-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UF+NehA66433p3V5GwwI+1LKmTbEJ1nPV2bQW1lQGnDjr+3OB6+5xxI1oX5foEv1 W1WCxB9MtWEq7mf2RcyTTw== 0001217624-04-000004.txt : 20040107 0001217624-04-000004.hdr.sgml : 20040107 20040107194004 ACCESSION NUMBER: 0001217624-04-000004 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWALL TECHNOLOGIES INC /DE/ CENTRAL INDEX KEY: 0000813619 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 942551470 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 4159629111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESTRA SICCO W T CENTRAL INDEX KEY: 0001210546 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15930 FILM NUMBER: 04514177 BUSINESS ADDRESS: STREET 1: 17 CHESTER CIRCLE CITY: LOS ALTOS STATE: CA ZIP: 94022 BUSINESS PHONE: 6509170241 MAIL ADDRESS: STREET 1: 17 CHESTER CIRCLE CITY: LOS ALTOS STATE: CA ZIP: 94022 5 1 edgardoc.xml PRIMARY DOCUMENT X0201 5 2003-12-31 0 0 0 0000813619 SOUTHWALL TECHNOLOGIES INC /DE/ SWTX 0001210546 WESTRA SICCO W T 3975 EAST BAYSHORE ROAD PALO ALTO CA 94303 0 1 0 0 Sr. VP, Worldwide Sales & Mkt Common Stock 2003-11-28 5 J 0 600 0.7735 A 1200 D The reporting person's direct common stock holdings reported in Table 1 include shares acquired pursuant to Southwall Technologies Corporation's Section 423 qualified employee stock purchase plan. Pursuant to Rules 16a-3 and 16b-3, purchases under this plan are exempt from the Section 16(a) reporting requirements. By: John Lipscomb For: Sicco Westra 2004-01-07 -----END PRIVACY-ENHANCED MESSAGE-----