-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kp3rV3XVJ2ep7X51S/Q8y/vdv5paggvjQWqeO+/gj0w5qA2YwwSoDVg2SnTVZmpy v88wMiXXvVLNRaQ6tO36ow== 0000950117-01-000269.txt : 20010214 0000950117-01-000269.hdr.sgml : 20010214 ACCESSION NUMBER: 0000950117-01-000269 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ECOGEN INC CENTRAL INDEX KEY: 0000814050 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 222487948 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-38660 FILM NUMBER: 1536064 BUSINESS ADDRESS: STREET 1: 2000 CABOT BLVD W #170 CITY: LANGHORNE STATE: PA ZIP: 19047-1811 BUSINESS PHONE: 2157571590 MAIL ADDRESS: STREET 1: 2005 CABOT BLVD W CITY: LANGHORNE STATE: PA ZIP: 19047 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDSMITH & HARRIS INC /NY/ /ADV CENTRAL INDEX KEY: 0000722403 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133741461 STATE OF INCORPORATION: NY FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 80 PINE ST CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2125145515 FORMER COMPANY: FORMER CONFORMED NAME: GOLDSMITH & HARRIS INC /NY/ /ADV DATE OF NAME CHANGE: 19980213 SC 13G/A 1 0001.txt GOLDSMITH & HARRIS INCORPORATED SC 13G/AM#3 --------------------------------- OMB APPROVAL --------------------------------- OMB Number: 3235-0145 --------------------------------- Expires: August 31, 1999 --------------------------------- Estimated average burden hours per response . . . 14.90 --------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* ECOGEN Inc. ------------------------------------------------------------------------------ (Name of Issuer) Common Stock, $.01 Par Value Per Share ------------------------------------------------------------------------------ (Title of Class of Securities) 278864202 ------------------------------------------------------------------------------ (CUSIP Number) December 31, 2000 ------------------------------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. CUSIP No. 278864202 - ---------------------------------------------------------------------------------------------- 1. Names of Reporting Persons. Goldsmith & Harris Incorporated I.R.S. Identification Nos. of above persons (entities only). 13-3741461 - ---------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ................................................................................. (b) ................................................................................. - ---------------------------------------------------------------------------------------------- 3. SEC Use Only ........................................................................ - ---------------------------------------------------------------------------------------------- 4. Citizenship or Place of Organization New York - ---------------------------------------------------------------------------------------------- Number of 5. Sole Voting Power: -0- Shares ------------------------------------------------------------------ Beneficially 6. Shared Voting Power: -0- Owned by ------------------------------------------------------------------ Each 7. Sole Dispositive Power: 179,900 Reporting ------------------------------------------------------------------ Person With: 8. Shared Dispositive Power: -0- - ---------------------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 179,900 shares - ---------------------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ---------------------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (11) 1.36% - ---------------------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) BD & IA - ----------------------------------------------------------------------------------------------
Page 2 of 4 pages ITEM 1. (a) The name of the issuer is Ecogen Inc. (the "Corporation"). (b) The Corporation's executive office is located 2000 Cabot Boulevard West, No. 170, Langhorne, PA 19047. ITEM 2. (a) The person filing this statement is Goldsmith & Harris Incorporated ("G&H"). (b) G&H is located at 80 Pine Street, New York, NY 10005. (c) G&H was organized under the laws of New York. (d) The Security is common stock, $0.01 par value per share. (e) The CUSIP Number of the security is 278864202. ITEM 3. (a) G&H is a broker-dealer (File No. 8-30122) registered under Section 15 of the Securities Exchange Act of 1934, and an investment adviser (SEC File No. 801-56934) under Section 203 of the Investment Advisers Act of 1940. ITEM 4. (a) G&H is the beneficial owner of 179,900 shares of the Security by virtue of its investment discretion over accounts of its clients that hold the shares. (b) The amount of shares of the Security beneficially owned by G&H is 1.36% of the total outstanding shares of the Security. (c) (i) Not applicable. (ii) Not applicable. (iii) G&H has the sole power to dispose or to direct the disposition of 179,900 shares of the security. (iv) Not applicable. ITEM 5. This Schedule 13G is being filed to report that as of December 31, 2000, G&H had ceased to be the beneficial owner of more than five percent of the class of the Securities. ITEM 6. The clients of G&H may have the right to receive or the power to direct the receipt of dividends from, or the proceeds Page 3 of 4 pages from the sale of, shares of the Security. None of these persons has an interest in 5% or more of the total outstanding shares of the Security. ITEM 7. Not applicable. ITEM 8. Not applicable. ITEM 9. Not applicable. ITEM 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 7, 2001 Goldsmith & Harris Incorporated - ---------------- Date By Philip W. Goldsmith ______________________________________ Philip W. Goldsmith Chairman Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----