EX-99.30(2)(B) 2 d454178dex99302b.htm JHUSA- LIST OF THIRD-PARTY BROKER-DEALER FIRMS JHUSA- List of third-party broker-dealer firms
Title    BD Tax ID#      CRD#      Approval Date      Current Status    Business Lines

1st Discount Brokerage, Inc.

     65-0592899        39164        5/7/2002      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity”]

A.E. Financial Services, LLC

     83-1566185        298608        12/30/2020      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”,“529”]

Abacus Investments, Inc.

     39-1768558        35127        12/20/1994      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Access Financial Group, Inc.

     13-3696056        33065        4/10/2002      Approved    [“Annuity; Group Pension; JHVLICO”]

Access Investments, Inc.

     73-1505851        42202        10/5/2004      Approved    [“Annuity; Life; Group Pension”]

ACE Diversified Capital, Inc.

     95-4591545        41768        7/30/2008      Approved    [“Annuity; Life; Group Pension”]

Advanced Advisor Group, LLC

     35-2261591        140393        8/31/2007      Approved    [“529”,“Annuity; Life; Group Pension”]

Adviser Dealer Services, Inc.

     31-1391437        36773        9/7/2007      Approved    [“Annuity; Life; Group Pension”]

Advisory Group Equity Services Ltd.

     04-2830039        15427        2/28/1996      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity”]

Aegis Capital Corp.

     11-2671906        15007        7/25/2005      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Aegis Investments, Inc.

     41-1540307        16033        1/1/2002      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Alamo Capital

     68-0134926        26193        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Alexander Capital, LLC

     13-3866977        40077        4/21/2016      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Alexander Investment Services Co.

     61-0652524        1037        2/9/2007      Approved    [“Annuity; 529”]

Allegheny Investments, Ltd.

     25-1326593        7597        4/18/1990      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Allen C. Ewing & Co. (NEW)

     59-3000850        26102        2/2/2017      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Allen, Mooney & Barnes Brokerage Services, LLC

     74-3070309        142619        7/9/2007      Approved    [“Group Pension”]

Alliance Global Partners

     59-2015540        8361        12/10/2018      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Allied Millennial Partners, LLC

     35-1632778        16569        1/1/2002      Approved    [“529”,“Life”,“Group Pension”,“Annuity (servicing only)”]

Allstate Financial Services, LLC

     47-0826838        18272        1/12/1994      Approved    [“Annuity; 529; Life; Group Pension”]

Alvarez & Marsal Securities, LLC

     51-0430281        127858        4/25/2014      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

American Capital Partners, LLC

     01-0564479        119249        3/3/2010      Approved    [“Annuity”]

American Equity Investment Corporation

     35-1970410        40199        10/9/2002      Approved    [“Annuity; 529; Life; Group Pension”]

American Financial Associates, Inc.

     23-2654301        29049        5/10/1993      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

American Funds & Trusts Incorporated

     87-0238597        1066        3/9/2010      Approved    [“Group Pension”]

American Global Wealth Management

     39-1259164        7388        10/30/2017      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

American Heritage Securities, Inc.

     34-1695617        29678        7/15/2009      Approved    [“Annuity”]

American Independent Securities Group, LLC

     20-2190456        135288        12/20/2005      Approved    [“Annuity; 529; Life; Group Pension”]

American Investors Company

     94-2201424        38        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

American Municipal Securities, Inc.

     59-2023127        8365        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

American Portfolios Financial Services, Inc.

     11-3018002        18487        1/18/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

American Trust Investment Services, Inc.

     35-1168112        3001        8/13/2014      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

American Wealth Management, Inc.

     58-1867326        25536        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Ameriprise Financial Services, Inc.

     41-0973005        6363        10/17/2005      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity (servicing only)”]

Ameritas Investment Corp

     47-0663374        14869        3/3/2000      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Anchor Bay Securities, LLC

     90-0391569        47360        6/30/2010      Approved    [“Group Pension”,“Life”,“Annuity”]

Andrew Garrett Inc.

     43-1613019        29931        8/18/1993      Approved    [“Annuity; 529; Life; Group Pension”]

Aon Securities Inc.

     13-2642812        4138        8/22/2001      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”,“TOHI”]

AOS, Inc. (dba TradingBlock and MoneyBlock)

     36-4535546        128605        7/30/2004      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

APW Capital, Inc.

     22-3526587        43814        8/24/2001      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Arete Wealth Management, LLC

     39-1918659        44856        12/4/2008      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Arkadios Capital LLC

     81-1052458        282710        12/14/2017      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Arlington Securities, Incorporated

     38-2711392        19596        8/31/2000      Approved    [“Annuity; 529; Life; Group Pension”]

Arque Capital, Ltd.

     20-4040914        121192        5/13/2009      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Arvest Asset Management

     71-0794602        42057        2/27/2003      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Associated Investment Services, Inc.

     39-0210110        1464        6/24/2004      Approved    [“Annuity; 529; Life; Group Pension”]

Aurora Securities, Inc.

     92-0162178        46147        9/11/2018      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Ausdal Financial Partners, Inc.

     42-1129623        7995        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Avantax Investment Services, Inc.

     75-1869963        13686        5/8/2001      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Aventura Securities, LLC

     20-5452876        142374        5/2/2008      Approved    [“Annuity; 529; Life; Group Pension”]

Avisen Securities, Inc.

     06-1676986        125977        7/13/2006      Approved    [“Annuity; 529; Group Pension”]

Avondale Partners, LLC

     62-1761948        46838        7/6/2009      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

AXA Advisors, LLC

     06-1555494        6627        10/8/1993      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO; BOLI”]

Axio Financial

     52-2338891        118219        11/12/2020      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]


B. C. Ziegler And Company

     39-0727640        61        11/5/1998      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

B. Riley Wealth Management, Inc.

     62-1518255        2543        1/4/1999      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

B.B. Graham & Company, Inc.

     95-4587418        41533        4/14/2004      Approved    [“Annuity; 529; Life; Group Pension”]

Ballew Investments, Inc.

     64-0823167        32028        5/1/1995      Approved    [“Group Pension”,“Life”]

BancWest Investment Services, Inc.

     13-3618472        29357        9/5/2000      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Bankers Life Securities, Inc.

     47-1481527        173962        12/19/2016      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Bankoh Investment Services, Inc.

     99-0291948        29280        6/20/2000      Approved    [“529”,“Annuity; Life; Group Pension”]

Barnabas Capital, LLC

     83-1038672        297890        12/23/2021      Approved    [“Life”,“Group Pension”,“Annuity (servicing only)”]

BBVA Securities, Inc.

     75-2329230        27060        4/30/2004      Approved    [“Annuity; 529; Life; Group Pension”]

BCG Securities, Inc.

     23-1664237        70        7/2/2003      Approved    [“Annuity; 529; Life; Group Pension”]

Beaconsfield Financial Services, Inc.

     25-1447238        14634        3/28/2003      Approved    [“529”,“Annuity”]

Bellamah, Neuhauser and Barrett. Inc.

     53-0260880        83        10/29/2010      Approved    [“Group Pension”,“Life”,“Annuity”]

Benchmark Investments, Inc.

     71-0825385        103792        6/16/2010      Approved    [“Group Pension”,“Life”,“Annuity”]

Benefit Funding Services, LLC

     86-0891039        44079        10/7/2004      Approved    [“Annuity; Life; Group Pension”]

Benjamin F. Edwards & Company, Inc.

     26-3199152        146936        8/24/2009      Approved    [“Annuity; 529; Life; Group Pension”]

Berthel Fisher & Company Financial Services, Inc.

     42-1029773        13609        4/29/1993      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

BestVest Investments, Ltd.

     32-3220312        40302        1/1/2002      Approved    [“Annuity; Life; Group Pension”]

BFT Financial Group, LLC

     75-2856929        109121        8/20/2002      Approved    [“Annuity; 529; Life; Group Pension”]

BG Worldwide Securities, Inc.

     30-0039439        121735        9/3/2003      Approved    [“Life; JHVLICO”]

BHK Securities, LLC

     20-2455216        139665        12/19/2006      Approved    [“Annuity; Group Pension”]

Black Oak Securities, Inc.

     37-1299579        30889        4/10/2006      Approved    [“Group Pension”]

Blakeslee And Blakeslee Inc.

     77-0017182        8149        1/15/2004      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Boenning & Scattergood, Inc.

     23-1720062        100        8/6/2008      Approved    [“Group Pension; JHVLICO”]

BOK Financial Services, Inc.

