-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LwVT3ERTptYb8RaT+aMtE0tskMG/aZ0bVTOqWCVaxuoJh/ZIOk20njQADH+h55ax VAPR1kcxgmGyw3BDn9KIvA== 0000813828-03-000441.txt : 20031106 0000813828-03-000441.hdr.sgml : 20031106 20031106162313 ACCESSION NUMBER: 0000813828-03-000441 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031106 FILED AS OF DATE: 20031106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KARMAZIN MEL CENTRAL INDEX KEY: 0000908369 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09553 FILM NUMBER: 03982605 BUSINESS ADDRESS: STREET 1: VIACOM INC. STREET 2: 1515 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-846-6000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIACOM INC CENTRAL INDEX KEY: 0000813828 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 042949533 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1515 BROADWAY STREET 2: 51ST FL CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2122586000 MAIL ADDRESS: STREET 1: 1515 BROADWAY STREET 2: 51ST FL CITY: NEW YORK STATE: NY ZIP: 10036 4 1 kar210.xml X0201 4 2003-11-06 0 0000813828 VIACOM INC VIA, VIAB 0000908369 KARMAZIN MEL 1515 BROADWAY NEW YORK NY 10036 1 1 0 0 President & COO Class B common stock 2003-11-06 4 M 0 547457 6.10 A 1738038 D Class B common stock 2003-11-06 4 S 0 37200 38.80 D 1700838 D Class B common stock 2003-11-06 4 S 0 17000 38.81 D 1683838 D Class B common stock 2003-11-06 4 S 0 4000 38.82 D 1679838 D Class B common stock 2003-11-06 4 S 0 1200 38.83 D 1678638 D Class B common stock 2003-11-06 4 S 0 47300 38.84 D 1631338 D Class B common stock 2003-11-06 4 S 0 26700 38.85 D 1604638 D Class B common stock 2003-11-06 4 S 0 41400 38.86 D 1563238 D Class B common stock 2003-11-06 4 S 0 8900 38.87 D 1554338 D Class B common stock 2003-11-06 4 S 0 800 38.88 D 1553538 D Class B common stock 2003-11-06 4 S 0 3900 38.89 D 1549638 D Class B common stock 2003-11-06 4 S 0 49700 38.90 D 1499938 D Class B common stock 2003-11-06 4 S 0 500 38.91 D 1499438 D Class B common stock 2003-11-06 4 S 0 14200 38.92 D 1485238 D Class B common stock 2003-11-06 4 S 0 7700 38.93 D 1477538 D Class B common stock 2003-11-06 4 S 0 790 38.94 D 1476748 D Class B common stock 2003-11-06 4 S 0 4900 38.97 D 1471848 D Class B common stock 2003-11-06 4 S 0 9600 38.99 D 1462248 D Class B common stock 388 I By Spouse - 401(k) Plan Class B common stock 271158 I By Spouse Class B common stock 66371 I By KCLAT 2 Class B common stock 409760 I By KCLAT 1 Class B common stock 1403 I By 401(k) Employee Stock Option (right to buy) 6.10 2003-11-06 4 M 0 547457 0 D 2004-03-31 Class B common stock 547457 0 D Mr. Karmazin held employee stock options for 547,457 shares that were to expire on March 31, 2004. On November 6, 2003, Mr. Karmazin exercised these options and sold only that number of shares necessary so that the proceeds of the sales were sufficient to cover the exercise price and pay taxes associated with the exercise of the stock options. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purposes. By Karmazin Charitable Lead Annuity Trust No. 2. The Reporting Person disclaims beneficial ownership of the Class B common stock held by the trust except to the extent of his pecuniary interest. By Karmazin Charitable Lead Annuity Trust No. 1. The Reporting Person disclaims beneficial ownership of the Class B common stock held by the trust except to the extent of his pecuniary interest. Right to buy under Issuer's long term incentive plan. Current /s/ Karmazin, Mel 2003-11-06 -----END PRIVACY-ENHANCED MESSAGE-----