0000894189-21-006180.txt : 20210830 0000894189-21-006180.hdr.sgml : 20210830 20210830083831 ACCESSION NUMBER: 0000894189-21-006180 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210830 DATE AS OF CHANGE: 20210830 EFFECTIVENESS DATE: 20210830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 211221151 BUSINESS ADDRESS: STREET 1: C/O U.S. BANK GLOBAL FUND SERVICES STREET 2: 615 EAST MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: C/O U.S. BANK GLOBAL FUND SERVICES STREET 2: 615 EAST MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 N-PX 1 swiss-helvetia_npx.txt ANNUAL RPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-05128 NAME OF REGISTRANT: The Swiss Helvetia Fund, Inc. ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Andrew Dakos, President and Chief Executive Officer c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 800-730-2932 DATE OF FISCAL YEAR END: 12/31 DATE OF REPORTING PERIOD: 07/01/2020 to 06/30/2021 The Swiss Helvetia Fund, Inc. -------------------------------------------------------------------------------------------------------------------------- ABB LTD Agenda Number: 713634031 -------------------------------------------------------------------------------------------------------------------------- Security: H0010V101 Meeting Type: AGM Meeting Date: 25-Mar-2021 Ticker: ISIN: CH0012221716 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. 1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2020 2 CONSULTATIVE VOTE ON THE 2020 COMPENSATION Mgmt For For REPORT 3 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For PERSONS ENTRUSTED WITH MANAGEMENT 4 APPROPRIATION OF EARNINGS: DIVIDEND OF CHF Mgmt For For 0.80 GROSS PER REGISTERED SHARE 5 CAPITAL REDUCTION THROUGH CANCELLATION OF Mgmt For For SHARES REPURCHASED UNDER THE SHARE BUYBACK PROGRAM 6 RENEWAL OF AUTHORIZED SHARE CAPITAL Mgmt Against Against 7.1 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE, I. E. FROM THE 2021 ANNUAL GENERAL MEETING TO THE 2022 ANNUAL GENERAL MEETING 7.2 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR, I. E. 2022 8.1 REELECT GUNNAR BROCK AS DIRECTOR Mgmt For For 8.2 REELECT DAVID CONSTABLE AS DIRECTOR Mgmt For For 8.3 REELECT FREDERICO CURADO AS DIRECTOR Mgmt For For 8.4 REELECT LARS FOERBERG AS DIRECTOR Mgmt For For 8.5 REELECT JENNIFER XIN-ZHE LI AS DIRECTOR Mgmt For For 8.6 REELECT GERALDINE MATCHETT AS DIRECTOR Mgmt For For 8.7 REELECT DAVID MELINE AS DIRECTOR Mgmt For For 8.8 REELECT SATISH PAI AS DIRECTOR Mgmt For For 8.9 REELECT JACOB WALLENBERG AS DIRECTOR Mgmt Against Against 8.10 REELECT PETER VOSER AS DIRECTOR AND BOARD Mgmt For For CHAIRMAN 9.1 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For DAVID CONSTABLE 9.2 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For FREDERICO FLEURY CURADO 9.3 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For JENNIFER XIN-ZHE LI 10 ELECTION OF THE INDEPENDENT PROXY: DR. HANS Mgmt For For ZEHNDER, ATTORNEY-AT-LAW 11 ELECTION OF THE AUDITOR: KPMG AG, ZURICH Mgmt For For CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE -------------------------------------------------------------------------------------------------------------------------- ALCON SA Agenda Number: 713728953 -------------------------------------------------------------------------------------------------------------------------- Security: H01301128 Meeting Type: AGM Meeting Date: 28-Apr-2021 Ticker: ISIN: CH0432492467 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For MANAGEMENT 3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF CHF 0.10 PER SHARE 4.1 APPROVE REMUNERATION REPORT (NON-BINDING) Mgmt Against Against 4.2 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For AMOUNT OF CHF 3.3 MILLION 4.3 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE Mgmt For For IN THE AMOUNT OF CHF 38.4 MILLION 5.1 REELECT MICHAEL BALL AS DIRECTOR AND BOARD Mgmt For For CHAIRMAN 5.2 REELECT LYNN BLEIL AS DIRECTOR Mgmt For For 5.3 REELECT ARTHUR CUMMINGS AS DIRECTOR Mgmt For For 5.4 REELECT DAVID ENDICOTT AS DIRECTOR Mgmt Against Against 5.5 REELECT THOMAS GLANZMANN AS DIRECTOR Mgmt For For 5.6 REELECT KEITH GROSSMANN AS DIRECTOR Mgmt For For 5.7 REELECT SCOTT MAW AS DIRECTOR Mgmt For For 5.8 REELECT KAREN MAY AS DIRECTOR Mgmt For For 5.9 REELECT INES POESCHEL AS DIRECTOR Mgmt For For 5.10 REELECT DIETER SPAELTI AS DIRECTOR Mgmt For For 6.1 REAPPOINT THOMAS GLANZMANN AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 6.2 REAPPOINT KEITH GROSSMANN AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 6.3 REAPPOINT KAREN MAY AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 6.4 REAPPOINT INES POESCHEL AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 7 DESIGNATE HARTMANN DREYER ATTORNEYS-AT-LAW Mgmt For For AS INDEPENDENT PROXY 8 RATIFY PRICEWATERHOUSECOOPERS SA AS Mgmt For For AUDITORS -------------------------------------------------------------------------------------------------------------------------- AMS AG Agenda Number: 714047443 -------------------------------------------------------------------------------------------------------------------------- Security: A0400Q115 Meeting Type: AGM Meeting Date: 02-Jun-2021 Ticker: ISIN: AT0000A18XM4 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE MEETING SPECIFIC POWER Non-Voting OF ATTORNEY NEEDS TO BE CORRECTLY FILLED IN OR YOUR VOTE INSTRUCTION MAY BE REJECTED. THE BENEFICIAL OWNER NAME MUST CORRESPOND TO THAT GIVEN ON ACCOUNT SET UP WITH YOUR CUSTODIAN BANK. ADDITIONALLY, THE SHARE AMOUNT IS THE SETTLED HOLDING AS OF RECORD DATE. PLEASE CONTACT YOUR CUSTODIAN BANK IF YOU HAVE ANY QUESTIONS. THANK YOU. CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting IS REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL YEAR 2020 2 APPROVE ALLOCATION OF INCOME Mgmt For For 3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt Against Against FISCAL YEAR 2020 4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt Against Against FISCAL YEAR 2020 5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For MEMBERS 6 RATIFY AUDITORS FOR FISCAL YEAR 2021 Mgmt For For 7 APPROVE REMUNERATION POLICY Mgmt Against Against 8 APPROVE REMUNERATION REPORT Mgmt Against Against 9 APPROVE INCREASE IN SIZE OF SUPERVISORY Mgmt For For BOARD 10 ELECT SUPERVISORY BOARD MEMBER Mgmt For For 11 CHANGE COMPANY NAME Mgmt For For 12 APPROVE CREATION OF POOL OF CAPITAL WITHOUT Mgmt For For PREEMPTIVE RIGHTS 13.1 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For REISSUANCE OR CANCELLATION OF REPURCHASED SHARES 13.2 RECEIVE REPORT ON SHARE REPURCHASE PROGRAM Non-Voting AND REISSUANCE OF REPURCHASED SHARES -------------------------------------------------------------------------------------------------------------------------- BALOISE-HOLDING AG Agenda Number: 713758994 -------------------------------------------------------------------------------------------------------------------------- Security: H04530202 Meeting Type: AGM Meeting Date: 30-Apr-2021 Ticker: ISIN: CH0012410517 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1.1 MANAGEMENT REPORT FOR THE FINANCIAL YEAR Mgmt For For 2020: ADOPTION OF THE MANAGEMENT REPORT, THE ANNUAL FINANCIAL STATEMENTS, AND THE CONSOLIDATED FINANCIAL STATEMENTS 1.2 MANAGEMENT REPORT FOR THE FINANCIAL YEAR Mgmt For For 2020: CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2 DISCHARGE Mgmt For For 3 APPROPRIATION OF DISTRIBUTABLE PROFIT Mgmt For For 4.1 AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Mgmt For For CAPITAL REDUCTION THROUGH CANCELLATION OF REPURCHASED SHARES 4.2 AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Mgmt For For AUTHORISED CAPITAL 5.1.1 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: DR THOMAS VON PLANTA (MEMBER AND CHAIRMAN IN SINGLE VOTE) 5.1.2 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: DR ANDREAS BEERLI 5.1.3 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: CHRISTOPH B. GLOOR 5.1.4 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: HUGO LASAT 5.1.5 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: CHRISTOPH MADER 5.1.6 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: DR MARKUS R. NEUHAUS 5.1.7 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: THOMAS PLEINES 5.1.8 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: PROF. DR HANS-JORG SCHMIDT-TRENZ 5.1.9 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: PROF. DR MARIE-NOELLE VENTURI-ZEN-RUFFINEN 5.110 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: DR KARIN LENZLINGER DIEDENHOFEN 5.2.1 ELECTION OF MEMBER OF THE REMUNERATION Mgmt For For COMMITTEE: CHRISTOPH MADER 5.2.2 ELECTION OF MEMBER OF THE REMUNERATION Mgmt For For COMMITTEE: DR MARKUS R. NEUHAUS 5.2.3 ELECTION OF MEMBER OF THE REMUNERATION Mgmt For For COMMITTEE: THOMAS PLEINES 5.2.4 ELECTION OF MEMBER OF THE REMUNERATION Mgmt For For COMMITTEE: PROF. DR HANS-JORG SCHMIDT-TRENZ 5.3 INDEPENDENT PROXY: DR CHRISTOPHE SARASIN Mgmt For For 5.4 STATUTORY AUDITORS: ERNST & YOUNG AG Mgmt For For 6.1 REMUNERATION OF THE BOARD OF DIRECTORS Mgmt For For 6.2.1 REMUNERATION OF THE CORPORATE EXECUTIVE Mgmt For For COMMITTEE: FIXED REMUNERATION 6.2.2 REMUNERATION OF THE CORPORATE EXECUTIVE Mgmt For For COMMITTEE: VARIABLE REMUNERATION 7 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For SHAREHOLDER PROPOSAL: IN THE EVENT THAT SHAREHOLDERS PUT FORWARD SUPPLEMENTARY PROPOSALS OR AMENDMENTS TO THE PUBLISHED AGENDA ITEMS AND/OR NEW MOTIONS PURSUANT TO ART. 700 (3) OF THE SWISS CODE OF OBLIGATIONS, I HEREBY ISSUE THE FOLLOWING VOTING INSTRUCTION, IF NO SUCH GENERAL INSTRUCTION IS GIVEN, THE INDEPENDENT PROXY WILL ABSTAIN FROM VOTING: (YES=APPROVE THE SHAREHOLDERS PROPOSALS, NO=REJECT THE SHAREHOLDERS PROPOSALS, ABSTAIN=ABSTENTION) -------------------------------------------------------------------------------------------------------------------------- BELIMO HOLDING AG Agenda Number: 713666064 -------------------------------------------------------------------------------------------------------------------------- Security: H07171103 Meeting Type: AGM Meeting Date: 29-Mar-2021 Ticker: ISIN: CH0001503199 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For FINANCIAL STATEMENTS OF BELIMO HOLDING AG AND THE CONSOLIDATED FINANCIAL STATEMENTS 2020 2 RESOLUTION ON THE APPROPRIATION OF Mgmt For For AVAILABLE EARNINGS 3 CONSULTATIVE VOTE ON THE 2020 REMUNERATION Mgmt Against Against REPORT AND REMUNERATION FOR THE FINANCIAL YEAR 2020 4 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For 5.1 APPROVAL OF THE FIXED REMUNERATION OF THE Mgmt For For BOARD OF DIRECTORS AND THE FIXED AND VARIABLE REMUNERATION OF THE GROUP EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2021: BOARD OF DIRECTORS / MAXIMUM REMUNERATION OF THE BOARD OF DIRECTORS FOR 2021 5.2 APPROVAL OF THE FIXED REMUNERATION OF THE Mgmt For For BOARD OF DIRECTORS AND THE FIXED AND VARIABLE REMUNERATION OF THE GROUP EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2021: GROUP EXECUTIVE COMMITTEE / MAXIMUM REMUNERATION OF THE GROUP EXECUTIVE COMMITTEE FOR 2021 6.1.1 RE-ELECTION OF THE BOARD OF DIRECTOR: PROF. Mgmt For For ADRIAN ALTENBURGER 6.1.2 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For PATRICK BURKHALTER 6.1.3 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For SANDRA EMME 6.1.4 RE-ELECTION OF THE BOARD OF DIRECTOR: URBAN Mgmt For For LINSI 6.1.5 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For STEFAN RANSTRAND 6.1.6 RE-ELECTION OF THE BOARD OF DIRECTOR: DR. Mgmt For For MARTIN ZWYSSIG 6.2.1 RE-ELECTION OF PATRICK BURKHALTER AS Mgmt For For CHAIRMAN OF THE BOARD OF DIRECTORS 6.2.2 RE-ELECTION OF DR. MARTIN ZWYSSIG AS DEPUTY Mgmt For For CHAIRMAN OF THE BOARD OF DIRECTORS 6.3.1 RE-ELECTION OF THE MEMBER OF THE Mgmt For For REMUNERATION AND NOMINATION COMMITTEE: SANDRA EMME (LEAD) 6.3.2 RE-ELECTION OF THE MEMBER OF THE Mgmt For For REMUNERATION AND NOMINATION COMMITTEE: PROF. ADRIAN ALTENBURGER 6.3.3 RE-ELECTION OF THE MEMBER OF THE Mgmt For For REMUNERATION AND NOMINATION COMMITTEE: URBAN LINSI 6.4 RE-ELECTION OF THE INDEPENDENT VOTING RIGHT Mgmt For For REPRESENTATIVE, PROXY VOTING SERVICES GMBH, DR. RENE SCHWARZENBACH, ZURICH (SWITZERLAND) 6.5 RE-ELECTION OF THE EXTERNAL AUDITORS KPMG Mgmt For For AG 7 STOCK SPLIT - AMENDMENT TO ARTICLE 3 OF THE Mgmt For For ARTICLES OF INCORPORATION -------------------------------------------------------------------------------------------------------------------------- BKW AG Agenda Number: 713941563 -------------------------------------------------------------------------------------------------------------------------- Security: H10053108 Meeting Type: AGM Meeting Date: 07-May-2021 Ticker: ISIN: CH0130293662 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. 