EX-99.30(2)(B) 2 d281621dex99302b.htm JHUSA- LIST OF THIRD-PARTY BROKER-DEALER FIRMS JHUSA- List of third-party broker-dealer firms
Title    Business Lines    BD Tax ID#    CRD#    Current Status    Approval Date

1st Discount Brokerage, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    65-0592899    39164    Approved    5/7/2002

A.E. Financial Services, LLC

    Group Pension;#Life;#Annuity (servicing only)    83-1566185    298608    Approved    12/30/2020

Abacus Investments, Inc.

    Annuity; Life; Group Pension; JHVLICO    39-1768558    35127    Approved    12/20/1994

Access Financial Group, Inc.

    Annuity; Group Pension; JHVLICO    13-3696056    33065    Approved    4/10/2002

Access Investments, Inc.

    Annuity; Life; Group Pension    73-1505851    42202    Approved    10/5/2004

ACE Diversified Capital, Inc.

    Annuity; Life; Group Pension    95-4591545    41768    Approved    7/30/2008

Advanced Advisor Group, LLC

    529;#Annuity; Life; Group Pension    35-2261591    140393    Approved    8/31/2007

Adviser Dealer Services, Inc.

    Annuity; Life; Group Pension    31-1391437    36773    Approved    9/7/2007

Advisory Group Equity Services Ltd.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    04-2830039    15427    Approved    2/28/1996

Aegis Capital Corp.

    529;#Group Pension;#Life;#Annuity (servicing only)    11-2671906    15007    Approved    7/25/2005

Aegis Investments, Inc.

    Group Pension;#Life;#Annuity (servicing only)    41-1540307    16033    Approved    1/1/2002

Alamo Capital

    Annuity; 529; Life; Group Pension    68-0134926    26193    Approved    1/1/2002

Alexander Capital, LLC

    Group Pension;#Life;#Annuity (servicing only)    13-3866977    40077    Approved    4/21/2016

Alexander Investment Services Co.

    Annuity; 529    61-0652524    1037    Approved    2/9/2007

Allegheny Investments, Ltd.

    Annuity; 529; Life; Group Pension; JHVLICO    25-1326593    7597    Approved    4/18/1990

Allen C. Ewing & Co. (NEW)

    Group Pension;#Life;#Annuity (servicing only)    59-3000850    26102    Approved    2/2/2017

Allen, Mooney & Barnes Brokerage Services, LLC

    Group Pension    74-3070309    142619    Approved    7/9/2007

Alliance Global Partners

    Group Pension;#Life;#Annuity (servicing only)    59-2015540    8361    Approved    12/10/2018

Allied Millennial Partners, LLC

       35-1632778    16569    Approved    1/1/2002

Allstate Financial Services, LLC

    Annuity; 529; Life; Group Pension    47-0826838    18272    Approved    1/12/1994

Alvarez & Marsal Securities, LLC

    Group Pension;#Life;#Annuity (servicing only)    51-0430281    127858    Approved    4/25/2014

American Capital Partners, LLC

    Annuity    01-0564479    119249    Approved    3/3/2010

American Equity Investment Corporation

    Annuity; 529; Life; Group Pension    35-1970410    40199    Approved    10/9/2002

American Financial Associates, Inc.

    Annuity; Life; Group Pension; JHVLICO    23-2654301    29049    Approved    5/10/1993

American Funds & Trusts Incorporated

    Group Pension    87-0238597    1066    Approved    3/9/2010

American Global Wealth Management

    529;#Group Pension;#Life;#Annuity (servicing only)    39-1259164    7388    Approved    10/30/2017

American Heritage Securities, Inc.

    Annuity    34-1695617    29678    Approved    7/15/2009

American Independent Securities Group, LLC

    Annuity; 529; Life; Group Pension    20-2190456    135288    Approved    12/20/2005

American Investors Company

    Annuity; 529; Life; Group Pension; JHVLICO    94-2201424    38    Approved    1/1/2002

American Municipal Securities, Inc.

    Annuity; 529; Life; Group Pension    59-2023127    8365    Approved    1/1/2002

American Portfolios Financial Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    11-3018002    18487    Approved    1/18/2002

American Trust Investment Services, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    35-1168112    3001    Approved    8/13/2014

American Wealth Management, Inc.

    Annuity; 529; Life; Group Pension    58-1867326    25536    Approved    1/1/2002

Ameriprise Financial Services, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    41-0973005    6363    Approved    10/17/2005

Ameritas Investment Corp

    Annuity; 529; Life; Group Pension; JHVLICO    47-0663374    14869    Approved    3/3/2000

Anchor Bay Securities, LLC

    Group Pension;#Life;#Annuity    90-0391569    47360    Approved    6/30/2010

Andrew Garrett Inc.

    Annuity; 529; Life; Group Pension    43-1613019    29931    Approved    8/18/1993

Aon Securities Inc.

    Group Pension;#Life;#Annuity (servicing only);#TOHI    13-2642812    4138    Approved    8/22/2001

AOS, Inc. (dba TradingBlock and MoneyBlock)

    529;#Group Pension;#Life;#Annuity (servicing only)    36-4535546    128605    Approved    7/30/2004

APW Capital, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    22-3526587    43814    Approved    8/24/2001

Arete Wealth Management, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    39-1918659    44856    Approved    12/4/2008

Arkadios Capital LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    81-1052458    282710    Approved    12/14/2017

Arlington Securities, Incorporated

    Annuity; 529; Life; Group Pension    38-2711392    19596    Approved    8/31/2000

Arque Capital, Ltd.

    529;#Group Pension;#Life;#Annuity (servicing only)    20-4040914    121192    Approved    5/13/2009

Arvest Asset Management

    Annuity; Life; Group Pension; JHVLICO    71-0794602    42057    Approved    2/27/2003

Associated Investment Services, Inc.

    Annuity; 529; Life; Group Pension    39-0210110    1464    Approved    6/24/2004

Aurora Securities, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    92-0162178    46147    Approved    9/11/2018

Ausdal Financial Partners, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    42-1129623    7995    Approved    1/1/2002

Avantax Investment Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    75-1869963    13686    Approved    5/8/2001

Aventura Securities, LLC

    Annuity; 529; Life; Group Pension    20-5452876    142374    Approved    5/2/2008

Avisen Securities, Inc.

    Annuity; 529; Group Pension    06-1676986    125977    Approved    7/13/2006

Avondale Partners, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    62-1761948    46838    Approved    7/6/2009

AXA Advisors, LLC

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    06-1555494    6627    Approved    10/8/1993

B. C. Ziegler And Company

    Annuity; 529; Life; Group Pension; JHVLICO    39-0727640    61    Approved    11/5/1998

B. Riley Wealth Management, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    62-1518255    2543    Approved    1/4/1999

B.B. Graham & Company, Inc.

    Annuity; 529; Life; Group Pension    95-4587418    41533    Approved    4/14/2004

Ballew Investments, Inc.

    Group Pension;#Life    64-0823167    32028    Approved    5/1/1995

BancWest Investment Services, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    13-3618472    29357    Approved    9/5/2000

Bankers Life Securities, Inc.

    Group Pension;#Life;#Annuity (servicing only)    47-1481527    173962    Approved    12/19/2016

Bankoh Investment Services, Inc.

    529;#Annuity; Life; Group Pension    99-0291948    29280    Approved    6/20/2000

Barnabas Capital, LLC

    Life;#Group Pension;#Annuity (servicing only)    83-1038672    297890    Approved    12/23/2021

BBVA Securities, Inc.

    Annuity; 529; Life; Group Pension    75-2329230    27060    Approved    4/30/2004

BCG Securities, Inc.

    Annuity; 529; Life; Group Pension    23-1664237    70    Approved    7/2/2003

BD4RIA, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    82-2712078    290240    Approved    6/12/2018

Beaconsfield Financial Services, Inc.

    529;#Annuity    25-1447238    14634    Approved    3/28/2003

Bellamah, Neuhauser and Barrett. Inc.

    Group Pension;#Life;#Annuity    53-0260880    83    Approved    10/29/2010

Benchmark Investments, Inc.

    Group Pension;#Life;#Annuity    71-0825385    103792    Approved    6/16/2010

Benefit Funding Services, LLC

    Annuity; Life; Group Pension    86-0891039    44079    Approved    10/7/2004

Benjamin F. Edwards & Company, Inc.

    Annuity; 529; Life; Group Pension    26-3199152    146936    Approved    8/24/2009

Berthel Fisher & Company Financial Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    42-1029773    13609    Approved    4/29/1993

BestVest Investments, Ltd.

    Annuity; Life; Group Pension    32-3220312    40302    Approved    1/1/2002

BFT Financial Group, LLC

    Annuity; 529; Life; Group Pension    75-2856929    109121    Approved    8/20/2002

BG Worldwide Securities, Inc.

    Life; JHVLICO    30-0039439    121735    Approved    9/3/2003

BHK Securities, LLC

    Annuity; Group Pension    20-2455216    139665    Approved    12/19/2006

Black Oak Securities, Inc.

    Group Pension    37-1299579    30889    Approved    4/10/2006

Blakeslee And Blakeslee Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    77-0017182    8149    Approved    1/15/2004

Boenning & Scattergood, Inc.

    Group Pension; JHVLICO    23-1720062    100    Approved    8/6/2008

BOK Financial Services, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    73-1275307    17530    Approved    4/3/1998

Bolton Global Capital, Inc.

    Annuity; 529; Life; Group Pension    04-2848146    15650    Approved    1/1/2002

Brandon Investments, Inc.

    Annuity; Life; Group Pension    62-1142517    16931    Approved    8/26/1993

Brighton Securities Corp.