     73-1275307        17530        4/3/1998      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Bolton Global Capital, Inc.

     04-2848146        15650        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Brandon Investments, Inc.

     62-1142517        16931        8/26/1993      Approved    [“Annuity; Life; Group Pension”]

Brighton Securities Corp.

     16-0961085        3875        1/1/2002      Approved    [“Group Pension”,“Life”,“Annuity; 529”]

Bristol Financial Services, Inc.

     20-3156765        137988        8/21/2007      Approved    [“Annuity; Life; Group Pension”]

BrokerageSelect

     06-1549225        47974        5/24/2013      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Brokers International Financial Services, LLC

     20-3749442        139627        9/25/2006      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Brooklight Place Securities, Inc.

     36-3317130        15764        8/8/2001      Approved    [“Annuity; 529; Life; Group Pension”]

Brown Associates, Inc.

     62-0808843        5049        2/15/1989      Approved    [“Annuity; Life; Group Pension”]

Brown, Lisle/Cummings, Inc.

     05-0310503        1331        12/17/2010      Approved    [“Group Pension”]

Buckman, Buckman & Reid, Inc.

     22-2926943        23407        1/1/2002      Approved    [“Annuity; Life; Group Pension”]

Buttonwood Partners, Inc.

     39-1674219        27108        1/1/2002      Approved    [“Annuity; Life; Group Pension”]

Cabin Securities, Inc.

     37-4578756        137608        5/24/2022      Approved    [“Annuity (servicing only)”]

Cabot Lodge Securities, LLC

     45-3717999        159712        5/24/2013      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Cadaret, Grant & Co., Inc.

     22-2361254        10641        9/9/1992      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Callaway Financial Services, Inc.

     75-2855666        104003        1/1/2002      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Calton & Associates, Inc.

     59-2845944        20999        4/24/1997      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Cambria Capital, LLC

     02-0727653        133760        6/23/2011      Approved    [“Group Pension”,“Life”,“Annuity”]

Cambridge Investment Research, Inc.

     42-1445429        39543        5/3/1996      Approved    [“BOLI”,“Annuity; 529; Life; Group Pension; JHVLICO”]

Camden Financial Services

     33-0653990        19925        3/21/2002      Approved    [“Annuity; JHVLICO”]

Cantella & Co., Inc.

     04-3211861        13905        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Capacuity Securities, Inc.

     23-2305124        15384        5/12/1987      Approved    [“Annuity; Life; Group Pension”]

Cape Securities, Inc.

     56-1128974        7072        8/11/2008      Approved    [“Annuity; 529; Life; Group Pension”]

CapFinancial Securities, LLC

     46-4350797        126291        4/16/2004      Approved    [“BOLI”,“Annuity; 529; Life; Group Pension”]

Capital Brokerage Corporation

     91-1143830        10465        1/1/2002      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Capital City Securities, LLC

     20-2350070        146001        10/3/2008      Approved    [“Annuity; 529; Life; Group Pension”]

Capital Investment Brokerage, Inc.

     56-1958819        40657        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Capital Investment Group, Inc.

     56-1394939        14752        6/27/1996      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Capital Management Securities, Inc.

     41-1249586        10579        2/4/1988      Approved    [“Annuity; Life; Group Pension”]

Capital Portfolio Management, Inc.

     52-1744548        29302        4/10/2008      Approved    [“Group Pension”,“529”,“Life”,“Annuity (servicing only)”]

Capital Synergy Partners

     33-0837865        148733        1/28/2011      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Capitol Securities Management, Inc.

     54-1170635        14169        7/1/1993      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]


Cardinal Investments, Inc.

     37-1326529        36838        1/1/2002      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Carolinas Investment Consulting LLC

     56-2204761        104379        1/1/2002      Approved    [“Annuity; Life; Group Pension”]

Carter, Terry & Company, Inc.

     58-1608676        16365        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Carty & Company, Inc.

     62-0842403        7001        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Cary Street Partners LLC

     32-0007529        128089        8/23/2007      Approved    [“529”,“Annuity; Life; Group Pension”]

Cascade Investment Group, Inc.

     84-1245938        35844        1/17/1995      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

CBIZ Financial Solutions, Inc.

     52-1396995        16678        3/13/1996      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity”]

CCO Investment Services Corp.

     05-0487400        39550        12/22/2005      Approved    [“529”,“Annuity; Life; Group Pension”]

Celadon Financial Group LLC

     59-2657843        36538        1/1/2002      Approved    [“Annuity; Life; Group Pension”]

Centaurus Financial, Inc.

     33-0530236        30833        9/15/1993      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Centennial Securities Company, Inc.

     38-2214928        7763        5/1/2002      Approved    [“Group Pension”,“Annuity”,“Annuity; 529; JHVLICO”]

Center Street Securities, Inc.

     72-1159563        26898        9/3/2009      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Ceros Financial Services, Inc.

     04-3249931        37869        1/11/2010      Approved    [“Annuity; 529; Life; Group Pension”]

Cetera Advisor Networks, LLC

     95-3845382        13572        10/31/1988      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Cetera Advisors, LLC

     84-0858799        10299        7/6/1994      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Cetera Financial Specialists LLC

     36-3120284        10358        8/24/2001      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO; BOLI”]

Cetera Investment Services LLC

     41-1483314        15340        6/6/2000      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity”]

CFD Investments, Inc.

     35-1692812        25427        1/7/1994      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“BOLI”]

Chapin, Davis

     52-1715615        28116        4/13/2007      Approved    [“Annuity; 529”]

Chauner Securities, Inc.

     36-3356325        10075        5/18/1992      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Chelsea Financial Services

     11-3489062        47770        6/11/2009      Approved    [“Annuity; Life; Group Pension”]

CIG Securities

     20-0194097        129864        1/17/2005      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Citigroup Global Markets Inc.

     11-2418191        7059        3/20/1992      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”,“Annuity; 529; Life; Group Pension; JHVLICO”]

Classic, LLC

     45-3356898        159357        1/17/2013      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Client One Securities, LLC

     27-1408998        152974        1/26/2011      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

CliftonLarsonAllen Wealth Advisors, LLC

     41-1803291        38357        5/1/2008      Approved    [“Annuity; Life; Group Pension”]

Coastal Equities, Inc.

     56-2456935        23769        1/1/2002      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Coker & Palmer, Inc.

     64-0802631        29163        1/8/2003      Approved    [“Annuity; Life; Group Pension”]

Coldstream Securities, Inc.

     93-1198599        46835        1/2/2016      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Colliers Securities, LLC

     41-1883794        7477        1/1/2002      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Colorado Financial Service Corporation

     26-1855173        104343        3/31/2010      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Comerica Securities, Inc.

     38-2621207        17079        5/8/2002      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Commerce Brokerage Services, Inc.

     43-1381067        17140        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Commonwealth Financial Group, Inc.

     22-3217132        32505        1/28/2004      Approved    [“Annuity; 529; Life; Group Pension”]

Commonwealth Financial Network

     04-2675571        8032        9/10/1992      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO; BOLI”]

CommunityAmerica Financial Solutions, LLC

     26-0046643        168203        6/20/2014      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Compak Securities, Inc.

     13-4225974        125472        9/26/2006      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Compass Securities Corporation

     04-2844064        16168        3/30/1992      Approved    [“Annuity; Life; Group Pension”]

Concorde Investment Services, LLC

     27-0498480        151604        12/13/2010      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Concourse Financial Group Securities, Inc.

     63-0879387        15708        1/1/1994      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO; BOLI”]

Conover Securities Corporation

     91-1260477        17129        1/1/2002      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Consolidated Financial Investments, Inc.

     43-1490793        18810        12/19/2006      Approved    [“Annuity; Group Pension”]

Continental Investors Services, Inc.

     91-1543805        29775        8/18/2008      Approved    [“529”,“Group Pension”,“Annuity (servicing only)”]

Cooper Malone McClain, Inc.

     48-1024628        18637        3/15/2002      Approved    [“Annuity; Life; Group Pension”]

Coordinated Capital Securities, Inc.

     39-1468428        14762        5/27/1993      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

CoreCap Investments, Inc.

     23-2809463        37068        11/9/2012      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Cornerstone Financial Services, Inc.

     35-1720807        20627        11/20/2012      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Correll Co. Investment Services Corp.

     36-3400965        38995        3/12/1997      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Country Club Financial Services, Inc.