1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS AND FINANCIAL STATEMENTS FOR 2020 2 ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt Against Against 2020 3 GRANTING OF FULL DISCHARGE TO THE BOARD OF Mgmt For For DIRECTORS 4 APPROPRIATION OF RETAINED EARNINGS 2020 Mgmt For For 5.A APPROVAL OF THE REMUNERATION TO BE PAID TO Mgmt For For MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD DURING THE REMUNERATION PERIOD 2021/2022: REMUNERATION OF THE BOARD OF DIRECTORS 5.B APPROVAL OF THE REMUNERATION TO BE PAID TO Mgmt For For MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD DURING THE REMUNERATION PERIOD 2021/2022: REMUNERATION FOR THE GROUP EXECUTIVE BOARD 6.A.1 ELECTION: BOARD OF DIRECTOR: HARTMUT Mgmt Against Against GELDMACHER 6.A.2 ELECTION: BOARD OF DIRECTOR: KURT SCHAER Mgmt For For 6.A.3 ELECTION: BOARD OF DIRECTOR: ROGER BAILLOD Mgmt For For 6.A.4 ELECTION: BOARD OF DIRECTOR: CAROLE Mgmt For For ACKERMANN 6.A.5 ELECTION: BOARD OF DIRECTOR: REBECCA Mgmt For For GUNTERN 6.A.6 ELECTION: BOARD OF DIRECTOR: PETRA DENK Mgmt For For (NEW) 6.B.1 CHAIRMAN OF THE BOARD OF DIRECTORS: ROGER Mgmt For For BAILLOD 6.C.1 NOMINATION AND REMUNERATION COMMITTEE: Mgmt For For ROGER BAILLOD 6.C.2 NOMINATION AND REMUNERATION COMMITTEE: Mgmt Against Against HARTMUT GELDMACHER 6.C.3 NOMINATION AND REMUNERATION COMMITTEE: Mgmt Against Against ANDREAS RICKENBACHER 6.D.1 RE-ELECTION OF THE INDEPENDENT PROXY / Mgmt For For ANDREAS BYLAND, NOTARY, BERN 6.E.1 RE-ELECTION OF THE AUDITORS: ERNST AND Mgmt For For YOUNG LTD CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE -------------------------------------------------------------------------------------------------------------------------- CEMBRA MONEY BANK AG Agenda Number: 713720438 -------------------------------------------------------------------------------------------------------------------------- Security: H1329L107 Meeting Type: AGM Meeting Date: 22-Apr-2021 Ticker: ISIN: CH0225173167 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2 APPROVE REMUNERATION REPORT Mgmt For For 3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF CHF 3.75 PER SHARE 4 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For MANAGEMENT 5.1.1 REELECT FELIX WEBER AS DIRECTOR Mgmt For For 5.1.2 REELECT URS BAUMANN AS DIRECTOR Mgmt For For 5.1.3 REELECT THOMAS BUESS AS DIRECTOR Mgmt For For 5.1.4 REELECT DENIS HALL AS DIRECTOR Mgmt For For 5.1.5 REELECT MONICA MAECHLER AS DIRECTOR Mgmt For For 5.2.1 ELECT MARTIN BLESSING AS DIRECTOR Mgmt For For 5.2.2 ELECT SUSANNE KLOESS-BRAEKLER AS DIRECTOR Mgmt For For 5.3 REELECT FELIX WEBER AS BOARD CHAIRMAN Mgmt For For 5.4.1 REAPPOINT URS BAUMANN AS MEMBER OF THE Mgmt For For COMPENSATION AND NOMINATION COMMITTEE 5.4.2 APPOINT MARTIN BLESSING AS MEMBER OF THE Mgmt For For COMPENSATION AND NOMINATION COMMITTEE 5.4.3 APPOINT SUSANNE KLOESS-BRAEKLER AS MEMBER Mgmt For For OF THE COMPENSATION AND NOMINATION COMMITTEE 5.5 DESIGNATE KELLER KLG AS INDEPENDENT PROXY Mgmt For For 5.6 RATIFY KPMG AG AS AUDITORS Mgmt Against Against 6 APPROVE RENEWAL OF CHF 3 MILLION POOL OF Mgmt For For AUTHORIZED SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS 7.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For AMOUNT OF CHF 1.5 MILLION 7.2 APPROVE FIXED AND VARIABLE REMUNERATION OF Mgmt For For EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 6.4 MILLION -------------------------------------------------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT SA Agenda Number: 713030396 -------------------------------------------------------------------------------------------------------------------------- Security: H25662182 Meeting Type: AGM Meeting Date: 09-Sep-2020 Ticker: ISIN: CH0210483332 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF CHF 1.00 PER REGISTERED A SHARE AND CHF 0.10 PER REGISTERED B SHARE 3 APPROVE CREATION OF CHF 24.2 MILLION POOL Mgmt For For OF CONDITIONAL CAPITAL TO COVER EXERCISE OF WARRANTS 4 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For MANAGEMENT 5.1 REELECT JOHANN RUPERT AS DIRECTOR AND BOARD Mgmt For For CHAIRMAN 5.2 REELECT JOSUA MALHERBE AS DIRECTOR Mgmt Against Against 5.3 REELECT NIKESH ARORA AS DIRECTOR Mgmt Against Against 5.4 REELECT NICOLAS BOS AS DIRECTOR Mgmt For For 5.5 REELECT CLAY BRENDISH AS DIRECTOR Mgmt For For 5.6 REELECT JEAN-BLAISE ECKERT AS DIRECTOR Mgmt Against Against 5.7 REELECT BURKHART GRUND AS DIRECTOR Mgmt For For 5.8 REELECT KEYU JIN AS DIRECTOR Mgmt For For 5.9 REELECT JEROME LAMBERT AS DIRECTOR Mgmt For For 5.10 REELECT RUGGERO MAGNONI AS DIRECTOR Mgmt Against Against 5.11 REELECT JEFF MOSS AS DIRECTOR Mgmt For For 5.12 REELECT VESNA NEVISTIC AS DIRECTOR Mgmt For For 5.13 REELECT GUILLAUME PICTET AS DIRECTOR Mgmt For For 5.14 REELECT ALAN QUASHA AS DIRECTOR Mgmt Against Against 5.15 REELECT MARIA RAMOS AS DIRECTOR Mgmt For For 5.16 REELECT ANTON RUPERT AS DIRECTOR Mgmt Against Against 5.17 REELECT JAN RUPERT AS DIRECTOR Mgmt Against Against 5.18 REELECT GARY SAAGE AS DIRECTOR Mgmt Against Against 5.19 REELECT CYRILLE VIGNERON AS DIRECTOR Mgmt For For 5.20 ELECT WENDY LUHABE AS DIRECTOR Mgmt For For 6.1 REAPPOINT CLAY BRENDISH AS MEMBER OF THE Mgmt Against Against COMPENSATION COMMITTEE 6.2 REPPOINT KEYU JIN AS MEMBER OF THE Mgmt Against Against COMPENSATION COMMITTEE 6.3 REAPPOINT GUILLAUME PICTET AS MEMBER OF THE Mgmt Against Against COMPENSATION COMMITTEE 6.4 REAPPOINT MARIA RAMOS AS MEMBER OF THE Mgmt Against Against COMPENSATION COMMITTEE 7 RATIFY PRICEWATERHOUSECOOPERS SA AS Mgmt For For AUDITORS 8 DESIGNATE ETUDE GAMPERT DEMIERRE MORENO AS Mgmt For For INDEPENDENT PROXY 9.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For AMOUNT OF CHF 6.7 MILLION 9.2 APPROVE FIXED REMUNERATION OF EXECUTIVE Mgmt For For COMMITTEE IN THE AMOUNT OF CHF 15.8 MILLION 9.3 APPROVE VARIABLE REMUNERATION OF EXECUTIVE Mgmt Against Against COMMITTEE IN THE AMOUNT OF CHF 38.3 MILLION CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT SA Agenda Number: 713248979 -------------------------------------------------------------------------------------------------------------------------- Security: H25662182 Meeting Type: EGM Meeting Date: 17-Nov-2020 Ticker: ISIN: CH0210483332 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 APPROVE CREATION OF CHF 24.2 MILLION POOL Mgmt Against Against OF CAPITAL WITHOUT PREEMPTIVE RIGHTS CMMT 27 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO CHANGE IN RECORD DATE FROM 03 NOV 2020 TO 09 NOV 2020. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- CREDIT SUISSE GROUP AG Agenda Number: 713347866 -------------------------------------------------------------------------------------------------------------------------- Security: H3698D419 Meeting Type: EGM Meeting Date: 27-Nov-2020 Ticker: ISIN: CH0012138530 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 DISTRIBUTION OF DIVIDENDS PAYABLE OUT OF Mgmt For For RETAINED EARNINGS AND CAPITAL CONTRIBUTION RESERVES CMMT IF, AT THE EXTRAORDINARY GENERAL MEETING, Non-Voting SHAREHOLDERS OR THE BOARD OF DIRECTORS PUT FORWARD ANY ADDITIONAL PROPOSALS OR AMENDMENTS TO PROPOSALS ALREADY SET OUT IN THE PUBLISHED AGENDA OR ANY PROPOSALS UNDER ART. 700 PARA. 3 OF THE SWISS CODE OF OBLIGATIONS, I HEREBY AUTHORIZE THE INDEPENDENT PROXY TO VOTE ON SUCH PROPOSALS AS FOLLOWS 2.1 PROPOSALS OF SHAREHOLDERS Shr Against For 2.2 PROPOSALS OF THE BOARD OF DIRECTORS Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- CREDIT SUISSE GROUP AG Agenda Number: 713895982 -------------------------------------------------------------------------------------------------------------------------- Security: H3698D419 Meeting Type: AGM Meeting Date: 30-Apr-2021 Ticker: ISIN: CH0012138530 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 535624 DUE TO RECEIPT OF DELETION OF RESOLUTIONS 2, 6.2.1 AND 6.2.3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU 1.1 CONSULTATIVE VOTE ON THE 2020 COMPENSATION Mgmt For For REPORT 1.2 APPROVAL OF THE 2020 MANAGEMENT REPORT, THE Mgmt For For 2020 PARENT COMPANY FINANCIAL STATEMENTS, AND THE 2020 GROUP CONSOLIDATED FINANCIAL STATEMENTS 3 APPROPRIATION OF RETAINED EARNINGS AND Mgmt For For ORDINARY DISTRIBUTION OF DIVIDENDS PAYABLE OUT OF RETAINED EARNINGS AND CAPITAL CONTRIBUTION RESERVES: CHF 0.29 PER SHARE 4 INCREASE AND EXTENSION OF THE AUTHORIZED Mgmt For For CAPITAL 5.1.1 ELECTION OF ANTONIO HORTA-OSORIO AS MEMBER Mgmt For For AND CHAIRMAN OF THE BOARD OF DIRECTORS 5.1.2 RE-ELECTION OF IRIS BOHNET AS MEMBER OF THE Mgmt For For BOARD OF DIRECTORS 5.1.3 RE-ELECTION OF CHRISTIAN GELLERSTAD AS Mgmt For For MEMBER OF THE BOARD OF DIRECTORS 5.1.4 RE-ELECTION OF ANDREAS GOTTSCHLING AS Mgmt For For MEMBER OF THE BOARD OF DIRECTORS 5.1.5 RE-ELECTION OF MICHAEL KLEIN AS MEMBER OF Mgmt For For THE BOARD OF DIRECTORS 5.1.6 RE-ELECTION OF SHAN LI AS MEMBER OF THE Mgmt For For BOARD OF DIRECTORS 5.1.7 RE-ELECTION OF SERAINA MACIA AS MEMBER OF Mgmt For For THE BOARD OF DIRECTORS 5.1.8 RE-ELECTION OF RICHARD MEDDINGS AS MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 5.1.9 RE-ELECTION OF KAI S. NARGOLWALA AS MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 5.110 RE-ELECTION OF ANA PAULA PESSOA AS MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 5.111 RE-ELECTION OF SEVERIN SCHWAN AS MEMBER OF Mgmt For For THE BOARD OF DIRECTORS 5.112 ELECTION OF CLARE BRADY AS MEMBER OF THE Mgmt For For BOARD OF DIRECTORS 5.113 ELECTION OF BLYTHE MASTERS AS MEMBER OF THE Mgmt For For BOARD OF DIRECTORS 5.2.1 RE-ELECTION OF IRIS BOHNET AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 5.2.2 RE-ELECTION OF CHRISTIAN GELLERSTAD AS Mgmt For For MEMBER OF THE COMPENSATION COMMITTEE 5.2.3 RE-ELECTION OF MICHAEL KLEIN AS MEMBER OF Mgmt For For THE COMPENSATION COMMITTEE 5.2.4 RE-ELECTION OF KAI S. NARGOLWALA AS MEMBER Mgmt For For OF THE COMPENSATION COMMITTEE 5.2.5 ELECTION OF BLYTHE MASTERS AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 6.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For OF DIRECTORS 6.2.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For EXECUTIVE BOARD: FIXED COMPENSATION 7.1 ELECTION OF THE INDEPENDENT AUDITORS: Mgmt For For PRICEWATERHOUSECOOPERS AG, ZURICH 7.2 ELECTION OF THE SPECIAL AUDITORS: BDO AG, Mgmt For For ZURICH 7.3 ELECTION OF THE INDEPENDENT PROXY: LAW Mgmt For For OFFICE KELLER PARTNERSHIP, ZURICH CMMT IF, AT THE ANNUAL GENERAL MEETING, Non-Voting SHAREHOLDERS OR THE BOARD OF DIRECTORS PUT FORWARD ANY ADDITIONAL PROPOSALS OR AMENDMENTS TO PROPOSALS ALREADY SET OUT IN THE PUBLISHED AGENDA OR ANY PROPOSALS UNDER ART. 700 PARA. 3 OF THE SWISS CODE OF OBLIGATIONS, I HEREBY AUTHORIZE THE INDEPENDENT PROXY TO VOTE ON SUCH PROPOSALS AS FOLLOWS 8.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For SHAREHOLDER PROPOSAL: PROPOSALS OF SHAREHOLDERS 8.2 PROPOSALS OF THE BOARD OF DIRECTORS Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- DKSH HOLDING AG Agenda Number: 713612439 -------------------------------------------------------------------------------------------------------------------------- Security: H2012M121 Meeting Type: AGM Meeting Date: 18-Mar-2021 Ticker: ISIN: CH0126673539 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 APPROVAL OF THE FINANCIAL STATEMENTS OF Mgmt For For DKSH HOLDING LTD. AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS OF THE DKSH GROUP FOR THE FINANCIAL YEAR 2020 2 APPROPRIATION OF AVAILABLE EARNINGS AS PER Mgmt For For BALANCE SHEET 2020 AND DECLARATION OF DIVIDEND 3 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2020 4.1 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For THE COMPENSATION OF THE BOARD OF DIRECTORS FOR THE TERM OF OFFICE UNTIL THE NEXT ORDINARY GENERAL MEETING 4.2 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For THE COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2022 5.1.1 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: DR. WOLFGANG BAIER 5.1.2 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: MR. JACK CLEMONS 5.1.3 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: MR. MARCO GADOLA 5.1.4 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: DR. FRANK CH. GULICH 5.1.5 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: MR. ADRIAN T. KELLER 5.1.6 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: MR. ANDREAS W. KELLER 5.1.7 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: MS. PROF. DR. ANNETTE G. KOEHLER 5.1.8 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: DR. HANS CHRISTOPH TANNER 5.1.9 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: MS. EUNICE ZEHNDER-LAI 5.2 RE-ELECTION OF MR. MARCO GADOLA AS CHAIRMAN Mgmt For For OF THE BOARD OF DIRECTORS 5.3.1 RE-ELECTION OF THE MEMBER OF THE NOMINATION Mgmt Against Against AND COMPENSATION COMMITTEE: DR. FRANK CH. GULICH 5.3.2 RE-ELECTION OF THE MEMBER OF THE NOMINATION Mgmt Against Against AND COMPENSATION COMMITTEE: MR. ADRIAN T. KELLER 5.3.3 RE-ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For AND COMPENSATION COMMITTEE: MS. EUNICE ZEHNDER-LAI 6 RE-ELECTION OF ERNST AND YOUNG LTD., Mgmt For For ZURICH, AS STATUTORY AUDITORS OF DKSH HOLDING LTD. FOR THE FINANCIAL YEAR 2021 