    Group Pension;#Life;#Annuity; 529    16-0961085    3875    Approved    1/1/2002

Bristol Financial Services, Inc.

    Annuity; Life; Group Pension    20-3156765    137988    Approved    8/21/2007

BrokerageSelect

    Group Pension;#Life;#Annuity (servicing only)    06-1549225    47974    Approved    5/24/2013

Brokers International Financial Services, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    20-3749442    139627    Approved    9/25/2006

Brooklight Place Securities, Inc.

    Annuity; 529; Life; Group Pension    36-3317130    15764    Approved    8/8/2001

Brown Advisory Securities, LLC

    Annuity; Life; Group Pension    75-3015089    120736    Approved    5/29/2003

Brown Associates, Inc.

    Annuity; Life; Group Pension    62-0808843    5049    Approved    2/15/1989

Brown, Lisle/Cummings, Inc.

    Group Pension    05-0310503    1331    Approved    12/17/2010

Buckman, Buckman & Reid, Inc.

    Annuity; Life; Group Pension    22-2926943    23407    Approved    1/1/2002

Buttonwood Partners, Inc.

    Annuity; Life; Group Pension    39-1674219    27108    Approved    1/1/2002

Cabot Lodge Securities, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    45-3717999    159712    Approved    5/24/2013

Cadaret, Grant & Co., Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    22-2361254    10641    Approved    9/9/1992

Callaway Financial Services, Inc.

    Annuity; Life; Group Pension; JHVLICO    75-2855666    104003    Approved    1/1/2002

Calton & Associates, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    59-2845944    20999    Approved    4/24/1997

Cambria Capital, LLC

    Group Pension;#Life;#Annuity    02-0727653    133760    Approved    6/23/2011

Cambridge Investment Research, Inc.

    BOLI;#Annuity; 529; Life; Group Pension; JHVLICO    42-1445429    39543    Approved    5/3/1996

Camden Financial Services

    Annuity; JHVLICO    33-0653990    19925    Approved    3/21/2002

Cantella & Co., Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    04-3211861    13905    Approved    1/1/2002

Capacuity Securities, Inc.

    Annuity; Life; Group Pension    23-2305124    15384    Approved    5/12/1987

Cape Securities, Inc.

    Annuity; 529; Life; Group Pension    56-1128974    7072    Approved    8/11/2008

CapFinancial Securities, LLC

    BOLI;#Annuity; 529; Life; Group Pension    46-4350797    126291    Approved    4/16/2004

Capital Brokerage Corporation

    Annuity; Life; Group Pension; JHVLICO    91-1143830    10465    Approved    1/1/2002

Capital City Securities, LLC

    Annuity; 529; Life; Group Pension    20-2350070    146001    Approved    10/3/2008

Capital Investment Brokerage, Inc.

    Annuity; 529; Life; Group Pension    56-1958819    40657    Approved    1/1/2002

Capital Investment Group, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    56-1394939    14752    Approved    6/27/1996

Capital Management Securities, Inc.

    Annuity; Life; Group Pension    41-1249586    10579    Approved    2/4/1988

Capital Portfolio Management, Inc.

       52-1744548    29302    Approved    4/10/2008

Capital Synergy Partners

    529;#Group Pension;#Life;#Annuity    33-0837865    148733    Approved    1/28/2011

Capitol Securities Management, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    54-1170635    14169    Approved    7/1/1993

Cardinal Investments, Inc.

    529;#Group Pension;#Life;#Annuity    37-1326529    36838    Approved    1/1/2002

Carolinas Investment Consulting LLC

    Annuity; Life; Group Pension    56-2204761    104379    Approved    1/1/2002

Carter, Terry & Company, Inc.

    Annuity; 529; Life; Group Pension    58-1608676    16365    Approved    1/1/2002

Carty & Company, Inc.

    Annuity; 529; Life; Group Pension    62-0842403    7001    Approved    1/1/2002

Cary Street Partners LLC

    529;#Annuity; Life; Group Pension    32-0007529    128089    Approved    8/23/2007

Cascade Investment Group, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    84-1245938    35844    Approved    1/17/1995

CBIZ Financial Solutions, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    52-1396995    16678    Approved    3/13/1996

CCO Investment Services Corp.

    529;#Annuity; Life; Group Pension    05-0487400    39550    Approved    12/22/2005

Celadon Financial Group LLC

    Annuity; Life; Group Pension    59-2657843    36538    Approved    1/1/2002

Centaurus Financial, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    33-0530236    30833    Approved    9/15/1993

Centennial Securities Company, Inc.

    Group Pension;#Annuity;#Annuity; 529; JHVLICO    38-2214928    7763    Approved    5/1/2002

Center Street Securities, Inc.

    529;#Group Pension;#Life;#Annuity    72-1159563    26898    Approved    9/3/2009

Ceros Financial Services, Inc.

    Annuity; 529; Life; Group Pension    04-3249931    37869    Approved    1/11/2010

Cetera Advisor Networks, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    95-3845382    13572    Approved    10/31/1988

Cetera Advisors, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    84-0858799    10299    Approved    7/6/1994

Cetera Financial Specialists LLC

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    36-3120284    10358    Approved    8/24/2001

Cetera Investment Services LLC

    529;#Group Pension;#JHVLICO;#Life;#Annuity    41-1483314    15340    Approved    6/6/2000

CFD Investments, Inc.

    529;#Group Pension;#JHVLICO;#Life;#BOLI    35-1692812    25427    Approved    1/7/1994

Chapin, Davis

    Annuity; 529    52-1715615    28116    Approved    4/13/2007

Chauner Securities, Inc.

    Annuity; Life; Group Pension; JHVLICO    36-3356325    10075    Approved    5/18/1992

Chelsea Financial Services

    Annuity; Life; Group Pension    11-3489062    47770    Approved    6/11/2009

CIG Securities

    529;#Group Pension;#Life;#Annuity (servicing only)    20-0194097    129864    Approved    1/17/2005

Citigroup Global Markets Inc.

    529;#Group Pension;#Life;#Annuity (servicing only);#Annuity; 529; Life; Group Pension; JHVLICO    11-2418191    7059    Approved    3/20/1992

Classic, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    45-3356898    159357    Approved    1/17/2013

Client One Securities, LLC

    529;#Group Pension;#Life;#Annuity    27-1408998    152974    Approved    1/26/2011

CliftonLarsonAllen Wealth Advisors, LLC

    Annuity; Life; Group Pension    41-1803291    38357    Approved    5/1/2008

Coastal Equities, Inc.

    529;#Group Pension;#Life;#Annuity    56-2456935    23769    Approved    1/1/2002

Coker & Palmer, Inc.

    Annuity; Life; Group Pension    64-0802631    29163    Approved    1/8/2003

Coldstream Securities, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    93-1198599    46835    Approved    1/2/2016

Colliers Securities, LLC

    529;#Group Pension;#Life;#Annuity    41-1883794    7477    Approved    1/1/2002

Colorado Financial Service Corporation

    529;#Group Pension;#Life;#Annuity    26-1855173    104343    Approved    3/31/2010

Comerica Securities, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    38-2621207    17079    Approved    5/8/2002

Commerce Brokerage Services, Inc.

    Annuity; 529; Life; Group Pension    43-1381067    17140    Approved    1/1/2002

Commonwealth Financial Group, Inc.

    Annuity; 529; Life; Group Pension    22-3217132    32505    Approved    1/28/2004

Commonwealth Financial Network

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    04-2675571    8032    Approved    9/10/1992

CommunityAmerica Financial Solutions, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    26-0046643    168203    Approved    6/20/2014

Compak Securities, Inc.

    Annuity; Life; Group Pension; JHVLICO    13-4225974    125472    Approved    9/26/2006

Compass Securities Corporation

    Annuity; Life; Group Pension    04-2844064    16168    Approved    3/30/1992

Concorde Investment Services, LLC

    529;#Group Pension;#Life;#Annuity    27-0498480    151604    Approved    12/13/2010

Concourse Financial Group Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    63-0879387    15708    Approved    1/1/1994

Conover Securities Corporation

    529;#Group Pension;#Life;#Annuity (servicing only)    91-1260477    17129    Approved    1/1/2002

Consolidated Financial Investments, Inc.

    Annuity; Group Pension    43-1490793    18810    Approved    12/19/2006

Continental Investors Services, Inc.

    529;#Group Pension;#Annuity (servicing only)    91-1543805    29775    Approved    8/18/2008

Cooper Malone McClain, Inc.

    Annuity; Life; Group Pension    48-1024628    18637    Approved    3/15/2002

Coordinated Capital Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    39-1468428    14762    Approved    5/27/1993

CoreCap Investments, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    23-2809463    37068    Approved    11/9/2012

Cornerstone Financial Services, Inc.

    Group Pension;#Life;#Annuity (servicing only)    35-1720807    20627    Approved    11/20/2012

Correll Co. Investment Services Corp.

    Annuity; 529; Life; Group Pension; JHVLICO    36-3400965    38995    Approved    3/12/1997

Country Club Financial Services, Inc.

    Annuity; Life; Group Pension; BOLI    43-1604510    29807    Approved    3/6/2002

Courtlandt Securities Corporation

    Annuity; Life; Group Pension    20-2966004    137356    Approved    12/18/2006

CPS Financial & Insurance Services, Inc.

    Annuity; Life; Group Pension; JHVLICO    33-0701950    41243    Approved    2/29/2000

Cresap Inc.

    Annuity; JHVLICO    23-2589413    25899    Approved    12/17/2009

Crescent Securities Group, Inc.

