-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FvAfS5dLE2Bv+3GdhtjVAFPgq1J4sDda3Ti/wG8wsJ3o49rcXsaosCAWzCOhfSvQ OMzOewEXrqpHbid7MRhQhA== 0001217624-04-000016.txt : 20041006 0001217624-04-000016.hdr.sgml : 20041006 20041006173735 ACCESSION NUMBER: 0001217624-04-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040723 FILED AS OF DATE: 20041006 DATE AS OF CHANGE: 20041006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWALL TECHNOLOGIES INC /DE/ CENTRAL INDEX KEY: 0000813619 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 942551470 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 4159629111 MAIL ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEINZE WOLFGANG CENTRAL INDEX KEY: 0001210554 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15930 FILM NUMBER: 041068997 BUSINESS ADDRESS: STREET 1: PAUKERWEG 9 CITY: BERLIN GERMAN STATE: 2M ZIP: 12685 BUSINESS PHONE: 011693595244303 MAIL ADDRESS: STREET 1: PAUKERWEG 9 CITY: BERLIN GERMAN STATE: 2M ZIP: 12685 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-07-23 0 0000813619 SOUTHWALL TECHNOLOGIES INC /DE/ SWTX 0001210554 HEINZE WOLFGANG 3975 EAST BAYSHORE ROAD PALO ALTO CA 94303 0 1 0 0 Sr. VP, General Manager Incentive Stock Option (right to buy) 0.5 2004-07-23 4 A 0 73938 0.5 A 2005-02-09 2014-07-23 Common Stock 73938 73938 D Non-Qualified Stock Option (right to buy) 0.5 2004-07-23 4 A 0 13562 0.5 A 2005-02-09 2014-07-23 Common Stock 13562 13562 D Non-Qualified Stock Option (right to buy) 0.5 2004-07-23 4 A 0 62500 0.5 A 2005-02-09 2014-07-23 Common Stock 62500 76062 D Employee stock option granted pursuant to 1997 Stock Option Plan. No remuneration on the purchase price until option is exercised by the employee. Grants contingent on shareholder approval which was obtained on October 5, 2004. By: Thomas Hood For: Wolfgang Heinze 2004-10-06 -----END PRIVACY-ENHANCED MESSAGE-----