0001140361-11-019567.txt : 20110331 0001140361-11-019567.hdr.sgml : 20110331 20110331060855 ACCESSION NUMBER: 0001140361-11-019567 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110330 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20110331 DATE AS OF CHANGE: 20110331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWALL TECHNOLOGIES INC /DE/ CENTRAL INDEX KEY: 0000813619 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 942551470 STATE OF INCORPORATION: DE FISCAL YEAR END: 0314 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35116 FILM NUMBER: 11723693 BUSINESS ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 4159629111 MAIL ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 8-K 1 form8k.htm SOUTHWALL TECHNOLOGIES 8-K 3-30-2011 form8k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

FORM 8-K

Current Report Pursuant
to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) March 30, 2011

SOUTHWALL TECHNOLOGIES INC.
(Exact Name Of Registrant As Specified In Its Charter)

DELAWARE
(State or Other Jurisdiction of Incorporation)

0-15930
  
94-2551470
(Commission File Number)
  
(I.R.S. Employer Identification No.)

3788 Fabian Way, Palo Alto, CA
  
94303
(Address of Principal Executive Offices)
  
(Zip Code)

(650) 798-1285
(Registrant’s Telephone Number, Including Area Code)

N/A
(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
Item 8.01
OTHER EVENTS

Southwall Technologies Inc. today announced that it is now listed on the NASDAQ Capital Market under the symbol SWTX.


Item 9.01
Financial Statements and Exhibits

(d) Exhibits

Exhibit No.
Description
   
99.1
Press Release dated March 30, 2011

 
 
 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

Dated: March 30,  2011
SOUTHWALL TECHNOLOGIES INC.
 
 
 
 
 
 
 
By:
/s/ Dennis F. Capovilla
 
 
 
Dennis F. Capovilla
 
 
Chief Executive Officer
 
 
 
 

Exhibit Index

Exhibit No.
Description
   
Press Release dated March 30, 2011

 
 EX-99.1 2 ex99_1.htm EXHIBIT 99.1 ex99_1.htm
Exhibit 99.1


FOR IMMEDIATE RELEASE


Southwall Technologies Lists on the NASDAQ Capital Market

PALO ALTO, Calif.--(BUSINESS WIRE)--March 30, 2011--Southwall Technologies Inc. (NASDAQ:SWTX), an energy efficiency company that develops and manufactures high-performance films and glass products that save energy and reduce carbon emissions in buildings, homes and cars, announced today the approval of its application to list on the NASDAQ Capital Market. Southwall common stock will cease trading on the OTC Market under the symbol “SWTXD” and begin trading on the NASDAQ Capital Market under the trading symbol “SWTX” when the market opens on March 30, 2011.

“Listing on the NASDAQ Capital Market is a key milestone for Southwall”, said Dennis Capovilla, president and chief executive officer. “Executing our business plan has strengthened our financial position and enabled us to join some of the most innovative companies in the world on NASDAQ.”
 
 
About Southwall Technologies Inc.
 
Southwall Technologies is the leading innovator of energy-saving films and glass products that dramatically improve the energy efficiency of buildings, homes and cars. Southwall is an ISO 9001/14001 certified manufacturer with customers in over 25 countries around the world.