Investors HQL 87911K100 06/13/2019 3 Shareholder Proposal Regarding Declassification of the Board (for Shareholders of HQL Only) Shrholdr Voted Against 40% For 55% Against 5% Abstain For
Templeton Dragon Fund Inc. TDF 88018T101 05/30/2019 1.1 Elect Edith E. Holiday Mgmt Voted For 30% For 70% Withhold Against
Templeton Dragon Fund Inc. TDF 88018T101 05/30/2019 1.2 Elect Larry D. Thompson Mgmt Voted For 48% For 52% Withhold Against
Templeton Dragon Fund Inc. TDF 88018T101 05/30/2019 1.3 Elect Rupert H. Johnson, Jr. Mgmt Voted For 48% For 52% Withhold Against
Templeton Dragon Fund Inc. TDF 88018T101 05/30/2019 1.4 Elect Gregory E. Johnson Mgmt Voted For 48% For 52% Withhold Against
Templeton Dragon Fund Inc. TDF 88018T101 05/30/2019 2 Ratification of Auditor Mgmt Voted For 99% For 1% Against For
Templeton Emerging Markets Fund EMF 880191101 03/04/2019 1.1 Elect Constantine D. Tseretopoulos Mgmt Voted For 81% For 19% Withhold For
Templeton Emerging Markets Fund EMF 880191101 03/04/2019 1.2 Elect Rupert H. Johnson, Jr. Mgmt Voted For 81% For 19% Withhold For
Templeton Emerging Markets Fund EMF 880191101 03/04/2019 1.3 Elect Gregory E. Johnson Mgmt Voted For 81% For 19% Withhold For
Templeton Emerging Markets Fund EMF 880191101 03/04/2019 2 Ratification of Auditor Mgmt Voted For 86% For 13% Against 1% Abstain For
Texas Instruments Incorporated TXN 882508104 04/25/2019 1 Elect Mark A. Blinn Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 04/25/2019 2 Elect Todd M. Bluedorn Mgmt Voted For Against Against
Texas Instruments Incorporated TXN 882508104 04/25/2019 3 Elect Janet F. Clark Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 04/25/2019 4 Elect Carrie S. Cox Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 04/25/2019 5 Elect Martin S. Craighead Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 04/25/2019 6 Elect Jean M. Hobby Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 04/25/2019 7 Elect Ronald Kirk Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 04/25/2019 8 Elect Pamela H. Patsley Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 04/25/2019 9 Elect Robert E. Sanchez Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 04/25/2019 10 Elect Richard K. Templeton Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 04/25/2019 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 04/25/2019 12 Ratification of Auditor Mgmt Voted For For For
The Allstate Corporation ALL 020002101 05/21/2019 1 Elect Kermit R. Crawford Mgmt Voted For For For
The Allstate Corporation ALL 020002101 05/21/2019 2 Elect Michael L. Eskew Mgmt Voted For For For
The Allstate Corporation ALL 020002101 05/21/2019 3 Elect Margaret M. Keane Mgmt Voted For For For
The Allstate Corporation ALL 020002101 05/21/2019 4 Elect Siddharth N. Mehta Mgmt Voted For For For
The Allstate Corporation ALL 020002101 05/21/2019 5 Elect Jacques P. Perold Mgmt Voted For For For
The Allstate Corporation ALL 020002101 05/21/2019 6 Elect Andrea Redmond Mgmt Voted For For For
The Allstate Corporation ALL 020002101 05/21/2019 7 Elect Gregg M. Sherrill Mgmt Voted For For For
The Allstate Corporation ALL 020002101 05/21/2019 8 Elect Judith A. Sprieser Mgmt Voted For For For
The Allstate Corporation ALL 020002101 05/21/2019 9 Elect Perry M. Traquina Mgmt Voted For For For
The Allstate Corporation ALL 020002101 05/21/2019 10 Elect Thomas J. Wilson Mgmt Voted For For For
The Allstate Corporation ALL 020002101 05/21/2019 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Allstate Corporation ALL 020002101 05/21/2019 12 Approval of the 2019 Equity Incentive Plan Mgmt Voted For For For
The Allstate Corporation ALL 020002101 05/21/2019 13 Ratification of Auditor Mgmt Voted For For For
The Allstate Corporation ALL 020002101 05/21/2019 14 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shrholdr Voted Against For Against
The Boeing Company BA 097023105 04/29/2019 1 Elect Robert A. Bradway Mgmt Voted For For For
The Boeing Company BA 097023105 04/29/2019 2 Elect David L. Calhoun Mgmt Voted For For For
The Boeing Company BA 097023105 04/29/2019 3 Elect Arthur D. Collins, Jr. Mgmt Voted For For For
The Boeing Company BA 097023105 04/29/2019 4 Elect Edmund P. Giambastiani, Jr. Mgmt Voted For For For
The Boeing Company BA 097023105 04/29/2019 5 Elect Lynn J. Good Mgmt Voted For For For
The Boeing Company BA 097023105 04/29/2019 6 Elect Nikki R Haley Mgmt Voted For For For
The Boeing Company BA 097023105 04/29/2019 7 Elect Lawrence W. Kellner Mgmt Voted For Against Against
The Boeing Company BA 097023105 04/29/2019 8 Elect Caroline B. Kennedy Mgmt Voted For For For
The Boeing Company BA 097023105 04/29/2019 9 Elect Edward M. Liddy Mgmt Voted For For For
The Boeing Company BA 097023105 04/29/2019 10 Elect Dennis A. Muilenburg Mgmt Voted For For For
The Boeing Company BA 097023105 04/29/2019 11 Elect Susan C. Schwab Mgmt Voted For For For
