EX-99.30(2)(B) 2 d76216dex99302b.htm JHUSA- LIST OF THIRD-PARTY BROKER-DEALER FIRMS JHUSA- List of third-party broker-dealer firms
Title    Business Lines    BD Tax ID#
&Partners    Annuity; 529; Life; Group Pension    62-1627736
1st Discount Brokerage, Inc.    529;#Group Pension;#JHVLICO;#Life;#Annuity    65-0592899
A.E. Financial Services, LLC    Group Pension;#Life;#Annuity (servicing only);#529    83-1566185
Abacus Investments, Inc.    Annuity; Life; Group Pension; JHVLICO    39-1768558
Access Financial Group, Inc.    Annuity; Group Pension; JHVLICO    13-3696056
Access Investments, Inc.    Annuity; Life; Group Pension    73-1505851
ACE Diversified Capital, Inc.    Annuity; Life; Group Pension    95-4591545
Advanced Advisor Group, LLC    529;#Annuity; Life; Group Pension    35-2261591
Adviser Dealer Services, Inc.    Annuity; Life; Group Pension    31-1391437
Advisory Group Equity Services Ltd.    529;#Group Pension;#JHVLICO;#Life;#Annuity    04-2830039
Aegis Capital Corp.    529;#Group Pension;#Life;#Annuity (servicing only)    11-2671906
Aegis Investments, Inc.    Group Pension;#Life;#Annuity (servicing only)    41-1540307
Alamo Capital    Annuity; 529; Life; Group Pension    68-0134926
Alexander Capital, LLC    Group Pension;#Life;#Annuity (servicing only)    13-3866977
Alexander Investment Services Co.    Annuity; 529    61-0652524
Allegheny Investments, Ltd.    Annuity; 529; Life; Group Pension; JHVLICO    25-1326593
Allen C. Ewing & Co. (NEW)    Group Pension;#Life;#Annuity (servicing only)    59-3000850
Allen, Mooney & Barnes Brokerage Services, LLC    Group Pension    74-3070309
Alliance Global Partners    Group Pension;#Life;#Annuity (servicing only)    59-2015540
Allied Millennial Partners, LLC    529;#Life;#Group Pension;#Annuity (servicing only)    35-1632778
Allstate Financial Services, LLC    Annuity; 529; Life; Group Pension    47-0826838
Alvarez & Marsal Securities, LLC    Group Pension;#Life;#Annuity (servicing only)    51-0430281
American Capital Partners, LLC    Annuity    01-0564479
American Financial Associates, Inc.    Annuity; Life; Group Pension; JHVLICO    23-2654301
American Funds & Trusts Incorporated    Group Pension    87-0238597
American Global Wealth Management    529;#Group Pension;#Life;#Annuity (servicing only)    39-1259164
American Heritage Securities, Inc.    Annuity    34-1695617
American Independent Securities Group, LLC    Annuity; 529; Life; Group Pension    20-2190456
American Investors Company    Annuity; 529; Life; Group Pension; JHVLICO    94-2201424
American Municipal Securities, Inc.    Annuity; 529; Life; Group Pension    59-2023127
American Portfolios Financial Services, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    11-3018002
American Trust Investment Services, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    35-1168112
American Wealth Management, Inc.    Annuity; 529; Life; Group Pension    58-1867326
Ameriprise Financial Services, Inc.    529;#Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    41-0973005
Ameritas Investment Corp    Annuity; 529; Life; Group Pension; JHVLICO    47-0663374
Anchor Bay Securities, LLC    Group Pension;#Life;#Annuity    90-0391569
Andrew Garrett Inc.    Annuity; 529; Life; Group Pension    43-1613019
Aon Securities Inc.    Group Pension;#Life;#Annuity (servicing only);#TOHI    13-2642812
AOS, Inc. (dba TradingBlock and MoneyBlock)    529;#Group Pension;#Life;#Annuity (servicing only)    36-4535546
APW Capital, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    22-3526587
Arete Wealth Management, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    39-1918659
Arkadios Capital LLC    529;#Group Pension;#Life;#Annuity (servicing only)    81-1052458
Arlington Securities, Incorporated    Annuity; 529; Life; Group Pension    38-2711392
Arvest Asset Management    Annuity; Life; Group Pension; JHVLICO    71-0794602
Associated Investment Services, Inc.    Annuity; 529; Life; Group Pension    39-0210110
Aurora Securities, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    92-0162178
Ausdal Financial Partners, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    42-1129623
Avantax Investment Services, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    75-1869963
Aventura Securities, LLC    Annuity; 529; Life; Group Pension    20-5452876
Avisen Wealth Management, Inc.    Annuity; 529; Group Pension    06-1676986
Avondale Partners, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    62-1761948
AXA Advisors, LLC    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    06-1555494
Axio Financial    Group Pension;#Life;#Annuity (servicing only)    52-2338891
B. C. Ziegler And Company    Annuity; 529; Life; Group Pension; JHVLICO    39-0727640
B. Riley Wealth Management, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    62-1518255
B.B. Graham & Company, Inc.    Annuity; 529; Life; Group Pension    95-4587418
Ballew Investments, Inc.    Group Pension;#Life    64-0823167
Bankers Life Securities, Inc.    Group Pension;#Life;#Annuity (servicing only)    47-1481527
Bankoh Investment Services, Inc.    529;#Annuity; Life; Group Pension    99-0291948
Barnabas Capital, LLC    Life;#Group Pension;#Annuity (servicing only)    83-1038672
BBVA Securities, Inc.    Annuity; 529; Life; Group Pension    75-2329230
BCG Securities, Inc.    Annuity; 529; Life; Group Pension    23-1664237
Beaconsfield Financial Services, Inc.    529;#Annuity    25-1447238
Bellamah, Neuhauser and Barrett. Inc.    Group Pension;#Life;#Annuity    53-0260880
Benchmark Investments, Inc.    Group Pension;#Life;#Annuity    71-0825385
Benefit Funding Services, LLC    Annuity; Life; Group Pension    86-0891039
Benjamin F. Edwards & Company, Inc.    Annuity; 529; Life; Group Pension    26-3199152
Berthel Fisher & Company Financial Services, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    42-1029773
BestVest Investments, Ltd.    Annuity; Life; Group Pension    32-3220312
BFT Financial Group, LLC    Annuity; 529; Life; Group Pension    75-2856929
BG Worldwide Securities, Inc.    Life; JHVLICO    30-0039439
BHK Securities, LLC    Annuity; Group Pension    20-2455216
Black Oak Securities, Inc.    Group Pension    37-1299579
Blakeslee And Blakeslee Inc.    Annuity; 529; Life; Group Pension; JHVLICO    77-0017182
BOK Financial Services, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    73-1275307
Bolton Global Capital, Inc.    Annuity; 529; Life; Group Pension    04-2848146
Brighton Securities Corp.    Group Pension;#Life;#Annuity; 529    16-0961085
Bristol Financial Services, Inc.    Annuity; Life; Group Pension    20-3156765
BrokerageSelect    Group Pension;#Life;#Annuity (servicing only)    06-1549225
Brokers International Financial Services, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    20-3749442
Brooklight Place Securities, Inc.    Annuity; 529; Life; Group Pension    36-3317130
Brown Associates, Inc.    Annuity; Life; Group Pension    62-0808843
Brown, Lisle/Cummings, Inc.    Group Pension    05-0310503
Buckman, Buckman & Reid, Inc.    Annuity; Life; Group Pension    22-2926943
Buttonwood Partners, Inc.    Annuity; Life; Group Pension    39-1674219
Cabin Securities, Inc.    Annuity (servicing only)    37-4578756
Cabot Lodge Securities, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    45-3717999
Cadaret, Grant & Co., Inc.    Annuity; 529; Life; Group Pension; JHVLICO    22-2361254
Caldwell Sutter Capital, Inc.    Life;#Annuity (servicing only);#Group Pension    94-2799654
Callaway Financial Services, Inc.    Annuity; Life; Group Pension; JHVLICO    75-2855666
Calton & Associates, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    59-2845944
Cambria Capital, LLC    Group Pension;#Life;#Annuity    02-0727653
Cambridge Investment Research, Inc.    BOLI;#Annuity; 529; Life; Group Pension; JHVLICO    42-1445429
Camden Financial Services    Annuity; JHVLICO    33-0653990
Capacuity Securities, Inc.    Annuity; Life; Group Pension    23-2305124
Cape Securities, Inc.    Annuity; 529; Life; Group Pension    56-1128974
CapFinancial Securities, LLC    BOLI;#Annuity; 529; Life; Group Pension    46-4350797

