-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GuZu/bZ27q0L4FttvbLOt2fJkcEzeLcd+rva7d2VHb48elsARZyAjCdLgR8zU+DI 3XgEVcYS2pvQZYEgnP2bug== 0001241765-09-000001.txt : 20091014 0001241765-09-000001.hdr.sgml : 20091014 20091014165044 ACCESSION NUMBER: 0001241765-09-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090929 FILED AS OF DATE: 20091014 DATE AS OF CHANGE: 20091014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOTTINGER BANK TRUST LTD CENTRAL INDEX KEY: 0001241765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 091119583 MAIL ADDRESS: STREET 1: LYFORD THANOR STREET 2: WEST BAY STREET CITY: NASSAM BAHAMAS STATE: C5 ZIP: 0000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 BUSINESS PHONE: 2128677660 MAIL ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-09-29 0 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001241765 HOTTINGER BANK TRUST LTD LYFORD THANOR WEST BAY STREET NASSAM BAHAMAS C5 0000 BAHAMAS 0 0 0 1 Affiliated to Hottinger & Cie. Common Stock 2009-09-29 4 P 0 15000 12.0357 A 97355 D Rudolf Millisits 2009-10-14 -----END PRIVACY-ENHANCED MESSAGE-----