The Boeing Company BA 097023105 04/29/2019 12 Elect Ronald A. Williams Mgmt Voted For For For
The Boeing Company BA 097023105 04/29/2019 13 Elect Mike S. Zafirovski Mgmt Voted For For For
The Boeing Company BA 097023105 04/29/2019 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Boeing Company BA 097023105 04/29/2019 15 Ratification of Auditor Mgmt Voted For For For
The Boeing Company BA 097023105 04/29/2019 16 Shareholder Proposal Regarding Lobbying Report Shrholdr Voted Against For Against
The Boeing Company BA 097023105 04/29/2019 17 Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation Shrholdr Voted Against Against For
The Boeing Company BA 097023105 04/29/2019 18 Shareholder Proposal Regarding Independent Board Chair Shrholdr Voted Against For Against
The Boeing Company BA 097023105 04/29/2019 19 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shrholdr Voted Against Against For
The Boeing Company BA 097023105 04/29/2019 20 Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age Shrholdr Voted Against Against For
The Central and Eastern Europe Fund Inc. CEE 153436100 06/20/2019 1.1 Elect Christopher Pleister Mgmt Voted For 63% For 37% Withhold For
The Central and Eastern Europe Fund Inc. CEE 153436100 06/20/2019 1.2 Elect Christian Zugel Mgmt Voted For 63% For 37% Withhold For
The Central and Eastern Europe Fund Inc. CEE 153436100 06/20/2019 2 Ratification of Auditor Mgmt Voted For 99% For 0.3% Against .07% Abstain For
The Charles Schwab Corporation SCHW 808513105 05/15/2019 1 Elect John K. Adams, Jr. Mgmt Voted For For For
The Charles Schwab Corporation SCHW 808513105 05/15/2019 2 Elect Stephen A. Ellis Mgmt Voted For For For
The Charles Schwab Corporation SCHW 808513105 05/15/2019 3 Elect Arun Sarin Mgmt Voted For For For
The Charles Schwab Corporation SCHW 808513105 05/15/2019 4 Elect Charles R. Schwab Mgmt Voted For For For
The Charles Schwab Corporation SCHW 808513105 05/15/2019 5 Elect Paula A. Sneed Mgmt Voted For For For
The Charles Schwab Corporation SCHW 808513105 05/15/2019 6 Ratification of Auditor Mgmt Voted For For For
The Charles Schwab Corporation SCHW 808513105 05/15/2019 7 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Charles Schwab Corporation SCHW 808513105 05/15/2019 8 Shareholder Proposal Regarding Diversity Reporting Shrholdr Voted Against For Against
The European Equity Fund Inc. EEA 298768102 06/20/2019 1.1 Elect Richard R. Burt Mgmt Voted For 88% For 12% Withhold For
The European Equity Fund Inc. EEA 298768102 06/20/2019 1.2 Elect Christopher Pleister Mgmt Voted For 88% For 12% Withhold For
The European Equity Fund Inc. EEA 298768102 06/20/2019 1.3 Elect Christian Zugel Mgmt Voted For 88% For 12% Withhold For
The European Equity Fund Inc. EEA 298768102 06/20/2019 2 Ratification of Auditor Mgmt Voted For 98% For 1% Against 1% Abstain For
The GDL Fund GDL 361570104 05/13/2019 1.1 Elect Edward T. Tokar Mgmt Voted For 93% For 7% Withhold For
The GDL Fund GDL 361570104 05/13/2019 1.2 Elect Salvatore J. Zizza Mgmt Voted For 93% For 7% Withhold For
The GDL Fund GDL 361570104 05/13/2019 2 Shareholder Proposal Regarding Termination of Advisory and Management Agreements Shrholdr Voted Against 20% Against 80% Against For
The Herzfeld Caribbean Basin Fund Inc. CUBA 42804T106 11/07/2018 1.1 Elect Cecilia L. Gondor Mgmt Voted For 82% For 18% Withhold For
The Herzfeld Caribbean Basin Fund Inc. CUBA 42804T106 11/07/2018 1.2 Elect Kay W. Tatum Mgmt Voted For 82% For 18% Withhold For
The Home Depot, Inc. HD 437076102 05/23/2019 1 Elect Gerard J. Arpey Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 05/23/2019 2 Elect Ari Bousbib Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 05/23/2019 3 Elect Jeffery H. Boyd Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 05/23/2019 4 Elect Gregory D. Brenneman Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 05/23/2019 5 Elect J. Frank Brown Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 05/23/2019 6 Elect Albert P. Carey Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 05/23/2019 7 Elect Helena B. Foulkes Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 05/23/2019 8 Elect Linda R. Gooden Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 05/23/2019 9 Elect Wayne M. Hewett Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 05/23/2019 10 Elect Manuel Kadre Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 05/23/2019 11 Elect Stephanie C. Linnartz Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 05/23/2019 12 Elect Craig A. Menear Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 05/23/2019 13 Ratification of Auditor Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 05/23/2019 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 05/23/2019 15 Shareholder Proposal Regarding Employment Diversity Report Shrholdr Voted Against Against For