 

# INTERNAL

Capital Brokerage Corporation    Annuity; Life; Group Pension; JHVLICO    91-1143830
Capital City Securities, LLC    Annuity; 529; Life; Group Pension    20-2350070
Capital Investment Brokerage, Inc.    Annuity; 529; Life; Group Pension    56-1958819
Capital Investment Group, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    56-1394939
Capital Management Securities, Inc.    Annuity; Life; Group Pension    41-1249586
Capital Portfolio Management, Inc.    Group Pension;#529;#Life;#Annuity (servicing only)    52-1744548
Capital Synergy Partners    529;#Group Pension;#Life;#Annuity    33-0837865
Capitol Securities Management, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    54-1170635
Cardinal Investments, Inc.    529;#Group Pension;#Life;#Annuity    37-1326529
Carolinas Investment Consulting LLC    Annuity; Life; Group Pension    56-2204761
Carter, Terry & Company, Inc.    Annuity; 529; Life; Group Pension    58-1608676
Carty & Company, Inc.    Annuity; 529; Life; Group Pension    62-0842403
Cary Street Partners LLC    529;#Annuity; Life; Group Pension    32-0007529
Cascade Investment Group, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    84-1245938
CBIZ Financial Solutions, Inc.    529;#Group Pension;#JHVLICO;#Life;#Annuity    52-1396995
CCO Investment Services Corp.    529;#Annuity; Life; Group Pension    05-0487400
Celadon Financial Group LLC    Annuity; Life; Group Pension    59-2657843
Centaurus Financial, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    33-0530236
Centennial Securities Company, Inc.    Group Pension;#Annuity;#Annuity; 529; JHVLICO    38-2214928
Center Street Securities, Inc.    529;#Group Pension;#Life;#Annuity    72-1159563
Ceros Financial Services, Inc.    Annuity; 529; Life; Group Pension    04-3249931
Cetera Advisor Networks, LLC    Annuity; 529; Life; Group Pension; JHVLICO    95-3845382
Cetera Advisors, LLC    Annuity; 529; Life; Group Pension; JHVLICO    84-0858799
Cetera Financial Specialists LLC    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    36-3120284
Cetera Investment Services LLC    529;#Group Pension;#JHVLICO;#Life;#Annuity    41-1483314
CFD Investments, Inc.    529;#Group Pension;#JHVLICO;#Life;#BOLI    35-1692812
Chapin, Davis    Annuity; 529    52-1715615
Chauner Securities, Inc.    Annuity; Life; Group Pension; JHVLICO    36-3356325
Chelsea Financial Services    Annuity; Life; Group Pension    11-3489062
CIG Securities    529;#Group Pension;#Life;#Annuity (servicing only)    20-0194097
Citigroup Global Markets Inc.   

529;#Group Pension;#Life;#Annuity (servicing only);