     43-1604510        29807        3/6/2002      Approved    [“Annuity; Life; Group Pension; BOLI”]

Courtlandt Securities Corporation

     20-2966004        137356        12/18/2006      Approved    [“Annuity; Life; Group Pension”]

CPS Financial & Insurance Services, Inc.

     33-0701950        41243        2/29/2000      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Cresap Inc.

     23-2589413        25899        12/17/2009      Approved    [“Annuity”,“JHVLICO”,“529”]

Crescent Securities Group, Inc.

     75-2947048        114993        5/4/2010      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Crews & Associates, Inc.

     71-0522369        8052        2/9/2004      Approved    [“Annuity; 529; Life; Group Pension”]

Crown Capital Securities, L.P.

     33-0837984        6312        7/16/1999      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]


Cullen Investment Group, Ltd.

     72-1088646        18266        1/1/2002      Approved    [“Annuity”]

CUNA Brokerage Services, Inc.

        13941        1/1/2002      Approved    [“BOLI”,“Annuity; 529; Life; Group Pension; JHVLICO”]

CUSO Financial Services, L.P.

     33-0731851        42132        6/12/2001      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity”]

Cutter & Company, Inc.

     43-1477566        22449        1/22/2001      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

CW Securities, LLC

     30-0149369        124496        7/1/2004      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

D.A. Davidson & Co.

     81-0139474        199        10/20/2000      Approved    [“Annuity; 529; Life; Group Pension”]

D.H. Hill Securities LLP

     76-0505272        41528        11/4/2002      Approved    [“Annuity; 529; Life; Group Pension”]

DAI Securities, LLC

     72-1269491        36673        1/1/2002      Approved    [“529”,“Annuity; Life; Group Pension; JHVLICO”]

Davenport & Company LLC

     54-1835842        1588        4/18/1990      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Davinci Capital Management Inc.

     01-0522492        46897        2/3/2005      Approved    [“529”,“Annuity; Life; Group Pension”]

Davis Securities LLC

     20-3138121        138829        5/27/2014      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Dawson James Securities, Inc.

     20-0161722        130645        9/21/2007      Approved    [“Annuity; 529; Life; Group Pension”]

Dempsey Financial Network, Inc.

     58-2148282        38330        1/6/1998      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Dempsey Lord Smith, LLC

     20-4853289        141238        5/8/2007      Approved    [“Annuity; 529; Life; Group Pension”]

Deutsche Bank Securities Inc.

     13-2730828        2525        3/7/2002      Approved    [“Annuity; 529; Life; Group Pension”]

DFP Equities, Inc.

     35-1403362        7518        1/1/2002      Approved    [“Annuity; Life; Group Pension”]

DFPG Investments, Inc.

     27-3648334        155576        7/12/2011      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Dinosaur Securities, L.L.C.

     1341 23021        104446        7/23/2010      Approved    [“529”,“Group Pension”,“Life”]

Diversified Resources, LLC

     05-0515637        31346        8/27/2003      Approved    [“Annuity; Life; Group Pension”]

Diversified Securities, Incorporated

     95-2409158        222        9/25/2000      Approved    [“Annuity; Life; Group Pension”]

DMK Advisor Group, Inc.

     84-1345780        41067        10/31/2011      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Dominion Investor Services, Inc.

     75-2201702        21548        12/1/1995      Approved    [“Annuity; 529; Life; Group Pension”]

Dorn & Co., Inc.

     41-0836886        2950        10/21/2011      Approved    [“Group Pension”]; 529

Duncan-Williams, Inc.

     62-0804968        6950        8/4/2009      Approved    [“Annuity; 529; Life; Group Pension”]

E1 Asset Management, Inc.

     52-2107704        46872        3/8/2020      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Eagles Coast Capital, LLC

     82-5449412        297477        12/8/2020      Approved    [“529”,“Life”,“Annuity (servicing only)”]

Edward Jones

     43-0345811        250        11/9/1999      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

EF Legacy Securities, LLC

     47-3919321        269923        5/17/2016      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Elish & Elish Inc.

     25-1604700        24409        10/7/2005      Approved    [“Annuity; 529”]

Emerson Equity LLC

     74-3109983        130032        5/25/2005      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Empire Asset Management Company

     20-5835358        143007        9/13/2016      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Equity Services, Inc.

     03-0221141        265        9/19/1988      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Essex Securities LLC

     04-3482688        46605        9/26/2003      Approved    [“Annuity; 529; Life; Group Pension”]

Executive Services Securities, LLC

     58-2466081        25299        10/31/2008      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Fairport Capital, Inc.

     06-1103413        15034        5/19/1993      Approved    [“Annuity; 529; Life; Group Pension”]

Family Investors Company

     22-1715407        1785        1/1/2002      Approved    [“Annuity; Life; Group Pension”]

Farmers Financial Solutions, LLC

     77-0530616        103863        1/1/2002      Approved    [“529”,“Annuity; Life; Group Pension”]

FAS Corp.

     74-2837348        43536        10/13/1999      Approved    [“Annuity; Life; Group Pension; BOLI”]

Feltl & Company

     41-1245161        6905        12/30/2004      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

FieldPoint Private Securities, LLC

     06-1186517        18975        4/1/1994      Approved    [“Annuity; 529; Life; Group Pension”]

Fifth Third Securities, Inc.

     31-0961761        628        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Finance 500, Inc.

     95-3771060        12981        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Financial Security Management, Incorporated

     54-1832360        43000        6/4/2001      Approved    [“Annuity; 529; Life; Group Pension”]

Financial Sense Securities, Inc.

     33-0674797        39301        12/15/2020      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Financial Telesis Inc

     68-0279977        31012        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; BOLI”]

FinTrust Brokerage Services, LLC

     56-1989135        41608        1/1/2002      Approved    [“Annuity; Life; Group Pension”]

First Asset Financial Inc.

     86-1141733        139107        7/2/2008      Approved    [“529; Group Pension”]

First Bankers’ Banc Securities, Inc

     43-1326319        15041        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

First Citizens Investor Services, Inc.

     56-1854695        44430        10/5/1998      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

First Dallas Securities Incorporated

     75-2278917        24549        4/25/2003      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

First Financial Securities Of America, Inc.

     74-2132317        13642        1/1/2002      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

First Heartland Capital, Inc.

     43-1635588        32460        10/11/1993      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

First Horizon Advisors, Inc.

     62-1254528        17117        1/1/2002      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

First Kentucky Securities Corporation

     61-0924505        7524        2/22/2006      Approved    [“Annuity; Life”]

First Liberties Financial

     11-2656907        14432        7/30/2010      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

First National Capital Markets

     47-0844069        115920        6/16/2010      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]


First Palladium, LLC

     82-2239026        289822        7/11/2018      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

First Republic Securities Com. LLC dba Grand Eagle Ins. Serv. LLC

     91-2076555        105108        4/28/2015      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

First Western Securities, Inc.

     75-2176921        19537        2/10/2003      Approved    [“Annuity; 529; Life”]

FMN Capital Corporation

     33-0649400        38105        12/8/1997      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

FMSbonds, Inc.

     59-1842344        7793        4/15/1997      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

FNBB Capital Markets, LLC

     20-0532898        132091        2/8/2007      Approved    [“Annuity; Life; Group Pension”]

Folger Nolan Fleming Douglas Incorporated

     53-0068130        319        12/13/2006      Approved    [“529”,“Annuity; Life; Group Pension”]

Fortune Financial Services, Inc.

     25-1799740        42150        1/1/2002      Approved    [“529”,“Annuity; Life; Group Pension; JHVLICO”]

Fortune Securities, Inc.

     95-4553711        40821        8/6/2008      Approved    [“Annuity; Life; Group Pension”]

Founders Financial Securities, LLC

     20-2052994        137945        7/20/2006      Approved    [“Annuity; 529; Life; Group Pension”]

Four Points Capital Partners, LLC

     76-0543859        43149        11/27/2017      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Frost Brokerage Services, Inc.

     74-2404030        17465        11/1/2004      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

FSB Premier Wealth Management, Inc.

     93-1084013        15898        6/24/1993      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

FSC Securities Corporation

     58-1288674        7461        11/17/1998      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO; BOLI”]

G. A. Repple & Company

     59-2599605        17486        5/13/1993      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

G.L.S. & Associates, Inc.

     63-1009019        47502        1/1/2002      Approved    [“Annuity; Life; Group Pension”]

G.W. Sherwold Associates, Inc.

     33-0619325        42186        8/12/2014      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Garden State Securities, Inc.