7 RE-ELECTION OF MR. ERNST A. WIDMER, ZURICH, Mgmt For For AS INDEPENDENT PROXY -------------------------------------------------------------------------------------------------------------------------- FORBO HOLDING AG Agenda Number: 713683565 -------------------------------------------------------------------------------------------------------------------------- Security: H26865214 Meeting Type: AGM Meeting Date: 01-Apr-2021 Ticker: ISIN: CH0003541510 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 APPROVAL OF THE ANNUAL REPORT, ANNUAL Mgmt For For STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2020 BUSINESS YEAR AND RECEIPT OF THE REPORTS OF THE STATUTORY AUDITOR 2 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE EXECUTIVE BOARD 3 APPROPRIATION OF AVAILABLE EARNINGS IN Mgmt For For ACCORDANCE WITH THE PROPOSAL OF THE BOARD OF DIRECTORS 4.1 APPROVAL OF REMUNERATIONS: ACCEPTANCE OF Mgmt For For THE 2020 REMUNERATION REPORT (CONSULTATIVE VOTE) 4.2 APPROVAL OF REMUNERATIONS: APPROVAL OF THE Mgmt For For MAXIMUM TOTAL REMUNERATION OF THE BOARD OF DIRECTORS FOR 2022 4.3 APPROVAL OF REMUNERATIONS: APPROVAL OF THE Mgmt For For MAXIMUM FIXED REMUNERATION OF THE EXECUTIVE BOARD FOR 2022 4.4 APPROVAL OF REMUNERATIONS: APPROVAL OF THE Mgmt For For SHORT-TERM VARIABLE REMUNERATION OF THE EXECUTIVE BOARD FOR 2020 4.5 APPROVAL OF REMUNERATIONS: APPROVAL OF THE Mgmt For For MAXIMUM LONG-TERM PARTICIPATION OF THE EXECUTIVE BOARD FOR 2021 5.1 RE-ELECTION TO THE BOARD OF DIRECTOR: THIS Mgmt For For E. SCHNEIDER AS EXECUTIVE CHAIRMAN 5.2 RE-ELECTION TO THE BOARD OF DIRECTOR: DR. Mgmt Against Against PETER ALTORFER AS A MEMBER 5.3 RE-ELECTION TO THE BOARD OF DIRECTOR: Mgmt Against Against MICHAEL PIEPER AS A MEMBER 5.4 RE-ELECTION TO THE BOARD OF DIRECTOR: Mgmt For For CLAUDIA CONINX-KACZYNSKI AS A MEMBER 5.5 RE-ELECTION TO THE BOARD OF DIRECTOR: DR. Mgmt For For RETO MUELLER AS A MEMBER 5.6 RE-ELECTION TO THE BOARD OF DIRECTOR: Mgmt Against Against VINCENT STUDER AS A MEMBER 6.1 RE-ELECTION TO THE REMUNERATION COMMITTEE: Mgmt Against Against DR. PETER ALTORFER AS A MEMBER 6.2 RE-ELECTION TO THE REMUNERATION COMMITTEE: Mgmt For For CLAUDIA CONINX-KACZYNSKI AS A MEMBER 6.3 RE-ELECTION TO THE REMUNERATION COMMITTEE: Mgmt Against Against MICHAEL PIEPER AS A MEMBER 7 RE-ELECTION OF THE STATUTORY AUDITOR: KPMG Mgmt For For AG 8 RE-ELECTION OF THE INDEPENDENT PROXY: RENE Mgmt For For PEYER, LAWYER AND NOTARY, ZUG -------------------------------------------------------------------------------------------------------------------------- GALENICA AG Agenda Number: 713926408 -------------------------------------------------------------------------------------------------------------------------- Security: H28456103 Meeting Type: AGM Meeting Date: 12-May-2021 Ticker: ISIN: CH0360674466 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 APPROVAL OF THE MANAGEMENT REPORT, THE 2020 Mgmt For For FINANCIAL STATEMENTS OF GALENICA LTD. AND THE 2020 CONSOLIDATED FINANCIAL STATEMENTS OF THE GALENICA GROUP 2 DISCHARGE OF THE BOARD OF DIRECTORS AND Mgmt For For EXECUTIVE COMMITTEE FOR FINANCIAL YEAR 2020 3.1 APPROPRIATION OF 2020 DISTRIBUTABLE PROFITS Mgmt For For 3.2 USE OF RESERVES FROM CAPITAL CONTRIBUTIONS Mgmt For For 4 APPROVAL OF THE REMUNERATION REPORT 2020 Mgmt For For (CONSULTATIVE VOTE) 5.1 APPROVAL OF THE TOTAL AMOUNTS OF Mgmt For For REMUNERATION FOR FINANCIAL YEAR 2022: TOTAL REMUNERATION OF THE BOARD OF DIRECTORS 5.2 APPROVAL OF THE TOTAL AMOUNTS OF Mgmt For For REMUNERATION FOR FINANCIAL YEAR 2022: TOTAL REMUNERATION OF THE EXECUTIVE COMMITTEE 6 AMENDMENT OF ARTICLE 3A (1) OF THE ARTICLES Mgmt Against Against OF ASSOCIATION (AUTHORISED CAPITAL) 7.1.1 RE-ELECTION OF DANIELA Mgmt For For BOSSHARDT-HENGARTNER, AS CHAIRWOMAN OF THE BOARD OF DIRECTORS 7.1.2 RE-ELECTION OF BERTRAND JUNGO AS MEMBER OF Mgmt For For THE BOARD OF DIRECTORS 7.1.3 RE-ELECTION OF PASCALE BRUDERER AS MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 7.1.4 RE-ELECTION OF PROF. HON. DR. MICHEL Mgmt For For BURNIER AS MEMBER OF THE BOARD OF DIRECTORS 7.1.5 RE-ELECTION OF DR. MARKUS R. NEUHAUS AS Mgmt For For MEMBER OF THE BOARD OF DIRECTORS 7.1.6 RE-ELECTION OF DR. ANDREAS WALDE AS MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 7.2.1 RE-ELECTION OF DR. ANDREAS WALDE AS MEMBER Mgmt For For OF THE REMUNERATION COMMITTEE 7.2.2 RE-ELECTION OF DR. MARKUS R. NEUHAUS AS Mgmt For For MEMBER OF THE REMUNERATION COMMITTEE 7.2.3 RE-ELECTION OF PROF. HON. DR. MICHEL Mgmt For For BURNIER (NEW) AS MEMBER OF THE REMUNERATION COMMITTEE 7.3 RE-ELECTION OF THE INDEPENDENT PROXY Mgmt For For HOLDER: WALDER WYSS LTD., DR. IUR. THOMAS NAGEL, ATTORNEY-AT-LAW 7.4 RE-ELECTION OF THE AUDITORS: ERNST AND Mgmt For For YOUNG LTD -------------------------------------------------------------------------------------------------------------------------- GEBERIT AG Agenda Number: 713679491 -------------------------------------------------------------------------------------------------------------------------- Security: H2942E124 Meeting Type: OGM Meeting Date: 14-Apr-2021 Ticker: ISIN: CH0030170408 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 APPROVAL OF THE BUSINESS AND FINANCIAL Mgmt For For REVIEW, THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR 2020, ACCEPTANCE OF THE AUDITORS' REPORTS 2 RESOLUTION ON THE APPROPRIATION OF Mgmt For For AVAILABLE EARNINGS: CHF 11.40 PER SHARE 3 FORMAL APPROVAL OF THE ACTIONS OF THE BOARD Mgmt For For OF DIRECTORS 4.1.1 RE-ELECTION OF ALBERT M. BAEHNY AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS AND AS CHAIRMAN OF THE BOARD OF DIRECTORS 4.1.2 RE-ELECTION OF FELIX R. EHRAT: THE BOARD OF Mgmt For For DIRECTORS PROPOSES THAT FELIX R. EHRAT BE RE-ELECTED AS A MEMBER OF THE BOARD OF DIRECTORS UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 4.1.3 RE-ELECTION OF WERNER KARLEN: THE BOARD OF Mgmt For For DIRECTORS PROPOSES THAT WERNER KARLEN BE RE-ELECTED AS A MEMBER OF THE BOARD OF DIRECTORS UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 4.1.4 RE-ELECTION OF BERNADETTE KOCH: THE BOARD Mgmt For For OF DIRECTORS PROPOSES THAT BERNADETTE KOCH BE RE-ELECTED AS A MEMBER OF THE BOARD OF DIRECTORS UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 4.1.5 RE-ELECTION OF EUNICE ZEHNDER-LAI: THE Mgmt For For BOARD OF DIRECTORS PROPOSES THAT EUNICE ZEHNDER-LAI BE RE-ELECTED AS A MEMBER OF THE BOARD OF DIRECTORS UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 4.1.6 ELECTION OF THOMAS BACHMANN: THE BOARD OF Mgmt For For DIRECTORS PROPOSES THAT THOMAS BACHMANN BE ELECTED AS A MEMBER OF THE BOARD OF DIRECTORS UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 4.2.1 RE-ELECTION OF WERNER KARLEN: THE BOARD OF Mgmt For For DIRECTORS PROPOSES THAT WERNER KARLEN BE RE-ELECTED AS A MEMBER OF THE COMPENSATION COMMITTEE UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 4.2.2 RE-ELECTION OF EUNICE ZEHNDER-LAI: THE Mgmt For For BOARD OF DIRECTORS PROPOSES THAT EUNICE ZEHNDER-LAI BE RE-ELECTED AS A MEMBER OF THE COMPENSATION COMMITTEE UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING. IF EUNICE ZEHNDER-LAI IS RE-ELECTED AS A MEMBER OF THE COMPENSATION COMMITTEE, THE BOARD OF DIRECTORS INTENDS TO APPOINT HER AS CHAIRWOMAN OF THE COMPENSATION COMMITTEE 4.2.3 ELECTION OF THOMAS BACHMANN: THE BOARD OF Mgmt For For DIRECTORS PROPOSES THAT THOMAS BACHMANN BE ELECTED AS A MEMBER OF THE COMPENSATION COMMITTEE UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 5 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For BOARD OF DIRECTORS PROPOSES THAT THE LAWYER'S OFFICE HBA RECHTSANWALTE AG, ZURICH, REPRESENTED BY ROGER MULLER, LAWYER, BE RE-ELECTED AS THE INDEPENDENT PROXY UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 6 RE-APPOINTMENT OF THE AUDITORS: THE BOARD Mgmt For For OF DIRECTORS PROPOSES THAT PRICEWATERHOUSECOOPERS AG BE RE-APPOINTED AS AUDITORS FOR THE 2021 BUSINESS YEAR 7.1 CONSULTATIVE VOTE ON THE 2020 REMUNERATION Mgmt For For REPORT 7.2 APPROVAL OF THE MAXIMUM AGGREGATE Mgmt For For REMUNERATION AMOUNT FOR THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERIOD UNTIL THE NEXT ORDINARY GENERAL MEETING 7.3 APPROVAL OF THE MAXIMUM AGGREGATE Mgmt For For REMUNERATION AMOUNT FOR THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE BUSINESS YEAR 2022 8 REDUCTION IN CAPITAL: REDUCTION IN THE Mgmt For For SHARE CAPITAL BY CANCELLING 1,167,094 OF THE COMPANY'S SHARES THAT WERE ACQUIRED AS PART OF THE SHARE BUYBACK PROGRAMME ANNOUNCED ON 6 JUNE 2017 AND CONCLUDED ON 30 APRIL 2020 AS WELL AS THE SHARE BUYBACK PROGRAMME STARTED ON 17 SEPTEMBER 2020, NOT CONCLUDED YET -------------------------------------------------------------------------------------------------------------------------- HELVETIA HOLDING AG Agenda Number: 713819994 -------------------------------------------------------------------------------------------------------------------------- Security: H3701P102 Meeting Type: OGM Meeting Date: 30-Apr-2021 Ticker: ISIN: CH0466642201 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR 2020 AS WELL AS THE AUDITOR'S REPORTS 2 DISCHARGE OF MEMBERS OF EXECUTIVE BODIES Mgmt For For 3 APPROPRIATION OF PROFIT Mgmt For For 4.1 RE-ELECTION OF MS DORIS RUSSI SCHURTER AS A Mgmt For For MEMBER AND CHAIRWOMAN OF THE BOARD OF DIRECTORS 4.2.1 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTOR: MR BEAT FELLMANN 4.2.2 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTOR: MR JEAN-RENE FOURNIER 4.2.3 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTOR: DR IVO FURRER 4.2.4 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTOR: DR HANS C. KUNZLE 4.2.5 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTOR: PROF. CHRISTOPH LECHNER 4.2.6 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTOR: DR GABRIELA MARIA PAYER 4.2.7 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTOR: DR THOMAS SCHMUCKLI 4.2.8 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTOR: DR ANDREAS VON PLANTA 4.2.9 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTOR: MS REGULA WALLIMANN 4.3.1 RE-ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For AND COMPENSATION COMMITTEE: MR JEAN-RENE FOURNIER 4.3.2 RE-ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For AND COMPENSATION COMMITTEE: DR GABRIELA MARIA PAYER 4.3.3 RE-ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For AND COMPENSATION COMMITTEE: DR ANDREAS VON PLANTA 4.3.4 RE-ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For AND COMPENSATION COMMITTEE: MS REGULA WALLIMANN 5.1 APPROVAL OF THE TOTAL AMOUNT OF THE FIXED Mgmt Against Against COMPENSATION OF THE BOARD OF DIRECTORS 5.2 APPROVAL OF THE TOTAL AMOUNT OF THE FIXED Mgmt For For COMPENSATION OF THE EXECUTIVE MANAGEMENT 5.3 APPROVAL OF THE TOTAL AMOUNT OF THE Mgmt Against Against VARIABLE COMPENSATION FOR THE EXECUTIVE MANAGEMENT 6 ELECTION OF THE INDEPENDENT PROXY: SCHMUKI Mgmt For For BACHMANN RECHTSANWALTE 7 ELECTION OF THE STATUTORY AUDITOR: KPMG AG, Mgmt Against Against ZURICH -------------------------------------------------------------------------------------------------------------------------- IDORSIA LTD Agenda Number: 713900466 -------------------------------------------------------------------------------------------------------------------------- Security: H3879B109 Meeting Type: AGM Meeting Date: 12-May-2021 Ticker: ISIN: CH0363463438 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 550039 DUE TO SPLITTING OF RESOLUTION 5.4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1.1 ANNUAL REPORT 2020, CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS 2020, STATUTORY FINANCIAL STATEMENTS 2020 AND COMPENSATION REPORT 2020: APPROVAL OF ANNUAL REPORT 2020, CONSOLIDATED FINANCIAL STATEMENTS 2020, AND STATUTORY FINANCIAL STATEMENTS 2020 1.2 ANNUAL REPORT 2020, CONSOLIDATED FINANCIAL Mgmt Against Against STATEMENTS 2020, STATUTORY FINANCIAL STATEMENTS 2020 AND COMPENSATION REPORT 2020: CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2020 2 APPROPRIATION OF AVAILABLE EARNINGS Mgmt For For 3 DISCHARGE OF THE BOARD OF DIRECTORS AND OF Mgmt For For THE EXECUTIVE COMMITTEE 4 INCREASE AND EXTENSION OF THE EXISTING Mgmt Against Against AUTHORISED SHARE CAPITAL 5.1.1 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: MATHIEU SIMON 5.1.2 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: JOERN ALDAG 5.1.3 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: JEAN-PAUL CLOZEL 5.1.4 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: FELIX R. EHRAT 5.1.5 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: SANDY MAHATME 5.2.1 ELECTION OF NEW DIRECTOR: PETER KELLOGG Mgmt For For 5.2.2 ELECTION OF NEW DIRECTOR: SRISHTI GUPTA Mgmt For For 5.3 RE-ELECTION OF THE CHAIR OF THE BOARD OF Mgmt Against Against DIRECTORS: MATHIEU SIMON 5.4.1 ELECTION OF THE NOMINATING, GOVERNANCE AND Mgmt Against Against COMPENSATION COMMITTEE: MATHIEU SIMON 5.4.2 ELECTION OF THE NOMINATING, GOVERNANCE AND Mgmt