0001241766-14-000003.txt : 20140709 0001241766-14-000003.hdr.sgml : 20140709 20140709165411 ACCESSION NUMBER: 0001241766-14-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140709 DATE AS OF CHANGE: 20140709 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 BUSINESS PHONE: 2128677660 MAIL ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banque Hottinger & Cie SA CENTRAL INDEX KEY: 0001241766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 14967693 BUSINESS ADDRESS: STREET 1: SCHUTZENGASSE 30 STREET 2: ZURICH CITY: ZURICH STATE: V8 ZIP: 8001 BUSINESS PHONE: 011-41-44-284-1200 MAIL ADDRESS: STREET 1: SCHUTZENGASSE 30 STREET 2: ZURICH CITY: ZURICH STATE: V8 ZIP: 8001 FORMER NAME: FORMER CONFORMED NAME: HOTTINGER GE DATE OF NAME CHANGE: 20030614 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-06-30 1 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001241766 Banque Hottinger & Cie SA SCHUTZENGASSE 30 ZURICH ZURICH V8 8001 SWITZERLAND 0 0 0 1 Affil. of Hottinger Cap Corp As of the close of business on 06/30/2014, Hottinger Capital Corp., an affiliate of Banque Hottinger & Cie SA ceased to serve as the investment adviser to The Swiss Helvetia Fund. Inc. (the "Fund"). All reporting obligations with respect to the Fund ceased as of 07/01/2014. Rudolf Millisits 2014-07-09