-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RU9zLCtKxvZrcuD/u54sT9AJjf+cRa9820XaRkoMWy0BJG+Q6yvosquynp1rSD/9 t4UeM/RLUwkUBxyNrG0bvw== 0001217624-06-000034.txt : 20061108 0001217624-06-000034.hdr.sgml : 20061108 20061108180036 ACCESSION NUMBER: 0001217624-06-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061106 FILED AS OF DATE: 20061108 DATE AS OF CHANGE: 20061108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWALL TECHNOLOGIES INC /DE/ CENTRAL INDEX KEY: 0000813619 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 942551470 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 4159629111 MAIL ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEINZE WOLFGANG CENTRAL INDEX KEY: 0001210554 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15930 FILM NUMBER: 061198895 BUSINESS ADDRESS: BUSINESS PHONE: 011693595244303 MAIL ADDRESS: STREET 1: PAUKERWEG 9 CITY: BERLIN GERMAN STATE: 2M ZIP: 12685 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2006-11-06 0 0000813619 SOUTHWALL TECHNOLOGIES INC /DE/ SWTX 0001210554 HEINZE WOLFGANG 3788 FABIAN WAY PALO ALTO CA 94303 0 1 0 0 Sr. VP, General Manager Incentive Stock Option (right to buy) 0.54 2006-11-06 4 A 0 100000 0.54 A 2007-11-06 2016-11-06 Common Stock 100000 100000 D This option was granted pursuant to Southwall Technologies Corporation's stock incentive plan and is exempt pursuant to Rule 16b-3. By: Sylvia Kamenski For: Wolfgang Heinze 2006-11-08 -----END PRIVACY-ENHANCED MESSAGE-----