For For COMPENSATION COMMITTEE: JOERN ALDAG 5.4.3 ELECTION OF THE NOMINATING, GOVERNANCE AND Mgmt For For COMPENSATION COMMITTEE: FELIX R. EHRAT 5.4.4 ELECTION OF THE NOMINATING, GOVERNANCE AND Mgmt For For COMPENSATION COMMITTEE: SRISHTI GUPTA 6.1 APPROVAL OF BOARD COMPENSATION AND Mgmt For For EXECUTIVE COMMITTEE COMPENSATION: APPROVAL OF BOARD COMPENSATION (NON-EXECUTIVE DIRECTORS) FOR THE 2021-2022 TERM OF OFFICE 6.2 APPROVAL OF BOARD COMPENSATION AND Mgmt For For EXECUTIVE COMMITTEE COMPENSATION: APPROVAL OF EXECUTIVE COMMITTEE COMPENSATION 2022 7 ELECTION OF THE INDEPENDENT PROXY: Mgmt For For BACHMANNPARTNER SACHWALTER UND TREUHAND AG 8 ELECTION OF THE STATUTORY AUDITORS: ERNST Mgmt For For AND YOUNG AG, BASEL -------------------------------------------------------------------------------------------------------------------------- JULIUS BAER GRUPPE AG Agenda Number: 713180331 -------------------------------------------------------------------------------------------------------------------------- Security: H4414N103 Meeting Type: EGM Meeting Date: 02-Nov-2020 Ticker: ISIN: CH0102484968 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF CHF 0.75 PER SHARE -------------------------------------------------------------------------------------------------------------------------- JULIUS BAER GRUPPE AG Agenda Number: 713719891 -------------------------------------------------------------------------------------------------------------------------- Security: H4414N103 Meeting Type: AGM Meeting Date: 14-Apr-2021 Ticker: ISIN: CH0102484968 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1.1 FINANCIAL STATEMENTS AND CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR 2020 1.2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt For For REPORT 2020 2 APPROPRIATION OF DISPOSABLE PROFIT: Mgmt For For DISSOLUTION AND DISTRIBUTION OF STATUTORY CAPITAL RESERVE 3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND OF THE EXECUTIVE BOARD 4.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For OF DIRECTORS: MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE COMING TERM OF OFFICE (AGM 2021 TO AGM 2022) 4.2.1 APPROVAL OF THE COMPENSATION OF THE Mgmt For For EXECUTIVE BOARD: AGGREGATE AMOUNT OF VARIABLE CASH-BASED COMPENSATION ELEMENTS FOR THE COMPLETED FINANCIAL YEAR 2020 4.2.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For EXECUTIVE BOARD: AGGREGATE AMOUNT OF VARIABLE SHARE-BASED COMPENSATION ELEMENTS THAT ARE ALLOCATED IN THE CURRENT FINANCIAL YEAR 2021 4.2.3 APPROVAL OF THE COMPENSATION OF THE Mgmt For For EXECUTIVE BOARD: MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION FOR THE NEXT FINANCIAL YEAR 2022 5.1.1 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For ROMEO LACHER 5.1.2 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For GILBERT ACHERMANN 5.1.3 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For HEINRICH BAUMANN 5.1.4 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For RICHARD CAMPBELL-BREEDEN 5.1.5 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For IVO FURRER 5.1.6 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS. Mgmt For For CLAIRE GIRAUT 5.1.7 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS. Mgmt For For KATHRYN SHIH 5.1.8 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MS. Mgmt For For EUNICE ZEHNDER-LAI 5.1.9 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MS. Mgmt For For OLGA ZOUTENDIJK 5.2.1 NEW ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For DAVID NICOL 5.3 RE-ELECTION OF MR. ROMEO LACHER AS CHAIRMAN Mgmt For For OF THE BOARD OF DIRECTORS 5.4.1 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For MR. GILBERT ACHERMANN 5.4.2 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For MR. RICHARD CAMPBELL-BREEDEN 5.4.3 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For MRS. KATHRYN SHIH 5.4.4 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For MRS. EUNICE ZEHNDER-LAI 6 ELECTION OF THE STATUTORY AUDITOR: KPMG AG, Mgmt For For ZURICH 7 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For MR. MARC NATER 8 CAPITAL REDUCTION (WITH AMENDMENTS OF THE Mgmt For For ARTICLES OF INCORPORATION) 9 AMENDMENTS OF THE ARTICLES OF INCORPORATION Mgmt For For -------------------------------------------------------------------------------------------------------------------------- LOGITECH INTERNATIONAL SA Agenda Number: 712987556 -------------------------------------------------------------------------------------------------------------------------- Security: H50430232 Meeting Type: AGM Meeting Date: 09-Sep-2020 Ticker: ISIN: CH0025751329 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2 ADVISORY VOTE TO RATIFY NAMED EXECUTIVE Mgmt For For OFFICERS' COMPENSATION 3 APPROPRIATION OF RETAINED EARNINGS AND Mgmt For For DECLARATION OF DIVIDEND 4 APPROVE CREATION OF CHF 4.3 MILLION POOL OF Mgmt For For AUTHORIZED CAPITAL WITHOUT PREEMPTIVE RIGHTS 5 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For MANAGEMENT 6.A ELECT PATRICK AEBISCHER TO THE BOARD OF Mgmt For For DIRECTORS 6.B ELECT WENDY BECKER TO THE BOARD OF Mgmt For For DIRECTORS 6.C ELECT EDOUARD BUGNION TO THE BOARD OF Mgmt For For DIRECTORS 6.D ELECT BRACKEN DARRELL TO THE BOARD OF Mgmt For For DIRECTORS 6.E ELECT GUY GECHT TO THE BOARD OF DIRECTORS Mgmt For For 6.F ELECT DIDIER HIRSCH TO THE BOARD OF Mgmt For For DIRECTORS 6.G ELECT NEIL HUNT TO THE BOARD OF DIRECTORS Mgmt For For 6.H ELECT MARJORIE LAO TO THE BOARD OF Mgmt For For DIRECTORS 6.I ELECT NEELA MONTGOMERY TO THE BOARD OF Mgmt For For DIRECTORS 6.J ELECT MICHAEL POLK TO THE BOARD OF Mgmt For For DIRECTORS 6.K ELECT RIET CADONAU TO THE BOARD OF Mgmt Against Against DIRECTORS 6.L ELECT DEBORAH THOMAS TO THE BOARD OF Mgmt For For DIRECTORS 7 ELECT WENDY BECKER AS BOARD CHAIRMAN Mgmt For For 8.A APPOINT EDOUARD BUGNION AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 8.B APPOINT NEIL HUNT AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 8.C APPOINT MICHAEL POLK AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 8.D APPOINT RIET CADONAU AS MEMBER OF THE Mgmt Against Against COMPENSATION COMMITTEE 9 APPROVE REMUNERATION OF BOARD OF DIRECTORS Mgmt For For IN THE AMOUNT OF CHF 3,500,000 10 APPROVE REMUNERATION OF THE GROUP Mgmt For For MANAGEMENT TEAM IN THE AMOUNT OF USD 29,400,000 11 RATIFY KPMG AG AS AUDITORS AND RATIFY KPMG Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2021 12 DESIGNATE ETUDE REGINA WENGER SARAH Mgmt For For KEISER-WUGER AS INDEPENDENT REPRESENTATIVE -------------------------------------------------------------------------------------------------------------------------- LONZA GROUP AG Agenda Number: 713733170 -------------------------------------------------------------------------------------------------------------------------- Security: H50524133 Meeting Type: AGM Meeting Date: 06-May-2021 Ticker: ISIN: CH0013841017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 531517 DUE TO RECEIPT OF ADDITIONAL RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 ANNUAL REPORT, CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS AND FINANCIAL STATEMENTS OF LONZA 2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt For For REPORT 3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE EXECUTIVE COMMITTEE 4 APPROPRIATION OF AVAILABLE EARNINGS / Mgmt For For RESERVES FROM CAPITAL CONTRIBUTION: CHF 3.00 PER SHARE 5.1.A RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For WERNER BAUER 5.1.B RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For ALBERT M. BAEHNY 5.1.C RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For DOROTHEE DEURING 5.1.D RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For ANGELICA KOHLMANN 5.1.E RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For CHRISTOPH MADER 5.1.F RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For BARBARA RICHMOND 5.1.G RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For JURGEN STEINEMANN 5.1.H RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For OLIVIER VERSCHEURE 5.2 RE-ELECTION OF ALBERT M. BAEHNY AS CHAIRMAN Mgmt For For OF THE BOARD OF DIRECTORS 5.3.A RE-ELECTION TO THE NOMINATION AND Mgmt For For COMPENSATION COMMITTEE: ANGELICA KOHLMANN 5.3.B RE-ELECTION TO THE NOMINATION AND Mgmt For For COMPENSATION COMMITTEE: CHRISTOPH MADER 5.3.C RE-ELECTION TO THE NOMINATION AND Mgmt For For COMPENSATION COMMITTEE: JURGEN STEINEMANN 6 RE-ELECTION OF KPMG LTD, ZURICH AS AUDITORS Mgmt For For 7 RE-ELECTION OF THOMANNFISCHER, BASEL AS Mgmt For For INDEPENDENT PROXY 8 COMPENSATION OF THE BOARD OF DIRECTORS Mgmt For For 9.1 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION OF THE EXECUTIVE COMMITTEE 9.2 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For AGGREGATE AMOUNT OF VARIABLE SHORT-TERM COMPENSATION OF THE EXECUTIVE COMMITTEE 9.3 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For MAXIMUM AGGREGATE AMOUNT OF VARIABLE LONG-TERM COMPENSATION OF THE EXECUTIVE COMMITTEE 10 RENEWAL OF AUTHORIZED CAPITAL Mgmt For For 11 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE ANNUAL GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS (YES = VOTE IN FAVOR OF ANY SUCH YET UNKONWN PROPOSAL; NO = VOTE AGAINST ANY SUCH YET UNKNOWN PORPOSAL; ABSTAIN) -------------------------------------------------------------------------------------------------------------------------- MEDACTA GROUP SA Agenda Number: 713409399 -------------------------------------------------------------------------------------------------------------------------- Security: H7251B108 Meeting Type: EGM Meeting Date: 18-Dec-2020 Ticker: ISIN: CH0468525222 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 ELECTION OF RICCARDO BRAGLIA AS MEMBER OF Mgmt For For THE BOARD OF DIRECTORS 2 ELECTION OF RICCARDO BRAGLIA AS MEMBER OF Mgmt For For THE REMUNERATION COMMITTEE -------------------------------------------------------------------------------------------------------------------------- MEDACTA GROUP SA Agenda Number: 714016703 -------------------------------------------------------------------------------------------------------------------------- Security: H7251B108 Meeting Type: AGM Meeting Date: 25-May-2021 Ticker: ISIN: CH0468525222 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1.1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 1.2 APPROVE REMUNERATION REPORT Mgmt For For 2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For OF DIVIDENDS 3 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For MANAGEMENT 4.1 REELECT ALBERTO SICCARDI AS DIRECTOR AND Mgmt For For BOARD CHAIRMAN 4.2 REELECT MARIA TONOLLI AS DIRECTOR Mgmt For For 4.3 REELECT VICTOR BALLI AS DIRECTOR Mgmt For For 4.4 REELECT RICCARDO BRAGLIA AS DIRECTOR Mgmt For For 4.5 REELECT PHILIPPE WEBER AS DIRECTOR Mgmt For For 5.1 REAPPOINT PHILIPPE WEBER AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 5.2 REAPPOINT RICCARDO BRAGLIA AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 6 DESIGNATE FULVIO PELLI AS INDEPENDENT PROXY Mgmt For For 7 RATIFY DELOITTE SA AS AUDITORS Mgmt For For 8.1.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For AMOUNT OF CHF 1.2 MILLION 8.1.2 APPROVE REMUNERATION FOR CONSULTING Mgmt Against Against SERVICES OF DIRECTORS IN THE AMOUNT OF CHF 150,000 8.2.1 APPROVE FIXED REMUNERATION OF EXECUTIVE Mgmt For For COMMITTEE IN THE AMOUNT OF CHF 1.2 MILLION 8.2.2 APPROVE VARIABLE SHORT-TERM REMUNERATION OF Mgmt For For EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 1.1 MILLION 8.2.3 APPROVE VARIABLE LONG-TERM REMUNERATION OF Mgmt For For EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 800,000 -------------------------------------------------------------------------------------------------------------------------- NESTLE S.A. Agenda Number: 713713469 -------------------------------------------------------------------------------------------------------------------------- Security: H57312649 Meeting Type: AGM Meeting Date: 15-Apr-2021 Ticker: ISIN: CH0038863350 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 508495 DUE TO RECEIPT OF CHANGE IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1.1 APPROVAL OF THE ANNUAL REVIEW, THE Mgmt For For FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2020 1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2020 Mgmt For For (ADVISORY VOTE) 2 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND OF THE MANAGEMENT 3 APPROPRIATION OF PROFIT RESULTING FROM THE Mgmt For For BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2020 4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF THE Mgmt Against Against BOARD OF DIRECTORS: PAUL BULCKE 4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: ULF MARK SCHNEIDER 4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: HENRI DE CASTRIES 4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: RENATO FASSBIND 4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: PABLO ISLA 4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: ANN M. VENEMAN 4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: EVA CHENG 4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: PATRICK AEBISCHER 4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: KASPER RORSTED 4.110 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: KIMBERLY A. ROSS 4.111 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: DICK BOER 4.112 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: DINESH PALIWAL 4.113 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: HANNE JIMENEZ DE MORA 4.2 ELECTION TO THE BOARD OF DIRECTORS: LINDIWE Mgmt For For MAJELE SIBANDA 4.3.1 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For COMMITTEE: PABLO ISLA 4.3.2 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For COMMITTEE: PATRICK AEBISCHER 4.3.3 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For COMMITTEE: DICK BOER 4.3.4 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For COMMITTEE: KASPER RORSTED 4.4 ELECTION OF THE STATUTORY AUDITORS: ERNST Mgmt For For AND YOUNG LTD, LAUSANNE BRANCH 4.5 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For HARTMANN DREYER, ATTORNEYS-AT-LAW 5.