0001140361-11-007039.txt : 20110208 0001140361-11-007039.hdr.sgml : 20110208 20110208160232 ACCESSION NUMBER: 0001140361-11-007039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110208 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERRY WILLIAM A CENTRAL INDEX KEY: 0001224960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15930 FILM NUMBER: 11582670 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWALL TECHNOLOGIES INC /DE/ CENTRAL INDEX KEY: 0000813619 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 942551470 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 4159629111 MAIL ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 4 1 doc1.xml FORM 4 X0303 4 2011-02-08 0 0000813619 SOUTHWALL TECHNOLOGIES INC /DE/ SWTX 0001224960 BERRY WILLIAM A 3788 FABIAN WAY PALO ALTO CA 94303 1 0 0 0 Non-Qualified Stock Option (right to buy) 0.50 2011-02-08 4 M 0 20000 0.00 D 2008-10-05 2014-10-05 COMMON STOCK 20000 0 D Non-Qualified Stock Option (right to buy) .54 2011-02-08 4 M 0 15000 0 D 2010-03-01 2017-03-01 COMMON STOCK 15000 0 D Non-Qualified Stock Option (right to buy) .58 2011-02-08 4 M 0 5000 0 D 2010-03-18 2019-03-18 COMMON STOCK 5000 0 D This option was granted pursuant to Southwall Technologies Corporation's stock incentive plan and is exempt pursuant to Rule 16b-3. Exercised stock option with cash. /s/ William A. Berry 2011-02-08