     22-2319866        10083        12/21/2001      Approved    [“Annuity; 529; Life; Group Pension”]

Gardner Financial Services, Inc.

     41-1589846        21000        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

GDC Securities, LLC

     06-1390542        38931        1/1/2002      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Geneos Wealth Management, Inc.

     02-0580939        120894        7/26/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

General Securities Corp

     43-1513490        15062        1/1/2002      Approved    [“529”,“Annuity; Life; Group Pension”]

Gerwin Group, Inc.

     95-4188440        23199        10/6/2003      Approved    [“Annuity”]

Glen Eagle Wealth, LLC

     02-0629945        124504        11/28/2005      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Global Brokerage Services, Inc.

     52-1899822        37505        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Globalink Securities, Inc.

     33-0493552        29721        4/4/2007      Approved    [“Annuity; 529; Life; Group Pension”]

GLP Investment Services, LLC

     38-3544062        25450        10/21/2003      Approved    [“Annuity; Group Pension”]

Gold Coast Securities, Inc.

     77-0563040        110925        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Gradient Securities, LLC

     26-4463739        127701        6/1/2005      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Grant Williams L.P.

     23-2990197        45961        2/26/2008      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

GRB Financial, LLC

     90-0115377        130490        8/11/2008      Approved    [“Annuity; Life; Group Pension”]

Great American Investors, Inc.

     48-1099886        28489        3/16/1998      Approved    [“Annuity; 529; Life; Group Pension”]

Great Point Capital, LLC

     36-4398213        114203        9/9/2019      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”,“529”]

Greenberg Financial Group

     86-0903680        38747        1/1/2002      Approved    [“Annuity; Life; Group Pension”]

Greenbrier Diversified, Inc.

     95-4049440        18203        6/13/2002      Approved    [“Annuity; 529”]

Gregory J. Schwartz & Co., Inc.

     38-2117812        7294        4/21/2009      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Grove Point Financial, LLC

     52-1321340        1763        3/23/1989      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

GWN Securities Inc.

     65-0939556        128929        3/29/2004      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

H. C. Denison Co.

     39-0794607        1628        1/1/2002      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity”]

Halliday Financial, LLC

     46-2850591        31741        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Hancock Investment Services, Inc.

     64-0867168        40637        9/26/2003      Approved    [“Annuity; Life; Group Pension”]

Hanson McClain Retirement Network, LP dba AW Securities

     68-0415440        103747        9/7/2007      Approved    [“529”,“Annuity; Life; Group Pension”]

Hantz Financial Services, Inc.

     38-3439679        46047        1/1/2002      Approved    [“Group Pension”,“Life”,“Annuity”]

Harbor Investment Advisory, LLC

     90-0497525        151085        1/25/2011      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Harbour Investments, Inc.

     39-1571149        19258        2/5/1992      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Harger and Company, Inc.

     72-0903128        10385        1/20/2009      Approved    [“Annuity; Life; Group Pension”]

Harold Dance Investments

     87-0265332        1582        1/1/2002      Approved    [“Annuity; Life; Group Pension”]

Harvest Financial Corporation

     25-1395109        8733        3/13/1996      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Hazard & Siegel, Inc.

     16-0954584        2048        5/7/2004      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Hazlett, Burt & Watson, Inc.

     55-0538822        396        8/1/2002      Approved    [“Annuity”,“Life”,“Group Pension”,“529”,“Annuity; Life; Group Pension”]

Heim, Young & Associates, Incorporated

     43-1717820        38993        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Henley & Company LLC

     02-0723515        131453        5/9/2006      Approved    [“Annuity; 529; Life; Group Pension”]

Hennion & Walsh, Inc.

     22-3005841        25766        4/1/2015      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Herbert J. Sims & Co. Inc.

     13-5213180        3420        2/3/2004      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”,“Annuity”]

Heritage Financial Systems, Inc.

     23-2991359        133019        8/22/2005      Approved    [“Annuity; Life; Group Pension; JHVLICO”]


Herndon Plant Oakley, Ltd.

     74-2863988        44971        3/13/2002      Approved    [“Annuity; 529; Group Pension; JHVLICO”]

HighTower Securities, LLC

     36-4454225        116681        10/29/2008      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Hilltop Securities, Inc.

     75-1382137        6220        2/22/1999      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Horan Securities, Inc.

     31-1448612        40794        8/15/1998      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Hornor, Townsend & Kent, Inc.

     23-1706189        4031        8/1/1993      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity”]

HSBC Securities (USA) Inc.

     13-2650272        19585        4/27/2004      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Hub International Investment Services, Inc.

     26-3188716        150252        8/10/2011      Approved    [“Group Pension”,“Life”]

Hudson Heritage Capital Management, Inc.

     13-3970289        44357        1/1/2002      Approved    [“529”,“Annuity; Life; Group Pension”]

Hunter Associates, Inc.

     47-5665331        30177        2/23/1996      Approved    [“Annuity; Life; Group Pension”]

Huntleigh Securities Corporation

     43-1106957        7456        5/1/1998      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

IBN Financial Services, Inc.

     16-1493299        42360        2/27/2007      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

IFP Securities, LLC

     83-0951655        297287        6/13/2019      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Independence Capital Co. Inc.

     34-1620295        24723        12/7/2006      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“BOLI”,“Annuity”]

Independent Financial Group, LLC

     71-0927304        7717        9/12/2003      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Infinex Investments, Inc.

     06-1367288        35371        9/28/2004      Approved    [“Annuity; 529; Life; Group Pension”]

Infinity Securities, Inc. dba Infinity Financial Services

     68-0642587        144302        6/17/2008      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Inlet Securities, LLC

     27-0125668        140278        10/21/2008      Approved    [“Annuity; Life; Group Pension”]

Innovation Partners, LLC

     30-0451254        146344        10/24/2011      Approved    [“Group Pension”,“Life”,“BOLI”,“529”]

Insight Securities, Inc.

     36-2708269        5611        1/1/2002      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Insigneo Securities, LLC

     65-0886354        29249        5/12/2021      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Institutional Securities Corporation

     75-2181339        20291        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Integral Financial LLC

     02-0565622        120343        10/14/2010      Approved    [“Group Pension”,“Life”,“Annuity”]

Integrated Financial Planning Services

     98-0385606        17935        10/18/2017      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Integrity Brokerage Services, Inc.

     85-1517086        117589        11/30/2021      Approved    [“Group Pension”,“Annuity (servicing only)”,“Life”]

Intercarolina Financial Services, Inc.

     56-1563464        19475        6/28/2000      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

International Assets Advisory, LLC

     59-3734291        10645        4/17/2003      Approved    [“Group Pension”,“Life”,“Annuity; 529”]

International Money Management Group, Inc.

     52-1259351        14367        11/24/1995      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Intervest International Equities Corporation

     98-0096287        20289        11/3/1995      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Inverness Securities, LLC

     01-0791017        129914        9/14/2004      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Investment Network, Inc.

     84-1624658        127724        10/28/2005      Approved    [“Annuity”]

Investment Planners, Inc.

     37-1202099        18557        3/11/1997      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Investment Security Corporation

     95-4727975        47536        10/25/2002      Approved    [“529”,“Annuity; Life; Group Pension”]

Invicta Capital, LLC

     47-1180771        288101        4/10/2019      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

J K R & Company, Inc.

     95-3420368        8040        9/1/1998      Approved    [“Annuity; 529; Life; Group Pension”]

J. Alden Associates, Inc.

     23-2825319        40002        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO; BOLI”]

J. K. Financial Services, Inc.

     33-0890059        103728        9/7/2007      Approved    [“Annuity; 529; Life; Group Pension”]

J.P. Morgan Securities, LLC

     13-4110995        79        1/1/2002      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

J.W. Cole Financial, Inc.

     16-1632597        124583        9/8/2003      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Jack V. Butterfield Investment Company

     38-1787847        3998        7/6/2004      Approved    [“Annuity; 529; Group Pension”]

Jacques Financial, LLC

     52-2217889        104219        7/25/2002      Approved    [“Annuity; Life; Group Pension”]

James I. Black & Company

     59-1056275        1249        9/23/2009      Approved    [“Annuity; Life; Group Pension”]

James T. Borello & Co.

     36-3688864        16860        8/2/2006      Approved    [“Annuity; Life; Group Pension”]

Janney Montgomery Scott LLC

     23-0731260        463        7/15/1993      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

JBS Liberty Securities, Inc.