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For OF DIRECTORS 5.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For EXECUTIVE BOARD 6 CAPITAL REDUCTION (BY CANCELLATION OF Mgmt For For SHARES) 7 SUPPORT OF NESTLE'S CLIMATE ROADMAP Mgmt For For (ADVISORY VOTE) 8 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL -------------------------------------------------------------------------------------------------------------------------- NOVARTIS AG Agenda Number: 713572988 -------------------------------------------------------------------------------------------------------------------------- Security: H5820Q150 Meeting Type: AGM Meeting Date: 02-Mar-2021 Ticker: ISIN: CH0012005267 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 APPROVAL OF THE OPERATING AND FINANCIAL Mgmt For For REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL YEAR 2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE 3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND FOR 2020 4 REDUCTION OF SHARE CAPITAL Mgmt For For 5 FURTHER SHARE REPURCHASES Mgmt For For 6.1 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE BOARD OF DIRECTORS FROM THE 2021 ANNUAL GENERAL MEETING TO THE 2022 ANNUAL GENERAL MEETING 6.2 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2022 6.3 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: ADVISORY VOTE ON THE 2020 COMPENSATION REPORT 7.1 RE-ELECTION OF JOERG REINHARDT AS MEMBER Mgmt For For AND CHAIRMAN OF THE BOARD OF DIRECTORS 7.2 RE-ELECTION OF NANCY C. ANDREWS AS MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 7.3 RE-ELECTION OF TON BUECHNER AS MEMBER OF Mgmt For For THE BOARD OF DIRECTORS 7.4 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For THE BOARD OF DIRECTORS 7.5 RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 7.6 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For BOARD OF DIRECTORS 7.7 RE-ELECTION OF BRIDGETTE HELLER AS MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 7.8 RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 7.9 RE-ELECTION OF SIMON MORONEY AS MEMBER OF Mgmt For For THE BOARD OF DIRECTORS 7.10 RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 7.11 RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 7.12 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt For For THE BOARD OF DIRECTORS 7.13 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 8.1 RE-ELECTION OF PATRICE BULA TO THE Mgmt For For COMPENSATION COMMITTEE 8.2 RE-ELECTION OF BRIDGETTE HELLER TO THE Mgmt For For COMPENSATION COMMITTEE 8.3 RE-ELECTION OF ENRICO VANNI TO THE Mgmt For For COMPENSATION COMMITTEE 8.4 RE-ELECTION OF WILLIAM T. WINTERS TO THE Mgmt For For COMPENSATION COMMITTEE 8.5 ELECTION OF SIMON MORONEY AS NEW MEMBER OF Mgmt For For THE COMPENSATION COMMITTEE 9 RE-ELECTION OF THE STATUTORY AUDITOR: THE Mgmt For For BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF PRICEWATERHOUSECOOPERS AG AS AUDITOR FOR THE FINANCIAL YEAR STARTING ON JANUARY 1, 2021 10 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING 11 AMENDMENT TO ARTICLE 20 PARAGRAPH 3 OF THE Mgmt For For ARTICLES OF INCORPORATION B GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Against Against MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO THE ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE AND/OR ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING) -------------------------------------------------------------------------------------------------------------------------- OC OERLIKON CORPORATION AG, PFAEFFIKON Agenda Number: 713719473 -------------------------------------------------------------------------------------------------------------------------- Security: H59187106 Meeting Type: AGM Meeting Date: 13-Apr-2021 Ticker: ISIN: CH0000816824 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 APPROVAL OF THE ANNUAL REPORT 2020 Mgmt For For 2 ALLOCATION OF THE 2020 AVAILABLE EARNINGS Mgmt For For AND DISTRIBUTION OF DIVIDEND 3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2020 4.1.1 RE-ELECTION OF PROF. DR. MICHAEL SUESS, AS Mgmt For For CHAIRMAN OF THE BOARD OF DIRECTOR 4.1.2 RE-ELECTION OF MR. PAUL ADAMS, AS DIRECTOR Mgmt For For 4.1.3 RE-ELECTION OF MRS. IRINA MATVEEVA, AS Mgmt For For DIRECTOR 4.1.4 RE-ELECTION OF MR. ALEXEY V. MOSKOV, AS Mgmt For For DIRECTOR 4.1.5 RE-ELECTION OF MR. GERHARD PEGAM, AS Mgmt For For DIRECTOR 4.1.6 RE-ELECTION OF DR. SUZANNE THOMA, AS Mgmt For For DIRECTOR 4.2 ELECTION OF A NEW MEMBER: MR. JUERG FEDIER, Mgmt For For AS DIRECTOR 5.1.1 RE-ELECTION OF PROF. DR. MICHAEL SUESS, AS Mgmt For For MEMBER OF THE HUMAN RESOURCES COMMITTEE 5.1.2 RE-ELECTION OF MR. ALEXEY V. MOSKOV, AS Mgmt For For MEMBER OF THE HUMAN RESOURCES COMMITTEE 5.1.3 RE-ELECTION OF MR. GERHARD PEGAM, AS MEMBER Mgmt For For OF THE HUMAN RESOURCES COMMITTEE 5.1.4 RE-ELECTION OF DR. SUZANNE THOMA, AS MEMBER Mgmt For For OF THE HUMAN RESOURCES COMMITTEE 5.2 ELECTION OF A NEW MEMBER: MR. PAUL ADAMS, Mgmt For For AS MEMBER 6 RE-ELECTION OF THE AUDITORS: Mgmt For For PRICEWATERHOUSECOOPERS AG, ZURICH 7 RE-ELECTION OF THE INDEPENDENT PROXY: PROXY Mgmt For For VOTING SERVICES GMBH, ZURICH 8 ADVISORY VOTE ON THE 2020 REMUNERATION Mgmt For For REPORT 9 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For TOTAL COMPENSATION OF THE BOARD OF DIRECTORS 10 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For FIXED COMPENSATION OF THE EXECUTIVE COMMITTEE 11 APPROVAL OF THE AGGREGATE AMOUNT OF Mgmt For For VARIABLE COMPENSATION OF THE EXECUTIVE COMMITTEE -------------------------------------------------------------------------------------------------------------------------- PARTNERS GROUP HOLDING AG Agenda Number: 713977518 -------------------------------------------------------------------------------------------------------------------------- Security: H6120A101 Meeting Type: AGM Meeting Date: 12-May-2021 Ticker: ISIN: CH0024608827 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF CHF 27.50 PER SHARE 3 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For MANAGEMENT 4 AMEND ARTICLES RE EXTERNAL MANDATES FOR Mgmt For For MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE COMMITTEE 5 APPROVE REMUNERATION REPORT Mgmt For For 6.1 APPROVE SHORT-TERM REMUNERATION OF Mgmt For For DIRECTORS IN THE AMOUNT OF CHF 3 MILLION 6.2 APPROVE LONG-TERM REMUNERATION OF DIRECTORS Mgmt For For IN THE AMOUNT OF CHF 3.8 MILLION 6.3 APPROVE TECHNICAL NON-FINANCIAL Mgmt For For REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 10.1 MILLION 6.4 APPROVE SHORT-TERM REMUNERATION OF Mgmt For For EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 9 MILLION FOR FISCAL YEAR 2021 6.5 APPROVE SHORT-TERM REMUNERATION OF Mgmt For For EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 9 MILLION FOR FISCAL YEAR 2022 6.6 APPROVE LONG-TERM REMUNERATION OF EXECUTIVE Mgmt For For COMMITTEE IN THE AMOUNT OF CHF 15.1 MILLION 6.7 APPROVE TECHNICAL NON-FINANCIAL Mgmt For For REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 60,000 7.1.1 ELECT STEFFEN MEISTER AS DIRECTOR AND AS Mgmt For For BOARD CHAIRMAN 7.1.2 ELECT MARCEL ERNI AS DIRECTOR Mgmt For For 7.1.3 ELECT ALFRED GANTNER AS DIRECTOR Mgmt For For 7.1.4 ELECT LISA HOOK AS DIRECTOR Mgmt For For 7.1.5 ELECT JOSEPH LANDY AS DIRECTOR Mgmt For For 7.1.6 ELECT GRACE DEL ROSARIO-CASTANO AS DIRECTOR Mgmt For For 7.1.7 ELECT MARTIN STROBEL AS DIRECTOR Mgmt For For 7.1.8 ELECT URS WIETLISBACH AS DIRECTOR Mgmt For For 7.2.1 APPOINT GRACE DEL ROSARIO-CASTANO AS MEMBER Mgmt For For OF THE NOMINATION AND COMPENSATION COMMITTEE 7.2.2 APPOINT LISA HOOK AS MEMBER OF THE Mgmt For For NOMINATION AND COMPENSATION COMMITTEE 7.2.3 APPOINT MARTIN STROBEL AS MEMBER OF THE Mgmt For For NOMINATION AND COMPENSATION COMMITTEE 7.3 DESIGNATE HOTZ GOLDMANN AS INDEPENDENT Mgmt For For PROXY 7.4 RATIFY KPMG AG AS AUDITORS Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SFS GROUP AG Agenda Number: 713707442 -------------------------------------------------------------------------------------------------------------------------- Security: H7482F118 Meeting Type: AGM Meeting Date: 22-Apr-2021 Ticker: ISIN: CH0239229302 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For AMOUNT OF CHF 1.5 MILLION FOR THE TERM OF OFFICE 2021/22 2.2 APPROVE FIXED REMUNERATION OF EXECUTIVE Mgmt For For COMMITTEE IN THE AMOUNT OF CHF 4.1 MILLION FOR THE PERIOD JAN. 1, 2022 - DEC. 31, 2022 2.3 APPROVE VARIABLE REMUNERATION OF EXECUTIVE Mgmt Against Against COMMITTEE IN THE AMOUNT OF CHF 2.5 MILLION FOR FISCAL YEAR 2020 3 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For MANAGEMENT 4 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF CHF 1.80 PER SHARE 5.1 REELECT NICK HUBER AS DIRECTOR Mgmt For For 5.2 REELECT URS KAUFMANN AS DIRECTOR Mgmt Against Against 5.3 REELECT THOMAS OETTERLI AS DIRECTOR Mgmt For For 5.4 REELECT HEINRICH SPOERRY AS DIRECTOR AND Mgmt For For BOARD CHAIRMAN 5.5 REELECT BETTINA STADLER AS DIRECTOR Mgmt For For 5.6 REELECT JOERG WALTHER AS DIRECTOR Mgmt For For 5.7 ELECT MANUELA SUTER AS DIRECTOR Mgmt For For 6.1 REAPPOINT NICK HUBER AS MEMBER OF THE Mgmt Against Against NOMINATION AND COMPENSATION COMMITTEE 6.2 REAPPOINT URS KAUFMANN AS CHAIRMAN OF THE Mgmt Against Against NOMINATION AND COMPENSATION COMMITTEE 6.3 REAPPOINT HEINRICH SPOERRY AS MEMBER OF THE Mgmt Against Against NOMINATION AND COMPENSATION COMMITTEE 7 DESIGNATE BUERKI BOLT RECHTSANWAELTE AS Mgmt For For INDEPENDENT PROXY 8 RATIFY PRICEWATERHOUSECOOPERS AG AS Mgmt For For AUDITORS -------------------------------------------------------------------------------------------------------------------------- SGS SA Agenda Number: 713641810 -------------------------------------------------------------------------------------------------------------------------- Security: H7485A108 Meeting Type: AGM Meeting Date: 23-Mar-2021 Ticker: ISIN: CH0002497458 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1.1 ANNUAL REPORT, FINANCIAL STATEMENTS OF SGS Mgmt For For SA AND CONSOLIDATED FINANCIAL STATEMENTS OF THE SGS GROUP FOR 2020 1.2 ADVISORY VOTE ON THE 2020 REMUNERATION Mgmt For For REPORT 2 RELEASE OF THE BOARD OF DIRECTORS AND OF Mgmt For For THE MANAGEMENT 3 APPROPRIATION OF PROFIT Mgmt For For 4.1.1 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For DIRECTOR: MR. CALVIN GRIEDER 4.1.2 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For DIRECTOR: MR. SAMI ATIYA 4.1.3 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For DIRECTOR: MR. PAUL DESMARAIS, JR 4.1.4 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For DIRECTOR: MR. IAN GALLIENNE 4.1.5 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For DIRECTOR: MR. SHELBY R. DU PASQUIER 4.1.6 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For DIRECTOR: MS. KORY SORENSON 4.1.7 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For DIRECTOR: MR. TOBIAS HARTMANN 4.1.8 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For DIRECTOR: MS. JANET S. VERGIS (NEW) 4.2.1 ELECTION OF MR. CALVIN GRIEDER AS CHAIRMAN Mgmt For For OF THE BOARD OF DIRECTORS 4.3.1 ELECTION TO THE REMUNERATION COMMITTEE: MR. Mgmt Against Against IAN GALLIENNE 4.3.2 ELECTION TO THE REMUNERATION COMMITTEE: MR. Mgmt Against Against SHELBY R. DU PASQUIER 4.3.3 ELECTION TO THE REMUNERATION COMMITTEE: MS. Mgmt For For KORY SORENSEN 4.4 ELECTION OF THE STATUTORY AUDITORS: Mgmt For For PRICEWATERHOUSECOOPERS SA, GENEVA 4.5 ELECTION OF THE INDEPENDENT PROXY: JEANDIN Mgmt For For + DEFACQZ, GENEVA 5.1 REMUNERATION MATTERS: REMUNERATION OF THE Mgmt For For BOARD OF DIRECTORS UNTIL THE 2022 ANNUAL GENERAL MEETING 5.2 REMUNERATION MATTERS: FIXED REMUNERATION OF Mgmt For For SENIOR MANAGEMENT FOR THE FISCAL YEAR 2022 5.3 REMUNERATION MATTERS: ANNUAL VARIABLE Mgmt For For REMUNERATION OF SENIOR MANAGEMENT FOR THE FISCAL YEAR 2020 5.4 REMUNERATION MATTERS: LONG TERM INCENTIVE Mgmt For For PLAN TO BE ISSUED IN 2021 6 REDUCTION OF SHARE CAPITAL Mgmt For For 7 AUTHORIZED SHARE CAPITAL Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SIG COMBIBLOC GROUP AG Agenda Number: 713732774 -------------------------------------------------------------------------------------------------------------------------- Security: H76406117 Meeting Type: AGM Meeting Date: 21-Apr-2021 Ticker: ISIN: CH0435377954 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. 