The Home Depot, Inc. HD 437076102 05/23/2019 16 Shareholder Proposal Regarding Right to Call Special Meetings Shrholdr Voted Against Against For
The Home Depot, Inc. HD 437076102 05/23/2019 17 Shareholder Proposal Regarding Prison Labor Shrholdr Voted Against Against For
The Korea Fund, Inc. KF 500634209 10/26/2018 1 Elect Richard A. Silver Mgmt Voted For 93% For 7% Withhold For
The Mexico Fund, Inc. MXF 592835102 03/12/2019 1.1 Elect Edward P. Djerejian Mgmt Voted For 94% For 6% Withhold For
The Mexico Fund, Inc. MXF 592835102 03/12/2019 1.2 Elect Claudio X Gonzalez Mgmt Voted For 79% For 21% Against For
The Mexico Fund, Inc. MXF 592835102 03/12/2019 1.3 Elect Alberto Osorio Morales Mgmt Voted For 94% For 6% Withhold For
The Mexico Fund, Inc. MXF 592835102 03/12/2019 2 Shareholder Proposal Regarding Termination of Advisory and Management Agreements Shrholdr Voted Against 23% For 77% Against For
The New Germany Fund Inc. GF 644465106 06/20/2019 1.1 Elect Walter C. Dostmann Mgmt Voted For For For
The New Germany Fund Inc. GF 644465106 06/20/2019 1.2 Elect Christian H. Strenger Mgmt Voted For For For
The New Germany Fund Inc. GF 644465106 06/20/2019 1.3 Elect Christian Zugel Mgmt Voted For For For
The New Germany Fund Inc. GF 644465106 06/20/2019 2 Ratification of Auditor Mgmt Voted For For For
The New Ireland Fund, Inc. IRL 645673104 06/11/2019 1.1 Elect David Dempsey Mgmt Voted For 87% For 13% Withhold For
The Progressive Corporation PGR 743315103 05/10/2019 1 Elect Philip F. Bleser Mgmt Voted For For For
The Progressive Corporation PGR 743315103 05/10/2019 2 Elect Stuart B. Burgdoerfer Mgmt Voted For For For
The Progressive Corporation PGR 743315103 05/10/2019 3 Elect Pamela J. Craig Mgmt Voted For For For
The Progressive Corporation PGR 743315103 05/10/2019 4 Elect Charles A. Davis Mgmt Voted For For For
The Progressive Corporation PGR 743315103 05/10/2019 5 Elect Roger N. Farah Mgmt Voted For For For
The Progressive Corporation PGR 743315103 05/10/2019 6 Elect Lawton W. Fitt Mgmt Voted For For For
The Progressive Corporation PGR 743315103 05/10/2019 7 Elect Susan Patricia Griffith Mgmt Voted For For For
The Progressive Corporation PGR 743315103 05/10/2019 8 Elect Jeffrey D. Kelly Mgmt Voted For For For
The Progressive Corporation PGR 743315103 05/10/2019 9 Elect Patrick H. Nettles Mgmt Voted For For For
The Progressive Corporation PGR 743315103 05/10/2019 10 Elect Barbara R. Snyder Mgmt Voted For For For
The Progressive Corporation PGR 743315103 05/10/2019 11 Elect Jan E. Tighe Mgmt Voted For For For
The Progressive Corporation PGR 743315103 05/10/2019 12 Elect Kahina Van Dyke Mgmt Voted For For For
The Progressive Corporation PGR 743315103 05/10/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Progressive Corporation PGR 743315103 05/10/2019 14 Ratification of Auditor Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 04/17/2019 1 Elect Kerrii B. Anderson Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 04/17/2019 2 Elect Arthur F. Anton Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 04/17/2019 3 Elect Jeff M. Fettig Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 04/17/2019 4 Elect David F. Hodnik Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 04/17/2019 5 Elect Richard J. Kramer Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 04/17/2019 6 Elect Susan J. Kropf Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 04/17/2019 7 Elect John G. Morikis Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 04/17/2019 8 Elect Christine A. Poon Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 04/17/2019 9 Elect John M. Stropki, Jr. Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 04/17/2019 10 Elect Michael H. Thaman Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 04/17/2019 11 Elect Matthew Thornton III Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 04/17/2019 12 Elect Steven H. Wunning Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 04/17/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 04/17/2019 14 Ratification of Auditor Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 1 Elect Janaki Akella Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 2 Elect Juanita Powell Baranco Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 3 Elect Jon A. Boscia Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 4 Elect Henry A. Clark III Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 5 Elect Anthony F. Earley, Jr. Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 6 Elect Thomas A. Fanning Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 7 Elect David J. Grain Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 8 Elect Donald M. James Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 9 Elect John D. Johns Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 10 Elect Dale E. Klein Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 11 Elect Ernest J. Moniz Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 12 Elect William G. Smith, Jr. Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 13 Elect Steven R. Specker Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 14 Elect Larry D. Thompson Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 15 Elect E. Jenner Wood III Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 16 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 17 Ratification of Auditor Mgmt Voted For For For