     56-1863246        36179        8/22/2001      Approved    [“Annuity; Life; Group Pension”]

JDL Securities Corporation

     33-0446425        28131        10/13/2009      Approved    [“Group Pension”]

JRL Capital Corporation

     94-2750178        10225        5/12/1989      Approved    [“Annuity; Life; Group Pension”]

K. W. Chambers & Co.

     43-0785292        1432        6/11/1997      Approved    [“Annuity; Life; Group Pension”]

KCD Financial, Inc.

     33-1057766        127473        11/17/2003      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Keel Point Capital, LLC

     42-1607342        6769        1/17/2013      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Kestra Investment Services, LLC

     74-2794194        42046        6/13/1997      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO; BOLI”]

Key Investment Services LLC

     13-4300906        136300        1/30/2006      Approved    [“Annuity; 529; Life; Group Pension”]

Keybanc Capital Markets Inc.

     34-1391952        566        4/22/1994      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Keystone Capital Corporation

     95-3744872        10722        5/24/2013      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Kingswood Capital Partners, LLC

     81-4245023        288898        6/12/2018      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Kovack Securities Inc.

     65-0747270        44848        12/24/1998      Approved    [“Annuity; 529; Life; Group Pension”]


KW Securities Corporation

     94-2744022        8237        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

L.M. Kohn & Company

     31-1311805        27913        7/18/2000      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity”]

L.O. Thomas & Co. Inc.

     22-3749272        23657        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Labrunerie Financial Services, Inc.

     43-1689437        37627        1/1/2002      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Lamon & Stern, Inc.

     58-1334773        10839        9/19/2001      Approved    [“Group Pension”,“JHVLICO”]

Landaas & Company

     39-1628643        47487        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Landolt Securities, Inc.

     39-1662708        28352        3/7/2008      Approved    [“Annuity; 529; Group Pension”]

Larimer Capital Corporation

     84-1028373        18189        6/15/1988      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Larson Financial Securities, LLC

     27-1372444        152517        7/28/2010      Approved    [“529”,“Group Pension”,“Life”]

LaSalle St Securities, L.L.C.

     36-2797246        7191        3/14/1994      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Leerink Swann LLC

     42-1738148        39011        5/30/2002      Approved    [“Annuity; Life; Group Pension”]

Leigh Baldwin & Co., LLC

     22-3348632        38751        6/4/2001      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Lesko Securities Inc.

     16-1152736        10091        5/29/2020      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Leumi Investment Services Inc.

     13-4132289        105387        4/29/2004      Approved    [“Annuity; 529; Life; Group Pension”]

Level Four Financial, LLC

     20-0629176        25700        10/6/2004      Approved    [“Annuity; Life; Group Pension”]

Liberty Capital Investment Corporation

     93-1014148        25706        1/1/2002      Approved    [“529”,“Annuity; Life; Group Pension”]

Liberty Partners Financial Services, LLC

     90-0139675        130390        8/18/2004      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”,“Annuity; 529; Group Pension”]

Lieblong & Associates, Inc.

     71-0788483        42578        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Lifemark Securities Corp.

     16-1238365        16204        10/25/1994      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity”]

Lincoln Douglas Investments, LLC

     27-3459194        155578        3/13/2014      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”,“529”]

Lincoln Financial Advisors Corporation

     35-1151034        3978        3/30/1993      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Lincoln Financial Securities Corporation

     02-0275490        3870        12/1/1988      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO; BOLI”]

Lincoln Investment Planning, Inc.

     23-1702591        519        6/1/1992      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity”]

Lion Street Financial, LLC

     80-0842559        165828        12/11/2013      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Lockton Financial Advisors, LLC

     20-3247391        137476        8/12/2008      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Lombard Securities Incorporated

     52-1718358        27954        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Loria Financial Group, LLC

     36-4312353        102360        8/8/2001      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

LPL Financial Corporation

     95-2834236        6413        3/1/1990      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

M Holdings Securities, Inc.

     91-1802259        43285        6/14/2000      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO; BOLI”]

M&T Securities, Inc.

     16-1263079        17358        5/1/2003      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

M.E. Allison & Co., Inc.

     74-1037681        1047        2/5/2013      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

M.H. LeBlang, Inc.

     13-2553361        2535        8/20/2018      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

M.S. Howells & Co

     86-0988422        104100        5/3/2016      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Mack Investment Securities, Inc.

     36-3423948        17643        6/4/1991      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Madison Avenue Securities, Inc.

     71-0987804        23224        3/27/2006      Approved    [“Annuity; 529; Life; Group Pension”]

MAFG RIA Services, Inc.

     22-3203853        35690        12/10/1996      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Maplewood Investment, Inc.

     75-2908461        103723        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Marc J. Lane & Company

     36-3342755        16188        3/16/2010      Approved    [“Group Pension”]

Mason Securities, Inc.

     54-1211119        12967        1/23/1995      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity (servicing only)”]

May Capital Group, L.L.C.

     22-3324819        37081        3/10/2003      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

McClurg Capital Corporation

     94-2969239        16798        8/4/1998      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

McDermott Investment Services, LLC

     27-3120227        154926        8/2/2011      Approved    [“Life”,“Annuity”]

McDonald Partners, LLC

     20-2714559        135414        4/25/2006      Approved    [“529”,“Annuity; Life; Group Pension”]

MCG Securities, LLC

     30-0722214        163144        10/31/2014      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

McLaughlin Ryder Investments, Inc.

     26-0427041        147529        6/3/2011      Approved    [“Group Pension”,“Life”,“Annuity”]

McNally Financial Services Corporation

     43-1957591        121196        1/9/2004      Approved    [“Annuity; 529; Group Pension; JHVLICO”]

Mercer Allied Company, L.P.

     14-1775694        37404        8/11/1995      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Merrill Lynch, Pierce, Fenner & Smith Incorporated

     13-2808480        7691        12/31/1990      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Mesirow Financial, Inc.

     36-3194849        2764        6/10/1994      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Michigan Securities, Inc.

     38-3488273        101600        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Mid Atlantic Capital Corporation

     25-1409618        10674        4/9/1993      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO; BOLI”]

Midwestern Securities Trading Company, LLC

     37-1392167        101080        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Milestone Investments, Inc.

     56-2125552        47090        4/23/2002      Approved    [“Annuity; Life; Group Pension”]

Mitre Group, LLC

     20-1998511        140356        9/14/2007      Approved    [“Annuity; Life; Group Pension”]

MMA Securities LLC

     22-3570392        44254        7/2/2003      Approved    [“Group Pension”,“JHVLICO”,“Life”,“Annuity (servicing only)”]


MMC Securities Corp.

     06-1685865        103846        5/4/2001      Approved    [“Annuity; Life; Group Pension; JHVLICO; TOHI”]

MML Investors Services, LLC

     04-1590850        10409        10/13/1995      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“BOLI”]

Moloney Securities Co., Inc.

     43-1714327        38535        11/23/2000      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Monere Investments, Inc.

     36-4401708        105487        7/22/2015      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Money Concepts Capital Corp

     59-2268067        12963        8/30/1995      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Montage Securities, LLC

     27-2587292        154327        10/10/2011      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Moors & Cabot, Inc.

     04-2644548        594        1/1/2002      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity”]

Mora WM Securities, LLC

     45-2581955        158599        4/15/2016      Approved    [“Annuity (servicing only)”]

Morgan Stanley & Co., Incorporated

     13-2655998        8209        6/22/1989      Approved    [“Annuity; 529; Life; Group Pension; BOLI”]

Morris Group, Inc.

     35-1546402        13181        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Multiple Financial Services, Inc.

     33-0860466        100100        7/23/2010      Approved    [“Group Pension”,“Life”,“Annuity”]

Mutual of Omaha Investor Services, Inc.

     47-0770844        611        6/3/2008      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Mutual Securities, Inc.

     95-3703162        13092        1/1/2002      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Mutual Trust Co. of America Securities

     59-2044132        8494        3/12/1999      Approved    [“Annuity; 529; Life; Group Pension”]

MWA Financial Services Inc.

     36-4420471        112630        2/21/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Nations Financial Group, Inc.

     39-1909295        44181        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Nationwide Planning Associates Inc.

     22-3196827        31029        3/28/2003      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Nationwide Securities, LLC

     36-2434406        11173        8/16/2004      Approved    [“Annuity; 529; Life; Group Pension”]

Navy Federal Brokerage Services, LLC

     04-3826446        138459        1/30/2007      Approved    [“Annuity; 529; Life; Group Pension”]

NBC Securities, Inc.

