-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Eejrb+tFIvu6dkLgJ6xE/DddzYEy7Vm8Gh10ShbE49ylwAYeJdthNMXGydhoBeYH fBWbEOh0LIlVGKG62mhB2Q== 0000938077-98-000130.txt : 19981230 0000938077-98-000130.hdr.sgml : 19981230 ACCESSION NUMBER: 0000938077-98-000130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981229 FILED AS OF DATE: 19981229 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CLEMENTE GLOBAL GROWTH FUND INC CENTRAL INDEX KEY: 0000814083 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133407699 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 811-05150 FILM NUMBER: 98776837 BUSINESS ADDRESS: STREET 1: 237 PARK AVE STREET 2: C/O FURMAN SELZ CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128083942 MAIL ADDRESS: STREET 1: 152 W 57TH ST 25TH FLOOR STREET 2: CARNEGIE HALL TOWER CITY: NEW YORK STATE: NY ZIP: 10019 COMPANY DATA: COMPANY CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ CENTRAL INDEX KEY: 0000938077 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ONE WEST PACK SQU STREET 2: SUITE 777 CITY: ASHEVILLE STATE: NC ZIP: 28801 BUSINESS PHONE: 7042741863 MAIL ADDRESS: STREET 1: ONE WEST PACK SQUARE STREET 2: SUITE 777 CITY: ASHEVILLE STATE: NC ZIP: 28801 4 1 FORM 4 OMB APPROVAL OMB Number: 3235-0287 [ ] Check this box if no longer subject Expires: September 30, 1998 to Section 16. Form 4 or Form 5 Estimated average burden obligations may continue. See hours per response..... 0.5 Instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 _______________________________________________________________________________ 1. Name and Address of Reporting Person Deep Discount Advisors, Inc. - - ----------------------------------------------------- (Last) (First) (Middle) One West Pack Square, Suite 777 - - ----------------------------------------------------- (Street) Asheville NC 28801 - - ----------------------------------------------------- (City) (State) (Zip) _______________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Clemente Global Growth Fund, Inc. (CLM) _______________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person (Voluntary) _______________________________________________________________________________ 4. Statement for Month/Year December 1998 _______________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) _______________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [X] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) _______________________________________________________________________________ 7. Individual or Joint/Group Filing [ ] Form Filed by One Reporting Person [X] Form Filed by More than One Reporting Person _______________________________________________________________________________
TABLE I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - - ------------------------------------------------------------------------------------------------------------------------ 1. 2. 3. 4. 5. 6. 7. - - --------------------- -------- ---------- ------------------------------ ----------- ---------- ---------- Amount of Owner- Securities ship Trans- Trans- Securities Acquired (A) Beneficially Form: action action or Disposed of (D) Owned at Direct Nature of Date Code (Instr. 3, 4 and 5) End of (D) or Indirect Title of (Month/ (Instr. 8) ---------------------------- Month Indirect Beneficial Security Day/ ---------- Amount (A) or Price (Instr. (I) Ownership (Instr. 3) Year) Code V (D) 3 and 4) (Instr. 4) (Instr. 4) - - --------------------- -------- ---- ---- ----------- ------ --------- ----------- ---------- ---------- Common Stock 12/11/98 P 18000 A $11.5625 I By Clients Common Stock 12/11/98 P 9000 A $11.5 I By Clients Common Stock 12/14/98 P 7000 A $11.5 I By Clients Common Stock 12/15/98 P 3500 A $11.7143 I By Clients Common Stock 12/16/98 P 23400 A $11.8993 I By Clients Common Stock 12/17/98 P 900 A $11.7986 I By Clients Common Stock 12/17/98 P 42500 A $11.9235 I By Clients Common Stock 12/18/98 P 12400 A $11.9405 I By Clients Common Stock 12/18/98 P 8000 A $12.00 I By Clients Common Stock 12/28/98 P 1600 A $12.5625 1,307,153 I By Clients
(Over) FORM 4 (continued)
TABLE II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities) - - ------------------------------------------------------------------------------------------------------------------------------ 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. - - ---------- -------- -------- -------- ---------- ------------ -------------- ------ ---------- --------- ------ Title and Ownership Number of Date Exer- Amount of Form of Derivative cisable and Underlying Number of Deriv- Securities Expiration Securities Price Derivative ative Conver- Trans- Acquired (A) Date (Month/ (Instr. 3 of Securities Security: sion or Trans- action or Disposed Day/Year) and 4) Deriv- Benefi- Direct Exercise action Code of (D) -------------- -------------- ative cially (D) or Nature of Title of Price of Date (Instr. (Instr. 3, Date Amount Secur- Owned at Indirect Indirect Derivative Deriv- (Month/ 8) 4 and 5) Exer- Expir- or Num- ity End of (I) Beneficial Security ative Day/ -------- ---------- cis- ation ber of (Instr. Month (Instr. Ownership (Instr. 3) Security Year) Code V (A) (D) able Date Title Shares 5) (Instr. 4) 4) (Instr. 4) - - ---------- -------- -------- ---- --- ---- ---- ------- ----- ----- ------ ------ ---------- -------- ----- None
Explanation of Responses: - - ----------------------------------------------------- - - ----------------------------------------------------- Deep Discount Advisors, Inc. By: /s/ Ralph W. Bradshaw December 29, 1998 ---------------------------------------- -------------------- Name: Ralph W. Bradshaw Date Title: Secretary Ron Olin Investment Management Company By: /s/ Ronald G. Olin December 29, 1998 ---------------------------------------- -------------------- Name: Ronald G. Olin Date Title: Partner ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Page 2 -----END PRIVACY-ENHANCED MESSAGE-----