#Annuity; 529; Life; Group Pension; JHVLICO

    11-2418191
Classic, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    45-3356898
Client One Securities, LLC    529;#Group Pension;#Life;#Annuity    27-1408998
CliftonLarsonAllen Wealth Advisors, LLC    Annuity; Life; Group Pension    41-1803291
Coastal Equities, Inc.    529;#Group Pension;#Life;#Annuity    56-2456935
Coker & Palmer, Inc.    Annuity; Life; Group Pension    64-0802631
Coldstream Securities, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    93-1198599
Colliers Securities, LLC    529;#Group Pension;#Life;#Annuity    41-1883794
Colorado Financial Service Corporation    529;#Group Pension;#Life;#Annuity    26-1855173
Comerica Securities, Inc.    Group Pension;#Life;#Annuity (servicing only)    38-2621207
Commerce Brokerage Services, Inc.    Annuity; 529; Life; Group Pension    43-1381067
Commonwealth Financial Network    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    04-2675571
CommunityAmerica Financial Solutions, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    26-0046643
Compak Securities, Inc.    Annuity; Life; Group Pension; JHVLICO    13-4225974
Compass Securities Corporation    Annuity; Life; Group Pension    04-2844064
Concorde Investment Services, LLC    529;#Group Pension;#Life;#Annuity    27-0498480
Concourse Financial Group Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    63-0879387
Consolidated Financial Investments, Inc.    Annuity; Group Pension    43-1490793
Continental Investors Services, Inc.    529;#Group Pension;#Annuity (servicing only)    91-1543805
Cooper Malone McClain, Inc.    Annuity; Life; Group Pension    48-1024628
Coordinated Capital Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    39-1468428
CoreCap Investments, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    23-2809463
Cornerstone Financial Services, Inc.    Group Pension;#Life;#Annuity (servicing only)    35-1720807
Correll Co. Investment Services Corp.    Annuity; 529; Life; Group Pension; JHVLICO    36-3400965
Country Club Financial Services, Inc.    Annuity; Life; Group Pension; BOLI    43-1604510
Courtlandt Securities Corporation    Annuity; Life; Group Pension    20-2966004
CPS Financial & Insurance Services, Inc.    Annuity; Life; Group Pension; JHVLICO    33-0701950
Cresap Inc.    Annuity;#JHVLICO;#529    23-2589413
Crescent Securities Group, Inc.    529;#Group Pension;#Life;#Annuity    75-2947048
Crews & Associates, Inc.    Annuity; 529; Life; Group Pension    71-0522369
Crown Capital Securities, L.P.    Annuity; 529; Life; Group Pension; JHVLICO    33-0837984
Cullen Investment Group, Ltd.    Annuity    72-1088646
CUNA Brokerage Services, Inc.    BOLI;#Annuity; 529; Life; Group Pension; JHVLICO   
CUSO Financial Services, L.P.    529;#Group Pension;#JHVLICO;#Life;#Annuity    33-0731851
Cutter & Company, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    43-1477566
CW Securities, LLC    Annuity; 529; Life; Group Pension; JHVLICO    30-0149369
D.A. Davidson & Co.    Annuity; 529; Life; Group Pension    81-0139474
D.H. Hill Securities LLP    Annuity; 529; Life; Group Pension    76-0505272
DAI Securities, LLC    529;#Annuity; Life; Group Pension; JHVLICO    72-1269491
Davenport & Company LLC    Annuity; 529; Life; Group Pension; JHVLICO    54-1835842
Davinci Capital Management Inc.    529;#Annuity; Life; Group Pension    01-0522492
Davis Securities LLC    Group Pension;#Life;#Annuity (servicing only)    20-3138121
Dawson James Securities, Inc.    Annuity; 529; Life; Group Pension    20-0161722
Dempsey Lord Smith, LLC    Annuity; 529; Life; Group Pension    20-4853289
Deutsche Bank Securities Inc.    Annuity; 529; Life; Group Pension    13-2730828
DFP Equities, Inc.    Annuity; Life; Group Pension    35-1403362
DFPG Investments, Inc.    529;#Group Pension;#Life;#Annuity    27-3648334
Dinosaur Securities, L.L.C.    529;#Group Pension;#Life    1341 23021
Diversified Resources, LLC    Annuity; Life; Group Pension    05-0515637
Diversified Securities, Incorporated    Annuity; Life; Group Pension    95-2409158
DMK Advisor Group, Inc.    529;#Group Pension;#Life;#Annuity    84-1345780
Dominari Securities, LLC    Annuity; 529; Life; Group Pension    06-1186517
Dominion Investor Services, Inc.    Annuity;#Life;#Group Pension    75-2201702
Dorn & Co., Inc.    Group Pension    41-0836886
Duncan-Williams, Inc.    Annuity; 529; Life; Group Pension    62-0804968
E1 Asset Management, Inc.    Group Pension;#Life;#Annuity (servicing only)    52-2107704
Eagles Coast Capital, LLC    529;#Life;#Annuity (servicing only)    82-5449412
Edward Jones    Annuity; 529; Life; Group Pension; JHVLICO    43-0345811
EF Legacy Securities, LLC    Group Pension;#Life;#Annuity (servicing only)    47-3919321
Elish & Elish Inc.    Annuity    25-1604700
Emerson Equity LLC    Annuity; 529; Life; Group Pension; JHVLICO    74-3109983
Empire Asset Management Company    Group Pension;#Life;#Annuity (servicing only)    20-5835358
Equity Services, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    03-0221141
Essex Securities LLC    Annuity; 529; Life; Group Pension    04-3482688
Executive Services Securities, LLC    Annuity; Life; Group Pension; JHVLICO    58-2466081
Fairport Capital, Inc.    Annuity; 529; Life; Group Pension    06-1103413
Family Investors Company    Annuity; Life; Group Pension    22-1715407
Farmers Financial Solutions, LLC    529;#Annuity; Life; Group Pension    77-0530616

 