     63-0923499        17870        4/14/2001      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Neidiger, Tucker, Bruner, Inc.

     84-0735234        7425        6/28/2000      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Nelson Ivest Brokerage Services, Inc.

     59-2106660        3002        12/4/2002      Approved    [“Annuity; Group Pension”]

Nelson Securities,Inc.

     91-1219910        14377        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Network 1 Financial Securities Inc.

     74-2454126        13577        2/6/2003      Approved    [“Annuity”]

Newbridge Securities Corporation

     54-1879031        104065        1/25/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Newport Group Securities, Inc.

     59-3099288        29722        9/3/2003      Approved    [“Annuity; Life; Group Pension; JHVLICO; BOLI”]

Next Financial Group, Inc.

     54-1900002        46214        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

NGC Financial, LLC

     22-3871092        145082        3/6/2008      Approved    [“Annuity; Life; Group Pension”]

Ni Advisors, Inc.

     20-2100558        134502        3/14/2007      Approved    [“529”,“Annuity; Life; Group Pension”]

Niagara International Capital Limited

     20-2182342        135327        2/7/2014      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Nicol Investors Corporation

     68-0515054        123111        4/20/2004      Approved    [“Annuity; Group Pension”]

Northern Lights Distributors, LLC

     77-0625792        126159        10/22/2004      Approved    [“Group Pension”,“JHVLICO”,“Life”,“Annuity (servicing only)”]

Northland Securities, Inc.

     41-1819873        40258        2/4/2003      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Northwestern Mutual Investment Services, LLC

     52-2114207        2881        1/1/2001      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO; BOLI”]

NYLife Securities LLC

     27-0145686        5167        3/12/1996      Approved    [“529”,“Annuity; Life; Group Pension; JHVLICO; BOLI”]

Oak Tree Securities, Inc.

     68-0095374        18126        12/1/1994      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Oberlin Financial International, LLC

     82-3775196        294205        5/29/2020      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

OFG Financial Services, Inc.

     48-0759751        23940        4/1/1994      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Omega Securities, Inc.

     75-1480835        7164        2/24/1994      Approved    [“Annuity; Life; Group Pension”]

Omni Financial Securities, Inc.

     31-1330353        29320        7/16/1996      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

OneAmerica Securities, Inc.

     35-1159900        4173        3/22/2000      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Oppenheimer & Co. Inc.

     13-5657518        249        7/1/1991      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Oriental Financial Services Corp. (NEW)

     66-0480123        29753        7/28/2016      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

P.J. Robb Variable Corporation

     62-1592808        38339        10/1/1997      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Pacific Financial Associates, Inc.

     33-0063888        23772        1/1/2002      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Packerland Brokerage Services, Inc.

     39-1794957        37031        8/28/1995      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Painter, Smith and Gorian Inc.

     95-3679604        10865        1/1/2002      Approved    [“Annuity; Life; Group Pension”]

Paradigm Equities, Inc.

     38-3091434        31990        5/17/2016      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Pariter Securities, LLC

     66-0712540        127836        8/4/2009      Approved    [“Annuity; Life; Group Pension”]

Park Avenue Securities LLC

     13-4023176        46173        9/19/1991      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Parkland Securities, LLC

     74-3010408        115368        2/26/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Parsonex Securities, Inc.

     20-8580639        144412        1/30/2009      Approved    [“Annuity; 529; Life; Group Pension”]

Paulson Investment Company, Inc.

     93-0789804        5670        10/22/1991      Approved    [“Annuity; 529; Life; Group Pension”]

Peachtree Capital Corporation

     58-1857011        25590        11/19/2005      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Peak Brokerage Services LLC

     27-5097314        157045        9/28/2011      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]


Pensionmark Securities, LLC

     81-2334025        283952        9/8/2017      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Pentegra Distributors, Inc.

     13-3529467        26249        2/26/2008      Approved    [“Annuity; Life; Group Pension”]

Perryman Securities, Inc.

     75-2945060        116502        3/6/2002      Approved    [“Annuity; Life; Group Pension”]

Phoenix Equity Planning Corporation

     23-2795977        38383        11/20/2000      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

PHX Financial, Inc.

     41-2225155        144403        5/14/2019      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Pinnacle Equity Management, Inc.

     43-1600887        106213        8/8/2002      Approved    [“Annuity; Life; Group Pension”]

Plan B Investments, Inc.

     20-1688448        136162        6/28/2013      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

PlanMember Securities Corporation

     95-3706234        11869        9/30/1997      Approved    [“Annuity; 529; Life; Group Pension”]

Plexus Financial Services, LLC

     27-1746834        153132        4/6/2011      Approved    [“Group Pension”,“Life”,“Annuity”]

PNC Investments, LLC

     42-1604685        129052        4/6/2004      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Portfolio Resources Group, Inc.

     65-0370652        31155        5/15/2008      Approved    [“Annuity; 529; Life; Group Pension”]

Portsmouth Financial Services, Inc.

     94-2904473        13980        4/28/1998      Approved    [“Life”,“529”]

Preferred Client Group, Inc.

     75-2826360        48008        9/8/2008      Approved    [“Annuity”]

Principal Securities, Inc.

     42-0941553        1137        9/7/1994      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Principled Advisors, Inc.

     59-3782727        131345        2/18/2005      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Private Client Services, LLC

     61-1383537        120222        1/20/2010      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Private Placement Insurance Products, LLC

     20-3716885        140139        8/10/2018      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Profinancial, Inc.

     72-1004707        15345        5/27/1994      Approved    [“Annuity; Life; Group Pension”]

Prospera Financial Services, Inc.

     75-1832551        10740        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

PTS Brokerage, LLC

     22-3832388        119307        12/13/2004      Approved    [“Group Pension”,“Annuity; 529”]

Puplava Securities, Inc.

     33-0086182        39301        1/8/1998      Approved    [“Annuity; Life; Group Pension”]

Purshe Kaplan Sterling Investments, Inc.

     14-1796925        35747        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

R F Lafferty & Co., Inc.

     13-3000887        2498        4/28/2016      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

R. Seelaus & Co., Inc.

     22-2501042        14974        3/2/2007      Approved    [“Annuity; 529; Life; Group Pension”]

R.M. Stark & Co., Inc.

     13-3485532        7612        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Raymond James & Associates, Inc.

     59-1237041        705        1/1/2002      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Raymond James Financial Services, Inc.

     59-1531281        6694        4/1/1989      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity”]

RBC Capital Markets, LLC

     41-1416330        31194        11/13/1991      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Red Capital Markets, LLC

     31-1078499        14840        1/2/2003      Approved    [“Annuity; Life; Group Pension”]

Regal Securities, Inc.

     36-2916812        7297        10/19/2005      Approved    [“Annuity; 529; Life; Group Pension”]

Register Financial Associates, Inc.

     58-2001619        30568        4/26/2007      Approved    [“Group Pension”,“Life”,“Annuity”]

Regulus Advisors, LLC

     26-3975819        150631        5/29/2014      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Rehmann Financial Network, LLC

     46-0571202        165027        4/13/2018      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Reid and Associates, LLC

     14-1778902        8060        10/25/2013      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Rhodes Securities, Inc.

     75-2156987        19610        1/1/2002      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Richard Brothers Securities (dba Allegiance Capital, LLC)

     01-0538310        105285        9/23/2009      Approved    [“Annuity; 529; Life; Group Pension”]

Riedl First Securities Company of Kansas

     48-1118573        30812        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

RNR Securities, L.L.C.

     11-3374561        43689        10/25/2002      Approved    [“Group Pension”,“Annuity (servicing only)”,“Annuity; 529”]

Robert W. Baird & Co. Incorporated

     39-6037917        8158        2/5/1997      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Rockefeller Financial, LLC

     82-3226180        291361        8/19/2019      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”,“529”]

Rogan & Associates, Inc.

     65-0718838        42762        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Romano Brothers and Company

     36-2659240        3215        12/19/2020      Approved    [“529”,“Life”,“Annuity (servicing only)”,“Group Pension”]

Rothschild Investment Corporation

     36-2708660        728        9/17/2003      Approved    [“Annuity; Life; Group Pension”]

Royal Alliance Associates, Inc.