1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For STATUTORY FINANCIAL STATEMENTS OF SIG COMBIBLOC GROUP AG AND THE CONSOLIDATED FINANCIAL STATEMENTS OF SIG COMBIBLOC GROUP AG FOR THE FINANCIAL YEAR 2020 2 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE GROUP EXECUTIVE BOARD 3 APPROPRIATION OF RETAINED EARNINGS OF SIG Mgmt For For COMBIBLOC GROUP AG 4 DISTRIBUTION OUT OF THE CAPITAL Mgmt For For CONTRIBUTION RESERVE 5.1 CONSULTATIVE VOTE ON THE 2020 COMPENSATION Mgmt Against Against REPORT 5.2 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt Against Against COMPENSATION OF THE BOARD OF DIRECTORS FOR THE PERIOD FROM THE 2021 ANNUAL GENERAL MEETING UNTIL THE 2022 ANNUAL GENERAL MEETING 5.3 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt Against Against COMPENSATION OF THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2022 6.1.1 RE-ELECTION AND ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: ANDREAS UMBACH 6.1.2 RE-ELECTION AND ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: WERNER BAUER 6.1.3 RE-ELECTION AND ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: WAH-HUI CHU 6.1.4 RE-ELECTION AND ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: COLLEEN GOGGINS 6.1.5 RE-ELECTION AND ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: MARIEL HOCH 6.1.6 RE-ELECTION AND ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: MATTHIAS WAEHREN 6.1.7 RE-ELECTION AND ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: NIGEL WRIGHT 6.1.8 RE-ELECTION AND ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: ABDALLAH AL OBEIKAN (NEW) 6.1.9 RE-ELECTION AND ELECTION OF MEMBER OF THE Mgmt For For BOARD OF DIRECTORS: MARTINE SNELS (NEW) 6.2 RE-ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For DIRECTORS: ANDREAS UMBACH 6.3.1 RE-ELECTION OF THE MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE: WAH-HUI CHU 6.3.2 RE-ELECTION OF THE MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE: COLLEEN GOGGINS 6.3.3 RE-ELECTION OF THE MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE: MARIEL HOCH 7 RENEWAL OF AUTHORIZED CAPITAL AND Mgmt For For LIMITATION ON SHARE ISSUES UNDER EXCLUSION OF SUBSCRIPTION RIGHTS AND ADVANCE SUBSCRIPTION RIGHTS 8 DELETION OF THE SELECTIVE OPTING-OUT Mgmt For For PROVISION FROM THE ARTICLES OF ASSOCIATION 9 RE-ELECTION OF THE INDEPENDENT PROXY: Mgmt For For ANWALTSKANZLEI KELLER KLG, ZURICH 10 RE-ELECTION OF THE STATUTORY AUDITORS: Mgmt For For PRICEWATERHOUSECOOPERS AG BASEL CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE -------------------------------------------------------------------------------------------------------------------------- SIKA AG Agenda Number: 713714764 -------------------------------------------------------------------------------------------------------------------------- Security: H7631K273 Meeting Type: AGM Meeting Date: 20-Apr-2021 Ticker: ISIN: CH0418792922 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS Mgmt For For AND CONSOLIDATED FINANCIAL STATEMENTS FOR 2020 2 APPROPRIATION OF THE RETAINED EARNINGS OF Mgmt For For SIKA AG: CHF 2.50 PER SHARE 3 GRANTING DISCHARGE TO THE ADMINISTRATIVE Mgmt For For BODIES 4.1.1 RE-ELECTION OF THE BOARD OF DIRECTOR: PAUL Mgmt For For J.HAELG AS A MEMBER 4.1.2 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For MONIKA RIBAR AS A MEMBER 4.1.3 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For DANIEL J.SAUTER AS A MEMBER 4.1.4 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For CHRISTOPH TOBLER AS A MEMBER 4.1.5 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For JUSTIN M.HOWELL AS A MEMBER 4.1.6 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For THIERRY F. J. VANLANCKER AS A MEMBER 4.1.7 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For VIKTOR W.BALLI AS A MEMBER 4.2 ELECTION TO THE BOARD OF DIRECTORS: PAUL Mgmt For For SCHULER AS A MEMBER 4.3 ELECTION OF THE CHAIRMAN: PAUL J. HAELG Mgmt For For 4.4.1 ELECTION OF THE NOMINATION AND COMPENSATION Mgmt For For COMMITTEE: DANIEL J. SAUTER TO THE NOMINATION AND COMPENSATION COMMITTEE 4.4.2 ELECTION OF THE NOMINATION AND COMPENSATION Mgmt For For COMMITTEE: JUSTIN M. HOWELL TO THE NOMINATION AND COMPENSATION COMMITTEE 4.4.3 ELECTION OF THE NOMINATION AND COMPENSATION Mgmt For For COMMITTEE: THIERRY F. J. VANLANCKER TO THE NOMINATION AND COMPENSATION COMMITTEE 4.5 ELECTION OF STATUTORY AUDITORS: RE-ELECTION Mgmt For For OF ERNST & YOUNG AG 4.6 ELECTION OF INDEPENDENT PROXY: RE-ELECTION Mgmt For For OF JOST WINDLIN 5.1 COMPENSATION: CONSULTATIVE VOTE ON THE 2020 Mgmt For For COMPENSATION REPORT 5.2 COMPENSATION: APPROVAL OF THE FUTURE Mgmt For For COMPENSATION OF THE BOARD OF DIRECTORS 5.3 COMPENSATION: APPROVAL OF THE FUTURE Mgmt For For COMPENSATION OF THE GROUP MANAGEMENT 6 IN CASE THE ANNUAL GENERAL MEETING VOTES ON Shr Against For PROPOSALS THAT ARE NOT LISTED IN THE INVITATION, I INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR MEANS TO VOTE AS PROPOSED BY THE BOARD OF DIRECTORS; AGAINST MEANS TO VOTE AGAINST ADDITIONAL OR AMENDED PROPOSALS; ABSTAIN MEANS TO ABSTAIN FROM VOTING) -------------------------------------------------------------------------------------------------------------------------- SOFTWAREONE HOLDING AG Agenda Number: 714014735 -------------------------------------------------------------------------------------------------------------------------- Security: H5682F102 Meeting Type: AGM Meeting Date: 20-May-2021 Ticker: ISIN: CH0496451508 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 WELCOME AND OPENING Non-Voting 2.1 APPROVAL OF THE ANNUAL REPORT, ANNUAL Mgmt For For STATUTORY AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 2.2 CONSULTATIVE VOTE ON THE 2020 COMPENSATION Mgmt For For REPORT 3 APPROPRIATION OF DISPOSABLE PROFIT 2020 AND Mgmt For For DISTRIBUTION FROM (NON-SWISS) CAPITAL CONTRIBUTION RESERVES 4 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE MEMBERS OF THE EXECUTIVE BOARD 5.1.1 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: RE-ELECTION OF DANIEL VON STOCKAR 5.1.2 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: RE-ELECTION OF JOSE ALBERTO DUARTE 5.1.3 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: RE-ELECTION OF RENE GILLI 5.1.4 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: RE-ELECTION OF TIMO IHAMUOTILA 5.1.5 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: RE-ELECTION OF PETER KURER 5.1.6 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: RE-ELECTION OF MARIE-PIERRE ROGERS 5.1.7 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: RE-ELECTION OF JEAN-PIERRE SAAD 5.1.8 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: ELECTION OF ISABELLE ROMY 5.1.9 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: ELECTION OF ADAM WARBY 5.2 RE-ELECTION OF DANIEL VON STOCKAR AS Mgmt For For CHAIRMAN OF THE BOARD OF DIRECTORS 5.3.1 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For AND COMPENSATION COMMITTEE: RE-ELECTION OF MARIE-PIERRE ROGERS 5.3.2 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For AND COMPENSATION COMMITTEE: RE-ELECTION OF PETER KURER 5.3.3 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For AND COMPENSATION COMMITTEE: RE-ELECTION OF DANIEL VON STOCKAR 5.3.4 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For AND COMPENSATION COMMITTEE: ELECTION OF ADAM WARBY 5.4 RE-ELECTION OF ANWALTSKANZLEI KELLER KLG, Mgmt For For ZURICH, SWITZERLAND, AS INDEPENDENT PROXY 5.5 RE-ELECTION OF ERNST AND YOUNG AG, ZURICH, Mgmt For For SWITZERLAND, AS AUDITOR 6.1 APPROVAL OF THE MAXIMUM AGGREGATE Mgmt For For COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERIOD UNTIL THE FOLLOWING ANNUAL GENERAL MEETING 6.2 APPROVAL OF THE MAXIMUM AGGREGATE Mgmt For For COMPENSATION FOR THE MEMBERS OF THE EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2022 CMMT 29 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 1 AND 5.3.2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- SONOVA HOLDING AG Agenda Number: 714185750 -------------------------------------------------------------------------------------------------------------------------- Security: H8024W106 Meeting Type: AGM Meeting Date: 15-Jun-2021 Ticker: ISIN: CH0012549785 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1.1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 1.2 APPROVE REMUNERATION REPORT (NON-BINDING) Mgmt For For 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF CHF 3.20 PER SHARE 3 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For MANAGEMENT 4.1.1 REELECT ROBERT SPOERRY AS DIRECTOR AND Mgmt For For BOARD CHAIRMAN 4.1.2 REELECT LYNN BLEIL AS DIRECTOR Mgmt For For 4.1.3 REELECT LUKAS BRAUNSCHWEILER AS DIRECTOR Mgmt For For 4.1.4 REELECT STACY SENG AS DIRECTOR Mgmt For For 4.1.5 REELECT RONALD VAN DER VIS AS DIRECTOR Mgmt For For 4.1.6 REELECT JINLONG WANG AS DIRECTOR Mgmt For For 4.1.7 REELECT ADRIAN WIDMER AS DIRECTOR Mgmt For For 4.2.1 ELECT GREGORY BEHAR AS DIRECTOR Mgmt Against Against 4.2.2 ELECT ROLAND DIGGELMANN AS DIRECTOR Mgmt For For 4.3 REAPPOINT STACY SENG AS MEMBER OF THE Mgmt For For NOMINATION AND COMPENSATION COMMITTEE 4.4.1 APPOINT LUKAS BRAUNSCHWEILER AS MEMBER OF Mgmt For For THE NOMINATION AND COMPENSATION COMMITTEE 4.4.2 APPOINT ROLAND DIGGELMANN AS MEMBER OF THE Mgmt For For NOMINATION AND COMPENSATION COMMITTEE 4.5 RATIFY ERNST YOUNG AG AS AUDITORS Mgmt For For 4.6 DESIGNATE KELLER KLG AS INDEPENDENT PROXY Mgmt For For 5.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For AMOUNT OF CHF 3.1 MILLION 5.2 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE Mgmt For For IN THE AMOUNT OF CHF 15.8 MILLION 6 APPROVE CHF 61,299 REDUCTION IN SHARE Mgmt For For CAPITAL AS PART OF THE SHARE BUYBACK PROGRAM VIA CANCELLATION OF REPURCHASED SHARES -------------------------------------------------------------------------------------------------------------------------- STADLER RAIL AG Agenda Number: 713747511 -------------------------------------------------------------------------------------------------------------------------- Security: H813A0106 Meeting Type: OGM Meeting Date: 06-May-2021 Ticker: ISIN: CH0002178181 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. 1 PRESENTATION OF THE 2020 ANNUAL REPORT, Mgmt For For ANNUAL FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS AS WELL AS THE REPORTS OF THE AUDITORS 2 APPROPRIATION OF PROFITS AND DIVIDEND Mgmt For For DISTRIBUTION 3 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For GROUP EXECUTIVE BOARD 4.1 THE BOARD OF DIRECTORS PROPOSES THE Mgmt Against Against RE-ELECTION OF PETER SPUHLER AS A MEMBER OF THE BOARD OF DIRECTORS UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 4.2 THE BOARD OF DIRECTORS PROPOSES THE Mgmt Against Against RE-ELECTION OF HANS-PETER SCHWALD AS A MEMBER OF THE BOARD OF DIRECTORS UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 4.3 THE BOARD OF DIRECTORS PROPOSES THE Mgmt For For RE-ELECTION OF BARBARA EGGER-JENZER AS A MEMBER OF THE BOARD OF DIRECTORS UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 4.4 THE BOARD OF DIRECTORS PROPOSES THE Mgmt For For RE-ELECTION OF DR. CHRISTOPH FRANZ AS A MEMBER OF THE BOARD OF DIRECTORS UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 4.5 THE BOARD OF DIRECTORS PROPOSES THE Mgmt For For RE-ELECTION OF FRED KINDLE AS A MEMBER OF THE BOARD OF DIRECTORS UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 4.6 THE BOARD OF DIRECTORS PROPOSES THE Mgmt For For RE-ELECTION OF WOJCIECH KOSTRZEWA AS A MEMBER OF THE BOARD OF DIRECTORS UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 4.7 THE BOARD OF DIRECTORS PROPOSES THE Mgmt For For RE-ELECTION OF DORIS LEUTHARD AS A MEMBER OF THE BOARD OF DIRECTORS UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 4.8 THE BOARD OF DIRECTORS PROPOSES THE Mgmt Against Against RE-ELECTION OF KURT RUEGG AS A MEMBER OF THE BOARD OF DIRECTORS UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 5 THE BOARD OF DIRECTORS PROPOSES THE Mgmt Against Against RE-ELECTION OF PETER SPUHLER AS CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 6.1 THE BOARD OF DIRECTORS PROPOSES THE Mgmt For For RE-ELECTION OF BARBARA EGGER-JENZER AS A MEMBER OF THE COMPENSATION COMMITTEE UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 6.2 THE BOARD OF DIRECTORS PROPOSES THE Mgmt For For RE-ELECTION OF DR CHRISTOPH FRANZ AS A MEMBER OF THE COMPENSATION COMMITTEE UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 