-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UHEE6kJBaBX03Lmi2om3uY50dHMKUCrr5kAYJpzYK08MCHQrIFq51/sNNVPxg7eh H6zGOsO+gUSJZPxwxNwZ6Q== 0001217624-04-000013.txt : 20041006 0001217624-04-000013.hdr.sgml : 20041006 20041006144153 ACCESSION NUMBER: 0001217624-04-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040723 FILED AS OF DATE: 20041006 DATE AS OF CHANGE: 20041006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOOD THOMAS CENTRAL INDEX KEY: 0001193872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15930 FILM NUMBER: 041068053 BUSINESS ADDRESS: STREET 1: 15 ALISO WAY CITY: PORTOLA VALLEY STATE: CA ZIP: 94024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWALL TECHNOLOGIES INC /DE/ CENTRAL INDEX KEY: 0000813619 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 942551470 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 4159629111 MAIL ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-07-23 0 0000813619 SOUTHWALL TECHNOLOGIES INC /DE/ SWTX 0001193872 HOOD THOMAS 3975 EAST BAYSHORE ROAD PALO ALTO CA 94303 1 1 0 0 President & CEO and Director Non-Qualified Stock Option (right to buy) 0.5 2004-07-23 4 A 0 288750 0.5 A 2005-02-09 2014-07-23 Common Stock 288750 288750 D Non-Qualified Stock Option (right to buy) 0.5 2004-07-23 4 A 0 41250 0.5 A 2005-02-09 2014-07-23 Common Stock 41250 330000 D Employee stock option granted pursuant to 1997 Stock Option Plan. No remuneration on the purchase price until option is exercised by the employee. Grants contingent on shareholder approval which was obtained on October 5, 2004. By: John Lipscomb For: Thomas Hood 2004-10-06 -----END PRIVACY-ENHANCED MESSAGE-----