-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JRtAONodSmjjpUlw7ShCtlnUtjWoVdirbUPM5HuAyEnut0oFs3c4mAaDRjnf2Bt7 UTqP5WgXyDLf/pkZ8KZ+MQ== 0001181431-03-001670.txt : 20030205 0001181431-03-001670.hdr.sgml : 20030205 20030205172055 ACCESSION NUMBER: 0001181431-03-001670 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030203 FILED AS OF DATE: 20030205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMCOL INTERNATIONAL CORP CENTRAL INDEX KEY: 0000813621 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 360724340 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14447 FILM NUMBER: 03541276 BUSINESS ADDRESS: STREET 1: 1500 W SHURE DR CITY: ARLINGTON HEIGHTS STATE: IL ZIP: 60004-7803 BUSINESS PHONE: 8473948730 MAIL ADDRESS: STREET 1: 1500 W SHURE DR CITY: ARLINGTON HEIGHTS STATE: IL ZIP: 60004-7803 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COLLOID CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN ARTHUR CENTRAL INDEX KEY: 0001166090 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 6500 MINERAL DRIVE CITY: COEUR D ALENE STATE: ID ZIP: 83814 BUSINESS PHONE: 2087694199 MAIL ADDRESS: STREET 1: 6500 MINERAL DRIVE CITY: COEUR D ALENE STATE: ID ZIP: 83815 4 1 rrd4474.htm FORM 4 - ARTHUR BROWN - 2/3/03 SEC Form 4
FORM 4

[  ] Check this box if no longer
subject to Section 16. Form 4 or Form
5 obligations may continue.
See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Brown, Arthur

(Last)                      (First)                      (Middle)
P.O. Box 1290

(Street)
Hayden,    ID   83835

(City)                      (State)                      (Zip)

2. Issuer Name
and Ticker or Trading Symbol

AMCOL International Corp
ACO

3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)
4. Statement for
    (Month/Day/Year

02/03/2003


5. If Amendment,
    Date of Original
    (Month/Day/Year)

6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X Director      10% Owner
   Officer (give title below)        Other (specify below)

Description          

7. Individual or Joint/Group
    Filing (Check Applicable Line)

X   Form filed by One Reporting Person
     Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security
    (Instr. 3)

2.Transaction
Date
(Month/Day/Year)
2A. Deemed Execution Date, if any
(Month/Day/Year)
3. Transaction
    Code
    (Instr. 8)
4. Securities Acquired (A) or Disposed Of (D)
    (Instr. 3, 4, and 5)
5. Amount of
    Securities
    Beneficially
    Owned Following
    Reported Transaction(s)

    (Instr. 3 and 4)
6. Owner-
    ship
    Form:
    Direct (D)
    or
    Indirect (I)

    (Instr. 4)
7. Nature of
     Indirect
     Beneficial
     Ownership

    (Instr. 4)
Code
V
Amount
A/D
Price
Common Stock
$
23,400
D
Joint tenancy with wife

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
    (Instr. 3)
2. Conver-
    sion or
    Exercise
    Price of
    Deri-
    vative
    Security
3. Transaction Date

(Month/
Day/
Year)
3A. Deemed Execution Date, if any

(Month/
Day/
Year)
4. Transaction Code
    (Instr.8)
5. Number of Derivative
    Securities Acquired (A)
    or Disposed Of (D)

    (Instr. 3, 4 and 5)
6. Date Exercisable(DE) and
    Expiration Date(ED)
    (Month/Day/Year)
7. Title and Amount of
    Underlying Securities
    (Instr. 3 and 4)
8. Price
    of
    Derivative
    Security
    (Instr.5)
9. Number of
    Derivative
    Securities
    Beneficially
    Owned
    Following
    Reported
    Transaction(s)
    (Instr.4)
10. Owner-
ship
Form of
Deriv-
ative
Securities:
Direct (D)
or
Indirect (I)

(Instr.4)
11. Nature of
      Indirect
      Beneficial
      Ownership
      (Instr.4)
Code
V
A
D
DE
ED
Title
Amount or Number of Shares
Option (Right to Buy) $5.00
             
5/17/2003
5/17/2011
Common Stock
2,000
$
2,000
D
Option (Right to Buy) $1.53914
             
5/10/1995
5/10/2003
Common Stock
6,887
$
6,887
D
Option (Right to Buy) $2.06186
             
2/8/1996
2/8/2004
Common Stock
4,885
$
4,885
D
Option (Right to Buy) $1.82955
             
6/27/1997
6/27/2005
Common Stock
8,609
$
8,609
D
Option (Right to Buy) $1.35038
             
5/7/1998
5/7/2006
Common Stock
8,609
$
8,609
D
Option (Right to Buy) $2.09091
             
5/15/1999
5/15/2007
Common Stock
8,609
$
8,609
D
Option (Right to Buy) $2.44985
             
5/12/2000
5/12/2008
Common Stock
11,478
$
11,478
D
Option (Right to Buy) $2.26515
             
5/11/2001
5/11/2004
Common Stock
11,478
$
11,478
D
Option (Right to Buy) $6.65
             
2/4/2004
2/4/2012
Common Stock
2,000
$
2,000
D
Option (Right to Buy) $3.875
             
2/4/2004
2/4/2012
Common Stock
2,000
$
2,000
D
Option (Right to Buy) $5.67 02/03/2003
A
V
3,000       
2/3/2004
2/3/2009
Common Stock
3,000
$
3,000
D
Explanation of Responses:
 
By: Date:
/s/ Gary L. Castagna 02/05/2003
** Signature of Reporting Person
SEC 1474 (9-02)


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB Number.
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