    529;#Group Pension;#Life;#Annuity    75-2947048    114993    Approved    5/4/2010

Crews & Associates, Inc.

    Annuity; 529; Life; Group Pension    71-0522369    8052    Approved    2/9/2004

Crown Capital Securities, L.P.

    Annuity; 529; Life; Group Pension; JHVLICO    33-0837984    6312    Approved    7/16/1999

Cullen Investment Group, Ltd.

    Annuity    72-1088646    18266    Approved    1/1/2002

CUNA Brokerage Services, Inc.

    BOLI;#Annuity; 529; Life; Group Pension; JHVLICO       13941    Approved    1/1/2002

CUSO Financial Services, L.P.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    33-0731851    42132    Approved    6/12/2001

Cutter & Company, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    43-1477566    22449    Approved    1/22/2001

CW Securities, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    30-0149369    124496    Approved    7/1/2004

D.A. Davidson & Co.

    Annuity; 529; Life; Group Pension    81-0139474    199    Approved    10/20/2000

D.H. Hill Securities LLP

    Annuity; 529; Life; Group Pension    76-0505272    41528    Approved    11/4/2002

DAI Securities, LLC

    529;#Annuity; Life; Group Pension; JHVLICO    72-1269491    36673    Approved    1/1/2002

Davenport & Company LLC

    Annuity; 529; Life; Group Pension; JHVLICO    54-1835842    1588    Approved    4/18/1990

Davinci Capital Management Inc.

    529;#Annuity; Life; Group Pension    01-0522492    46897    Approved    2/3/2005

Davis Securities LLC

    Group Pension;#Life;#Annuity (servicing only)    20-3138121    138829    Approved    5/27/2014

Dawson James Securities, Inc.

    Annuity; 529; Life; Group Pension    20-0161722    130645    Approved    9/21/2007

Delta Securities Company, LLC

    Group Pension;#Life;#Annuity (servicing only)    84-2873360    130577    Approved    3/4/2013

Dempsey Financial Network, Inc.

    Group Pension;#Life;#Annuity (servicing only)    58-2148282    38330    Approved    1/6/1998

Dempsey Lord Smith, LLC

    Annuity; 529; Life; Group Pension    20-4853289    141238    Approved    5/8/2007

Deutsche Bank Securities Inc.

    Annuity; 529; Life; Group Pension    13-2730828    2525    Approved    3/7/2002

DFP Equities, Inc.

    Annuity; Life; Group Pension    35-1403362    7518    Approved    1/1/2002

DFPG Investments, Inc.

    529;#Group Pension;#Life;#Annuity    27-3648334    155576    Approved    7/12/2011

Dinosaur Securities, L.L.C.

    529;#Group Pension;#Life    1341 23021    104446    Approved    7/23/2010

Diversified Resources, LLC

    Annuity; Life; Group Pension    05-0515637    31346    Approved    8/27/2003

Diversified Securities, Incorporated

    Annuity; Life; Group Pension    95-2409158    222    Approved    9/25/2000

DMK Advisor Group, Inc.

    529;#Group Pension;#Life;#Annuity    84-1345780    41067    Approved    10/31/2011

Dominion Investor Services, Inc.

    Annuity; 529; Life; Group Pension    75-2201702    21548    Approved    12/1/1995

Dorn & Co., Inc.

    Group Pension    41-0836886    2950    Approved    10/21/2011

Duncan-Williams, Inc.

    Annuity; 529; Life; Group Pension    62-0804968    6950    Approved    8/4/2009

E1 Asset Management, Inc.

    Group Pension;#Life;#Annuity (servicing only)    52-2107704    46872    Approved    3/8/2020

Edward Jones

    Annuity; 529; Life; Group Pension; JHVLICO    43-0345811    250    Approved    11/9/1999

EF Legacy Securities, LLC

    Group Pension;#Life;#Annuity (servicing only)    47-3919321    269923    Approved    5/17/2016

Elish & Elish Inc.

    Annuity; 529    25-1604700    24409    Approved    10/7/2005

Emerson Equity LLC

    Annuity; 529; Life; Group Pension; JHVLICO    74-3109983    130032    Approved    5/25/2005

Empire Asset Management Company

    Group Pension;#Life;#Annuity (servicing only)    20-5835358    143007    Approved    9/13/2016

Equity Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    03-0221141    265    Approved    9/19/1988

Essex Securities LLC

    Annuity; 529; Life; Group Pension    04-3482688    46605    Approved    9/26/2003

Executive Services Securities, LLC

    Annuity; Life; Group Pension; JHVLICO    58-2466081    25299    Approved    10/31/2008

Fairport Capital, Inc.

    Annuity; 529; Life; Group Pension    06-1103413    15034    Approved    5/19/1993

Family Investors Company

    Annuity; Life; Group Pension    22-1715407    1785    Approved    1/1/2002

Farmers Financial Solutions, LLC

    529;#Annuity; Life; Group Pension    77-0530616    103863    Approved    1/1/2002

FAS Corp.

    Annuity; Life; Group Pension; BOLI    74-2837348    43536    Approved    10/13/1999

Feltl & Company

    529;#Group Pension;#Life;#Annuity (servicing only)    41-1245161    6905    Approved    12/30/2004

FieldPoint Private Securities, LLC

    Annuity; 529; Life; Group Pension    06-1186517    18975    Approved    4/1/1994

Fifth Third Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    31-0961761    628    Approved    1/1/2002

Finance 500, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    95-3771060    12981    Approved    1/1/2002

Financial Security Management, Incorporated

    Annuity; 529; Life; Group Pension    54-1832360    43000    Approved    6/4/2001

Financial Telesis Inc

    Annuity; 529; Life; Group Pension; BOLI    68-0279977    31012    Approved    1/1/2002

FinTrust Brokerage Services, LLC

    Annuity; Life; Group Pension    56-1989135    41608    Approved    1/1/2002

First Allied Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    11-3152836    32444    Approved    5/1/1991

First Asset Financial Inc.

    529; Group Pension    86-1141733    139107    Approved    7/2/2008

First Bankers’ Banc Securities, Inc

    Annuity; 529; Life; Group Pension    43-1326319    15041    Approved    1/1/2002

First Citizens Investor Services, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    56-1854695    44430    Approved    10/5/1998

First Dallas Securities Incorporated

    Annuity; Life; Group Pension; JHVLICO    75-2278917    24549    Approved    4/25/2003

First Financial Equity Corporation

    529;#Life;#Annuity; Group Pension    86-0511639    16507    Approved    11/8/2002

First Financial Securities Of America, Inc.

    Annuity; Life; Group Pension; JHVLICO    74-2132317    13642    Approved    1/1/2002

First Heartland Capital, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    43-1635588    32460    Approved    10/11/1993

First Horizon Advisors, Inc.

    Group Pension;#Life;#Annuity (servicing only)    62-1254528    17117    Approved    1/1/2002

First Kentucky Securities Corporation

    Annuity; Life    61-0924505    7524    Approved    2/22/2006

First Liberties Financial

    529;#Group Pension;#Life;#Annuity    11-2656907    14432    Approved    7/30/2010

First National Capital Markets

    529;#Group Pension;#Life;#Annuity    47-0844069    115920    Approved    6/16/2010

First Palladium, LLC

    Group Pension;#Life;#Annuity (servicing only)    82-2239026    289822    Approved    7/11/2018

First Republic Securities Com. LLC dba Grand Eagle Ins. Serv. LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    91-2076555    105108    Approved    4/28/2015

First Western Securities, Inc.

    Annuity; 529; Life    75-2176921    19537    Approved    2/10/2003

FMN Capital Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    33-0649400    38105    Approved    12/8/1997

FMSbonds, Inc.

    Annuity; Life; Group Pension; JHVLICO    59-1842344    7793    Approved    4/15/1997

FNBB Capital Markets, LLC

    Annuity; Life; Group Pension    20-0532898    132091    Approved    2/8/2007

Folger Nolan Fleming Douglas Incorporated

    529;#Annuity; Life; Group Pension    53-0068130    0319    Approved    12/13/2006

Fortune Financial Services, Inc.

    529;#Annuity; Life; Group Pension; JHVLICO    25-1799740    42150    Approved    1/1/2002

Fortune Securities, Inc.

    Annuity; Life; Group Pension    95-4553711    40821    Approved    8/6/2008

Founders Financial Securities, LLC

    Annuity; 529; Life; Group Pension    20-2052994    137945    Approved    7/20/2006

Four Points Capital Partners, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    76-0543859    43149    Approved    11/27/2017

Frost Brokerage Services, Inc.

    Annuity; Life; Group Pension; JHVLICO    74-2404030    17465    Approved    11/1/2004

FSB Premier Wealth Management, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    93-1084013    15898    Approved    6/24/1993

FSC Securities Corporation

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    58-1288674    7461    Approved    11/17/1998

G. A. Repple & Company

    Annuity; 529; Life; Group Pension; JHVLICO    59-2599605    17486    Approved    5/13/1993

G.L.S. & Associates, Inc.

    Annuity; Life; Group Pension    63-1009019    47502    Approved    1/1/2002

G.W. Sherwold Associates, Inc.

    Group Pension;#Life;#Annuity (servicing only)    33-0619325    42186    Approved    8/12/2014

Garden State Securities, Inc.

    Annuity; 529; Life; Group Pension    22-2319866    10083    Approved    12/21/2001

Gardner Financial Services, Inc.