The Southern Company SO 842587107 05/22/2019 18 Elimination of Supermajority Requirement Mgmt Voted For For For
The Taiwan Fund, Inc. TWN 874036106 04/24/2019 1.1 Elect William C. Kirby Mgmt Voted For 93% For 7% Withhold For
The Taiwan Fund, Inc. TWN 874036106 04/24/2019 1.2 Elect Anthony S. Clark Mgmt Voted For 93% For 7% Withhold For
The Taiwan Fund, Inc. TWN 874036106 04/24/2019 1.3 Elect Thomas G. Kamp Mgmt Voted For 93% For 7% Withhold For
The Taiwan Fund, Inc. TWN 874036106 04/24/2019 1.4 Elect Warren J. Olsen Mgmt Voted For 93% For 7% Withhold For
The Taiwan Fund, Inc. TWN 874036106 04/24/2019 1.5 Elect Shelley Rigger Mgmt Voted For 93% For 7% Withhold For
The Taiwan Fund, Inc. TWN 874036106 04/24/2019 2 Approval of a New Investment Advisory Agreement Mgmt Voted For 91% For 9% Against For
The Taiwan Fund, Inc. TWN 874036106 04/24/2019 3 Shareholder Proposal to Terminate Investment Advisory Agreement Shrholdr Voted Against 10% For 90% Against For
The TJX Companies, Inc. TJX 872540109 10/22/2018 1 Increase of Authorized Common Stock Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 06/04/2019 1 Elect Zein Abdalla Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 06/04/2019 2 Elect Alan M. Bennett Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 06/04/2019 3 Elect Rosemary T. Berkery Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 06/04/2019 4 Elect David T. Ching Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 06/04/2019 5 Elect Ernie Herrman Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 06/04/2019 6 Elect Michael F. Hines Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 06/04/2019 7 Elect Amy B. Lane Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 06/04/2019 8 Elect Carol Meyrowitz Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 06/04/2019 9 Elect Jackwyn L. Nemerov Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 06/04/2019 10 Elect John F. O'Brien Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 06/04/2019 11 Elect Willow B. Shire Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 06/04/2019 12 Ratification of Auditor Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 06/04/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 06/04/2019 14 Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report Shrholdr Voted Against Against For
The TJX Companies, Inc. TJX 872540109 06/04/2019 15 Shareholder Proposal Regarding Prison Labor Report Shrholdr Voted Against Against For
The TJX Companies, Inc. TJX 872540109 06/04/2019 16 Shareholder Proposal Regarding Report on Human Rights Risks Shrholdr Voted Against Against For
The Walt Disney Company DIS 254687106 03/07/2019 1 Elect Susan E. Arnold Mgmt Voted For For For
The Walt Disney Company DIS 254687106 03/07/2019 2 Elect Mary T. Barra Mgmt Voted For For For
The Walt Disney Company DIS 254687106 03/07/2019 3 Elect Safra A. Catz Mgmt Voted For For For
The Walt Disney Company DIS 254687106 03/07/2019 4 Elect Francis deSouza Mgmt Voted For For For
The Walt Disney Company DIS 254687106 03/07/2019 5 Elect Michael Froman Mgmt Voted For For For
The Walt Disney Company DIS 254687106 03/07/2019 6 Elect Robert A. Iger Mgmt Voted For For For
The Walt Disney Company DIS 254687106 03/07/2019 7 Elect Maria Elena Lagomasino Mgmt Voted For For For
The Walt Disney Company DIS 254687106 03/07/2019 8 Elect Mark G. Parker Mgmt Voted For For For
The Walt Disney Company DIS 254687106 03/07/2019 9 Elect Derica W. Rice Mgmt Voted For For For
The Walt Disney Company DIS 254687106 03/07/2019 10 Ratification of Auditor Mgmt Voted For For For
The Walt Disney Company DIS 254687106 03/07/2019 11 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
The Walt Disney Company DIS 254687106 03/07/2019 12 Shareholder Proposal Regarding Lobbying Report Shrholdr Voted Against For Against
The Walt Disney Company DIS 254687106 03/07/2019 13 Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity Shrholdr Voted Against Against For
