4 1 rrd6059.htm FORM 4 - GARY MORRISON - 3/5/2003 SEC Form 4

FORM 4

[ ] Check this box if no longer
subject to Section 16. Form 4 or Form
5 obligations may continue.
See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Morrison, Gary D.

(Last) (First) (Middle)

c/o AMCOL International Corporation

1500 W. Shure Drive

(Street)

Arlington Heights, IL 6004

(City) (State) (Zip)

2. Issuer Name
and Ticker or Trading Symbol

AMCOL International Corp
ACO

3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)

4. Statement for
(Month/Day/Year

03/05/2003

5. If Amendment,
Date of Original
(Month/Day/Year)

6. Relationship of Reporting Person(s) to Issuer

(Check all applicable)

Director 10% Owner

X Officer (give title below) Other (specify below)

Description Vice President

7. Individual or Joint/Group
Filing (Check Applicable Line)

X Form filed by One Reporting Person

Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)

2.Transaction
Date
(Month/Day/Year)

2A. Deemed Execution Date, if any
(Month/Day/Year)

3. Transaction
Code
(Instr. 8)

4. Securities Acquired (A) or Disposed Of (D)
(Instr. 3, 4, and 5)

5. Amount of
    Securities
    Beneficially
    Owned Following
    Reported Transaction(s)

    (Instr. 3 and 4)

6. Owner-
    ship
    Form:
    Direct (D)
    or
    Indirect (I)

    (Instr. 4)

7. Nature of
     Indirect
     Beneficial
     Ownership

    (Instr. 4)

Code

Amount

A/D

Price

Common Stock

7,966

Common Stock

03/05/2003

15,033

$5.85

59,176.9668

Savings Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
    (Instr. 3)

2. Conver-
    sion or
    Exercise
    Price of
    Deri-
    vative
    Security

3. Transaction Date

(Month/
Day/
Year)

3A. Deemed Execution Date, if any

(Month/
Day/
Year)
4. Transaction Code
    (Instr.8) 5. Number of Derivative
    Securities Acquired (A)
    or Disposed Of (D)

    (Instr. 3, 4 and 5)
6. Date Exercisable(DE) and
    Expiration Date(ED)
    (Month/Day/Year)

7. Title and Amount of
    Underlying Securities
    (Instr. 3 and 4)

8. Price
    of
    Derivative
    Security
    (Instr.5)
9. Number of
    Derivative
    Securities
    Beneficially
    Owned
    Following
    Reported
    Transaction(s)
    (Instr.4) 10. Owner-
ship
Form of
Deriv-
ative
Securities:
Direct (D)
or
Indirect (I)

(Instr.4) 11. Nature of
      Indirect
      Beneficial
      Ownership
      (Instr.4)

Code

V

A

D

DE

ED

Title

Amount or Number of Shares

Option (Right to Buy) $6.65


2/4/2004

2/4/2012

Common Stock

12,000

$

12,000

D

Option (Right to Buy) $5.00


5/17/2003

5/17/2011

Common Stock

14,000

$

14,000

D

Option (Right to Buy) $2.06186


2/8/1996

2/8/2004

Common Stock

896

$

896

D

Option (Right to Buy) $1.4375


2/7/1997

2/7/2005

Common Stock

45,626

$

45,626

D

Option (Right to Buy) $1.78599


2/7/1998

2/7/2006

Common Stock

27,117

$

27,117

D

Option (Right to Buy) $2.06186


2/7/1999

2/7/2007

Common Stock

36,587

$

36,587

D

Option (Right to Buy) $2.28693


2/10/2000

2/10/2008

Common Stock

27,261

$

26,261

D

Option (Right to Buy) $1.56818


2/3/2001

2/3/2009

Common Stock

35,009

$

35,009

D

Option (Right to Buy) $3.875


7/17/2002

7/17/2010

Common Stock

12,000

$

12,000

D

Option (Right to Buy) $5.67


2/3/2004

2/3/2009

Common Stock

12,000

$

12,000

D

Explanation of Responses:

By: Date:

/s/ Gary L. Castagna 03/07/2003

** Signature of Reporting Person
SEC 1474 (9-02)

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB Number.

By:	Date:
/s/ Gary L. Castagna	03/07/2003

** Signature of Reporting Person	SEC 1474 (9-02)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.