-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IdxFW7utphiJK+m/Beh2BLzkiFcmd/TNUpnyeqtFAxED1kTgITUCRVJtB0rJzRMc Pu6s8c+PfBowY6DL3GbLPg== 0001217624-06-000003.txt : 20060227 0001217624-06-000003.hdr.sgml : 20060227 20060227162903 ACCESSION NUMBER: 0001217624-06-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051209 FILED AS OF DATE: 20060227 DATE AS OF CHANGE: 20060227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWALL TECHNOLOGIES INC /DE/ CENTRAL INDEX KEY: 0000813619 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 942551470 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 4159629111 MAIL ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPOVILLA DENNIS CENTRAL INDEX KEY: 0001256340 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15930 FILM NUMBER: 06646952 MAIL ADDRESS: STREET 1: 12332 OBRAD DR CITY: SARATOGA STATE: CA ZIP: 95070 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-12-09 0 0000813619 SOUTHWALL TECHNOLOGIES INC /DE/ SWTX 0001256340 CAPOVILLA DENNIS 3975 EAST BAYSHORE ROAD PALO ALTO CA 94303 0 1 0 0 VP - World Wide Sales Incentive Stock Option (right to buy) 0.58 2005-12-09 4 A 0 34770 0.58 A 2006-06-09 2015-12-09 Common Stock 34770 34770 D Incentive Stock Option (right to buy) 0.58 2005-12-09 4 A 0 96429 0.58 A 2006-06-09 2015-12-09 Common Stock 96429 131199 D Non-Qualified Stock Option (right to buy) 0.58 2005-12-09 4 A 0 2730 0.58 A 2006-06-09 2015-12-09 Common Stock 2730 2730 D Non-Qualified Stock Option (right to buy) 0.58 2005-12-09 4 A 0 16071 0.58 A 2006-06-09 2015-12-09 Common Stock 16071 18801 D This option was granted pursuant to Southwall Technologies Corporation's stock incentive plan and is exempt pursuant to Rule 16b-3. By: Thomas Hood For: Dennis Capovilla 2006-02-24 -----END PRIVACY-ENHANCED MESSAGE-----