-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BkACizpwMcelrh8z3U06thzTZi0FDbfD7m2L5isi24KPLphApzb94TaYDH7UwC4F o126ZlIbo2sM+rU7PtovpQ== 0000813619-04-000008.txt : 20040210 0000813619-04-000008.hdr.sgml : 20040210 20040210102900 ACCESSION NUMBER: 0000813619-04-000008 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040210 ITEM INFORMATION: Other events FILED AS OF DATE: 20040210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWALL TECHNOLOGIES INC /DE/ CENTRAL INDEX KEY: 0000813619 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 942551470 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-15930 FILM NUMBER: 04579950 BUSINESS ADDRESS: STREET 1: 1029 CORPORATION WAY CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 4159629111 8-K 1 sw_8k021004.htm FORM 8-K 10KWizard.msw

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF

THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of Earliest Event Reported): February 10, 2004

Southwall Technologies Inc.

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(Exact name of registrant as specified in its charter)

Delaware

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(State of incorporation or organization)

015930

94-2551470

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--------------------

(Commission File Number)

(I.R.S. Employer Identification No.)

3975 East Bayshore Road, Palo Alto, California 94303

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(Address of Principal Executive Office) (Zip Code)

Registrant's telephone number, including area code: (650) 962-9111

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Item 5. Other Events.

On February 9, 2004, Southwall Technologies Inc. ("Southwall") issued a press release announcing the appointed Maury Austin as interim chief financial officer, effective February 9, 2004. The appointment of Mr. Austin is considered interim until a permanent chief financial officer is selected.

Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.

(c) Exhibits

99.1 Press Release, dated February 9, 2004, issued by Southwall Technologies Inc.

 

 

 

 

 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

SOUTHWALL TECHNOLOGIES INC.

 

Date: February 10, 2004

By: /s/ Thomas G. Hood____________

 

Thomas G. Hood

 

President and Chief Executive Officer

 

 

EXHIBIT INDEX

Exhibit No.

Description

99.1

Press Release, dated February 9, 2004, issued by Southwall Technologies Inc.

EX-99.1 3 ex99-1.htm EXHIBIT Investor/Media Advisory:

PRESS RELEASE

 

SOUTHWALL TECHNOLOGIES, INC.

3975 East Bayshore Road

Palo Alto, CA 94303

Phone: (650) 962-9111

Fax: (650) 967-8713

www.southwall.com

 

Contacts:

Thomas G. Hood, President and CEO

thood@southwall.com

For Immediate Release

SOUTHWALL TECHNOLOGIES APPOINTS INTERIM CHIEF FINANCIAL OFFICER

 

PALO ALTO, CA - February 9, 2004 - Southwall Technologies Inc. (Nasdaq:SWTX), a global developer, manufacturer and marketer of thin-film coatings for the electronic display, automotive glass and architectural markets, today announced that it has appointed Maury Austin as interim chief financial officer, effective February 9, 2004. The appointment of Mr. Austin is considered interim until a permanent chief financial officer is selected. Austin was most recently chief financial officer of Vicinity Corporation from 2000 until its acquisition by Microsoft in 2003.

Mr. Austin served as chief financial officer of Symmetricom from 1999 to 2000 and was chief financial officer/chief operating officer of Flashpoint prior to that. He held a variety of positions at Apple Computer between 1988 and 1997, including the post of vice president and general manager of the Imaging Division.

"We are very pleased to have someone with Maury's extensive financial background on board," said Thomas G. Hood, Southwall's president and chief executive officer. "We are making progress in our restructuring activities and believe Maury will be instrumental in helping us complete them."

About Southwall Technologies Inc.

Southwall Technologies Inc., designs and produces thin film coatings that selectively absorb, reflect or transmit light. Southwall products are used in a number of automotive, electronic display and architectural glass products to enhance optical and thermal performance characteristics, improve user comfort and reduce energy costs. Southwall is an ISO 9001:2000-certified manufacturer and exports advanced thin film coatings to over 25 countries around the world. Southwall's customers include Audi, BMW, DaimlerChrysler, Hewlett-Packard, Mitsubishi Electric, Mitsui Chemicals, Peugeot-Citroën, Pilkington, Renault, Saint-Gobain Sekurit, and Volvo.

This press release may contain forward-looking statements as that term is defined in the Private Securities Litigation Reform Act of 1995, including, without limitation, statements regarding the company's expectations, beliefs, intentions, or strategies regarding the future. All forward-looking statements in this press release are based on information available to the company on the date hereof, and the company assumes no obligation to update any such forward-looking statements. These statements are subject to certain risks and uncertainties that could cause actual results to differ materially from those presented. These risks include the possibility that Southwall will not successfully complete its restructuring and that, even if completed, such restructuring will not be effective. Further risks are detailed in the company's filings with the Securities and Exchange Commission, including those set forth in the company's most recent Annual Report on Form 10-K for the year ended December 31, 2002, filed on March 31, 2003; its Quarterly Report on Form 10-Q for the quarter ended September 28, 2003, filed on November 17, 2003, as amended by its Quarterly Report Form 10-Q/A, filed on November 19, 2003; its Current Reports on Form 8-K, filed on December 9, 2003, December 16, 2003, and January 9, 2004.

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