# INTERNAL

FAS Corp.    Annuity; Life; Group Pension; BOLI    74-2837348
Feltl & Company    529;#Group Pension;#Life;#Annuity (servicing only)    41-1245161
Fifth Third Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    31-0961761
Finance 500, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    95-3771060
Financial Security Management, Incorporated    Annuity; 529; Life; Group Pension    54-1832360
Financial Sense Securities, Inc.    Group Pension;#Life;#Annuity (servicing only)    33-0674797
Financial Telesis Inc    Annuity; 529; Life; Group Pension; BOLI    68-0279977
FinTrust Brokerage Services, LLC    Annuity; Life; Group Pension    56-1989135
First Asset Financial Inc.    529; Group Pension    86-1141733
First Bankers’ Banc Securities, Inc    Annuity; 529; Life; Group Pension    43-1326319
First Citizens Investor Services, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    56-1854695
First Dallas Securities Incorporated    Annuity; Life; Group Pension; JHVLICO    75-2278917
First Financial Securities Of America, Inc.    Annuity; Life; Group Pension; JHVLICO    74-2132317
First Heartland Capital, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    43-1635588
First Horizon Advisors, Inc.    Group Pension;#Life;#Annuity (servicing only)    62-1254528
First Kentucky Securities Corporation    Annuity; Life    61-0924505
First Liberties Financial    529;#Group Pension;#Life;#Annuity    11-2656907
First Palladium, LLC    Group Pension;#Life;#Annuity (servicing only)    82-2239026
First Western Securities, Inc.    Annuity; 529; Life    75-2176921
FMN Capital Corporation    Annuity; 529; Life; Group Pension; JHVLICO    33-0649400
FMSbonds, Inc.    Annuity; Life; Group Pension; JHVLICO    59-1842344
FNBB Capital Markets, LLC    Annuity; Life; Group Pension    20-0532898
Folger Nolan Fleming Douglas Incorporated    529;#Annuity; Life; Group Pension    53-0068130
Fortress Private Securities, Corp.    Group Pension;#Life;#Annuity (servicing only);#529    82-3399190
Fortune Financial Services, Inc.    529;#Annuity; Life; Group Pension; JHVLICO    25-1799740
Fortune Securities, Inc.    Annuity; Life; Group Pension    95-4553711
Founders Financial Securities, LLC    Annuity; 529; Life; Group Pension    20-2052994
Four Points Capital Partners, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    76-0543859
Frost Brokerage Services, Inc.    Annuity; Life; Group Pension; JHVLICO    74-2404030
FSB Premier Wealth Management, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    93-1084013
G. A. Repple & Company    Annuity; 529; Life; Group Pension; JHVLICO    59-2599605
G.W. Sherwold Associates, Inc.    Group Pension;#Life;#Annuity (servicing only)    33-0619325
Garden State Securities, Inc.    Annuity; 529; Life; Group Pension    22-2319866
Gardner Financial Services, Inc.    Annuity; 529; Life; Group Pension    41-1589846
GDC Securities, LLC    Annuity; Life; Group Pension; JHVLICO    06-1390542
Geneos Wealth Management, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    02-0580939
General Securities Corp    529;#Annuity; Life; Group Pension    43-1513490
Glen Eagle Wealth, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    02-0629945
Global Brokerage Services, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    52-1899822
Globalink Securities, Inc.    Annuity; 529; Life; Group Pension    33-0493552
GLP Investment Services, LLC    Annuity; Group Pension    38-3544062
Gold Coast Securities, Inc.    Annuity; 529; Life; Group Pension    77-0563040
Gradient Securities, LLC    529;#Group Pension;#Life;#Annuity    26-4463739
Grant Williams L.P.    Group Pension;#Life;#Annuity (servicing only)    23-2990197
GRB Financial, LLC    Annuity; Life; Group Pension    90-0115377
Great American Investors, Inc.    Annuity; 529; Life; Group Pension    48-1099886
Great Plains Financial Services, LLP    Group Pension;#Life;#Annuity (servicing only)    91-1802066
Great Point Capital, LLC    Group Pension;#Life;#Annuity (servicing only);#529    36-4398213
Greenberg Financial Group    Annuity; Life; Group Pension    86-0903680
Greenbrier Diversified, Inc.    Annuity; 529    95-4049440
Gregory J. Schwartz & Co., Inc.    529;#Group Pension;#Life;#Annuity    38-2117812
Grove Point Financial, LLC    Annuity; 529; Life; Group Pension; JHVLICO    52-1321340
GWN Securities Inc.    Annuity; 529; Life; Group Pension; JHVLICO    65-0939556
H. C. Denison Co.    529;#Group Pension;#JHVLICO;#Life;#Annuity    39-0794607
Halliday Financial, LLC    Annuity; 529; Life; Group Pension; JHVLICO    46-2850591
Hancock Investment Services, Inc.    Annuity; Life; Group Pension    64-0867168
Hanson McClain Retirement Network, LP dba AW Securities    529;#Annuity; Life; Group Pension    68-0415440
Hantz Financial Services, Inc.    Group Pension;#Life;#Annuity    38-3439679
Harbor Investment Advisory, LLC    529;#Group Pension;#Life;#Annuity    90-0497525
Harbour Investments, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    39-1571149
Harger and Company, Inc.    Annuity; Life; Group Pension    72-0903128
Harold Dance Investments    Annuity; Life; Group Pension    87-0265332
Harvest Financial Corporation    Annuity; Life; Group Pension; JHVLICO    25-1395109
Hazard & Siegel, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    16-0954584
Hazlett, Burt & Watson, Inc.    Annuity;#Life;#Group Pension;#529;#Annuity; Life; Group Pension    55-0538822
Heim, Young & Associates, Incorporated    Annuity; 529; Life; Group Pension    43-1717820
Henley & Company LLC    Annuity; 529; Life; Group Pension    02-0723515
Hennion & Walsh, Inc.    Group Pension;#Life;#Annuity (servicing only)    22-3005841
Herbert J. Sims & Co. Inc.    Group Pension;#Life;#Annuity (servicing only);#Annuity;#529    13-5213180
Heritage Financial Systems, Inc.    Annuity; Life; Group Pension; JHVLICO    23-2991359
Herndon Plant Oakley, Ltd.    Annuity; 529; Group Pension; JHVLICO    74-2863988
HighTower Securities, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    36-4454225
Hilltop Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    75-1382137
Horan Securities, Inc.    Annuity; Life; Group Pension; JHVLICO    31-1448612
Hornor, Townsend & Kent, Inc.    529;#Group Pension;#JHVLICO;#Life;#Annuity    23-1706189
HSBC Securities (USA) Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    13-2650272
Hub International Investment Services, Inc.    Group Pension;#Life    26-3188716
Hudson Heritage Capital Management, Inc.    529;#Annuity; Life; Group Pension    13-3970289
Hunter Associates, Inc.    Annuity; Life; Group Pension    47-5665331
Huntleigh Securities Corporation    Annuity; 529; Life; Group Pension; JHVLICO    43-1106957
IBN Financial Services, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    16-1493299
IFP Securities, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    83-0951655
Independence Capital Co. Inc.    529;#Group Pension;#JHVLICO;#Life;#BOLI;#Annuity    34-1620295
Independent Financial Group, LLC    Annuity; 529; Life; Group Pension; JHVLICO    71-0927304
Infinex Investments, Inc.    Annuity; 529; Life; Group Pension    06-1367288
Infinity Securities, Inc. dba Infinity Financial Services    529;#Group Pension;#Life;#Annuity    68-0642587
Inlet Securities, LLC    Annuity; Life; Group Pension    27-0125668
Innovation Partners, LLC    Group Pension;#Life;#BOLI;#529    30-0451254
Insight Securities, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    36-2708269
Insigneo Securities, LLC    Group Pension;#Life;#Annuity (servicing only)    65-0886354
Institutional Securities Corporation    Annuity; 529; Life; Group Pension    75-2181339
Integral Financial LLC    Group Pension;#Life;#Annuity    02-0565622
Integrated Financial Planning Services    529;#Group Pension;#Life;#Annuity (servicing only)    98-0385606
Integrity Brokerage Services, Inc.    Group Pension;#Annuity (servicing only);#Life    85-1517086
Intercarolina Financial Services, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    56-1563464
International Assets Advisory, LLC    Group Pension;#Life;#Annuity; 529    59-3734291
International Money Management Group, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    52-1259351
Intervest International Equities Corporation    Annuity; 529; Life; Group Pension; JHVLICO    98-0096287

 

