-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KqGCLM0coAvGvCmWI0NeCZiiBDPyC3kQZLDh0Qsb8sBjhpOw9ZhXiqwbCFOgaDxJ H31jSl5E9Meq8PLgnjjsJw== 0000899681-09-000885.txt : 20091208 0000899681-09-000885.hdr.sgml : 20091208 20091208102152 ACCESSION NUMBER: 0000899681-09-000885 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091201 FILED AS OF DATE: 20091208 DATE AS OF CHANGE: 20091208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brealey Richard CENTRAL INDEX KEY: 0001478182 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 091227754 MAIL ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 BUSINESS PHONE: 2128677660 MAIL ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 3 1 edgar.xml PRIMARY DOCUMENT X0203 3 2009-12-01 0 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001478182 Brealey Richard C/O HOTTINGER CAPITAL CORP. 1270 AVENUE OF THE AMERICAS, SUITE 400 NEW YORK NY 10020 1 0 0 0 Common Stock 13018 D Professor Brealey was appointed as a Director of SWZ by the Board of Directors of SWZ on December 1, 2009. /s/ Richard Brealey Richard Brealey, Director 2009-12-06 -----END PRIVACY-ENHANCED MESSAGE-----