0001144204-15-029275.txt : 20150511 0001144204-15-029275.hdr.sgml : 20150511 20150511161523 ACCESSION NUMBER: 0001144204-15-029275 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150430 FILED AS OF DATE: 20150511 DATE AS OF CHANGE: 20150511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXIDE TECHNOLOGIES CENTRAL INDEX KEY: 0000813781 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 230552730 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 13000 DEERFIELD PARKWAY STREET 2: BUILDING 200 CITY: ALPHARETTA STATE: GA ZIP: 30004 BUSINESS PHONE: 6785669000 MAIL ADDRESS: STREET 1: 13000 DEERFIELD PARKWAY STREET 2: BUILDING 200 CITY: ALPHARETTA STATE: GA ZIP: 30004 FORMER COMPANY: FORMER CONFORMED NAME: EXIDE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D. E. Shaw Manager II, L.L.C. CENTRAL INDEX KEY: 0001638708 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11263 FILM NUMBER: 15850905 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS, NINTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 478-0000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS, NINTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D. E. Shaw Galvanic Portfolios, L.L.C. CENTRAL INDEX KEY: 0001638707 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11263 FILM NUMBER: 15850906 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS, NINTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 478-0000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS, NINTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAW DAVID E CENTRAL INDEX KEY: 0001023870 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11263 FILM NUMBER: 15850907 MAIL ADDRESS: STREET 1: 120 WEST FORTY-FIFTH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D. E. SHAW & CO, L.L.C. CENTRAL INDEX KEY: 0001277502 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11263 FILM NUMBER: 15850909 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS STREET 2: NINTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2124780000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS STREET 2: NINTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: D E SHAW & CO LLC DATE OF NAME CHANGE: 20040127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D. E. Shaw Adviser II, L.L.C. CENTRAL INDEX KEY: 0001569653 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11263 FILM NUMBER: 15850910 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS STREET 2: NINTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2124780000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS STREET 2: NINTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D. E. SHAW & CO, L.P. CENTRAL INDEX KEY: 0001009268 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11263 FILM NUMBER: 15850908 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS STREET 2: NINTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2124780000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS STREET 2: NINTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: SHAW D E & CO L P /NY/ DATE OF NAME CHANGE: 19990421 3 1 v410143_3.xml OWNERSHIP DOCUMENT X0206 3 2015-04-30 0 0000813781 EXIDE TECHNOLOGIES XIDEQ 0001638707 D. E. Shaw Galvanic Portfolios, L.L.C. 1166 AVENUE OF THE AMERICAS NINTH FLOOR NEW YORK NY 10036 0 0 1 1 See footnotes 1, 2, and 3 0001638708 D. E. Shaw Manager II, L.L.C. 1166 AVENUE OF THE AMERICAS NINTH FLOOR NEW YORK NY 10036 0 0 1 1 See footnotes 1, 2, and 3 0001569653 D. E. Shaw Adviser II, L.L.C. 1166 AVENUE OF THE AMERICAS NINTH FLOOR NEW YORK NY 10036 0 0 1 1 See footnotes 1, 2, and 3 0001277502 D. E. SHAW & CO, L.L.C. 1166 AVENUE OF THE AMERICAS NINTH FLOOR NEW YORK NY 10036 0 0 1 1 See footnotes 1, 2, and 3 0001009268 D. E. SHAW & CO, L.P. 1166 AVENUE OF THE AMERICAS NINTH FLOOR NEW YORK NY 10036 0 0 1 1 See footnotes 1, 2, and 3 0001023870 SHAW DAVID E 1166 AVENUE OF THE AMERICAS NINTH FLOOR NEW YORK NY 10036 0 0 1 1 See footnotes 1, 2, and 3 Common Stock, par value $0.01 761750 D 7% Second Lien Senior Secured Convertible PIK Notes due 2025 2015-04-30 2025-04-30 Common Stock, par value $0.01 3411867 D The Common Stock, par value $0.01 (the "Shares"), and the 7% Second Lien Senior Secured Convertible PIK Notes due 2025 (the "Bonds," and, collectively the "Securities") reported in this Form 3 are directly held by D. E. Shaw Galvanic Portfolios, L.L.C. ("Galvanic Portfolios"), which holds 761,750 Shares and a principal amount of 29,852,722 of the Bonds, and may be deemed to be indirectly held by the other Reporting Persons. D. E. Shaw Adviser II, L.L.C. ("Adviser II"), as investment adviser to Galvanic Portfolios; D. E. Shaw Manager II, L.L.C. ("Manager II"), as the manager to Galvanic Portfolios; D. E. Shaw & Co., L.P. ("DESCO LP"), as managing member to Adviser II; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the managing member of Manager II; and Mr. David E. Shaw ("David E. Shaw"), as president and sole shareholder of D. E. Shaw & Co., Inc. ("DESCO Inc."), which is the general partner of DESCO LP, and as president and sole shareholder of D. E. Shaw & Co. II, Inc. ("DESCO II Inc."), which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 3 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. In accordance with instruction 5(b)(iv), the entire number of securities of the Issuer that may be deemed to be beneficially owned by Galvanic Portfolios, Manager II, Adviser II, DESCO LLC, DESCO LP, and David E. Shaw is reported herein. Each of Manager II, Adviser II, DESCO LLC, DESCO LP, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 3, except to the extent of any pecuniary interest therein. The initial conversion price shall be $1 of principal amount divided by the conversion rate of 0.11429. The conversion rate is subject to adjustment. /s/ Nathan Thomas, Authorized Signatory, D. E. Shaw Galvanic Portfolios, L.L.C. 2015-05-11 /s/ Nathan Thomas, Authorized Signatory, D. E. Shaw Manager II, L.L.C. 2015-05-11 /s/ Nathan Thomas, Chief Compliance Officer, D. E. Shaw Adviser II, L.L.C. 2015-05-11 /s/ Nathan Thomas, Authorized Signatory, D. E. Shaw & Co., L.L.C. 2015-05-11 /s/ Nathan Thomas, Chief Compliance Officer, D. E. Shaw & Co., L.P. 2015-05-11 /s/ Nathan Thomas, Attorney-in-Fact for David E. Shaw 2015-05-11