# INTERNAL

Inverness Securities, LLC    529;#Group Pension;#Life;#Annuity    01-0791017
Investment Network, Inc.    Annuity    84-1624658
Investment Planners, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    37-1202099
Investment Security Corporation    529;#Annuity; Life; Group Pension    95-4727975
Invicta Capital, LLC    Group Pension;#Life;#Annuity (servicing only)    47-1180771
J K R & Company, Inc.    Annuity; 529; Life; Group Pension    95-3420368
J. Alden Associates, Inc.    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    23-2825319
J. K. Financial Services, Inc.    Annuity; 529; Life; Group Pension    33-0890059
J.P. Morgan Securities, LLC    Group Pension;#Life;#Annuity (servicing only)    13-4110995
J.W. Cole Financial, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    16-1632597
Jack V. Butterfield Investment Company    Annuity; 529; Group Pension    38-1787847
Jacques Financial, LLC    Annuity; Life; Group Pension    52-2217889
James I. Black & Company    Annuity; Life; Group Pension    59-1056275
James T. Borello & Co.    Annuity; Life; Group Pension    36-3688864
Janney Montgomery Scott LLC    Annuity; 529; Life; Group Pension; JHVLICO    23-0731260
JBS Liberty Securities, Inc.    Annuity; Life; Group Pension    56-1863246
JDL Securities Corporation    Group Pension    33-0446425
K. W. Chambers & Co.    Annuity; Life; Group Pension    43-0785292
KCD Financial, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    33-1057766
Keel Point Capital, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    42-1607342
Kestra Investment Services, LLC    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    74-2794194
Key Investment Services LLC    Annuity; 529; Life; Group Pension    13-4300906
Keybanc Capital Markets Inc.    Annuity; 529; Life; Group Pension; JHVLICO    34-1391952
Keystone Capital Corporation    Group Pension;#Life;#Annuity (servicing only)    95-3744872
Kingswood Capital Partners, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    81-4245023
Kovack Securities Inc.    Annuity; 529; Life; Group Pension    65-0747270
KW Securities Corporation    Annuity; 529; Life; Group Pension    94-2744022
L.M. Kohn & Company    529;#Group Pension;#JHVLICO;#Life;#Annuity    31-1311805
L.O. Thomas & Co. Inc.    Annuity; 529; Life; Group Pension; JHVLICO    22-3749272
Laidlaw & Company (UK) Ltd    Group Pension;#Annuity (servicing only);#Life    98-0380030
Lamon & Stern, Inc.    Group Pension;#JHVLICO    58-1334773
Landaas & Company    Annuity; 529; Life; Group Pension    39-1628643
Landolt Securities, Inc.    Annuity; 529; Group Pension    39-1662708
Larimer Capital Corporation    Annuity; Life; Group Pension; JHVLICO    84-1028373
Larson Financial Securities, LLC    529;#Group Pension;#Life    27-1372444
LaSalle St Securities, L.L.C.    Annuity; 529; Life; Group Pension; JHVLICO    36-2797246
Leerink Swann LLC    Annuity; Life; Group Pension    42-1738148
Leigh Baldwin & Co., LLC    Annuity; 529; Life; Group Pension; JHVLICO    22-3348632
Lesko Securities Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    16-1152736
Leumi Investment Services Inc.    Annuity; 529; Life; Group Pension    13-4132289
Level Four Financial, LLC    Annuity; Life; Group Pension    20-0629176
Liberty Capital Investment Corporation    529;#Annuity; Life; Group Pension    93-1014148
Liberty Partners Financial Services, LLC   

529;#Group Pension;#Life;#Annuity (servicing only);

#Annuity; 529; Group Pension

    90-0139675
Lieblong & Associates, Inc.    Annuity; 529; Life; Group Pension    71-0788483
Lifemark Securities Corp.    529;#Group Pension;#JHVLICO;#Life;#Annuity    16-1238365
Lincoln Douglas Investments, LLC    Group Pension;#Life;#Annuity (servicing only);#529    27-3459194
Lincoln Financial Advisors Corporation    529;#Group Pension;#Life;#Annuity (servicing only)    35-1151034
Lincoln Financial Securities Corporation    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    02-0275490
Lincoln Investment Planning, Inc.    529;#Group Pension;#JHVLICO;#Life;#Annuity    23-1702591
Lion Street Financial, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    80-0842559
Lockton Financial Advisors, LLC    Group Pension;#Life;#Annuity (servicing only)    20-3247391
Lombard Securities Incorporated    Annuity; 529; Life; Group Pension    52-1718358
LPL Financial Corporation    529;#Group Pension;#Life;#Annuity (servicing only)    95-2834236
Lyndhurst Securities, Inc.    Group Pension;#Life;#Annuity (servicing only)    87-1163361
M Holdings Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    91-1802259
M&T Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    16-1263079
M.E. Allison & Co., Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    74-1037681
M.H. LeBlang, Inc.    Group Pension;#Life;#Annuity (servicing only)    13-2553361
M.S. Howells & Co    529;#Group Pension;#Life;#Annuity (servicing only)    86-0988422
Mack Investment Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    36-3423948
Madison Avenue Securities, Inc.    Annuity; 529; Life; Group Pension    71-0987804
MAFG RIA Services, Inc.    Annuity; Life; Group Pension; JHVLICO    22-3203853
Maplewood Investment, Inc.    Annuity; 529; Life; Group Pension    75-2908461
Marc J. Lane & Company    Group Pension    36-3342755
Mason Securities, Inc.    529;#Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    54-1211119
May Capital Group, L.L.C.    Annuity; Life; Group Pension; JHVLICO    22-3324819
McClurg Capital Corporation    Annuity; 529; Life; Group Pension; JHVLICO    94-2969239
McDermott Investment Services, LLC    Life;#Annuity    27-3120227
McDonald Partners, LLC    529;#Annuity; Life; Group Pension    20-2714559
MCG Securities, LLC    Group Pension;#Life;#Annuity (servicing only)    30-0722214
McLaughlin Ryder Investments, Inc.    Group Pension;#Life;#Annuity    26-0427041
McNally Financial Services Corporation    Annuity; 529; Group Pension; JHVLICO    43-1957591
Mercer Allied Company, L.P.    Annuity; Life; Group Pension; JHVLICO    14-1775694
Merrill Lynch, Pierce, Fenner & Smith Incorporated    529;#Group Pension;#Life;#Annuity    13-2808480
Mesirow Financial, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    36-3194849
Michigan Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    38-3488273
Mid Atlantic Capital Corporation    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    25-1409618
Midwestern Securities Trading Company, LLC    Annuity; 529; Life; Group Pension    37-1392167
Milestone Investments, Inc.    Annuity; Life; Group Pension    56-2125552
Mitre Group, LLC    Annuity; Life; Group Pension    20-1998511
MMA Securities LLC    Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    22-3570392
MMC Securities Corp.    Annuity; Life; Group Pension; JHVLICO; TOHI    06-1685865
MML Investors Services, LLC    529;#Group Pension;#JHVLICO;#Life;#BOLI    04-1590850
Moloney Securities Co., Inc.    Annuity; 529; Life; Group Pension; JHVLICO    43-1714327
Monere Investments, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    36-4401708
Money Concepts Capital Corp    529;#Group Pension;#Life;#Annuity (servicing only)    59-2268067
Montage Securities, LLC    529;#Group Pension;#Life;#Annuity    27-2587292
Moors & Cabot, Inc.    529;#Group Pension;#JHVLICO;#Life;#Annuity    04-2644548
Mora WM Securities, LLC    Annuity (servicing only)    45-2581955
Morgan Stanley & Co., Incorporated    Annuity; 529; Life; Group Pension; BOLI    13-2655998
Morris Group, Inc.    Annuity; 529; Life; Group Pension    35-1546402
Multiple Financial Services, Inc.    Group Pension;#Life;#Annuity    33-0860466
Mutual of Omaha Investor Services, Inc.    Annuity; Life; Group Pension; JHVLICO    47-0770844
Mutual Securities, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    95-3703162
Mutual Trust Co. of America Securities    Annuity; 529; Life; Group Pension    59-2044132
MWA Financial Services Inc.    Annuity; 529; Life; Group Pension; JHVLICO    36-4420471
Nations Financial Group, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    39-1909295
Nationwide Planning Associates Inc.    Annuity; 529; Life; Group Pension; JHVLICO    22-3196827