Thermo Fisher Scientific Inc. TMO 883556102 05/22/2019 1 Elect Marc N. Casper Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 05/22/2019 2 Elect Nelson J. Chai Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 05/22/2019 3 Elect C. Martin Harris Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 05/22/2019 4 Elect Tyler Jacks Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 05/22/2019 5 Elect Judy C. Lewent Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 05/22/2019 6 Elect Thomas J. Lynch Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 05/22/2019 7 Elect Jim P. Manzi Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 05/22/2019 8 Elect James C. Mullen Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 05/22/2019 9 Elect Lars Rebien Sorensen Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 05/22/2019 10 Elect Scott M. Sperling Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 05/22/2019 11 Elect Elaine S. Ullian Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 05/22/2019 12 Elect Dion J. Weisler Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 05/22/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Thermo Fisher Scientific Inc. TMO 883556102 05/22/2019 14 Ratification of Auditor Mgmt Voted For For For
Tri-Continental Corporation TY 895436103 04/16/2019 1.1 Elect Anthony M. Santomero Mgmt Voted For For For
Tri-Continental Corporation TY 895436103 04/16/2019 1.2 Elect Minor M. Shaw Mgmt Voted For For For
Tri-Continental Corporation TY 895436103 04/16/2019 1.3 Elect William F. Truscott Mgmt Voted For For For
Tri-Continental Corporation TY 895436103 04/16/2019 2 Ratification of Auditor Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A200 11/14/2018 1 Elect K. Rupert Murdoch Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A200 11/14/2018 2 Elect Lachlan K. Murdoch Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A200 11/14/2018 3 Elect Delphine Arnault Mgmt Voted For Against Against
Twenty-First Century Fox, Inc. FOX 90130A200 11/14/2018 4 Elect James W. Breyer Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A200 11/14/2018 5 Elect Chase Carey Mgmt Voted For Against Against
Twenty-First Century Fox, Inc. FOX 90130A200 11/14/2018 6 Elect David F. DeVoe Mgmt Voted For Against Against
Twenty-First Century Fox, Inc. FOX 90130A200 11/14/2018 7 Elect Roderick Ian Eddington Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A200 11/14/2018 8 Elect James Murdoch Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A200 11/14/2018 9 Elect Jacques Nasser Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A200 11/14/2018 10 Elect Robert S. Silberman Mgmt Voted For Against Against
Twenty-First Century Fox, Inc. FOX 90130A200 11/14/2018 11 Elect Tidjane Thiam Mgmt Voted For Against Against
Twenty-First Century Fox, Inc. FOX 90130A200 11/14/2018 12 Ratification of Auditor Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A200 11/14/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Twenty-First Century Fox, Inc. FOX 90130A200 11/14/2018 14 Shareholder Proposal Regarding Recapitalization Shrholdr Voted Against For Against
U.S. Bancorp USB 902973304 04/16/2019 1 Elect Warner L. Baxter Mgmt Voted For For For
U.S. Bancorp USB 902973304 04/16/2019 2 Elect Dorothy J. Bridges Mgmt Voted For For For
U.S. Bancorp USB 902973304 04/16/2019 3 Elect Elizabeth Buse Mgmt Voted For For For
U.S. Bancorp USB 902973304 04/16/2019 4 Elect Marc N. Casper Mgmt Voted For For For
U.S. Bancorp USB 902973304 04/16/2019 5 Elect Andrew Cecere Mgmt Voted For For For
U.S. Bancorp USB 902973304 04/16/2019 6 Elect Arthur D. Collins, Jr. Mgmt Voted For For For
U.S. Bancorp USB 902973304 04/16/2019 7 Elect Kimberly J. Harris Mgmt Voted For For For
U.S. Bancorp USB 902973304 04/16/2019 8 Elect Roland Hernandez Mgmt Voted For For For
U.S. Bancorp USB 902973304 04/16/2019 9 Elect Doreen  Woo Ho Mgmt Voted For For For
U.S. Bancorp USB 902973304 04/16/2019 10 Elect Olivia F. Kirtley Mgmt Voted For For For
U.S. Bancorp USB 902973304 04/16/2019 11 Elect Karen S. Lynch Mgmt Voted For For For
U.S. Bancorp USB 902973304 04/16/2019 12 Elect Richard P. McKenney Mgmt Voted For For For
U.S. Bancorp USB 902973304 04/16/2019 13 Elect Yusuf I. Mehdi Mgmt Voted For For For
U.S. Bancorp USB 902973304 04/16/2019 14 Elect David B. O'Maley Mgmt Voted For For For
U.S. Bancorp USB 902973304 04/16/2019 15 Elect O'dell M. Owens Mgmt Voted For For For
U.S. Bancorp USB 902973304 04/16/2019 16 Elect Craig D. Schnuck Mgmt Voted For For For
U.S. Bancorp USB 902973304 04/16/2019 17 Elect Scott W. Wine Mgmt Voted For Against Against
U.S. Bancorp USB 902973304 04/16/2019 18 Ratification of Auditor Mgmt Voted For For For