    Annuity; 529; Life; Group Pension    41-1589846    21000    Approved    1/1/2002

GDC Securities, LLC

    Annuity; Life; Group Pension; JHVLICO    06-1390542    38931    Approved    1/1/2002

Geneos Wealth Management, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    02-0580939    120894    Approved    7/26/2002

General Securities Corp

    529;#Annuity; Life; Group Pension    43-1513490    15062    Approved    1/1/2002

Gerwin Group, Inc.

    Annuity    95-4188440    23199    Approved    10/6/2003

Glen Eagle Wealth, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    02-0629945    124504    Approved    11/28/2005

Global Brokerage Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    52-1899822    37505    Approved    1/1/2002

Globalink Securities, Inc.

    Annuity; 529; Life; Group Pension    33-0493552    29721    Approved    4/4/2007

GLP Investment Services, LLC

    Annuity; Group Pension    38-3544062    25450    Approved    10/21/2003

Gold Coast Securities, Inc.

    Annuity; 529; Life; Group Pension    77-0563040    110925    Approved    1/1/2002

Googins & Anton, Inc.

    Annuity    39-1447696    13985    Approved    8/29/2006

Gradient Securities, LLC

    529;#Group Pension;#Life;#Annuity    26-4463739    127701    Approved    6/1/2005

Grant Williams L.P.

    Group Pension;#Life;#Annuity (servicing only)    23-2990197    45961    Approved    2/26/2008

GRB Financial, LLC

    Annuity; Life; Group Pension    90-0115377    130490    Approved    8/11/2008

Great American Investors, Inc.

    Annuity; 529; Life; Group Pension    48-1099886    28489    Approved    3/16/1998

Great Point Capital, LLC

    Group Pension;#Life;#Annuity (servicing only)    36-4398213    114203    Approved    9/9/2019

Greenberg Financial Group

    Annuity; Life; Group Pension    86-0903680    38747    Approved    1/1/2002

Greenbrier Diversified, Inc.

    Annuity; 529    95-4049440    18203    Approved    6/13/2002

Gregory J. Schwartz & Co., Inc.

    529;#Group Pension;#Life;#Annuity    38-2117812    7294    Approved    4/21/2009

Grove Point Financial, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    52-1321340    1763    Approved    3/23/1989

GWN Securities Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    65-0939556    128929    Approved    3/29/2004

H. C. Denison Co.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    39-0794607    1628    Approved    1/1/2002

Halliday Financial, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    46-2850591    31741    Approved    1/1/2002

Hancock Investment Services, Inc.

    Annuity; Life; Group Pension    64-0867168    40637    Approved    9/26/2003

Hanson McClain Retirement Network, LP dba AW Securities

    529;#Annuity; Life; Group Pension    68-0415440    103747    Approved    9/7/2007

Hantz Financial Services, Inc.

    Group Pension;#Life;#Annuity    38-3439679    46047    Approved    1/1/2002

Harbor Investment Advisory, LLC

    529;#Group Pension;#Life;#Annuity    90-0497525    151085    Approved    1/25/2011

Harbour Investments, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    39-1571149    19258    Approved    2/5/1992

Harger and Company, Inc.

    Annuity; Life; Group Pension    72-0903128    10385    Approved    1/20/2009

Harold Dance Investments

    Annuity; Life; Group Pension    87-0265332    1582    Approved    1/1/2002

Harvest Financial Corporation

    Annuity; Life; Group Pension; JHVLICO    25-1395109    8733    Approved    3/13/1996

Hazard & Siegel, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    16-0954584    2048    Approved    5/7/2004

Hazlett, Burt & Watson, Inc.

    Annuity; Life; Group Pension    55-0538822    396    Approved    8/1/2002

Hefren-Tillotson, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    25-1121408    53    Approved    6/17/1988

Heim, Young & Associates, Incorporated

    Annuity; 529; Life; Group Pension    43-1717820    38993    Approved    1/1/2002

Henley & Company LLC

    Annuity; 529; Life; Group Pension    02-0723515    131453    Approved    5/9/2006

Hennion & Walsh, Inc.

    Group Pension;#Life;#Annuity (servicing only)    22-3005841    25766    Approved    4/1/2015

Herbert J. Sims & Co. Inc.

    Group Pension;#Life;#Annuity (servicing only);#Annuity    13-5213180    3420    Approved    2/3/2004

Heritage Financial Systems, Inc.

    Annuity; Life; Group Pension; JHVLICO    23-2991359    133019    Approved    8/22/2005

Herndon Plant Oakley, Ltd.

    Annuity; 529; Group Pension; JHVLICO    74-2863988    44971    Approved    3/13/2002

HighTower Securities, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    36-4454225    116681    Approved    10/29/2008

Hilltop Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    75-1382137    6220    Approved    2/22/1999

Horan Securities, Inc.

    Annuity; Life; Group Pension; JHVLICO    31-1448612    40794    Approved    8/15/1998

Hornor, Townsend & Kent, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    23-1706189    4031    Approved    8/1/1993

HSBC Securities (USA) Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    13-2650272    19585    Approved    4/27/2004

Hub International Investment Services, Inc.

    Group Pension;#Life    26-3188716    150252    Approved    8/10/2011

Hudson Heritage Capital Management, Inc.

    529;#Annuity; Life; Group Pension    13-3970289    44357    Approved    1/1/2002

Hunter Associates, Inc.

    Annuity; Life; Group Pension    47-5665331    30177    Approved    2/23/1996

Huntleigh Securities Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    43-1106957    7456    Approved    5/1/1998

IBN Financial Services, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    16-1493299    42360    Approved    2/27/2007

IFP Securities, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    83-0951655    297287    Approved    6/13/2019

Independence Capital Co. Inc.

    529;#Group Pension;#JHVLICO;#Life;#BOLI;#Annuity    34-1620295    24723    Approved    12/7/2006

Independent Financial Group, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    71-0927304    7717    Approved    9/12/2003

Indiana Securities, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    35-2030457    45115    Approved    3/10/2000

Infinex Investments, Inc.

    Annuity; 529; Life; Group Pension    06-1367288    35371    Approved    9/28/2004

Infinity Securities, Inc. dba Infinity Financial Services

    529;#Group Pension;#Life;#Annuity    68-0642587    144302    Approved    6/17/2008

Inlet Securities, LLC

    Annuity; Life; Group Pension    27-0125668    140278    Approved    10/21/2008

Innovation Partners, LLC

    Group Pension;#Life;#BOLI    30-0451254    146344    Approved    10/24/2011

Insight Securities, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    36-2708269    5611    Approved    1/1/2002

Insigneo Securities, LLC

    Group Pension;#Life;#Annuity (servicing only);#Group Pension, Life, Annuity (servicing only)    65-0886354    29249    Approved    5/6/2021

Institutional Securities Corporation

    Annuity; 529; Life; Group Pension    75-2181339    20291    Approved    1/1/2002

Integral Financial LLC

    Group Pension;#Life;#Annuity    02-0565622    120343    Approved    10/14/2010

Integrated Financial Planning Services

    529;#Group Pension;#Life;#Annuity (servicing only)    98-0385606    17935    Approved    10/18/2017

Integrity Brokerage Services, Inc.

    Annuity    75-3023012    117589    Approved    1/21/2005

Intercarolina Financial Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    56-1563464    19475    Approved    6/28/2000

International Assets Advisory, LLC

    Group Pension;#Life;#Annuity; 529    59-3734291    10645    Approved    4/17/2003

International Money Management Group, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    52-1259351    14367    Approved    11/24/1995

Intervest International Equities Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    98-0096287    20289    Approved    11/3/1995

Inverness Securities, LLC

    529;#Group Pension;#Life;#Annuity    01-0791017    129914    Approved    9/14/2004

Investment Network, Inc.

    Annuity    84-1624658    127724    Approved    10/28/2005

Investment Planners, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    37-1202099    18557    Approved    3/11/1997

Investment Security Corporation

    529;#Annuity; Life; Group Pension    95-4727975    47536    Approved    10/25/2002

Invicta Capital, LLC

    Group Pension;#Life;#Annuity (servicing only)    47-1180771    288101    Approved    4/10/2019

J K R & Company, Inc.

    Annuity; 529; Life; Group Pension    95-3420368    8040    Approved    9/1/1998

J. Alden Associates, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    23-2825319    40002    Approved    1/1/2002

J. K. Financial Services, Inc.

    Annuity; 529; Life; Group Pension    33-0890059    103728    Approved    9/7/2007

J.P. Morgan Securities, LLC

    Group Pension;#Life;#Annuity (servicing only)    13-4110995    79    Approved    1/1/2002

J.W. Cole Financial, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    16-1632597    124583    Approved    9/8/2003

Jack V. Butterfield Investment Company

    Annuity; 529; Group Pension    38-1787847    3998    Approved    7/6/2004

Jacques Financial, LLC

    Annuity; Life; Group Pension    52-2217889    104219    Approved    7/25/2002

James I. Black & Company

    Annuity; Life; Group Pension    59-1056275    1249    Approved    9/23/2009

James T. Borello & Co.

    Annuity; Life; Group Pension    36-3688864    16860    Approved    8/2/2006

Janney Montgomery Scott LLC

    Annuity; 529; Life; Group Pension; JHVLICO    23-0731260    463    Approved    7/15/1993

JBS Liberty Securities, Inc.

    Annuity; Life; Group Pension    56-1863246    36179    Approved    8/22/2001

JDL Securities Corporation

    Group Pension    33-0446425    28131    Approved    10/13/2009

JRL Capital Corporation

    Annuity; Life; Group Pension    94-2750178    10225    Approved    5/12/1989

K. W. Chambers & Co.

    Annuity; Life; Group Pension    43-0785292    1432    Approved    6/11/1997

Kalos Capital, Inc.

