-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A38xPIY+c4lKFf9TDcP3NPEtEUFuzwcztYd9uJI8Po6YwcjSYIuGyUzsg1c5JSjS 03rHl3zVREv8bXo2w50edw== 0001140361-09-010621.txt : 20090430 0001140361-09-010621.hdr.sgml : 20090430 20090430115118 ACCESSION NUMBER: 0001140361-09-010621 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090428 FILED AS OF DATE: 20090430 DATE AS OF CHANGE: 20090430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPOVILLA DENNIS CENTRAL INDEX KEY: 0001256340 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15930 FILM NUMBER: 09781954 MAIL ADDRESS: STREET 1: 12332 OBRAD DR CITY: SARATOGA STATE: CA ZIP: 95070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWALL TECHNOLOGIES INC /DE/ CENTRAL INDEX KEY: 0000813619 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 942551470 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 4159629111 MAIL ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 4 1 doc1.xml FORM 4 X0303 4 2009-04-28 0 0000813619 SOUTHWALL TECHNOLOGIES INC /DE/ SWTX 0001256340 CAPOVILLA DENNIS 3788 FABIAN WAY PALO ALTO CA 94303 0 1 0 0 CEO Incentive Stock Option (right to buy) .63 2009-04-28 4 A 0 150000 0 A 2010-04-28 2019-04-28 Common Stock 150000 150000 D Stock options vest over 4 years, 25% per year. /s/ Dennis Capovilla 2009-04-30 -----END PRIVACY-ENHANCED MESSAGE-----