U.S. Bancorp USB 902973304 04/16/2019 19 Advisory Vote on Executive Compensation Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 05/16/2019 1 Elect Andrew H. Card, Jr. Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 05/16/2019 2 Elect Erroll B. Davis, Jr. Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 05/16/2019 3 Elect William J. DeLaney Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 05/16/2019 4 Elect David B. Dillon Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 05/16/2019 5 Elect Lance M. Fritz Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 05/16/2019 6 Elect Deborah C. Hopkins Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 05/16/2019 7 Elect Jane H. Lute Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 05/16/2019 8 Elect Michael R. McCarthy Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 05/16/2019 9 Elect Thomas F. McLarty III Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 05/16/2019 10 Elect Bhavesh V. Patel Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 05/16/2019 11 Elect Jose H. Villarreal Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 05/16/2019 12 Ratification of Auditor Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 05/16/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 05/16/2019 14 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
United Parcel Service, Inc. UPS 911312106 05/09/2019 1 Elect David P. Abney Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 05/09/2019 2 Elect Rodney C. Adkins Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 05/09/2019 3 Elect Michael J. Burns Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 05/09/2019 4 Elect William R. Johnson Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 05/09/2019 5 Elect Ann M. Livermore Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 05/09/2019 6 Elect Rudy H.P. Markham Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 05/09/2019 7 Elect Franck J. Moison Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 05/09/2019 8 Elect Clark T. Randt, Jr. Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 05/09/2019 9 Elect Christiana Smith Shi Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 05/09/2019 10 Elect John T. Stankey Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 05/09/2019 11 Elect Carol B. Tome Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 05/09/2019 12 Elect Kevin M. Warsh Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 05/09/2019 13 Ratification of Auditor Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 05/09/2019 14 Shareholder Proposal Regarding Lobbying Report Shrholdr Voted Against Against For
United Parcel Service, Inc. UPS 911312106 05/09/2019 15 Shareholder Proposal Regarding Recapitalization Shrholdr Voted Against For Against
United Parcel Service, Inc. UPS 911312106 05/09/2019 16 Shareholder Proposal Regarding Linking Executive Pay to Sustainability Shrholdr Voted Against Against For
UnitedHealth Group Incorporated UNH 91324P102 06/03/2019 1 Elect William C. Ballard, Jr. Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 06/03/2019 2 Elect Richard T. Burke Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 06/03/2019 3 Elect Timothy P. Flynn Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 06/03/2019 4 Elect Stephen J. Hemsley Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 06/03/2019 5 Elect Michele J. Hooper Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 06/03/2019 6 Elect F. William McNabb, III Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 06/03/2019 7 Elect Valerie C. Montgomery Rice Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 06/03/2019 8 Elect John H. Noseworthy Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 06/03/2019 9 Elect Glenn M. Renwick Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 06/03/2019 10 Elect David S. Wichmann Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 06/03/2019 11 Elect Gail R. Wilensky Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 06/03/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 06/03/2019 13 Ratification of Auditor Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 06/03/2019 14 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shrholdr Voted Against Against For
Verizon Communications Inc. VZ 92343V104 05/02/2019 1 Elect Shellye L. Archambeau Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 05/02/2019 2 Elect Mark T. Bertolini Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 05/02/2019 3 Elect Vittorio Colao Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 05/02/2019 4 Elect Melanie L. Healey Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 05/02/2019 5 Elect Clarence Otis, Jr. Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 05/02/2019 6 Elect Daniel H. Schulman Mgmt Voted For Against Against
Verizon Communications Inc. VZ 92343V104 05/02/2019 7 Elect Rodney E. Slater Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 05/02/2019 8 Elect Kathryn A. Tesija Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 05/02/2019 9 Elect Hans Vestberg Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 05/02/2019 10 Elect Gregory G. Weaver Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 05/02/2019 11 Ratification of Auditor Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 05/02/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 05/02/2019 13 Shareholder Proposal Regarding Executive Deferral Plan Shrholdr Voted Against Against For