6.3 THE BOARD OF DIRECTORS PROPOSES THE Mgmt Against Against RE-ELECTION OF PETER SPUHLER AS A MEMBER OF THE COMPENSATION COMMITTEE UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 6.4 THE BOARD OF DIRECTORS PROPOSES THE Mgmt For For ELECTION OF HANS-PETER SCHWALD AS A MEMBER OF THE COMPENSATION COMMITTEE UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 7 THE BOARD OF DIRECTORS PROPOSES THE Mgmt For For RE-ELECTION OF KPMG AG, ZURICH, AS AUDITORS UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 8 THE BOARD OF DIRECTORS PROPOSES THE Mgmt For For RE-ELECTION OF ULRICH B. MAYER (LAWYER), ZURICH, AS INDEPENDENT PROXY UNTIL THE CLOSING OF THE NEXT ORDINARY GENERAL MEETING 9 THE BOARD OF DIRECTORS PROPOSES THE Mgmt For For APPROVAL OF THE 2020 REMUNERATION REPORT BY MEANS OF A NON-BINDING CONSULTATIVE VOTE 10.1 THE BOARD OF DIRECTORS PROPOSES THE Mgmt For For APPROVAL OF THE MAXIMUM TOTAL AMOUNT OF CHF 2 000 000 PAYABLE AS REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2022 10.2 THE BOARD OF DIRECTORS PROPOSES THE Mgmt For For APPROVAL OF THE MAXIMUM TOTAL AMOUNT OF CHF 8 280 000 PAYABLE AS REMUNERATION TO THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2022 11 THE BOARD OF DIRECTORS PROPOSES THE Mgmt For For CREATION OF AUTHORISED SHARE CAPITAL OF CHF 2 000 000 FOR A PERIOD OF TWO YEARS AND THE CORRESPONDING AMENDMENT OF ARTICLE 5, PARA. 1 OF THE ARTICLES OF ASSOCIATION, THEREBY AUTHORISING THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL AT ANY TIME UNTIL 6 MAY 2023 BY A MAXIMUM OF CHF 2 000 000 BY ISSUING A MAXIMUM OF 10 000 000 REGISTERED FULLY PAID-UP SHARES WITH A NOMINAL VALUE OF CHF 0.20 EACH CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE -------------------------------------------------------------------------------------------------------------------------- SULZER AG Agenda Number: 713717102 -------------------------------------------------------------------------------------------------------------------------- Security: H83580284 Meeting Type: AGM Meeting Date: 14-Apr-2021 Ticker: ISIN: CH0038388911 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 534649 DUE TO SPLITTING OF RES 5.1 AND 6.1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU 1.1 BUSINESS REVIEW, FINANCIAL STATEMENTS OF Mgmt For For SULZER LTD AND CONSOLIDATED FINANCIAL STATEMENTS 2020, REPORTS OF THE AUDITORS 1.2 ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt Against Against 2020 2 APPROPRIATION OF NET PROFITS: CHF 4.00 PER Mgmt For For SHARE 3 DISCHARGE COMPENSATION OF THE MEMBERS OF Mgmt For For THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE 4.1 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For COMPENSATION OF THE BOARD OF DIRECTORS 4.2 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For COMPENSATION OF THE EXECUTIVE COMMITTEE 5.1 RE-ELECTION OF MR. PETER LOESCHER AS MEMBER Mgmt For For AND CHAIRMAN OF THE BOARD OF DIRECTORS 5.2.1 RE-ELECTIONS OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: MRS. HANNE BIRGITTE BREINBJERG SORENSEN 5.2.2 RE-ELECTIONS OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: MR. MATTHIAS BICHSEL 5.2.3 RE-ELECTIONS OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: MR. MIKHAIL LIFSHITZ 5.2.4 RE-ELECTIONS OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: MR. ALEXEY MOSKOV 5.2.5 RE-ELECTIONS OF THE MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: MR. GERHARD ROISS 5.3.1 ELECTION OF NEW MEMBER: MRS. SUZANNE THOMA Mgmt For For 5.3.2 ELECTION OF NEW MEMBER: MR. DAVID METZGER Mgmt For For 6.1.1 RE-ELECTION OF THREE MEMBER OF THE Mgmt For For REMUNERATION COMMITTEE: MRS. HANNE BIRGITTE BREINBJERG SORENSEN 6.1.2 RE-ELECTION OF THREE MEMBER OF THE Mgmt For For REMUNERATION COMMITTEE: MR. GERHARD ROISS 6.2 ELECTION OF A NEW MEMBER TO THE Mgmt For For REMUNERATION COMMITTEE: SUZANNE THOMA 7 RE-ELECTION OF THE AUDITORS: KPMG LTD., Mgmt For For ZURICH 8 RE-ELECTION OF THE INDEPENDENT PROXY: PROXY Mgmt For For VOTING SERVICES GMBH, ZURICH 9 INTRODUCTION OF CONDITIONAL SHARE CAPITAL Mgmt For For CMMT 23 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- SWISS LIFE HOLDING AG Agenda Number: 713725882 -------------------------------------------------------------------------------------------------------------------------- Security: H8404J162 Meeting Type: AGM Meeting Date: 23-Apr-2021 Ticker: ISIN: CH0014852781 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1.1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 1.2 APPROVE REMUNERATION REPORT Mgmt Against Against 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF CHF 21.00 PER SHARE 3 APPROVE DISCHARGE OF BOARD OF DIRECTORS Mgmt For For 4.1 APPROVE FIXED REMUNERATION OF DIRECTORS IN Mgmt Against Against THE AMOUNT OF CHF 3.2 MILLION 4.2 APPROVE SHORT-TERM VARIABLE REMUNERATION OF Mgmt For For EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 3.7 MILLION 4.3 APPROVE FIXED AND LONG-TERM VARIABLE Mgmt For For REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 13.8 MILLION 5.1 REELECT ROLF DOERIG AS DIRECTOR AND BOARD Mgmt Against Against CHAIRMAN 5.2 REELECT THOMAS BUESS AS DIRECTOR Mgmt For For 5.3 REELECT ADRIENNE FUMAGALLI AS DIRECTOR Mgmt For For 5.4 REELECT UELI DIETIKER AS DIRECTOR Mgmt For For 5.5 REELECT DAMIR FILIPOVIC AS DIRECTOR Mgmt For For 5.6 REELECT FRANK KEUPER AS DIRECTOR Mgmt For For 5.7 REELECT STEFAN LOACKER AS DIRECTOR Mgmt For For 5.8 REELECT HENRY PETER AS DIRECTOR Mgmt For For 5.9 REELECT MARTIN SCHMID AS DIRECTOR Mgmt For For 5.10 REELECT FRANZISKA SAUBER AS DIRECTOR Mgmt For For 5.11 REELECT KLAUS TSCHUETSCHER AS DIRECTOR Mgmt Against Against 5.12 APPOINT MARTIN SCHMID AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 5.13 REAPPOINT FRANZISKA SAUBER AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 5.14 REAPPOINT KLAUS TSCHUETSCHER AS MEMBER OF Mgmt For For THE COMPENSATION COMMITTEE 6 DESIGNATE ANDREAS ZUERCHER AS INDEPENDENT Mgmt For For PROXY 7 RATIFY PRICEWATERHOUSECOOPERS AG AS Mgmt For For AUDITORS 8 APPROVE CHF 48,582 REDUCTION IN SHARE Mgmt For For CAPITAL AS PART OF THE SHARE BUYBACK PROGRAM VIA CANCELLATION OF REPURCHASED SHARES -------------------------------------------------------------------------------------------------------------------------- SWISS RE AG Agenda Number: 713712378 -------------------------------------------------------------------------------------------------------------------------- Security: H8431B109 Meeting Type: AGM Meeting Date: 16-Apr-2021 Ticker: ISIN: CH0126881561 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1.1 ANNUAL REPORT (INCL. MANAGEMENT REPORT), Mgmt For For ANNUAL AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020: CONSULTATIVE VOTE ON THE COMPENSATION REPORT 1.2 ANNUAL REPORT (INCL. MANAGEMENT REPORT), Mgmt For For ANNUAL AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020: APPROVAL OF THE ANNUAL REPORT (INCL. MANAGEMENT REPORT), ANNUAL AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 2 ALLOCATION OF DISPOSABLE PROFIT: CHF 1 573 Mgmt For For 3 APPROVAL OF THE AGGREGATE AMOUNT OF Mgmt For For VARIABLE SHORT-TERM COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2020 4 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS 5.1.1 RE-ELECTION OF SERGIO P. ERMOTTI AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS AND ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS IN THE SAME VOTE 5.1.2 RE-ELECTION OF RAYMOND K.F. CH'IEN AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS 5.1.3 RE-ELECTION OF RENATO FASSBIND AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 5.1.4 RE-ELECTION OF KAREN GAVAN AS A MEMBER OF Mgmt For For THE BOARD OF DIRECTORS 5.1.5 RE-ELECTION OF JOACHIM OECHSLIN AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 5.1.6 RE-ELECTION OF DEANNA ONG AS A MEMBER OF Mgmt For For THE BOARD OF DIRECTORS 5.1.7 RE-ELECTION OF JAY RALPH AS A MEMBER OF THE Mgmt For For BOARD OF DIRECTORS 5.1.8 RE-ELECTION OF JOERG REINHARDT AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 5.1.9 RE-ELECTION OF PHILIP K. RYAN AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 5.110 RE-ELECTION OF SIR PAUL TUCKER AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 5.111 RE-ELECTION OF JACQUES DE VAUCLEROY AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS 5.112 RE-ELECTION OF SUSAN L. WAGNER AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 5.113 RE-ELECTION OF LARRY ZIMPLEMAN AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 5.2.1 RE-ELECTION OF RAYMOND K.F. CH'IEN AS Mgmt For For MEMBER OF THE COMPENSATION COMMITTEE 5.2.2 RE-ELECTION OF RENATO FASSBIND AS MEMBER OF Mgmt For For THE COMPENSATION COMMITTEE 5.2.3 RE-ELECTION OF KAREN GAVAN AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 5.2.4 RE-ELECTION OF JOERG REINHARDT AS MEMBER OF Mgmt For For THE COMPENSATION COMMITTEE 5.2.5 RE-ELECTION OF JACQUES DE VAUCLEROY AS Mgmt For For MEMBER OF THE COMPENSATION COMMITTEE 5.3 RE-ELECTION OF THE INDEPENDENT PROXY: GMBH, Mgmt For For ZURICH 5.4 RE-ELECTION OF THE AUDITOR: KPMG, ZURICH Mgmt For For 6.1 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE TERM OF OFFICE FROM THE ANNUAL GENERAL MEETING 2021 TO THE ANNUAL GENERAL MEETING 2022 6.2 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For FIXED COMPENSATION AND VARIABLE LONG-TERM COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2022 7 AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Mgmt For For 3B OF THE ARTICLES CMMT 23 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 2 AND 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- SWISSQUOTE GROUP HOLDING SA Agenda Number: 713926319 -------------------------------------------------------------------------------------------------------------------------- Security: H8403Y103 Meeting Type: AGM Meeting Date: 06-May-2021 Ticker: ISIN: CH0010675863 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1.1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 1.2 APPROVE REMUNERATION REPORT (NON-BINDING) Mgmt Against Against 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF CHF 1.50 PER SHARE 3 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For MANAGEMENT 4.1.1 REELECT MARKUS DENNLER AS DIRECTOR AND Mgmt For For BOARD CHAIRMAN 4.1.2 REELECT MONICA DELL'ANNA AS DIRECTOR Mgmt For For 4.1.3 REELECT MARTIN NAVILLE AS DIRECTOR Mgmt For For 4.1.4 REELECT BEAT OBERLIN AS DIRECTOR Mgmt Against Against 4.1.5 REELECT JEAN-CHRISTOPHE PERNOLLET AS Mgmt For For DIRECTOR 4.1.6 ELECT MICHAEL PLOOG AS DIRECTOR Mgmt For For 4.2.1 REAPPOINT BEAT OBERLIN AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 4.2.2 REAPPOINT MONICA DELL'ANNA AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 4.2.3 APPOINT MARTIN NAVILLE AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 4.3 RATIFY PRICEWATERHOUSECOOPERS LTD AS Mgmt Against Against AUDITORS 4.4 DESIGNATE JUAN GIL AS INDEPENDENT PROXY Mgmt For For 5.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For AMOUNT OF CHF 1.2 MILLION 5.2 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE Mgmt For For IN THE AMOUNT OF CHF 7.9 MILLION 6.1 APPROVE CHF 100,000 REDUCTION IN SHARE Mgmt For For CAPITAL 6.2 AMEND ARTICLES RE: POWERS OF THE GENERAL Mgmt For For MEETING; QUALIFIED MAJORITY 6.3 AMEND ARTICLES RE: CONVOCATION OF Mgmt For For EXTRAORDINARY GENERAL MEETING 6.4 AMEND ARTICLES RE: THRESHOLD TO SUBMIT Mgmt For For ITEMS TO AGENDA 6.5 ESTABLISH RANGE FOR BOARD SIZE BETWEEN FIVE Mgmt For For AND NINE MEMBERS 6.6 AMEND ARTICLES RE: EXTERNAL MANDATES FOR Mgmt For For MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE COMMITTEE -------------------------------------------------------------------------------------------------------------------------- TECAN GROUP AG Agenda Number: 713721252 -------------------------------------------------------------------------------------------------------------------------- Security: H84774167 Meeting Type: OGM Meeting Date: 13-Apr-2021 Ticker: ISIN: CH0012100191 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 APPROVAL OF THE ANNUAL REPORT, THE ANNUAL Mgmt For For ACCOUNTS AND THE CONSOLIDATED ACCOUNTS 2020 2.A APPROPRIATION OF AVAILABLE RETAINED Mgmt For For EARNINGS: PAYMENT OF A DIVIDEND OF CHF 1.15 PER SHARE WITH A NOMINAL VALUE OF CHF 0.10 EACH (TOTAL 11'958'845 SHARES ELIGIBLE FOR DIVIDEND) 2.B ALLOCATION FROM THE LEGAL RESERVES (CAPITAL Mgmt For For CONTRIBUTION RESERVE) TO THE FREE RESERVE AND PAYOUT (WITHHOLDING TAX FREE) 3 GRANT OF DISCHARGE TO THE MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS AND OF THE MANAGEMENT BOARD FOR THEIR ACTIVITIES IN THE BUSINESS YEAR 2020 4.1.A RE-ELECTION OF THE CURRENT MEMBER OF THE Mgmt For For BOARD OF DIRECTORS FOR A ONE-YEAR TERM: DR. LUKAS BRAUNSCHWEILER 4.1.B RE-ELECTION OF THE CURRENT MEMBER OF THE Mgmt For For BOARD OF DIRECTORS FOR A ONE-YEAR TERM: DR. OLIVER FETZER 4.1.C RE-ELECTION OF THE CURRENT MEMBER OF THE Mgmt For For BOARD OF DIRECTORS FOR A