 

# INTERNAL

Nationwide Securities, LLC    Annuity; 529; Life; Group Pension    36-2434406
Navy Federal Brokerage Services, LLC    Annuity; 529; Life; Group Pension    04-3826446
NBC Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    63-0923499
Nelson Ivest Brokerage Services, Inc.    Annuity; Group Pension    59-2106660
Nelson Securities,Inc.    Annuity; 529; Life; Group Pension    91-1219910
Network 1 Financial Securities Inc.    Annuity    74-2454126
Newbridge Securities Corporation    Annuity; 529; Life; Group Pension    54-1879031
Next Financial Group, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    54-1900002
NGC Financial, LLC    Annuity; Life; Group Pension    22-3871092
Ni Advisors, Inc.    529;#Annuity; Life; Group Pension    20-2100558
Niagara International Capital Limited    529;#Group Pension;#Life;#Annuity (servicing only)    20-2182342
Nicol Investors Corporation    Annuity; Group Pension    68-0515054
Northern Lights Distributors, LLC    Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    77-0625792
Northland Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    41-1819873
Northwestern Mutual Investment Services, LLC    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    52-2114207
NYLife Securities LLC    529;#Annuity; Life; Group Pension; JHVLICO; BOLI    27-0145686
Oak Tree Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    68-0095374
Oberlin Financial International, LLC    Group Pension;#Life;#Annuity (servicing only)    82-3775196
OFG Financial Services, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    48-0759751
Omni Financial Securities, Inc.    Annuity; Life; Group Pension; JHVLICO    31-1330353
OneAmerica Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    35-1159900
Oppenheimer & Co. Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    13-5657518
Oriental Financial Services Corp. (NEW)    Group Pension;#Life;#Annuity (servicing only)    66-0480123
Osaic Wealth, Inc.    529;#Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    93-0987232
P.J. Robb Variable Corporation    Annuity; Life; Group Pension; JHVLICO    62-1592808
Pacific Financial Associates, Inc.    Group Pension;#Life;#Annuity (servicing only)    33-0063888
Packerland Brokerage Services, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    39-1794957
Painter, Smith and Gorian Inc.    Annuity; Life; Group Pension    95-3679604
Paradigm Equities, Inc.    Group Pension;#Life;#Annuity (servicing only)    38-3091434
Pariter Securities, LLC    Annuity; Life; Group Pension    66-0712540
Park Avenue Securities LLC    Annuity; 529; Life; Group Pension; JHVLICO    13-4023176
Parkland Securities, LLC    Annuity; 529; Life; Group Pension; JHVLICO    74-3010408
Parsonex Securities, Inc.    Annuity; 529; Life; Group Pension    20-8580639
Paulson Investment Company, Inc.    Annuity; 529; Life; Group Pension    93-0789804
Peachtree Capital Corporation    529;#Group Pension;#Life;#Annuity (servicing only)    58-1857011
Peak Brokerage Services LLC    529;#Group Pension;#Life;#Annuity (servicing only)    27-5097314
Pensionmark Securities, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    81-2334025
Pentegra Distributors, Inc.    Annuity; Life; Group Pension    13-3529467
Perryman Securities, Inc.    Annuity; Life; Group Pension    75-2945060
Phoenix Equity Planning Corporation    Annuity; Life; Group Pension; JHVLICO    23-2795977
PHX Financial, Inc.    Group Pension;#Life;#Annuity (servicing only)    41-2225155
Pinnacle Equity Management, Inc.    Annuity; Life; Group Pension    43-1600887
Plan B Investments, Inc.    Group Pension;#Life;#Annuity (servicing only)    20-1688448
PlanMember Securities Corporation    Annuity; 529; Life; Group Pension    95-3706234
Plexus Financial Services, LLC    Group Pension;#Life;#Annuity    27-1746834
PNC Investments, LLC    Annuity; 529; Life; Group Pension; JHVLICO    42-1604685
Portfolio Resources Group, Inc.    Annuity; 529; Life; Group Pension    65-0370652
Preferred Client Group, Inc.    Annuity    75-2826360
Principal Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    42-0941553
Principled Advisors, Inc.    Group Pension;#Life;#Annuity (servicing only)    59-3782727
Private Client Services, LLC    529;#Group Pension;#Life;#Annuity    61-1383537
Private Placement Insurance Products, LLC    Group Pension;#Life;#Annuity (servicing only)    20-3716885
Profinancial, Inc.    Annuity; Life; Group Pension    72-1004707
Prospera Financial Services, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    75-1832551
PTS Brokerage, LLC    Group Pension;#Annuity; 529    22-3832388
Puplava Securities, Inc.    Annuity; Life; Group Pension    33-0086182
Purshe Kaplan Sterling Investments, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    14-1796925
PWA Securities, LLC    Group Pension;#Annuity (servicing only);#Life    86-3839122
R F Lafferty & Co., Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    13-3000887
R. Seelaus & Co., Inc.    Annuity; 529; Life; Group Pension    22-2501042
R.M. Stark & Co., Inc.    Annuity; 529; Life; Group Pension; JHVLICO    13-3485532
Raymond James & Associates, Inc.    529;#Group Pension;#Life;#Annuity    59-1237041
Raymond James Financial Services, Inc.    529;#Group Pension;#JHVLICO;#Life;#Annuity    59-1531281
RBC Capital Markets, LLC    Annuity; 529; Life; Group Pension; JHVLICO    41-1416330
Red Capital Markets, LLC    Annuity; Life; Group Pension    31-1078499
Regal Securities, Inc.    Annuity; 529; Life; Group Pension    36-2916812
Register Financial Associates, Inc.    Group Pension;#Life;#Annuity    58-2001619
Regulus Advisors, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    26-3975819
Rehmann Financial Network, LLC    Group Pension;#Life;#Annuity (servicing only)    46-0571202
Reid and Associates, LLC    Group Pension;#Life;#Annuity (servicing only)    14-1778902
Rhodes Securities, Inc.    Annuity; Life; Group Pension; JHVLICO    75-2156987
Richard Brothers Securities (dba Allegiance Capital, LLC)    Annuity; 529; Life; Group Pension    01-0538310
Riedl First Securities Company of Kansas    Annuity; 529; Life; Group Pension    48-1118573
RNR Securities, L.L.C.    Group Pension;#Annuity (servicing only);#Annuity; 529    11-3374561
Robert W. Baird & Co. Incorporated    Annuity; 529; Life; Group Pension; JHVLICO    39-6037917
Rockefeller Financial, LLC    Group Pension;#Life;#Annuity (servicing only);#529    82-3226180
Rogan & Associates, Inc.    Annuity; 529; Life; Group Pension    65-0718838
Romano Brothers and Company    529;#Life;#Annuity (servicing only);#Group Pension    36-2659240
Rothschild Investment Corporation    Annuity; Life; Group Pension    36-2708660
S.G. Long & Company    Annuity;#Life;#Group Pension;#529    81-0504511
S.L. Reed & Company    Annuity; Life; Group Pension    95-4569995
Sage, Rutty & Co., Inc.    Annuity; 529; Life; Group Pension    16-0620690
SagePoint Financial, Inc.    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    20-1741754
San Blas Securities, LLC    Group Pension;#Life;#Annuity (servicing only);#TOHI;#529    82-2542915
Sanctuary Securities, Inc.    529;#Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    36-2957364
Sanders Morris Harris Inc    Annuity; 529; Life; Group Pension; JHVLICO    76-0224835
Santander Securities, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    66-0534068
Saxony Securities, Inc.    529;#Group Pension;#Life;#Annuity    43-1932300
Saybrus Equity Services, LLC    Group Pension;#Life    27-1869321
SCF Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    86-0936511
Scott T. Taylor, Ltd.    Annuity; Life; Group Pension    20-1277948
Scottsdale Capital Advisors Corp    Annuity; 529    86-1032510
Securian Financial Services, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    14-1486060
Securities America, Inc.    BOLI    11-2551174
Securities Equity Group    529;#Annuity; Life; Group Pension; JHVLICO    33-0842620
Securities Management & Research, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    59-1145041
Securities Research, Inc. (NEW)    Group Pension;#Annuity (servicing only)    59-1862659
SEI Investments Distribution Co.    Annuity; Life; Group Pension    23-2177800

