0001209191-18-055055.txt : 20181016 0001209191-18-055055.hdr.sgml : 20181016 20181016122234 ACCESSION NUMBER: 0001209191-18-055055 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180531 FILED AS OF DATE: 20181016 DATE AS OF CHANGE: 20181016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNIGHTS OF COLUMBUS CENTRAL INDEX KEY: 0000813913 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22405 FILM NUMBER: 181123982 BUSINESS ADDRESS: STREET 1: ONE COLUMBUS PLAZA CITY: NEW HAVEN STATE: CT ZIP: 06510 BUSINESS PHONE: 2037722130 MAIL ADDRESS: STREET 1: ONE COLUMBUS PLAZA CITY: NEW HAVEN STATE: CT ZIP: 06510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ClearBridge Energy MLP Fund Inc. CENTRAL INDEX KEY: 0001488775 IRS NUMBER: 272282398 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (888) 777-0102 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2018-05-31 0 1 1 0001488775 ClearBridge Energy MLP Fund Inc. CEM 0000813913 KNIGHTS OF COLUMBUS 1 COLUMBUS PLAZA NEW HAVEN CT 06510 0 0 1 0 4.21% due 7/10/2024 3 50000000 D 4.21% due 7/10/2024 2016-02-25 4 J 0 L 9606.9869 1000.00 D 40393013.1 D Knights of Columbus became a beneficial owner of these securities as of June 25, 2012, which made Knights of Columbus subject to Section 16 as a 10% holder based upon the $267 million aggregate principal amount of fixed rate senior secured notes outstanding as of November 30, 2012, as set forth in the issuer's financial statements contained in its annual report to shareholders for the period ended November 30, 2012, as filed with the Securities and Exchange Commission on January 28, 2013. The reported securities were redeemed by the issuer pursuant to the terms of the Note Purchase Agreement, dated as of July 12, 2012. /s/ Gilles Marchand, Vice President 2018-10-10