0001241762-14-000001.txt : 20140310
0001241762-14-000001.hdr.sgml : 20140310
20140310151334
ACCESSION NUMBER: 0001241762-14-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140214
FILED AS OF DATE: 20140310
DATE AS OF CHANGE: 20140310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC.
CENTRAL INDEX KEY: 0000813623
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1270 AVENUE OF THE AMERICAS
STREET 2: SUITE 400
CITY: NEW YORK
STATE: NY
ZIP: 10111-0001
BUSINESS PHONE: 2128677660
MAIL ADDRESS:
STREET 1: 1270 AVENUE OF THE AMERICAS
STREET 2: SUITE 400
CITY: NEW YORK
STATE: NY
ZIP: 10111-0001
FORMER COMPANY:
FORMER CONFORMED NAME: SWISS HELVETIA FUND INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: HELVETIA FUND INC
DATE OF NAME CHANGE: 19900820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOTTINGER CAPITAL CORP
CENTRAL INDEX KEY: 0001241762
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05128
FILM NUMBER: 14680562
MAIL ADDRESS:
STREET 1: 1270 AVE OF THE AMERICAS STE 400
STREET 2: C/O SWISS HELVETIA FUND INC
CITY: NEW YORK
STATE: NY
ZIP: 10020
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-02-14
0
0000813623
SWISS HELVETIA FUND, INC.
SWZ
0001241762
HOTTINGER CAPITAL CORP
1270 AVE OF THE AMERICAS STE 400
C/O SWISS HELVETIA FUND INC
NEW YORK
NY
10020
0
0
0
1
Investment Advisor
Common Stock
2014-02-14
4
P
0
22348
14.93
D
98699
D
Immediately prior to February 14, 2014, Hottinger Capital Corp ("HCC") owned 121,047 shares of SWZ common stock, 1,825 of which it received on January 24, 2014 in consideration for the payment of SWZ's previously-announced year-end distribution. The shares of SWZ owned by HCC were tendered in SWZ's cash tender offer for up to 4,579,480 of its issued and outstanding shares of common stock, which expired at 5:00 p.m., Eastern Time, on February 11, 2014 (the "Offer"). As the total number of shares tendered by SWZ's stockholders in the Offer exceeded the number of shares SWZ offered to purchase, SWZ purchased its shares from tendering stockholders on a pro-rated basis pursuant to the terms of the Offer. HCC had 22,348 shares accepted by SWZ for purchase in the Offer, at a price of $14.93 per share (95% of SWZ's net asset value per share as of the close of regular trading session of the New York Stock Exchange on February 12, 2014).
Barbara Gordon
2014-03-10