    Annuity; 529; Life; Group Pension    58-2347396    44337    Approved    5/18/2004

KCD Financial, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    33-1057766    127473    Approved    11/17/2003

Keel Point Capital, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    42-1607342    6769    Approved    1/17/2013

Kestra Investment Services, LLC

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    74-2794194    42046    Approved    6/13/1997

Key Investment Services LLC

    Annuity; 529; Life; Group Pension    13-4300906    136300    Approved    1/30/2006

Keybanc Capital Markets Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    34-1391952    566    Approved    4/22/1994

Keystone Capital Corporation

    Group Pension;#Life;#Annuity (servicing only)    95-3744872    10722    Approved    5/24/2013

Kingswood Capital Partners, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    81-4245023    288898    Approved    6/12/2018

Kovack Securities Inc.

    Annuity; 529; Life; Group Pension    65-0747270    44848    Approved    12/24/1998

KW Securities Corporation

    Annuity; 529; Life; Group Pension    94-2744022    8237    Approved    1/1/2002

L.M. Kohn & Company

    529;#Group Pension;#JHVLICO;#Life;#Annuity    31-1311805    27913    Approved    7/18/2000

L.O. Thomas & Co. Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    22-3749272    23657    Approved    1/1/2002

Labrunerie Financial Services, Inc.

    Annuity; Life; Group Pension; JHVLICO    43-1689437    37627    Approved    1/1/2002

Lamon & Stern, Inc.

    Group Pension;#JHVLICO    58-1334773    10839    Approved    9/19/2001

Landaas & Company

    Annuity; 529; Life; Group Pension    39-1628643    47487    Approved    1/1/2002

Landolt Securities, Inc.

    Annuity; 529; Group Pension    39-1662708    28352    Approved    3/7/2008

Larimer Capital Corporation

    Annuity; Life; Group Pension; JHVLICO    84-1028373    18189    Approved    6/15/1988

Larson Financial Securities, LLC

    529;#Group Pension;#Life    27-1372444    152517    Approved    7/28/2010

LaSalle St Securities, L.L.C.

    Annuity; 529; Life; Group Pension; JHVLICO    36-2797246    7191    Approved    3/14/1994

Leerink Swann LLC

    Annuity; Life; Group Pension    42-1738148    39011    Approved    5/30/2002

Leigh Baldwin & Co., LLC

    Annuity; 529; Life; Group Pension; JHVLICO    22-3348632    38751    Approved    6/4/2001

Lesko Securities Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    16-1152736    10091    Approved    5/29/2020

Leumi Investment Services Inc.

    Annuity; 529; Life; Group Pension    13-4132289    105387    Approved    4/29/2004

Level Four Financial, LLC

    Annuity; Life; Group Pension    20-0629176    25700    Approved    10/6/2004

Liberty Capital Investment Corporation

    529;#Annuity; Life; Group Pension    93-1014148    25706    Approved    1/1/2002

Liberty Partners Financial Services, LLC

    529;#Group Pension;#Life;#Annuity (servicing only);#Annuity; 529; Group Pension    90-0139675    130390    Approved    8/18/2004

Lieblong & Associates, Inc.

    Annuity; 529; Life; Group Pension    71-0788483    42578    Approved    1/1/2002

Lifemark Securities Corp.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    16-1238365    16204    Approved    10/25/1994

Lincoln Douglas Investments, LLC

    Group Pension;#Life;#Annuity (servicing only)    27-3459194    155578    Approved    3/13/2014

Lincoln Financial Advisors Corporation

    529;#Group Pension;#Life;#Annuity (servicing only)    35-1151034    3978    Approved    3/30/1993

Lincoln Financial Securities Corporation

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    02-0275490    3870    Approved    12/1/1988

Lincoln Investment Planning, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    23-1702591    519    Approved    6/1/1992

Lion Street Financial, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    80-0842559    165828    Approved    12/11/2013

Lockton Financial Advisors, LLC

    Group Pension;#Life;#Annuity (servicing only)    20-3247391    137476    Approved    8/12/2008

Lombard Securities Incorporated

    Annuity; 529; Life; Group Pension    52-1718358    27954    Approved    1/1/2002

Loria Financial Group, LLC

    Annuity; Life; Group Pension; JHVLICO    36-4312353    102360    Approved    8/8/2001

LPL Financial Corporation

    529;#Group Pension;#Life;#Annuity (servicing only)    95-2834236    6413    Approved    3/1/1990

M Holdings Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    91-1802259    43285    Approved    6/14/2000

M&T Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    16-1263079    17358    Approved    5/1/2003

M.E. Allison & Co., Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    74-1037681    1047    Approved    2/5/2013

M.H. LeBlang, Inc.

    Group Pension;#Life;#Annuity (servicing only)    13-2553361    2535    Approved    8/20/2018

M.S. Howells & Co

    529;#Group Pension;#Life;#Annuity (servicing only)    86-0988422    104100    Approved    5/3/2016

Mack Investment Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    36-3423948    17643    Approved    6/4/1991

Madison Avenue Securities, Inc.

    Annuity; 529; Life; Group Pension    71-0987804    23224    Approved    3/27/2006

MAFG RIA Services, Inc.

    Annuity; Life; Group Pension; JHVLICO    22-3203853    35690    Approved    12/10/1996

Maplewood Investment, Inc.

    Annuity; 529; Life; Group Pension    75-2908461    103723    Approved    1/1/2002

Marc J. Lane & Company

    Group Pension    36-3342755    16188    Approved    3/16/2010

Mason Securities, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    54-1211119    12967    Approved    1/23/1995

May Capital Group, L.L.C.

    Annuity; Life; Group Pension; JHVLICO    22-3324819    37081    Approved    3/10/2003

McClurg Capital Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    94-2969239    16798    Approved    8/4/1998

McDermott Investment Services, LLC

    Life;#Annuity    27-3120227    154926    Approved    8/2/2011

McDonald Partners, LLC

    529;#Annuity; Life; Group Pension    20-2714559    135414    Approved    4/25/2006

MCG Securities, LLC

    Group Pension;#Life;#Annuity (servicing only)    30-0722214    163144    Approved    10/31/2014

McLaughlin Ryder Investments, Inc.

    Group Pension;#Life;#Annuity    26-0427041    147529    Approved    6/3/2011

McNally Financial Services Corporation

    Annuity; 529; Group Pension; JHVLICO    43-1957591    121196    Approved    1/9/2004

Mercer Allied Company, L.P.

    Annuity; Life; Group Pension; JHVLICO    14-1775694    37404    Approved    8/11/1995

Meridien Financial Group, Inc.

    Annuity; Life; Group Pension; JHVLICO; TOHI    05-0390540    10143    Approved    9/7/2006

Merrill Lynch, Pierce, Fenner & Smith Incorporated

    529;#Group Pension;#Life;#Annuity    13-2808480    7691    Approved    12/31/1990

Mesirow Financial, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    36-3194849    2764    Approved    6/10/1994

Michigan Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    38-3488273    101600    Approved    1/1/2002

Mid Atlantic Capital Corporation

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    25-1409618    10674    Approved    4/9/1993

Mid-Atlantic Securities, Inc.

    529;#Group Pension;#Life;#BOLI;#Annuity    56-1548775    18836    Approved    12/19/1990

Midwestern Securities Trading Company, LLC

    Annuity; 529; Life; Group Pension    37-1392167    101080    Approved    1/1/2002

Milestone Investments, Inc.

    Annuity; Life; Group Pension    56-2125552    47090    Approved    4/23/2002

Mitre Group, LLC

    Annuity; Life; Group Pension    20-1998511    140356    Approved    9/14/2007

MMA Securities LLC

    Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    22-3570392    44254    Approved    7/2/2003

MMC Securities Corp.

    Annuity; Life; Group Pension; JHVLICO; TOHI    06-1685865    103846    Approved    5/4/2001

MML Investors Services, LLC

    529;#Group Pension;#JHVLICO;#Life;#BOLI    04-1590850    10409    Approved    10/13/1995

Moloney Securities Co., Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    43-1714327    38535    Approved    11/23/2000

Momentum Independent Network, Inc.

       75-1843605    17587    Approved    8/19/1997

Monere Investments, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    36-4401708    105487    Approved    7/22/2015

Money Concepts Capital Corp

    529;#Group Pension;#Life;#Annuity (servicing only)    59-2268067    12963    Approved    8/30/1995

Montage Securities, LLC

    529;#Group Pension;#Life;#Annuity    27-2587292    154327    Approved    10/10/2011

Moors & Cabot, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    04-2644548    594    Approved    1/1/2002

Mora WM Securities, LLC

    Annuity (servicing only)    45-2581955    158599    Approved    4/15/2016

Morgan Stanley & Co., Incorporated

    Annuity; 529; Life; Group Pension; BOLI    13-2655998    8209    Approved    6/22/1989

Morris Group, Inc.

    Annuity; 529; Life; Group Pension    35-1546402    13181    Approved    1/1/2002

Multiple Financial Services, Inc.

    Group Pension;#Life;#Annuity    33-0860466    100100    Approved    7/23/2010

Mutual of Omaha Investor Services, Inc.

    Annuity; Life; Group Pension; JHVLICO    47-0770844    611    Approved    6/3/2008

Mutual Securities, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    95-3703162    13092    Approved    1/1/2002

Mutual Trust Co. of America Securities

    Annuity; 529; Life; Group Pension    59-2044132    8494    Approved    3/12/1999

MWA Financial Services Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    36-4420471    112630    Approved    2/21/2002

National Securities Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    91-0519466    7569    Approved    1/1/2002

Nations Financial Group, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    39-1909295    44181    Approved    1/1/2002

Nationwide Planning Associates Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    22-3196827    31029    Approved    3/28/2003

Nationwide Securities, LLC

    Annuity; 529; Life; Group Pension    36-2434406    11173    Approved    8/16/2004

Navy Federal Brokerage Services, LLC

    Annuity; 529; Life; Group Pension    04-3826446    138459    Approved    1/30/2007

NBC Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    63-0923499    17870    Approved    4/14/2001

Neidiger, Tucker, Bruner, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    84-0735234    7425    Approved    6/28/2000

Nelson Ivest Brokerage Services, Inc.

