Title	Business Lines	BD Tax ID#	CRD#	Current Status	Approval Date	MSRB#
1st Discount Brokerage, Inc.	529;#Group Pension;#JHVLICO;#Life;#Annuity	65-0592899	39164	Approved	5/7/2002	A4779
A.E. Financial Services, LLC	Group Pension;#Life;#Annuity (servicing only)	83-1566185	298608	Approved	12/30/2020
Abacus Investments, Inc.	Annuity; Life; Group Pension; JHVLICO	39-1768558	35127	Approved	12/20/1994
ABD Retirement Services, Inc.	Group Pension;#Life;#Annuity (servicing only)	80-0833114	167641	Approved	2/12/2015
Access Financial Group, Inc.	Annuity; Group Pension; JHVLICO	13-3696056	33065	Approved	4/10/2002
Access Investments, Inc.	Annuity; Life; Group Pension	73-1505851	42202	Approved	10/5/2004
ACE Diversified Capital, Inc.	Annuity; Life; Group Pension	95-4591545	41768	Approved	7/30/2008
Advanced Advisor Group, LLC	529;#Annuity; Life; Group Pension	35-2261591	140393	Approved	8/31/2007	A6783
Adviser Dealer Services, Inc.	Annuity; Life; Group Pension	31-1391437	36773	Approved	9/7/2007
Advisory Group Equity Services Ltd.	529;#Group Pension;#JHVLICO;#Life;#Annuity	04-2830039	15427	Approved	2/28/1996	A5235
Aegis Capital Corp.	529;#Group Pension;#Life;#Annuity (servicing only)	11-2671906	15007	Approved	7/25/2005	A3490
Aegis Investments, Inc.	Group Pension;#Life;#Annuity (servicing only)	41-1540307	16033	Approved	1/1/2002
Alamo Capital	Annuity; 529; Life; Group Pension	68-0134926	26193	Approved	1/1/2002	A3686
Alexander Capital, LLC	Group Pension;#Life;#Annuity (servicing only)	13-3866977	40077	Approved	4/21/2016
Alexander Investment Services Co.	Annuity; 529	61-0652524	1037	Approved	2/9/2007	A6379
Allegheny Investments, Ltd.	Annuity; 529; Life; Group Pension; JHVLICO	25-1326593	7597	Approved	4/18/1990	A0022
Allen C. Ewing & Co. (NEW)	Group Pension;#Life;#Annuity (servicing only)	59-3000850	26102	Approved	2/2/2017
Allen, Mooney & Barnes Brokerage Services, LLC	Group Pension	74-3070309	142619	Approved	7/9/2007
Alliance Advisory & Securities, Inc.	Annuity; Life; Group Pension	95-3745191	18835	Approved	12/24/1999
Alliance Global Partners	Group Pension;#Life;#Annuity (servicing only)	59-2015540	8361	Approved	12/10/2018
Allied Millennial Partners, LLC		35-1632778	16569	Approved	1/1/2002	A7258
Allstate Financial Services, LLC	Annuity; 529; Life; Group Pension	47-0826838	18272	Approved	1/12/1994	A5706
Alvarez & Marsal Securities, LLC	Group Pension;#Life;#Annuity (servicing only)	51-0430281	127858	Approved	4/25/2014
American Capital Partners, LLC	Annuity	01-0564479	119249	Approved	3/3/2010
American Equity Investment Corporation	Annuity; 529; Life; Group Pension	35-1970410	40199	Approved	10/9/2002	A7079
American Financial Associates, Inc.	Annuity; Life; Group Pension; JHVLICO	23-2654301	29049	Approved	5/10/1993
American Funds & Trusts Incorporated	Group Pension	87-0238597	1066	Approved	3/9/2010
American Global Wealth Management	529;#Group Pension;#Life;#Annuity (servicing only)	39-1259164	7388	Approved	10/30/2017	A2605
American Heritage Securities, Inc.	Annuity	34-1695617	29678	Approved	7/15/2009
American Independent Securities Group, LLC	Annuity; 529; Life; Group Pension	20-2190456	135288	Approved	12/20/2005	A6672
American Investors Company	Annuity; 529; