-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KcxN8EwgeTPwwojDTlPsrSr400UQ03Rm0ToS8fS33tl0nFLB2RuHiXmXBfKcHMRO e/naJEWOkObzL2dq9PJBRA== 0000897101-05-001522.txt : 20050630 0000897101-05-001522.hdr.sgml : 20050630 20050630164958 ACCESSION NUMBER: 0000897101-05-001522 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050630 DATE AS OF CHANGE: 20050630 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMCOL INTERNATIONAL CORP CENTRAL INDEX KEY: 0000813621 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 360724340 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-14447 FILM NUMBER: 05929076 BUSINESS ADDRESS: STREET 1: 1500 W SHURE DR CITY: ARLINGTON HEIGHTS STATE: IL ZIP: 60004-7803 BUSINESS PHONE: 8473948730 MAIL ADDRESS: STREET 1: 1500 W SHURE DR CITY: ARLINGTON HEIGHTS STATE: IL ZIP: 60004-7803 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COLLOID CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN ARTHUR CENTRAL INDEX KEY: 0001166090 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 6500 MINERAL DRIVE CITY: COEUR D ALENE STATE: ID ZIP: 83814 BUSINESS PHONE: 2087694199 MAIL ADDRESS: STREET 1: 6500 MINERAL DRIVE CITY: COEUR D ALENE STATE: ID ZIP: 83815 144 1 hecla052877_144.txt ---------------------------- UNITED STATES | OMB APPROVAL | SECURITIES AND EXCHANGE COMMISSION | OMB Number: 3235-0101 | Washington, D.C. 20549 | Expires: December 31, 2006 | | Estimated average burden | | hours per response...4.47 | ---------------------------- FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. - -------------------------------------------------------------------------------- 1(a) NAME OF ISSUER (Please type or print) AMCOL International Corporation - -------------------------------------------------------------------------------- 1(b) IRS IDENT. NO. |(c) SEC FILE NO. | 36-0724340 | 0-15661 - -------------------------------------------------------------------------------- 1(d) ADDRESS OF ISSUER STREET 1500 West Shure Dr., Suite 500, - -------------------------------------------------------------------------------- 1(d) CITY STATE ZIP CODE Arlington Heights, IL 60004 - -------------------------------------------------------------------------------- 1(e) TELEPHONE - -------------------------------------------------------------------------------- AREA CODE |NUMBER | 847 | 394-8730 - -------------------------------------------------------------------------------- 2(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD Arthur Brown - -------------------------------------------------------------------------------- 2(b) IRS IDENT. NO. (c) RELATIONSHIP TO ISSUER Director - -------------------------------------------------------------------------------- 2(d) ADDRESS STREET 1500 West Shure Dr., Suite 500, - -------------------------------------------------------------------------------- 2(d) CITY STATE ZIP CODE Arlington Heights, IL 60004 - -------------------------------------------------------------------------------- INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the SEC File Number.
SEC USE 3(a) (b) ONLY (c) (d) (e) (f) (g) Title of the Name and Address of Broker- Number of Aggregate Number of Shares Approximate Name of Each Class of Each Broker Through Dealer Shares or Market or Other Units Date of Sale Securities Securities Whom the Securities File Other Units Value Outstanding (See instr. 3(f)) Exchange to be Sold are to be Offered Number to be Sold (See instr. (See instr. 3(e)) (MO. DAY YR.) (See instr. 3(g)) or Each Market (See instr. 3(d)) Maker who is 3(c)) Acquiring the Securities - ------------------------------------------------------------------------------------------------------------------------------------ Brad Dugdale D.A. Davidson 608 NW Blvd., Suite 403 Within next Common Coeur d'Alene, ID 83814 12,000 $231,192 29,586,799 90 days NYSE - ------------------------------------------------------------------------------------------------------------------------------------
INSTRUCTIONS: 1.(a) Name of issuer (b) Issuer's I.R.S. Identification Number (c) Issuer'S S.E.C. file number, if any (d) Issuer's address, including zip code (e) Issuer's telephone number, including area code 2.(a) Name of person for whose account the securities are to be sold (b) Such person's I.R.S. identification number, if such person is an entity (c) Such person's relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) (d) Such person's address, including zip code 3.(a) Title of the class of securities to be sold (b) Name and address of each broker through whom the securities are intended to be sold (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount) (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice (e) Number of shares or other units of the class outstanding, or if debit securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer (f) Approximate date on which the securities are to be sold (g) Name of each securities exchange, if any, on which the securities are intended to be sold POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. TABLE I - SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Name of Person from Whom Acquired Title of Date You Nature of (If gift, also give date Amount of Date of the Class Acquired Acquisition Transaction donor acquired) Securities Acquired Payment Nature of Payment - ------------------------------------------------------------------------------------------------------------------------------- Common 5/7/96 Stock Options AMCOL International 12,000 6/29/05 Cash - -------------------------------------------------------------------------------------------------------------------------------
INSTRUCTIONS: If the securities were purchased and full payment therefore was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
Amount of Gross Name and Address of Seller Title of Securities Sold Date of Sale Securities Sold Proceeds - -------------------------------------------------------------------------------------------------------------- N/A - --------------------------------------------------------------------------------------------------------------
REMARKS: INSTRUCTIONS: See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. June 29, 2005 /s/ Arthur Brown ----------------------------- ------------------------------------- (DATE OF NOTICE) (SIGNATURE) Arthur Brown The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures. ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----