0001144204-15-029275.txt : 20150511
0001144204-15-029275.hdr.sgml : 20150511
20150511161523
ACCESSION NUMBER: 0001144204-15-029275
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150430
FILED AS OF DATE: 20150511
DATE AS OF CHANGE: 20150511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXIDE TECHNOLOGIES
CENTRAL INDEX KEY: 0000813781
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 230552730
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 13000 DEERFIELD PARKWAY
STREET 2: BUILDING 200
CITY: ALPHARETTA
STATE: GA
ZIP: 30004
BUSINESS PHONE: 6785669000
MAIL ADDRESS:
STREET 1: 13000 DEERFIELD PARKWAY
STREET 2: BUILDING 200
CITY: ALPHARETTA
STATE: GA
ZIP: 30004
FORMER COMPANY:
FORMER CONFORMED NAME: EXIDE CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D. E. Shaw Manager II, L.L.C.
CENTRAL INDEX KEY: 0001638708
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11263
FILM NUMBER: 15850905
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS, NINTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 478-0000
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS, NINTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D. E. Shaw Galvanic Portfolios, L.L.C.
CENTRAL INDEX KEY: 0001638707
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11263
FILM NUMBER: 15850906
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS, NINTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 478-0000
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS, NINTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAW DAVID E
CENTRAL INDEX KEY: 0001023870
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11263
FILM NUMBER: 15850907
MAIL ADDRESS:
STREET 1: 120 WEST FORTY-FIFTH STREET
STREET 2: 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D. E. SHAW & CO, L.L.C.
CENTRAL INDEX KEY: 0001277502
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11263
FILM NUMBER: 15850909
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
STREET 2: NINTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2124780000
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
STREET 2: NINTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: D E SHAW & CO LLC
DATE OF NAME CHANGE: 20040127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D. E. Shaw Adviser II, L.L.C.
CENTRAL INDEX KEY: 0001569653
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11263
FILM NUMBER: 15850910
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
STREET 2: NINTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2124780000
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
STREET 2: NINTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D. E. SHAW & CO, L.P.
CENTRAL INDEX KEY: 0001009268
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11263
FILM NUMBER: 15850908
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
STREET 2: NINTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2124780000
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
STREET 2: NINTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: SHAW D E & CO L P /NY/
DATE OF NAME CHANGE: 19990421
3
1
v410143_3.xml
OWNERSHIP DOCUMENT
X0206
3
2015-04-30
0
0000813781
EXIDE TECHNOLOGIES
XIDEQ
0001638707
D. E. Shaw Galvanic Portfolios, L.L.C.
1166 AVENUE OF THE AMERICAS
NINTH FLOOR
NEW YORK
NY
10036
0
0
1
1
See footnotes 1, 2, and 3
0001638708
D. E. Shaw Manager II, L.L.C.
1166 AVENUE OF THE AMERICAS
NINTH FLOOR
NEW YORK
NY
10036
0
0
1
1
See footnotes 1, 2, and 3
0001569653
D. E. Shaw Adviser II, L.L.C.
1166 AVENUE OF THE AMERICAS
NINTH FLOOR
NEW YORK
NY
10036
0
0
1
1
See footnotes 1, 2, and 3
0001277502
D. E. SHAW & CO, L.L.C.
1166 AVENUE OF THE AMERICAS
NINTH FLOOR
NEW YORK
NY
10036
0
0
1
1
See footnotes 1, 2, and 3
0001009268
D. E. SHAW & CO, L.P.
1166 AVENUE OF THE AMERICAS
NINTH FLOOR
NEW YORK
NY
10036
0
0
1
1
See footnotes 1, 2, and 3
0001023870
SHAW DAVID E
1166 AVENUE OF THE AMERICAS
NINTH FLOOR
NEW YORK
NY
10036
0
0
1
1
See footnotes 1, 2, and 3
Common Stock, par value $0.01
761750
D
7% Second Lien Senior Secured Convertible PIK Notes due 2025
2015-04-30
2025-04-30
Common Stock, par value $0.01
3411867
D
The Common Stock, par value $0.01 (the "Shares"), and the 7% Second Lien Senior Secured Convertible PIK Notes due 2025 (the "Bonds," and, collectively the "Securities") reported in this Form 3 are directly held by D. E. Shaw Galvanic Portfolios, L.L.C. ("Galvanic Portfolios"), which holds 761,750 Shares and a principal amount of 29,852,722 of the Bonds, and may be deemed to be indirectly held by the other Reporting Persons.
D. E. Shaw Adviser II, L.L.C. ("Adviser II"), as investment adviser to Galvanic Portfolios; D. E. Shaw Manager II, L.L.C. ("Manager II"), as the manager to Galvanic Portfolios; D. E. Shaw & Co., L.P. ("DESCO LP"), as managing member to Adviser II; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the managing member of Manager II; and Mr. David E. Shaw ("David E. Shaw"), as president and sole shareholder of D. E. Shaw & Co., Inc. ("DESCO Inc."), which is the general partner of DESCO LP, and as president and sole shareholder of D. E. Shaw & Co. II, Inc. ("DESCO II Inc."), which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 3 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934.
In accordance with instruction 5(b)(iv), the entire number of securities of the Issuer that may be deemed to be beneficially owned by Galvanic Portfolios, Manager II, Adviser II, DESCO LLC, DESCO LP, and David E. Shaw is reported herein. Each of Manager II, Adviser II, DESCO LLC, DESCO LP, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 3, except to the extent of any pecuniary interest therein.
The initial conversion price shall be $1 of principal amount divided by the conversion rate of 0.11429. The conversion rate is subject to adjustment.
/s/ Nathan Thomas, Authorized Signatory, D. E. Shaw Galvanic Portfolios, L.L.C.
2015-05-11
/s/ Nathan Thomas, Authorized Signatory, D. E. Shaw Manager II, L.L.C.
2015-05-11
/s/ Nathan Thomas, Chief Compliance Officer, D. E. Shaw Adviser II, L.L.C.
2015-05-11
/s/ Nathan Thomas, Authorized Signatory, D. E. Shaw & Co., L.L.C.
2015-05-11
/s/ Nathan Thomas, Chief Compliance Officer, D. E. Shaw & Co., L.P.
2015-05-11
/s/ Nathan Thomas, Attorney-in-Fact for David E. Shaw
2015-05-11