    Annuity; Group Pension    59-2106660    3002    Approved    12/4/2002

Nelson Securities, Inc.

    Annuity; 529; Life; Group Pension    91-1219910    14377    Approved    1/1/2002

Network 1 Financial Securities Inc.

    Annuity    74-2454126    13577    Approved    2/6/2003

Newbridge Securities Corporation

    Annuity; 529; Life; Group Pension    54-1879031    104065    Approved    1/25/2002

Newport Group Securities, Inc.

    Annuity; Life; Group Pension; JHVLICO; BOLI    59-3099288    29722    Approved    9/3/2003

Next Financial Group, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    54-1900002    46214    Approved    1/1/2002

NGC Financial, LLC

    Annuity; Life; Group Pension    22-3871092    145082    Approved    3/6/2008

Ni Advisors, Inc.

    529;#Annuity; Life; Group Pension    20-2100558    134502    Approved    3/14/2007

Niagara International Capital Limited

    529;#Group Pension;#Life;#Annuity (servicing only)    20-2182342    135327    Approved    2/7/2014

Nicol Investors Corporation

    Annuity; Group Pension    68-0515054    123111    Approved    4/20/2004

Northern Lights Distributors, LLC

    Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    77-0625792    126159    Approved    10/22/2004

Northland Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    41-1819873    40258    Approved    2/4/2003

Northwestern Mutual Investment Services, LLC

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    52-2114207    2881    Approved    1/1/2001

NPB Financial Group, LLC

    Annuity; 529; Life; Group Pension    72-1606466    137743    Approved    6/27/2006

NYLife Securities LLC

    529;#Annuity; Life; Group Pension; JHVLICO; BOLI    27-0145686    5167    Approved    3/12/1996

Oak Tree Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    68-0095374    18126    Approved    12/1/1994

Oberlin Financial International, LLC

    Group Pension;#Life;#Annuity (servicing only)    82-3775196    294205    Approved    5/29/2020

OFG Financial Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    48-0759751    23940    Approved    4/1/1994

Omega Securities, Inc.

    Annuity; Life; Group Pension    75-1480835    7164    Approved    2/24/1994

Omni Financial Securities, Inc.

    Annuity; Life; Group Pension; JHVLICO    31-1330353    29320    Approved    7/16/1996

OneAmerica Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    35-1159900    4173    Approved    3/22/2000

Oppenheimer & Co. Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    13-5657518    249    Approved    7/1/1991

Oriental Financial Services Corp. (NEW)

    Group Pension;#Life;#Annuity (servicing only)    66-0480123    29753    Approved    7/28/2016

P.J. Robb Variable Corporation

    Annuity; Life; Group Pension; JHVLICO    62-1592808    38339    Approved    10/1/1997

Pacific Financial Associates, Inc.

    Group Pension;#Life;#Annuity (servicing only)    33-0063888    23772    Approved    1/1/2002

Packerland Brokerage Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    39-1794957    37031    Approved    8/28/1995

Painter, Smith and Gorian Inc.

    Annuity; Life; Group Pension    95-3679604    10865    Approved    1/1/2002

Paradigm Equities, Inc.

    Group Pension;#Life;#Annuity (servicing only)    38-3091434    31990    Approved    5/17/2016

Pariter Securities, LLC

    Annuity; Life; Group Pension    66-0712540    127836    Approved    8/4/2009

Park Avenue Securities LLC

    Annuity; 529; Life; Group Pension; JHVLICO    13-4023176    46173    Approved    9/19/1991

Parkland Securities, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    74-3010408    115368    Approved    2/26/2002

Parsonex Securities, Inc.

    Annuity; 529; Life; Group Pension    20-8580639    144412    Approved    1/30/2009

Paulson Investment Company, Inc.

    Annuity; 529; Life; Group Pension    93-0789804    5670    Approved    10/22/1991

Peachtree Capital Corporation

    529;#Group Pension;#Life;#Annuity (servicing only)    58-1857011    25590    Approved    11/19/2005

Peak Brokerage Services LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    27-5097314    157045    Approved    9/28/2011

Pensionmark Securities, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    81-2334025    283952    Approved    9/8/2017

Pentegra Distributors, Inc.

    Annuity; Life; Group Pension    13-3529467    26249    Approved    2/26/2008

People’s Securities, Inc.

    Annuity; 529; Life; Group Pension    06-1082686    13704    Approved    1/1/2002

Perryman Securities, Inc.

    Annuity; Life; Group Pension    75-2945060    116502    Approved    3/6/2002

Phoenix Equity Planning Corporation

    Annuity; Life; Group Pension; JHVLICO    23-2795977    38383    Approved    11/20/2000

PHX Financial, Inc.

    Group Pension;#Life;#Annuity (servicing only)    41-2225155    144403    Approved    5/14/2019

Pinnacle Equity Management, Inc.

    Annuity; Life; Group Pension    43-1600887    106213    Approved    8/8/2002

Plan B Investments, Inc.

    Group Pension;#Life;#Annuity (servicing only)    20-1688448    136162    Approved    6/28/2013

PlanMember Securities Corporation

    Annuity; 529; Life; Group Pension    95-3706234    11869    Approved    9/30/1997

Plexus Financial Services, LLC

    Group Pension;#Life;#Annuity    27-1746834    153132    Approved    4/6/2011

PNC Investments, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    42-1604685    129052    Approved    4/6/2004

Portfolio Resources Group, Inc.

    Annuity; 529; Life; Group Pension    65-0370652    31155    Approved    5/15/2008

Preferred Client Group, Inc.

    Annuity    75-2826360    48008    Approved    9/8/2008

Principal Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    42-0941553    1137    Approved    9/7/1994

Principled Advisors, Inc.

    Group Pension;#Life;#Annuity (servicing only)    59-3782727    131345    Approved    2/18/2005

Private Client Services, LLC

    529;#Group Pension;#Life;#Annuity    61-1383537    120222    Approved    1/20/2010

Private Placement Insurance Products, LLC

    Group Pension;#Life;#Annuity (servicing only)    20-3716885    140139    Approved    8/10/2018

Profinancial, Inc.

    Annuity; Life; Group Pension    72-1004707    15345    Approved    5/27/1994

Prospera Financial Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    75-1832551    10740    Approved    1/1/2002

PTS Brokerage, LLC

    Group Pension;#Annuity; 529    22-3832388    119307    Approved    12/13/2004

Puplava Securities, Inc.

    Annuity; Life; Group Pension    33-0086182    39301    Approved    1/8/1998

Purshe Kaplan Sterling Investments, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    14-1796925    35747    Approved    1/1/2002

R F Lafferty & Co., Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    13-3000887    2498    Approved    4/28/2016

R. Seelaus & Co., Inc.

    Annuity; 529; Life; Group Pension    22-2501042    14974    Approved    3/2/2007

R.M. Stark & Co., Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    13-3485532    7612    Approved    1/1/2002

Raymond James & Associates, Inc.

    529;#Group Pension;#Life;#Annuity    59-1237041    705    Approved    1/1/2002

Raymond James Financial Services, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    59-1531281    6694    Approved    4/1/1989

RBC Capital Markets, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    41-1416330    31194    Approved    11/13/1991

Red Capital Markets, LLC

    Annuity; Life; Group Pension    31-1078499    14840    Approved    1/2/2003

Regal Securities, Inc.

    Annuity; 529; Life; Group Pension    36-2916812    7297    Approved    10/19/2005

Register Financial Associates, Inc.

    Group Pension;#Life;#Annuity    58-2001619    30568    Approved    4/26/2007

Regulus Advisors, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    26-3975819    150631    Approved    5/29/2014

Rehmann Financial Network, LLC

    Group Pension;#Life;#Annuity (servicing only)    46-0571202    165027    Approved    4/13/2018

Reid and Associates, LLC

    Group Pension;#Life;#Annuity (servicing only)    14-1778902    8060    Approved    10/25/2013

Rhodes Securities, Inc.

    Annuity; Life; Group Pension; JHVLICO    75-2156987    19610    Approved    1/1/2002

Richard Brothers Securities (dba Allegiance Capital, LLC)

    Annuity; 529; Life; Group Pension    01-0538310    105285    Approved    9/23/2009

Richfield Orion International, Inc.

    Annuity; Life; Group Pension    26-1712862    24433    Approved    2/20/2009

Riedl First Securities Company of Kansas

    Annuity; 529; Life; Group Pension    48-1118573    30812    Approved    1/1/2002

RNR Securities, L.L.C.

    Group Pension;#Annuity (servicing only);#Annuity; 529    11-3374561    43689    Approved    10/25/2002

Robert W. Baird & Co. Incorporated

    Annuity; 529; Life; Group Pension; JHVLICO    39-6037917    8158    Approved    2/5/1997

Rockefeller Financial, LLC

    Group Pension;#Life;#Annuity (servicing only)    82-3226180    291361    Approved    8/19/2019

Rogan & Associates, Inc.