 

# INTERNAL

Selkirk Investments, Inc.    Annuity; 529; Life; Group Pension    91-1189461
Sentinel Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    04-3527574
Sentinus Securities, LLC    Group Pension;#Life;#Annuity (servicing only)    47-3243901
Shareholders Service Group, Inc.    Annuity; Life; Group Pension    71-0707839
Sigma Financial Corporation    Annuity; 529; Life; Group Pension; JHVLICO    38-2472555
Signal Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    75-1994786
Signature Estate Securities, Inc.    Group Pension;#Life;#Annuity (servicing only);#529    59-2730348
Signature Securities Group Corporation    Annuity; 529; Life; Group Pension; JHVLICO    13-4120476
Silver Oak Securities, Incorporated    Annuity; 529; Life; Group Pension    62-1765234
Sisung Securities Corporation    529;#Group Pension;#Life;#Annuity (servicing only)    72-1156248
SKA Securities, Inc.    Annuity    34-1953704
Smith, Brown & Groover, Inc.    Annuity; 529; Life; Group Pension    58-0969636
Smith, Moore & Co.    Annuity; 529; Life; Group Pension    43-1244128
SNC Capital Management Corp.    Annuity    36-3343717
Snowden Account Services, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    94-3467207
Somerset Securities, Inc.    Annuity; Life; Group Pension    04-3333156
Sorrento Pacific Financial, LLC    Annuity; 529; Life; Group Pension    04-3746212
Southeast Investments N.C. Inc.    Annuity; 529; Life; Group Pension; JHVLICO    56-2001267
Southern Trust Securities, Inc.    Annuity; 529; Group Pension    65-0926091
Southern Wealth Securities, LLC    Group Pension;#Life;#Annuity (servicing only)    82-3136934
Sovereign Legacy Securities, Inc.    Annuity    11-1738990
Spire Securities, LLC    Annuity; 529; Life; Group Pension    20-8920866
St. Bernard Financial Services, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    71-0752696
St. Germain Securities, Inc.    529;#Group Pension;#Life;#Annuity    27-3158654
Stanley Laman Group Securities, LLC    Annuity; Life; Group Pension; JHVLICO    33-1027312
Stephens Inc.    Annuity; 529; Life; Group Pension; JHVLICO    71-0641478
Sterling Monroe Securities, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    75-3049285
Stern Brothers & Co.    Annuity; 529    43-1357568
Steward Partners Investment Solutions, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    93-0125240
Stifel Independent Advisors, LLC    Annuity; Life; Group Pension; JHVLICO    43-1567959
Stifel, Nicolaus & Company, Incorporated    Annuity; 529; Life; Group Pension; JHVLICO    43-0538770
Stoever Glass & Company, Inc.    Group Pension;#Life;#Annuity (servicing only)    13-2505863
Stonecrest Capital Markets, Inc.    Group Pension;#Life;#Annuity (servicing only)    56-1943573
StoneX Securities Inc    Life;#Annuity (servicing only);#Group Pension    75-2975513
Sunbelt Securities, Inc.    529;#Annuity; Life; Group Pension    47-9660137
Sunset Financial Services, Inc.    Group Pension;#Life;#Annuity (servicing only);#BOLI    91-0837062
Sunstreet Securities, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    56-2614773
SunTrust Robinson Humphrey, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    62-0871146
Superior Financial Services, Inc.    Annuity; 529; Life; Group Pension    39-1992135
Supreme Alliance LLC    Group Pension;#Life;#Annuity (servicing only)    90-0436170
SWBC Investment Services, LLC    Annuity; 529; Life; Group Pension    20-1484586
Sycamore Financial Group    Annuity; Life; Group Pension    35-1572068
Symphonic Securities LLC    529;#Group Pension;#Life;#Annuity    42-1675559
Syndicated Capital, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    95-4042447
Synovus Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    58-1625031
T.S. Phillips Investments, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    30-0089632
Tandem Securities, Inc.    Annuity    20-4498572
Taylor Securities, Inc.    Annuity; Life; Group Pension    62-1254593
TCFG Wealth Management, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    80-0804654
TD Ameritrade, Inc.    Annuity; Life; Group Pension; JHVLICO    06-0988655
Teckmeyer Financial Services, L.L.C.    Annuity; 529; Life; Group Pension    47-0789382
TFS Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    22-2825878
The Enterprise Securities Company    Annuity; Life; Group Pension; JHVLICO    38-2932225
The GMS Group, LLC    Annuity; 529    77-0606720
The Huntington Investment Company    Annuity; 529; Life; Group Pension; JHVLICO    31-1316299
The Investment Center, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    22-2699900
The Jeffrey Matthews Financial Group, LLC    Group Pension;#Life;#Annuity (servicing only)    22-3470463
The Leaders Group, Inc.    Annuity; 529; Life; Group Pension; JHVLICO; BOLI; TOHI    84-1275292
The New PenFacs Inc.    Annuity; Life; Group Pension    41-2238941
The O.N. Equity Sales Company    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    31-0742113
The Oak Ridge Financial Services Group, Inc.    Annuity; Life; Group Pension; JHVLICO    41-1868775
The Strategic Financial Alliance, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    03-0510324
The Tavenner Company    Annuity; 529; Life; Group Pension    31-1171911
Thompson Davis & Co., Inc.    Annuity; 529    13-3848035
Thoroughbred Financial Services, LLC    Annuity; 529; Life; Group Pension; JHVLICO    62-1784717
Thrasher & Chambers, Inc.    Life;#Annuity    71-0824595
Thrivent Investment Management Inc.    Life; Group Pension; JHVLICO    39-1559375
Thurston, Springer, Miller, Herd & Titak, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    35-1493200
TIAA-CREF & Institutional Services, LLC    Annuity; Life; Group Pension    55-0856733
TimeCapital Securities Corporation    529;#Annuity (servicing only)    11-2339821
Titleist Capital, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    72-1546466
Trade-PMR Inc.    Annuity    59-3539169
Transam Securities, Inc.    Annuity; 529; Life; Group Pension    59-2730348
Transamerica Financial Advisors, Inc.    529;#Group Pension;#JHVLICO;#Life;#Annuity    59-2476008
Transitional Broker, LLC    Group Pension;#Life;#Annuity (servicing only)    83-4699697
Triad Advisors, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    65-0173164
Trinity Wealth Securities, L.L.C.    Annuity; Life; Group Pension    43-1892336
Trubee, Collins & Co., Inc.    Annuity; 529; Life; Group Pension    16-1406627
Truist Investment Services, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    58-1648698
Trustmont Financial Group, Inc.    Annuity; 529; Life; Group Pension    25-1527294
Trutoro    529;#Group Pension;#Life;#Annuity (servicing only)    46-3578654
U.S. Bancorp Investments, Inc.    529;#Group Pension;#JHVLICO;#Life;#Annuity    84-1019337
U.S. Brokerage, Inc.    529;#Annuity    34-1809568
UBS Financial Services Inc.    Annuity; 529; Life; Group Pension; JHVLICO    13-2638166
Uhlmann Price Securities, LLC    529;#Group Pension;#Life;#Annuity    36-4135497
UMB Financial Services, Inc.    Annuity; 529; Life; Group Pension    43-1381257
Union Capital Company    Annuity; Life; Group Pension    86-1004803
UnionBanc Investment Services, LLC    Annuity; 529; Life; Group Pension    95-3883259
United Brokerage Services, Inc.    Annuity; Life; Group Pension; JHVLICO    55-0742331
United Planners’ Financial Services of America A Limited Partner    Annuity; 529; Life; Group Pension; JHVLICO    86-0588303
Universal Financial Services Inc.    Group Pension;#Life;#Annuity    66-0639438
Univest Investments, Inc.    Annuity; 529; Life; Group Pension    23-1699073
USA Financial Securities Corporation    Annuity; 529; Life; Group Pension; JHVLICO    38-3397033
USCA Securities LLC    529;#Group Pension;#Life;#Annuity    22-3696585
USI Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    06-1493970
VALIC Financial Advisors, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    76-0519992
Valley National Investments, Inc.    529;#Group Pension;#JHVLICO;#Life;#Annuity    23-2352181
Valmark Securities, Inc.    529;#Group Pension;#JHVLICO;#Life;#BOLI;#Annuity    34-1724087