ONE-YEAR TERM: HEINRICH FISCHER 4.1.D RE-ELECTION OF THE CURRENT MEMBER OF THE Mgmt For For BOARD OF DIRECTORS FOR A ONE-YEAR TERM: DR. KAREN HUEBSCHER 4.1.E RE-ELECTION OF THE CURRENT MEMBER OF THE Mgmt For For BOARD OF DIRECTORS FOR A ONE-YEAR TERM: DR. CHRISTA KREUZBURG 4.1.F RE-ELECTION OF THE CURRENT MEMBER OF THE Mgmt For For BOARD OF DIRECTORS FOR A ONE-YEAR TERM: DR. DANIEL R. MARSHAK 4.2 RE-ELECTION OF DR. LUKAS BRAUNSCHWEILER AS Mgmt For For CHAIRMAN OF THE BOARD OF DIRECTORS FOR A ONE-YEAR TERM 4.3.A RE-ELECTION OF THE CURRENT MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE FOR A ONE-YEAR TERM: DR. OLIVER FETZER 4.3.B RE-ELECTION OF THE CURRENT MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE FOR A ONE-YEAR TERM: DR. CHRISTA KREUZBURG 4.3.C RE-ELECTION OF THE CURRENT MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE FOR A ONE-YEAR TERM: DR. DANIEL R. MARSHAK 4.4 RE-ELECTION OF ERNST & YOUNG LTD, ZURICH, Mgmt For For AS AUDITORS FOR THE BUSINESS YEAR 2021 4.5 RE-ELECTION OF PROXY VOTING SERVICES GMBH, Mgmt For For ZURICH, AS INDEPENDENT VOTING PROXY UNTIL THE END OF THE 36 TH ORDINARY SHAREHOLDERS' MEETING OF TECAN GROUP LTD. IN 2022 5.1 APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For BASIS, OF THE COMPENSATION REPORT 2020 5.2 APPROVAL OF THE MAXIMUM TOTAL AMOUNT OF Mgmt For For COMPENSATION THAT CAN BE PAID, PROMISED OR GRANTED TO THE BOARD OF DIRECTORS FOR THE PERIOD FROM THE ORDINARY SHAREHOLDERS MEETING 2021 UNTIL THE ORDINARY SHAREHOLDERS MEETING 2022 IN AN AMOUNT NOT TO EXCEED CHF 1'300'000 5.3 APPROVAL OF THE MAXIMUM TOTAL AMOUNT OF Mgmt For For COMPENSATION THAT CAN BE PAID, PROMISED OR GRANTED TO THE MEMBERS OF THE MANAGEMENT BOARD FOR THE BUSINESS YEAR 2022 IN AN AMOUNT NOT TO EXCEED CHF 18'500'000, INCLUDING FIXED COMPENSATION, SHORT TERM INCENTIVE COMPENSATION, AS LONG TERM INCENTIVE BENEFITS AND IN EQUITY AND OTHER FORMS OF COMPENSATION -------------------------------------------------------------------------------------------------------------------------- THE SWATCH GROUP AG Agenda Number: 713855964 -------------------------------------------------------------------------------------------------------------------------- Security: H83949133 Meeting Type: AGM Meeting Date: 11-May-2021 Ticker: ISIN: CH0012255144 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For MANAGEMENT 3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF CHF 0.70 PER REGISTERED SHARE AND CHF 3.50 PER BEARER SHARE 4.1.1 APPROVE FIXED REMUNERATION OF NON-EXECUTIVE Mgmt For For DIRECTORS IN THE AMOUNT OF CHF 780,000 4.1.2 APPROVE FIXED REMUNERATION OF EXECUTIVE Mgmt For For DIRECTORS IN THE AMOUNT OF CHF 2.6 MILLION 4.2 APPROVE FIXED REMUNERATION OF EXECUTIVE Mgmt For For COMMITTEE IN THE AMOUNT OF CHF 5.7 MILLION 4.3 APPROVE VARIABLE REMUNERATION OF EXECUTIVE Mgmt Against Against DIRECTORS IN THE AMOUNT OF CHF 4.2 MILLION 4.4 APPROVE VARIABLE REMUNERATION OF EXECUTIVE Mgmt Against Against COMMITTEE IN THE AMOUNT OF CHF 10.7 MILLION 5.1 REELECT NAYLA HAYEK AS DIRECTOR Mgmt Against Against 5.2 REELECT ERNST TANNER AS DIRECTOR Mgmt Against Against 5.3 REELECT DANIELA AESCHLIMANN AS DIRECTOR Mgmt Against Against 5.4 REELECT GEORGES HAYEK AS DIRECTOR Mgmt Against Against 5.5 REELECT CLAUDE NICOLLIER AS DIRECTOR Mgmt Against Against 5.6 REELECT JEAN-PIERRE ROTH AS DIRECTOR Mgmt For For 5.7 REELECT NAYLA HAYEK AS BOARD CHAIRMAN Mgmt Against Against 6.1 REAPPOINT NAYLA HAYEK AS MEMBER OF THE Mgmt Against Against COMPENSATION COMMITTEE 6.2 REAPPOINT ERNST TANNER AS MEMBER OF THE Mgmt Against Against COMPENSATION COMMITTEE 6.3 REAPPOINT DANIELA AESCHLIMANN AS MEMBER OF Mgmt Against Against THE COMPENSATION COMMITTEE 6.4 REAPPOINT GEORGES HAYEK AS MEMBER OF THE Mgmt Against Against COMPENSATION COMMITTEE 6.5 REAPPOINT CLAUDE NICOLLIER AS MEMBER OF THE Mgmt Against Against COMPENSATION COMMITTEE 6.6 REAPPOINT JEAN-PIERRE ROTH AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 7 DESIGNATE BERNHARD LEHMANN AS INDEPENDENT Mgmt For For PROXY 8 RATIFY PRICEWATERHOUSECOOPERS AG AS Mgmt Against Against AUDITORS 9 AMEND ARTICLES RE VIRTUAL GENERAL MEETING Mgmt Against Against CMMT 13 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO CHANGE OF RECORD DATE FROM 21 APR 2021 TO 20 APR 2021. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- UBS GROUP AG Agenda Number: 713251065 -------------------------------------------------------------------------------------------------------------------------- Security: H42097107 Meeting Type: EGM Meeting Date: 19-Nov-2020 Ticker: ISIN: CH0244767585 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. 1 DISTRIBUTION OF AN EXTRAORDINARY DIVIDEND Mgmt For For OUT OF SPECIAL DIVIDEND RESERVE (WITHIN CAPITAL CONTRIBUTION RESERVE AND APPROPRIATED FROM TOTAL PROFIT): USD 0.365 (GROSS) IN CASH PER SHARE OF CHF 0.10 PAR VALUE CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE -------------------------------------------------------------------------------------------------------------------------- UBS GROUP AG Agenda Number: 713672954 -------------------------------------------------------------------------------------------------------------------------- Security: H42097107 Meeting Type: AGM Meeting Date: 08-Apr-2021 Ticker: ISIN: CH0244767585 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 APPROVAL OF THE UBS GROUP AG MANAGEMENT Mgmt For For REPORT AND CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL YEAR 2 ADVISORY VOTE ON THE UBS GROUP AG Mgmt For For COMPENSATION REPORT 2020 3 APPROPRIATION OF TOTAL PROFIT AND Mgmt For For DISTRIBUTION OF ORDINARY DIVIDEND OUT OF TOTAL PROFIT AND CAPITAL CONTRIBUTION RESERVE 4 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR THE 2020 FINANCIAL YEAR 5.1 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: AXEL A. WEBER, AS CHAIRMAN OF THE BOARD OF DIRECTORS 5.2 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: JEREMY ANDERSON 5.3 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: WILLIAM C. DUDLEY 5.4 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: RETO FRANCIONI 5.5 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: FRED HU 5.6 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: MARK HUGHES 5.7 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: NATHALIE RACHOU 5.8 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: JULIE G. RICHARDSON 5.9 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: DIETER WEMMER 5.10 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: JEANETTE WONG 6.1 ELECTION OF NEW MEMBER TO THE BOARD OF Mgmt For For DIRECTORS: CLAUDIA BOCKSTIEGEL 6.2 ELECTION OF NEW MEMBER TO THE BOARD OF Mgmt For For DIRECTORS: PATRICK FIRMENICH 7.1 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For COMMITTEE: JULIE G. RICHARDSON 7.2 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For COMMITTEE: RETO FRANCIONI 7.3 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For COMMITTEE: DIETER WEMMER 7.4 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For COMMITTEE: JEANETTE WONG 8.1 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2021 AGM TO THE 2022 AGM 8.2 APPROVAL OF THE AGGREGATE AMOUNT OF Mgmt For For VARIABLE COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE 2020 FINANCIAL YEAR 8.3 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For FIXED COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE 2022 FINANCIAL YEAR 9.1 RE-ELECTION OF THE INDEPENDENT PROXY, ADB Mgmt For For ALTORFER DUSS & BEILSTEIN AG, ZURICH 9.2 RE-ELECTION OF THE AUDITORS, ERNST & YOUNG Mgmt For For LTD, BASEL 9.3 RE-ELECTION OF THE SPECIAL AUDITORS, BDO Mgmt For For AG, ZURICH 10 AMENDMENTS OF THE ARTICLES OF ASSOCIATION Mgmt For For 11 REDUCTION OF SHARE CAPITAL BY WAY OF Mgmt For For CANCELLATION OF SHARES REPURCHASED UNDER THE 2018 - 2021 SHARE BUYBACK PROGRAM 12 APPROVAL OF A NEW SHARE BUYBACK PROGRAM Mgmt For For 2021 - 2024 -------------------------------------------------------------------------------------------------------------------------- VZ HOLDING AG Agenda Number: 713673007 -------------------------------------------------------------------------------------------------------------------------- Security: H9239A111 Meeting Type: AGM Meeting Date: 12-Apr-2021 Ticker: ISIN: CH0528751586 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For MANAGEMENT 3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF CHF 1.23 PER SHARE 4.1.1 RE-ELECT FRED KINDLE AS DIRECTOR AND BOARD Mgmt Against Against CHAIRMAN 4.1.2 RE-ELECT ROLAND IFF AS DIRECTOR Mgmt Against Against 4.1.3 RE-ELECT ALBRECHT LANGHART AS DIRECTOR Mgmt Against Against 4.1.4 RE-ELECT ROLAND LEDERGERBER AS DIRECTOR Mgmt For For 4.1.5 RE-ELECT OLIVIER DE PERREGAUX AS DIRECTOR Mgmt For For 4.2.1 RE-APPOINT FRED KINDLE AS MEMBER OF THE Mgmt Against Against COMPENSATION COMMITTEE 4.2.2 RE-APPOINT ROLAND LEDERGERBER AS MEMBER OF Mgmt For For THE COMPENSATION COMMITTEE 5 DESIGNATE KELLER KLG AS INDEPENDENT PROXY Mgmt For For 6 RATIFY PRICEWATERHOUSECOOPERS AG AS Mgmt For For AUDITORS 7.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For AMOUNT OF CHF 410,000 7.2 APPROVE FIXED REMUNERATION OF EXECUTIVE Mgmt For For COMMITTEE IN THE AMOUNT OF CHF 4.5 MILLION 7.3 APPROVE VARIABLE REMUNERATION OF EXECUTIVE Mgmt For For COMMITTEE IN THE AMOUNT OF CHF 2.1 MILLION -------------------------------------------------------------------------------------------------------------------------- ZURICH INSURANCE GROUP AG Agenda Number: 713683452 -------------------------------------------------------------------------------------------------------------------------- Security: H9870Y105 Meeting Type: AGM Meeting Date: 07-Apr-2021 Ticker: ISIN: CH0011075394 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1.1 REPORTING ON THE FINANCIAL YEAR 2020: Mgmt For For APPROVAL OF THE MANAGEMENT REPORT, THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS 2020 1.2 REPORTING ON THE FINANCIAL YEAR 2020: Mgmt For For ADVISORY VOTE ON THE REMUNERATION REPORT 2020 2 APPROPRIATION OF AVAILABLE EARNINGS FOR Mgmt For For 2020: CHF 20 PER SHARE 3 DISCHARGE OF MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND OF THE EXECUTIVE COMMITTEE 4.1.1 RE-ELECTION OF MICHEL M. LIES AS MEMBER AND Mgmt For For CHAIRMAN OF THE BOARD OF DIRECTORS 4.1.2 RE-ELECTION OF JOAN AMBLE AS A MEMBER OF Mgmt For For THE BOARD OF DIRECTORS 4.1.3 RE-ELECTION OF CATHERINE BESSANT AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS 4.1.4 RE-ELECTION OF DAME ALISON CARNWATH AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS 4.1.5 RE-ELECTION OF CHRISTOPH FRANZ AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 4.1.6 RE-ELECTION OF MICHAEL HALBHERR AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 4.1.7 RE-ELECTION OF JEFFREY HAYMAN AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 4.1.8 RE-ELECTION OF MONICA MACHLER AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 4.1.9 RE-ELECTION OF KISHORE MAHBUBANI AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS 4.110 RE-ELECTION OF JASMIN STAIBLIN AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 4.111 RE-ELECTION OF BARRY STOWE AS A MEMBER OF Mgmt For For THE BOARD OF DIRECTORS 4.112 ELECTION OF SABINE KELLER-BUSSE AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 4.2.1 RE-ELECTION OF MICHEL M. LIES AS A MEMBER Mgmt For For OF THE REMUNERATION COMMITTEE 4.2.2 RE-ELECTION OF CATHERINE BESSANT AS A Mgmt For For MEMBER OF THE REMUNERATION COMMITTEE 4.2.3 RE-ELECTION OF CHRISTOPH FRANZ AS A MEMBER Mgmt For For OF THE REMUNERATION COMMITTEE 4.2.4 RE-ELECTION OF KISHORE MAHBUBANI AS A Mgmt For For MEMBER OF THE REMUNERATION COMMITTEE 4.2.5 RE-ELECTION OF JASMIN STAIBLIN AS A MEMBER Mgmt For For OF THE REMUNERATION COMMITTEE 4.2.6 NEW-ELECTION OF SABINE KELLER-BUSSE AS A Mgmt For For MEMBER OF THE REMUNERATION COMMITTEE 4.3 RE-ELECTION OF THE INDEPENDENT VOTING Mgmt For For RIGHTS REPRESENTATIVE: THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT THE LAW OFFICE KELLER PARTNERSHIP, ZURICH, AS INDEPENDENT VOTING RIGHTS REPRESENTATIVE FOR A TERM OF OFFICE ENDING WITH THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING 4.4 ELECTION OF THE AUDITORS: THE COMPANY RAN A Mgmt For For THOROUGH TENDER PROCESS BASED ON WHICH THE BOARD OF DIRECTORS DECIDED TO ROTATE THE AUDITORS AND PROPOSE ERNST &YOUNG LTD TO THE GENERAL MEETING AS NEW AUDITORS. THE BOARD OF DIRECTORS PROPOSES TO ELECT ERNST &YOUNG LTD, ZURICH, AS AUDITORS FOR THE FINANCIAL YEAR 2021 5.1 APPROVAL OF THE REMUNERATION FOR THE BOARD Mgmt For For OF DIRECTORS 5.2 APPROVAL OF THE REMUNERATION FOR THE Mgmt For For EXECUTIVE COMMITTEE 6 EXTENSION OF AUTHORIZED SHARE CAPITAL AND Mgmt For For RESPECTIVE CHANGES TO THE ARTICLES OF ASSOCIATION (ART. 5BIS AND ART. 5TER) * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) The Swiss Helvetia Fund, Inc. By (Signature) /s/ Andrew Dakos Name Andrew Dakos Title President and Chief Executive Officer Date 8/26/2021