-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FfMeaP4MURZGNcyZy3XMA0XGz7tfyQbToWrCeLP+salYH9MFkkNi6oicjYlzEjnJ cgKruVp9byrkhQWDtahExw== 0001140361-10-049569.txt : 20101214 0001140361-10-049569.hdr.sgml : 20101214 20101214170149 ACCESSION NUMBER: 0001140361-10-049569 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101207 FILED AS OF DATE: 20101214 DATE AS OF CHANGE: 20101214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 BUSINESS PHONE: 2128677660 MAIL ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOCK DAVID CENTRAL INDEX KEY: 0001251972 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 101251178 MAIL ADDRESS: STREET 1: C/O I-TRAX INC STREET 2: ONE LOGAN SQUARE STE 2615 CITY: PHILADELPHIA STATE: PA ZIP: 19103 3 1 doc1.xml FORM 3 X0203 3 2010-12-07 1 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001251972 BOCK DAVID C/O HOTTINGER CAPITAL CORP. 1270 AVENUE OF THE AMERICAS, SUITE 400 NEW YORK NY 10020 1 0 0 0 Mr. Bock was appointed as a Director of SWZ by the Board of Directors of SWZ, effective as of December 7, 2010. /s/ David Bock 2010-12-07 -----END PRIVACY-ENHANCED MESSAGE-----