 

# INTERNAL

Valor Financial Securities LLC    Annuity; 529; Life; Group Pension    80-0413304
Vanderbilt Securities, LLC    Annuity; 529; Life; Group Pension; JHVLICO    11-3639254
Variable Investment Advisors, Inc.    Annuity    91-1864112
Verity Investments, Inc.    529;#Group Pension;#Life;#Annuity    90-0739043
Vestech Securities, Inc.    529;#Annuity; Life; Group Pension; JHVLICO    48-1181578
Vision    529;#Group Pension;#Life;#Annuity (servicing only)    13-4066286
Vorpahl Wing Securities    Annuity; Group Pension    91-1719382
Voya Financial Advisors, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    41-0945505
Voya Financial Partners, LLC    Group Pension;#Life;#Annuity (servicing only)    06-1375177
W&S Brokerage Services, Inc.    Group Pension;#Life;#Annuity (servicing only)    31-0846576
Washington Securities Corporation    Annuity; 529; Life; Group Pension; JHVLICO    54-1913812
Waveland Capital Partners, LLC    Group Pension;#Life;#Annuity (servicing only)    77-0425821
WBB Securities, LLC    Annuity; Life; Group Pension; JHVLICO    33-0984561
Wedbush Morgan Securities Inc.    Annuity; 529; Life; Group Pension    95-2495390
Weitzel Financial Services, Inc.    Group Pension;#Life;#Annuity (servicing only)    42-0949102
Weller, Anderson & Co., Ltd.    Annuity; Life; Group Pension    76-0147898
Wellington Shields & Co., LLC    Group Pension;#Life;#Annuity    26-3489406
Wells Fargo Advisors Financial Network, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    48-1305000
Wells Fargo Clearing Services, LLC    529;#Group Pension;#Life;#Annuity (servicing only)    34-1542819
Wesbanco Securities, Inc.    Annuity; 529; Life; Group Pension    31-1484891
Western Equity Group, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    76-0749184
Western International Securities, Inc.    529;#Group Pension;#Life    84-1314321
Western Strategic Advisors, LLC    Annuity    75-2911711
Westminster Financial Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    31-1213105
Westpark Capital, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    84-1333428
Westport Financial Services, L.L.C.    Annuity; Life; Group Pension; JHVLICO    06-1409406
Westport Resources Investment Services, Inc.    Annuity; 529; Life; Group Pension    22-2955076
White Mountain Capital, LLC    529;#Annuity; JHVLICO    13-4077093
William Blair & Company L.L.C.    529;#Group Pension;#Life;#Annuity (servicing only)    36-2214610
Wilmington Capital Securities, LLC    Group Pension    20-1894227
WJ Lynch Investor Services LLC    Annuity; Life; Group Pension    20-4472438
Wood (Arthur W.) Company, Inc.    529;#Group Pension;#Life;#Annuity    04-3023088
Woodbury Financial Services, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    41-0944586
Woodlands Securities Corporation    Annuity; 529; Life; Group Pension; JHVLICO    76-0248272
Woodmen Financial Services, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    22-3828171
World Capital Brokerage, Inc.    Annuity; 529; Life; Group Pension    84-0478785
World Choice Securities, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    75-2452273
World Equity Group, Inc.    Annuity; 529; Life; Group Pension; JHVLICO    36-3797444
Worth Financial Group, Inc.    529;#Group Pension;#Life;#Annuity (servicing only)    75-1888861
XML Securities, LLC    Annuity; 529; Life; Group Pension; JHVLICO    26-1142393
Xton Financial, LLC    Group Pension;#Annuity (servicing only);#Life    20-0825398
YR Securities, Inc.    Group Pension;#Life;#Annuity (servicing only)    47-2516544
Zions Direct, Inc.    Annuity; Life; Group Pension    87-0432248
Ziv Investment Company    Annuity; Life; Group Pension    34-2481379

 

# INTERNAL