    Annuity; 529; Life; Group Pension    65-0718838    42762    Approved    1/1/2002

Rothschild Investment Corporation

    Annuity; Life; Group Pension    36-2708660    728    Approved    9/17/2003

Royal Alliance Associates, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    93-0987232    23131    Approved    7/30/1990

S.G. Long & Company

    Annuity; Life; Group Pension    81-0504511    47511    Approved    1/1/2002

S.L. Reed & Company

    Annuity; Life; Group Pension    95-4569995    40744    Approved    7/7/2009

SA Stone Wealth Management, Inc.

       75-2975513    18456    Approved    1/1/2002

Sage, Rutty & Co., Inc.

    Annuity; 529; Life; Group Pension    16-0620690    3254    Approved    11/4/2004

SagePoint Financial, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    20-1741754    133763    Approved    10/31/2005

San Blas Securities, LLC

    Group Pension;#Life;#Annuity (servicing only)    82-2542915    290605    Approved    9/24/2020

Sanctuary Securities, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    36-2957364    205    Approved    1/1/2002

Sanders Morris Harris Inc

    Annuity; 529; Life; Group Pension; JHVLICO    76-0224835    20580    Approved    1/8/2002

Santander Securities, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    66-0534068    41791    Approved    3/4/2013

Saxony Securities, Inc.

    529;#Group Pension;#Life;#Annuity    43-1932300    115547    Approved    4/8/2003

Saybrus Equity Services, LLC

    Group Pension;#Life    27-1869321    153319    Approved    9/17/2010

SCF Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    86-0936511    47275    Approved    1/1/2002

Scott T. Taylor, Ltd.

    Annuity; Life; Group Pension    20-1277948    136414    Approved    10/9/2007

Scottsdale Capital Advisors Corp

    Annuity; 529    86-1032510    118786    Approved    11/8/2002

Securian Financial Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    14-1486060    15296    Approved    6/1/1992

Securities America, Inc.

    BOLI    11-2551174    10205    Approved    4/1/1992

Securities Equity Group

    529;#Annuity; Life; Group Pension; JHVLICO    33-0842620    47215    Approved    7/11/2003

Securities Management & Research, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    59-1145041    759    Approved    12/15/2011

Securities Research, Inc. (NEW)

    Group Pension;#Annuity (servicing only)    59-1862659    6516    Approved    3/26/2021

SEI Investments Distribution Co.

    Annuity; Life; Group Pension    23-2177800    10690    Approved    10/4/2004

Selkirk Investments, Inc.

    Annuity; 529; Life; Group Pension    91-1189461    13854    Approved    1/1/2002

Sentinel Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    04-3527574    110942    Approved    10/23/2001

Sentinus Securities, LLC

    Group Pension;#Life;#Annuity (servicing only)    47-3243901    279029    Approved    5/8/2017

SFA Financial, LLC

    Group Pension;#Life;#Annuity (servicing only)    33-1148678    149647    Approved    11/20/2012

Shareholders Service Group, Inc.

    Annuity; Life; Group Pension    71-0707839    125226    Approved    8/9/2005

Sigma Financial Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    38-2472555    14303    Approved    11/20/1992

Signal Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    75-1994786    15916    Approved    12/1/1993

Signature Securities Group Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    13-4120476    104233    Approved    11/27/2004

Silver Oak Securities, Incorporated

    Annuity; 529; Life; Group Pension    62-1765234    46947    Approved    1/1/2002

Simplicity Financial Investment Services, Inc.

    Group Pension;#Life;#Annuity (servicing only)    26-2948179    148024    Approved    9/28/2020

Sisung Securities Corporation

    529;#Group Pension;#Life;#Annuity (servicing only)    72-1156248    25752    Approved    6/23/1994

SKA Securities, Inc.

    Annuity    34-1953704    113852    Approved    3/25/2008

Smith, Brown & Groover, Inc.

    Annuity; 529; Life; Group Pension    58-0969636    1329    Approved    1/1/2002

Smith, Moore & Co.

    Annuity; 529; Life; Group Pension    43-1244128    3441    Approved    1/1/2002

SNC Capital Management Corp.

    Annuity    36-3343717    15548    Approved    11/4/2002

Snowden Account Services, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    94-3467207    149794    Approved    3/8/2013

Somerset Securities, Inc.

    Annuity; Life; Group Pension    04-3333156    2493    Approved    3/25/2003

Sorrento Pacific Financial, LLC

    Annuity; 529; Life; Group Pension    04-3746212    127787    Approved    1/17/2006

Southeast Investments N.C. Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    56-2001267    43035    Approved    1/1/2002

Southern Trust Securities, Inc.

    Annuity; 529; Group Pension    65-0926091    103781    Approved    9/28/2004

Southern Wealth Securities, LLC

    Group Pension;#Life;#Annuity (servicing only)    82-3136934    291005    Approved    7/30/2018

Sovereign Legacy Securities, Inc.

    Annuity    11-1738990    1783    Approved    5/24/2011

Spearhead Capital, LLC

    Group Pension;#Life;#Annuity (servicing only)    20-3339297    145560    Approved    5/3/2018

Spire Securities, LLC

    Annuity; 529; Life; Group Pension    20-8920866    144131    Approved    11/15/2007

St. Bernard Financial Services, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    71-0752696    36956    Approved    5/8/2002

St. Germain Securities, Inc.

    529;#Group Pension;#Life;#Annuity    27-3158654    3255    Approved    8/9/2011

Stanley Laman Group Securities, LLC

    Annuity; Life; Group Pension; JHVLICO    33-1027312    126160    Approved    5/5/2004

Stephens Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    71-0641478    3496    Approved    1/1/2002

Sterling Monroe Securities, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    75-3049285    122696    Approved    7/24/2007

Stern Brothers & Co.

    Annuity; 529    43-1357568    16325    Approved    3/27/2003

Stifel Independent Advisors, LLC

    Annuity; Life; Group Pension; JHVLICO    43-1567959    28218    Approved    5/16/2001

Stifel, Nicolaus & Company, Incorporated

    Annuity; 529; Life; Group Pension; JHVLICO    43-0538770    793    Approved    8/7/1992

Stoever Glass & Company, Inc.

    Group Pension;#Life;#Annuity (servicing only)    13-2505863    7031    Approved    4/5/2017

Stonecrest Capital Markets, Inc.

    Group Pension;#Life;#Annuity (servicing only)    56-1943573    39616    Approved    7/31/2017

Sunbelt Securities, Inc.

    529;#Annuity; Life; Group Pension    47-9660137    42180    Approved    5/7/2009

Sunset Financial Services, Inc.

    Group Pension;#Life;#Annuity (servicing only);#BOLI    91-0837062    3538    Approved    11/29/1994

Sunstreet Securities, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    56-2614773    143211    Approved    2/26/2008

SunTrust Robinson Humphrey, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    62-0871146    6271    Approved    5/8/2002

Superior Financial Services, Inc.

    Annuity; 529; Life; Group Pension    39-1992135    104165    Approved    1/1/2002

Supreme Alliance LLC

    Group Pension;#Life;#Annuity (servicing only)    90-0436170    45348    Approved    4/25/2012

SWBC Investment Services, LLC

    Annuity; 529; Life; Group Pension    20-1484586    133715    Approved    12/13/2006

Sycamore Financial Group

    Annuity; Life; Group Pension    35-1572068    14143    Approved    1/1/2002

Symphonic Securities LLC

    529;#Group Pension;#Life;#Annuity    42-1675559    139512    Approved    3/26/2009

Syndicated Capital, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    95-4042447    29037    Approved    1/1/2002

Synovus Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    58-1625031    14023    Approved    7/4/2002

T.S. Phillips Investments, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    30-0089632    124348    Approved    4/30/2003

Tandem Securities, Inc.

    Annuity    20-4498572    140546    Approved    6/17/2009

Taylor Securities, Inc.

    Annuity; Life; Group Pension    62-1254593    17575    Approved    8/6/1993

TCFG Wealth Management, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    80-0804654    164153    Approved    7/10/2014

TD Ameritrade, Inc.

    Annuity; Life; Group Pension; JHVLICO    06-0988655    7870    Approved    1/1/2002

Teckmeyer Financial Services, L.L.C.

    Annuity; 529; Life; Group Pension    47-0789382    39000    Approved    8/6/1997

TFS Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    22-2825878    20626    Approved    10/20/1997

The Enterprise Securities Company

    Annuity; Life; Group Pension; JHVLICO    38-2932225    26598    Approved    7/1/1999

The Garbacz Group Inc

    Annuity; 529; Life; Group Pension    43-1535339    26104    Approved    1/1/2002

The GMS Group, LLC

    Annuity; 529    77-0606720    8000    Approved    1/1/2002

The Huntington Investment Company

    Annuity; 529; Life; Group Pension; JHVLICO    31-1316299    16986    Approved    1/19/1998

The Investment Center, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    22-2699900    17839    Approved    1/1/2002

The Jeffrey Matthews Financial Group, LLC

    Group Pension;#Life;#Annuity (servicing only)    22-3470463    41282    Approved    5/29/2014

The Leaders Group, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI; TOHI    84-1275292    37157    Approved    5/15/1996

The New PenFacs Inc.

    Annuity; Life; Group Pension    41-2238941    145584    Approved    4/21/2009

The O.N. Equity Sales Company

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    31-0742113    2936    Approved    9/14/1990

The Oak Ridge Financial Services Group, Inc.

    Annuity; Life; Group Pension; JHVLICO    41-1868775    42941    Approved    1/1/2002

The Strategic Financial Alliance, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    03-0510324    126514    Approved    11/11/2003

The Tavenner Company

    Annuity; 529; Life; Group Pension    31-1171911    18004    Approved    2/16/2001

ThomasLloyd Capital LLC

    Annuity; Life; Group Pension    20-5758053    38784    Approved    1/1/2002

Thompson Davis & Co., Inc.

