-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UP2CYmMs46s828OswLJTmslJyk0ZbaPyNoNY6hbTjWINpZDSC3PffT4dwUK8wmCL Xmfk4icmuK3Vh4efMPruCw== 0001217624-04-000014.txt : 20041006 0001217624-04-000014.hdr.sgml : 20041006 20041006164529 ACCESSION NUMBER: 0001217624-04-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040723 FILED AS OF DATE: 20041006 DATE AS OF CHANGE: 20041006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPOVILLA DENNIS CENTRAL INDEX KEY: 0001256340 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15930 FILM NUMBER: 041068641 MAIL ADDRESS: STREET 1: 12332 OBRAD DR CITY: SARATOGA STATE: CA ZIP: 95070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWALL TECHNOLOGIES INC /DE/ CENTRAL INDEX KEY: 0000813619 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 942551470 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 4159629111 MAIL ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-07-23 0 0000813619 SOUTHWALL TECHNOLOGIES INC /DE/ SWTX 0001256340 CAPOVILLA DENNIS 3975 EAST BAYSHORE ROAD PALO ALTO CA 94303 0 1 0 0 VP - World Wide Sales Incentive Stock Option (right to buy) 0.5 2004-07-23 4 A 0 73666 0.5 A 2005-02-09 2014-07-23 Common Stock 73666 73666 D Non-Qualified Stock Option (right to buy) 0.5 2004-07-23 4 A 0 43000 0.5 A 2005-02-09 2014-07-23 Common Stock 43000 43000 D Non-Qualified Stock Option (right to buy) 0.5 2004-07-23 4 A 0 83334 0.5 A 2005-02-09 2014-07-23 Common Stock 83334 126334 D Employee stock option granted pursuant to 1997 Stock Option Plan. No remuneration on the purchase price until option is exercised by the employee. Grants contingent on shareholder approval which was obtained on October 5, 2004. By: Thomas Hood For: Dennis Capovilla 2004-10-06 -----END PRIVACY-ENHANCED MESSAGE-----