     93-0987232        23131        7/30/1990      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity (servicing only)”]

S.G. Long & Company

     81-0504511        47511        1/1/2002      Approved    [“Annuity”,“Life”,“Group Pension”,“529”]

S.L. Reed & Company

     95-4569995        40744        7/7/2009      Approved    [“Annuity; Life; Group Pension”]

SA Stone Wealth Management, Inc.

     75-2975513        18456        1/1/2002      Approved    [“Life”,“Annuity (servicing only)”,“Group Pension”]

Sage, Rutty & Co., Inc.

     16-0620690        3254        11/4/2004      Approved    [“Annuity; 529; Life; Group Pension”]

SagePoint Financial, Inc.

     20-1741754        133763        10/31/2005      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO; BOLI”]

San Blas Securities, LLC

     82-2542915        290605        9/24/2020      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”,“TOHI”,“529”]

Sanctuary Securities, Inc.

     36-2957364        205        1/1/2002      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity (servicing only)”]

Sanders Morris Harris Inc

     76-0224835        20580        1/8/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Santander Securities, LLC

     66-0534068        41791        3/4/2013      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Saxony Securities, Inc.

     43-1932300        115547        4/8/2003      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Saybrus Equity Services, LLC

     27-1869321        153319        9/17/2010      Approved    [“Group Pension”,“Life”]


SCF Securities, Inc.

     86-0936511        47275        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Scott T. Taylor, Ltd.

     20-1277948        136414        10/9/2007      Approved    [“Annuity; Life; Group Pension”]

Scottsdale Capital Advisors Corp

     86-1032510        118786        11/8/2002      Approved    [“Annuity; 529”]

Securian Financial Services, Inc.

     14-1486060        15296        6/1/1992      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Securities Equity Group

     33-0842620        47215        7/11/2003      Approved    [“529”,“Annuity; Life; Group Pension; JHVLICO”]

Securities Management & Research, Inc.

     59-1145041        759        12/15/2011      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Securities Research, Inc. (NEW)

     59-1862659        6516        3/26/2021      Approved    [“Group Pension”,“Annuity (servicing only)”]

SEI Investments Distribution Co.

     23-2177800        10690        10/4/2004      Approved    [“Annuity; Life; Group Pension”]

Selkirk Investments, Inc.

     91-1189461        13854        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Sentinel Securities, Inc.

     04-3527574        110942        10/23/2001      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Sentinus Securities, LLC

     47-3243901        279029        5/8/2017      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

SFA Financial, LLC

     33-1148678        149647        11/20/2012      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Shareholders Service Group, Inc.

     71-0707839        125226        8/9/2005      Approved    [“Annuity; Life; Group Pension”]

Sigma Financial Corporation

     38-2472555        14303        11/20/1992      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Signal Securities, Inc.

     75-1994786        15916        12/1/1993      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Signature Securities Group Corporation

     13-4120476        104233        11/27/2004      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Silver Oak Securities, Incorporated

     62-1765234        46947        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Simplicity Financial Investment Services, Inc.

     26-2948179        148024        9/28/2020      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Sisung Securities Corporation

     72-1156248        25752        6/23/1994      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

SKA Securities, Inc.

     34-1953704        113852        3/25/2008      Approved    [“Annuity”]

Smith, Brown & Groover, Inc.

     58-0969636        1329        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Smith, Moore & Co.

     43-1244128        3441        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

SNC Capital Management Corp.

     36-3343717        15548        11/4/2002      Approved    [“Annuity”]

Snowden Account Services, Inc.

     94-3467207        149794        3/8/2013      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Somerset Securities, Inc.

     04-3333156        2493        3/25/2003      Approved    [“Annuity; Life; Group Pension”]

Sorrento Pacific Financial, LLC

     04-3746212        127787        1/17/2006      Approved    [“Annuity; 529; Life; Group Pension”]

Southeast Investments N.C. Inc.

     56-2001267        43035        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Southern Trust Securities, Inc.

     65-0926091        103781        9/28/2004      Approved    [“Annuity; 529; Group Pension”]

Southern Wealth Securities, LLC

     82-3136934        291005        7/30/2018      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Sovereign Legacy Securities, Inc.

     11-1738990        1783        5/24/2011      Approved    [“Annuity”]

Spire Securities, LLC

     20-8920866        144131        11/15/2007      Approved    [“Annuity; 529; Life; Group Pension”]

St. Bernard Financial Services, Inc.

     71-0752696        36956        5/8/2002      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

St. Germain Securities, Inc.

     27-3158654        3255        8/9/2011      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Stanley Laman Group Securities, LLC

     33-1027312        126160        5/5/2004      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Stephens Inc.

     71-0641478        3496        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Sterling Monroe Securities, LLC

     75-3049285        122696        7/24/2007      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Stern Brothers & Co.

     43-1357568        16325        3/27/2003      Approved    [“Annuity; 529”]

Stifel Independent Advisors, LLC

     43-1567959        28218        5/16/2001      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Stifel, Nicolaus & Company, Incorporated

     43-0538770        793        8/7/1992      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Stoever Glass & Company, Inc.

     13-2505863        7031        4/5/2017      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Stonecrest Capital Markets, Inc.

     56-1943573        39616        7/31/2017      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Sunbelt Securities, Inc.

     47-9660137        42180        5/7/2009      Approved    [“529”,“Annuity; Life; Group Pension”]

Sunset Financial Services, Inc.

     91-0837062        3538        11/29/1994      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”,“BOLI”]

Sunstreet Securities, LLC

     56-2614773        143211        2/26/2008      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

SunTrust Robinson Humphrey, Inc.

     62-0871146        6271        5/8/2002      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Superior Financial Services, Inc.

     39-1992135        104165        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Supreme Alliance LLC

     90-0436170        45348        4/25/2012      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

SWBC Investment Services, LLC

     20-1484586        133715        12/13/2006      Approved    [“Annuity; 529; Life; Group Pension”]

Sycamore Financial Group

     35-1572068        14143        1/1/2002      Approved    [“Annuity; Life; Group Pension”]

Symphonic Securities LLC

     42-1675559        139512        3/26/2009      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Syndicated Capital, Inc.

     95-4042447        29037        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Synovus Securities, Inc.

     58-1625031        14023        7/4/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

T.S. Phillips Investments, Inc.

     30-0089632        124348        4/30/2003      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Tandem Securities, Inc.

     20-4498572        140546        6/17/2009      Approved    [“Annuity”]

Taylor Securities, Inc.

     62-1254593        17575        8/6/1993      Approved    [“Annuity; Life; Group Pension”]


TCFG Wealth Management, LLC

     80-0804654        164153        7/10/2014      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

TD Ameritrade, Inc.

     06-0988655        7870        1/1/2002      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Teckmeyer Financial Services, L.L.C.

     47-0789382        39000        8/6/1997      Approved    [“Annuity; 529; Life; Group Pension”]

TFS Securities, Inc.

     22-2825878        20626        10/20/1997      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

The Enterprise Securities Company

     38-2932225        26598        7/1/1999      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

The Garbacz Group Inc

     43-1535339        26104        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

The GMS Group, LLC

     77-0606720        8000        1/1/2002      Approved    [“Annuity; 529”]

The Huntington Investment Company

     31-1316299        16986        1/19/1998      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

The Investment Center, Inc.

     22-2699900        17839        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

The Jeffrey Matthews Financial Group, LLC

     22-3470463        41282        5/29/2014      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

The Leaders Group, Inc.

     84-1275292        37157        5/15/1996      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO; BOLI; TOHI”]

The New PenFacs Inc.

     41-2238941        145584        4/21/2009      Approved    [“Annuity; Life; Group Pension”]

The O.N. Equity Sales Company

     31-0742113        2936        9/14/1990      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO; BOLI”]

The Oak Ridge Financial Services Group, Inc.

     41-1868775        42941        1/1/2002      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

The Strategic Financial Alliance, Inc.

     03-0510324        126514        11/11/2003      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

The Tavenner Company

     31-1171911        18004        2/16/2001      Approved    [“Annuity; 529; Life; Group Pension”]

ThomasLloyd Capital LLC

     20-5758053        38784        1/1/2002      Approved    [“Annuity; Life; Group Pension”]

Thompson Davis & Co., Inc.

     13-3848035        41353        12/18/2002      Approved    [“Annuity; 529”]

Thoroughbred Financial Services, LLC

     62-1784717        47893        5/10/2000      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Thrasher & Chambers, Inc.

     71-0824595        3586        5/1/2003      Approved    [“Life”,“Annuity”]

Thrivent Investment Management Inc.

