0001241765-14-000001.txt : 20140709 0001241765-14-000001.hdr.sgml : 20140709 20140709164629 ACCESSION NUMBER: 0001241765-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140709 DATE AS OF CHANGE: 20140709 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 BUSINESS PHONE: 2128677660 MAIL ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOTTINGER BANK TRUST LTD CENTRAL INDEX KEY: 0001241765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 14967639 MAIL ADDRESS: STREET 1: LYFORD THANOR STREET 2: WEST BAY STREET CITY: NASSAM BAHAMAS STATE: C5 ZIP: 0000 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-06-30 1 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001241765 HOTTINGER BANK TRUST LTD LYFORD THANOR WEST BAY STREET NASSAM BAHAMAS C5 0000 BAHAMAS 0 0 0 1 Affiliated to Hottinger & Cie As of the close of business on 06/30/2014, Hottinger Capital Corp., and affiliate of Hottinger Bank & Trust, ceased to serve as the investment adviser to The Swiss Helvetia Fund, Inc. (the "Fund"). All reporting obligations with respect to the Fund ceased as of 07/01/2014. Rudolf Millisits 2014-07-09