Verizon Communications Inc. VZ 92343V104 05/02/2019 14 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
Verizon Communications Inc. VZ 92343V104 05/02/2019 15 Shareholder Proposal Regarding Report on Online Child Exploitation Shrholdr Voted Against Against For
Verizon Communications Inc. VZ 92343V104 05/02/2019 16 Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity Shrholdr Voted Against Against For
Verizon Communications Inc. VZ 92343V104 05/02/2019 17 Shareholder Proposal Regarding Severance Approval Policy Shrholdr Voted Against Against For
Visa Inc. V 92826C839 01/29/2019 1 Elect Lloyd A. Carney Mgmt Voted For For For
Visa Inc. V 92826C839 01/29/2019 2 Elect Mary B. Cranston Mgmt Voted For For For
Visa Inc. V 92826C839 01/29/2019 3 Elect Francisco Javier Fernandez-Carbajal Mgmt Voted For For For
Visa Inc. V 92826C839 01/29/2019 4 Elect Alfred F. Kelly, Jr. Mgmt Voted For For For
Visa Inc. V 92826C839 01/29/2019 5 Elect John F. Lundgren Mgmt Voted For For For
Visa Inc. V 92826C839 01/29/2019 6 Elect Robert W. Matschullat Mgmt Voted For For For
Visa Inc. V 92826C839 01/29/2019 7 Elect Denise M. Morrison Mgmt Voted For For For
Visa Inc. V 92826C839 01/29/2019 8 Elect Suzanne Nora Johnson Mgmt Voted For For For
Visa Inc. V 92826C839 01/29/2019 9 Elect John A.C. Swainson Mgmt Voted For For For
Visa Inc. V 92826C839 01/29/2019 10 Elect Maynard G. Webb, Jr. Mgmt Voted For For For
Visa Inc. V 92826C839 01/29/2019 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Visa Inc. V 92826C839 01/29/2019 12 Ratification of Auditor Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 1 Elect Jose E. Almeida Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 2 Elect Janice M. Babiak Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 3 Elect David J. Brailer Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 4 Elect William C. Foote Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 5 Elect Ginger L. Graham Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 6 Elect John A. Lederer Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 7 Elect Dominic P. Murphy Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 8 Elect Stefano Pessina Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 9 Elect Leonard D. Schaeffer Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 10 Elect Nancy M. Schlichting Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 11 Elect James A. Skinner Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 12 Ratification of Auditor Mgmt Voted For Against Against
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 14 Amendment to the Employee Stock Purchase Plan Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 15 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 16 Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation Shrholdr Voted Against Against For
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 17 Shareholder Proposal Regarding Report on Response to Opioid Epidemic Shrholdr Voted Against For Against
Walgreens Boots Alliance, Inc. WBA 931427108 01/25/2019 18 Shareholder Proposal Regarding Right to Call a Special Meeting Shrholdr Voted Against For Against
Walmart Inc. WMT 931142103 06/05/2019 1 Elect Cesar Conde Mgmt Voted For For For
Walmart Inc. WMT 931142103 06/05/2019 2 Elect Stephen J. Easterbrook Mgmt Voted For For For
Walmart Inc. WMT 931142103 06/05/2019 3 Elect Timothy P. Flynn Mgmt Voted For For For
Walmart Inc. WMT 931142103 06/05/2019 4 Elect Sarah J. Friar Mgmt Voted For For For
Walmart Inc. WMT 931142103 06/05/2019 5 Elect Carla A. Harris Mgmt Voted For For For
Walmart Inc. WMT 931142103 06/05/2019 6 Elect Thomas W. Horton Mgmt Voted For For For
Walmart Inc. WMT 931142103 06/05/2019 7 Elect Marissa A. Mayer Mgmt Voted For For For
Walmart Inc. WMT 931142103 06/05/2019 8 Elect C. Douglas McMillon Mgmt Voted For For For
Walmart Inc. WMT 931142103 06/05/2019 9 Elect Gregory B. Penner Mgmt Voted For For For
Walmart Inc. WMT 931142103 06/05/2019 10 Elect Steven S Reinemund Mgmt Voted For For For
Walmart Inc. WMT 931142103 06/05/2019 11 Elect S. Robson Walton Mgmt Voted For For For
Walmart Inc. WMT 931142103 06/05/2019 12 Elect Steuart Walton Mgmt Voted For For For
Walmart Inc. WMT 931142103 06/05/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Walmart Inc. WMT 931142103 06/05/2019 14 Ratification of Auditor Mgmt Voted For For For
Walmart Inc. WMT 931142103 06/05/2019 15 Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment Shrholdr Voted Against Against For
Walmart Inc. WMT 931142103 06/05/2019 16 Shareholder Proposal Regarding Cumulative Voting Shrholdr Voted Against Against For