    Annuity; 529    13-3848035    41353    Approved    12/18/2002

Thoroughbred Financial Services, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    62-1784717    47893    Approved    5/10/2000

Thrasher & Chambers, Inc.

    Life;#Annuity    71-0824595    3586    Approved    5/1/2003

Thrivent Investment Management Inc.

    Life; Group Pension; JHVLICO    39-1559375    18387    Approved    5/19/2004

Thurston, Springer, Miller, Herd & Titak, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    35-1493200    8478    Approved    4/12/1995

TIAA-CREF & Institutional Services, LLC

    Annuity; Life; Group Pension    55-0856733    20472    Approved    6/25/2007

TimeCapital Securities Corporation

    529;#Annuity (servicing only)    11-2339821    6845    Approved    7/18/2002

Titan Securities

    529;#Group Pension;#Life;#Annuity (servicing only)    59-3782400    131392    Approved    2/5/2009

Titleist Asset Management, Ltd

    529;#Group Pension;#Life;#Annuity (servicing only)    72-1546466    126136    Approved    4/18/2012

Trade-PMR Inc.

    Annuity    59-3539169    46350    Approved    10/30/2009

Transam Securities, Inc.

    Annuity; 529; Life; Group Pension    59-2730348    18923    Approved    5/18/1993

Transamerica Financial Advisors, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    59-2476008    16164    Approved    4/1/1991

Transitional Broker, LLC

    Group Pension;#Life;#Annuity (servicing only)    83-4699697    304313    Approved    10/9/2020

Triad Advisors, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    65-0173164    25803    Approved    1/15/1999

Trinity Wealth Securities, L.L.C.

    Annuity; Life; Group Pension    43-1892336    104348    Approved    7/7/2003

Trubee, Collins & Co., Inc.

    Annuity; 529; Life; Group Pension    16-1406627    3618    Approved    11/1/2005

TrueNorth, Inc.

    Annuity; Life; Group Pension    48-1233289    112091    Approved    5/27/2005

Truist Investment Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    58-1648698    17499    Approved    1/1/2002

Trustmont Financial Group, Inc.

    Annuity; 529; Life; Group Pension    25-1527294    18312    Approved    1/1/2002

Trutoro

    529;#Group Pension;#Life;#Annuity (servicing only)    46-3578654    169291    Approved    9/11/2014

U.S. Bancorp Investments, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    84-1019337    17868    Approved    4/21/1992

U.S. Brokerage, Inc.

    529;#Annuity    34-1809568    39307    Approved    6/13/2002

UBS Financial Services Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    13-2638166    8174    Approved    8/24/1988

Uhlmann Price Securities, LLC

    529;#Group Pension;#Life;#Annuity    36-4135497    42854    Approved    10/31/2011

UMB Financial Services, Inc.

    Annuity; 529; Life; Group Pension    43-1381257    17073    Approved    8/12/2003

Umpqua Investments, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    93-0125240    1254    Approved    1/1/2002

Union Capital Company

    Annuity; Life; Group Pension    86-1004803    110301    Approved    9/25/2006

UnionBanc Investment Services, LLC

    Annuity; 529; Life; Group Pension    95-3883259    14455    Approved    11/18/2003

United Brokerage Services, Inc.

    Annuity; Life; Group Pension; JHVLICO    55-0742331    39062    Approved    1/6/2006

United Planners’ Financial Services of America A Limited Partner

    Annuity; 529; Life; Group Pension; JHVLICO    86-0588303    20804    Approved    5/1/1992

Universal Financial Services Inc.

    Group Pension;#Life;#Annuity    66-0639438    131558    Approved    5/26/2010

Univest Investments, Inc.

    Annuity; 529; Life; Group Pension    23-1699073    1834    Approved    3/20/2008

USA Financial Securities Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    38-3397033    103857    Approved    11/9/2001

USCA Securities LLC

    529;#Group Pension;#Life;#Annuity    22-3696585    103789    Approved    3/14/2011

USI Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    06-1493970    43793    Approved    12/14/1998

VALIC Financial Advisors, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    76-0519992    42803    Approved    4/19/2002

Valley National Investments, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    23-2352181    16715    Approved    1/1/2002

Valmark Securities, Inc.

    529;#Group Pension;#JHVLICO;#Life;#BOLI;#Annuity    34-1724087    31243    Approved    8/1/1997

Valor Financial Securities LLC

    Annuity; 529; Life; Group Pension    80-0413304    150726    Approved    12/29/2009

Vanderbilt Securities, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    11-3639254    5953    Approved    11/10/2003

Variable Investment Advisors, Inc.

    Annuity    91-1864112    44412    Approved    12/8/2004

Verity Investments, Inc.

    529;#Group Pension;#Life;#Annuity    90-0739043    41527    Approved    1/1/2002

Vestech Securities, Inc.

    529;#Annuity; Life; Group Pension; JHVLICO    48-1181578    41409    Approved    1/1/2002

Vision

    529;#Group Pension;#Life;#Annuity (servicing only)    13-4066286    47927    Approved    1/20/2010

Vorpahl Wing Securities

    Annuity; Group Pension    91-1719382    47548    Approved    10/7/2003

Voya Financial Advisors, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    41-0945505    2882    Approved    12/5/1994

Voya Financial Partners, LLC

    Group Pension;#Life;#Annuity (servicing only)    06-1375177    34815    Approved    8/2/2002

W&S Brokerage Services, Inc.

    Group Pension;#Life;#Annuity (servicing only)    31-0846576    8099    Approved    9/14/2020

Washington Securities Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    54-1913812    46213    Approved    1/1/2002

Waveland Capital Partners, LLC

    Group Pension;#Life;#Annuity (servicing only)    77-0425821    40054    Approved    10/8/2004

WBB Securities, LLC

    Annuity; Life; Group Pension; JHVLICO    33-0984561    118440    Approved    7/3/2002

Wedbush Morgan Securities Inc.

    Annuity; 529; Life; Group Pension    95-2495390    877    Approved    1/1/2002

Weitzel Financial Services, Inc.

    Group Pension;#Life;#Annuity (servicing only)    42-0949102    27346    Approved    4/27/2007

Weller, Anderson & Co., Ltd.

    Annuity; Life; Group Pension    76-0147898    23736    Approved    10/19/2005

Wellington Shields & Co., LLC

    Group Pension;#Life;#Annuity    26-3489406    149021    Approved    7/30/2010

Wells Fargo Advisors Financial Network, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    48-1305000    11025    Approved    1/9/1998

Wells Fargo Clearing Services, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    34-1542819    19616    Approved    3/8/1993

Wesbanco Securities, Inc.

    Annuity; 529; Life; Group Pension    31-1484891    43276    Approved    3/23/2006

Wescom Financial Services LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    95-4853684    125650    Approved    9/9/2005

Western Equity Group, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    76-0749184    130876    Approved    11/9/2004

Western International Securities, Inc.

    529;#Group Pension;#Life    84-1314321    39262    Approved    1/1/2002

Western Strategic Advisors, LLC

    Annuity    75-2911711    118757    Approved    2/2/2010

Westminster Financial Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    31-1213105    20677    Approved    1/23/1996

Weston Securities Corporation

    Annuity; Life; Group Pension; JHVLICO    04-2836850    15743    Approved    6/26/1995

Westpark Capital, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    84-1333428    39914    Approved    1/12/2017

Westport Financial Services, L.L.C.

    Annuity; Life; Group Pension; JHVLICO    06-1409406    38449    Approved    1/15/1992

Westport Resources Investment Services, Inc.

    Annuity; 529; Life; Group Pension    22-2955076    24535    Approved    1/17/2003

White Mountain Capital, LLC

    529;#Annuity; JHVLICO    13-4077093    104123    Approved    12/5/2002

Whitehall-Parker Securities, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only);#Annuity; Life; Group Pension    94-2787310    10608    Approved    9/25/1996

Wiley Bros.-Aintree Capital, LLC

    Annuity; 529; Life; Group Pension    62-1627736    3767    Approved    1/1/2002

William Blair & Company L.L.C.

    529;#Group Pension;#Life;#Annuity (servicing only)    36-2214610    1252    Approved    8/21/2013

Wilmington Capital Securities, LLC

    Group Pension    20-1894227    133839    Approved    5/26/2010

WJ Lynch Investor Services LLC

    Annuity; Life; Group Pension    20-4472438    140762    Approved    4/30/2007

Wood (Arthur W.) Company, Inc.

    529;#Group Pension;#Life;#Annuity    04-3023088    3798    Approved    1/1/2002

Woodbury Financial Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    41-0944586    421    Approved    7/11/1991

Woodlands Securities Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    76-0248272    22373    Approved    2/3/1997

Woodmen Financial Services, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    22-3828171    117365    Approved    10/6/2014

World Capital Brokerage, Inc.

    Annuity; 529; Life; Group Pension    84-0478785    37    Approved    12/13/1991

World Choice Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    75-2452273    30933    Approved    1/14/2002

World Equity Group, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    36-3797444    29087    Approved    6/27/2000

Worth Financial Group, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    75-1888861    13478    Approved    5/3/2002

XML Securities, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    26-1142393    145589    Approved    6/6/1993

YR Securities, Inc.

    Group Pension;#Life;#Annuity (servicing only)    47-2516544    174708    Approved    11/24/2015

Zions Direct, Inc.

    Annuity; Life; Group Pension    87-0432248    17776    Approved    11/18/2003

Ziv Investment Company

    Annuity; Life; Group Pension    34-2481379    4316    Approved    1/1/2002