     39-1559375        18387        5/19/2004      Approved    [“Life; Group Pension; JHVLICO”]

Thurston, Springer, Miller, Herd & Titak, Inc.

     35-1493200        8478        4/12/1995      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

TIAA-CREF & Institutional Services, LLC

     55-0856733        20472        6/25/2007      Approved    [“Annuity; Life; Group Pension”]

TimeCapital Securities Corporation

     11-2339821        6845        7/18/2002      Approved    [“529”,“Annuity (servicing only)”]

Titan Securities

     59-3782400        131392        2/5/2009      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Titleist Asset Management, Ltd

     72-1546466        126136        4/18/2012      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Trade-PMR Inc.

     59-3539169        46350        10/30/2009      Approved    [“Annuity”]

Transam Securities, Inc.

     59-2730348        18923        5/18/1993      Approved    [“Annuity; 529; Life; Group Pension”]

Transamerica Financial Advisors, Inc.

     59-2476008        16164        4/1/1991      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity”]

Transitional Broker, LLC

     83-4699697        304313        10/9/2020      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Triad Advisors, Inc.

     65-0173164        25803        1/15/1999      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Trinity Wealth Securities, L.L.C.

     43-1892336        104348        7/7/2003      Approved    [“Annuity; Life; Group Pension”]

Trubee, Collins & Co., Inc.

     16-1406627        3618        11/1/2005      Approved    [“Annuity; 529; Life; Group Pension”]

TrueNorth, Inc.

     48-1233289        112091        5/27/2005      Approved    [“Annuity; Life; Group Pension”]

Truist Investment Services, Inc.

     58-1648698        17499        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Trustmont Financial Group, Inc.

     25-1527294        18312        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Trutoro

     46-3578654        169291        9/11/2014      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

U.S. Bancorp Investments, Inc.

     84-1019337        17868        4/21/1992      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity”]

U.S. Brokerage, Inc.

     34-1809568        39307        6/13/2002      Approved    [“529”,“Annuity”]

UBS Financial Services Inc.

     13-2638166        8174        8/24/1988      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Uhlmann Price Securities, LLC

     36-4135497        42854        10/31/2011      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

UMB Financial Services, Inc.

     43-1381257        17073        8/12/2003      Approved    [“Annuity; 529; Life; Group Pension”]

Umpqua Investments, Inc.

     93-0125240        1254        1/1/2002      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Union Capital Company

     86-1004803        110301        9/25/2006      Approved    [“Annuity; Life; Group Pension”]

UnionBanc Investment Services, LLC

     95-3883259        14455        11/18/2003      Approved    [“Annuity; 529; Life; Group Pension”]

United Brokerage Services, Inc.

     55-0742331        39062        1/6/2006      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

United Planners’ Financial Services of America A Limited Partner

     86-0588303        20804        5/1/1992      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Universal Financial Services Inc.

     66-0639438        131558        5/26/2010      Approved    [“Group Pension”,“Life”,“Annuity”]

Univest Investments, Inc.

     23-1699073        1834        3/20/2008      Approved    [“Annuity; 529; Life; Group Pension”]

USA Financial Securities Corporation

     38-3397033        103857        11/9/2001      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

USCA Securities LLC

     22-3696585        103789        3/14/2011      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

USI Securities, Inc.

     06-1493970        43793        12/14/1998      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

VALIC Financial Advisors, Inc.

     76-0519992        42803        4/19/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Valley National Investments, Inc.

     23-2352181        16715        1/1/2002      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“Annuity”]

Valmark Securities, Inc.

     34-1724087        31243        8/1/1997      Approved    [“529”,“Group Pension”,“JHVLICO”,“Life”,“BOLI”,“Annuity”]


Valor Financial Securities LLC

     80-0413304        150726        12/29/2009      Approved    [“Annuity; 529; Life; Group Pension”]

Vanderbilt Securities, LLC

     11-3639254        5953        11/10/2003      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Variable Investment Advisors, Inc.

     91-1864112        44412        12/8/2004      Approved    [“Annuity”]

Verity Investments, Inc.

     90-0739043        41527        1/1/2002      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Vestech Securities, Inc.

     48-1181578        41409        1/1/2002      Approved    [“529”,“Annuity; Life; Group Pension; JHVLICO”]

Vision

     13-4066286        47927        1/20/2010      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Vorpahl Wing Securities

     91-1719382        47548        10/7/2003      Approved    [“Annuity; Group Pension”]

Voya Financial Advisors, Inc.

     41-0945505        2882        12/5/1994      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Voya Financial Partners, LLC

     06-1375177        34815        8/2/2002      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

W&S Brokerage Services, Inc.

     31-0846576        8099        9/14/2020      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Washington Securities Corporation

     54-1913812        46213        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Waveland Capital Partners, LLC

     77-0425821        40054        10/8/2004      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

WBB Securities, LLC

     33-0984561        118440        7/3/2002      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Wedbush Morgan Securities Inc.

     95-2495390        877        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

Weitzel Financial Services, Inc.

     42-0949102        27346        4/27/2007      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Weller, Anderson & Co., Ltd.

     76-0147898        23736        10/19/2005      Approved    [“Annuity; Life; Group Pension”]

Wellington Shields & Co., LLC

     26-3489406        149021        7/30/2010      Approved    [“Group Pension”,“Life”,“Annuity”]

Wells Fargo Advisors Financial Network, LLC

     48-1305000        11025        1/9/1998      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Wells Fargo Clearing Services, LLC

     34-1542819        19616        3/8/1993      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Wesbanco Securities, Inc.

     31-1484891        43276        3/23/2006      Approved    [“Annuity; 529; Life; Group Pension”]

Wescom Financial Services LLC

     95-4853684        125650        9/9/2005      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Western Equity Group, Inc.

     76-0749184        130876        11/9/2004      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Western International Securities, Inc.

     84-1314321        39262        1/1/2002      Approved    [“529”,“Group Pension”,“Life”]

Western Strategic Advisors, LLC

     75-2911711        118757        2/2/2010      Approved    [“Annuity”]

Westminster Financial Securities, Inc.

     31-1213105        20677        1/23/1996      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Westpark Capital, Inc.

     84-1333428        39914        1/12/2017      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Westport Financial Services, L.L.C.

     06-1409406        38449        1/15/1992      Approved    [“Annuity; Life; Group Pension; JHVLICO”]

Westport Resources Investment Services, Inc.

     22-2955076        24535        1/17/2003      Approved    [“Annuity; 529; Life; Group Pension”]

White Mountain Capital, LLC

     13-4077093        104123        12/5/2002      Approved    [“529”,“Annuity; JHVLICO”]

Wiley Bros.-Aintree Capital, LLC

     62-1627736        3767        1/1/2002      Approved    [“Annuity; 529; Life; Group Pension”]

William Blair & Company L.L.C.

     36-2214610        1252        8/21/2013      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

Wilmington Capital Securities, LLC

     20-1894227        133839        5/26/2010      Approved    [“Group Pension”]

WJ Lynch Investor Services LLC

     20-4472438        140762        4/30/2007      Approved    [“Annuity; Life; Group Pension”]

Wood (Arthur W.) Company, Inc.

     04-3023088        3798        1/1/2002      Approved    [“529”,“Group Pension”,“Life”,“Annuity”]

Woodbury Financial Services, Inc.

     41-0944586        421        7/11/1991      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Woodlands Securities Corporation

     76-0248272        22373        2/3/1997      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Woodmen Financial Services, Inc.

     22-3828171        117365        10/6/2014      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

World Capital Brokerage, Inc.

     84-0478785        37        12/13/1991      Approved    [“Annuity; 529; Life; Group Pension”]

World Choice Securities, Inc.

     75-2452273        30933        1/14/2002      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

World Equity Group, Inc.

     36-3797444        29087        6/27/2000      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

Worth Financial Group, Inc.

     75-1888861        13478        5/3/2002      Approved    [“529”,“Group Pension”,“Life”,“Annuity (servicing only)”]

XML Securities, LLC

     26-1142393        145589        6/6/1993      Approved    [“Annuity; 529; Life; Group Pension; JHVLICO”]

YR Securities, Inc.

     47-2516544        174708        11/24/2015      Approved    [“Group Pension”,“Life”,“Annuity (servicing only)”]

Zions Direct, Inc.

     87-0432248        17776        11/18/2003      Approved    [“Annuity; Life; Group Pension”]

Ziv Investment Company

     34-2481379        4316        1/1/2002      Approved    [“Annuity; Life; Group Pension”]