Waste Management, Inc. WM 94106L109 05/14/2019 1 Elect Frank M. Clark, Jr. Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 05/14/2019 2 Elect James C Fish Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 05/14/2019 3 Elect Andres R. Gluski Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 05/14/2019 4 Elect Patrick W. Gross Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 05/14/2019 5 Elect Victoria M. Holt Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 05/14/2019 6 Elect Kathleen M. Mazzarella Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 05/14/2019 7 Elect John C. Pope Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 05/14/2019 8 Elect Thomas H. Weidemeyer Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 05/14/2019 9 Ratification of Auditor Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 05/14/2019 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 05/14/2019 11 Shareholder Proposal Regarding Compensation in the Event of a Change in Control Shrholdr Voted Against Against For
Western Asset Mortgage Defined Opportunity Fund Inc. EMO 18469P100 04/12/2019 1.1 Elect William R. Hutchinson Mgmt Voted For 49% For 51% Withhold Against
Western Asset Mortgage Defined Opportunity Fund Inc. EMO 18469P100 04/12/2019 1.2 Elect Nisha Kumar Mgmt Voted For 95% For 5% Withhold For
Western Asset Mortgage Defined Opportunity Fund Inc. EMO 18469P100 04/12/2019 1.3 Elect Jane E. Trust Mgmt Voted For 95% For 5% Withhold For
Western Digital Corporation WDC 958102105 11/07/2018 1 Elect Martin I. Cole Mgmt Voted For For For
Western Digital Corporation WDC 958102105 11/07/2018 2 Elect Kathleen A. Cote Mgmt Voted For For For
Western Digital Corporation WDC 958102105 11/07/2018 3 Elect Henry T. DeNero Mgmt Voted For For For
Western Digital Corporation WDC 958102105 11/07/2018 4 Elect Tunc Doluca Mgmt Voted For For For
Western Digital Corporation WDC 958102105 11/07/2018 5 Elect Michael D. Lambert Mgmt Voted For For For
Western Digital Corporation WDC 958102105 11/07/2018 6 Elect Len J. Lauer Mgmt Voted For For For
Western Digital Corporation WDC 958102105 11/07/2018 7 Elect Matthew E. Massengill Mgmt Voted For For For
Western Digital Corporation WDC 958102105 11/07/2018 8 Elect Stephen D. Milligan Mgmt Voted For For For
Western Digital Corporation WDC 958102105 11/07/2018 9 Elect Paula A. Price Mgmt Voted For For For
Western Digital Corporation WDC 958102105 11/07/2018 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
Western Digital Corporation WDC 958102105 11/07/2018 11 Amendment to the 2017 Performance Incentive Plan Mgmt Voted For For For
Western Digital Corporation WDC 958102105 11/07/2018 12 Amendment to the 2005 Employee Stock Purchase Plan Mgmt Voted For For For
Western Digital Corporation WDC 958102105 11/07/2018 13 Ratification of Auditor Mgmt Voted For For For
Xcel Energy, Inc. XEL 98389B100 05/15/2019 1 Elect Lynn Casey Mgmt Voted For For For
Xcel Energy, Inc. XEL 98389B100 05/15/2019 2 Elect Richard K. Davis Mgmt Voted For For For
Xcel Energy, Inc. XEL 98389B100 05/15/2019 3 Elect Benjamin G.S. Fowke III Mgmt Voted For For For
Xcel Energy, Inc. XEL 98389B100 05/15/2019 4 Elect Richard T. O'Brien Mgmt Voted For For For
Xcel Energy, Inc. XEL 98389B100 05/15/2019 5 Elect David K. Owens Mgmt Voted For For For
Xcel Energy, Inc. XEL 98389B100 05/15/2019 6 Elect Christopher J. Policinski Mgmt Voted For For For
Xcel Energy, Inc. XEL 98389B100 05/15/2019 7 Elect James T. Prokopanko Mgmt Voted For For For
Xcel Energy, Inc. XEL 98389B100 05/15/2019 8 Elect A. Patricia Sampson Mgmt Voted For For For
Xcel Energy, Inc. XEL 98389B100 05/15/2019 9 Elect James J. Sheppard Mgmt Voted For For For
Xcel Energy, Inc. XEL 98389B100 05/15/2019 10 Elect David A. Westerlund Mgmt Voted For For For
Xcel Energy, Inc. XEL 98389B100 05/15/2019 11 Elect Kim Williams Mgmt Voted For For For
Xcel Energy, Inc. XEL 98389B100 05/15/2019 12 Elect Timothy V. Wolf Mgmt Voted For For For
Xcel Energy, Inc. XEL 98389B100 05/15/2019 13 Elect Daniel Yohannes Mgmt Voted For For For
Xcel Energy, Inc. XEL 98389B100 05/15/2019 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Xcel Energy, Inc. XEL 98389B100 05/15/2019 15 Ratification of Auditor Mgmt Voted For For For
Zoetis Inc. ZTS 98978V103 05/15/2019 1 Elect Juan Ramon Alaix Mgmt Voted For For For
Zoetis Inc. ZTS 98978V103 05/15/2019 2 Elect Paul M. Bisaro Mgmt Voted For For For
Zoetis Inc. ZTS 98978V103 05/15/2019 3 Elect Frank A. D'Amelio Mgmt Voted For For For
Zoetis Inc. ZTS 98978V103 05/15/2019 4 Elect Michael B. McCallister Mgmt Voted For For For
Zoetis Inc. ZTS 98978V103 05/15/2019 5 Advisory Vote on Executive Compensation Mgmt Voted For For For
Zoetis Inc. ZTS 98978V103 05/15/2019 6 Ratification of Auditor Mgmt Voted For For For

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Cornerstone Strategic Value Fund, Inc.

 

By (Signature and Title) /s/ Ralph W. Bradshaw  
   

Ralph W. Bradshaw, President and Chairman

(Principal Executive Officer)

 
Date August 16, 2019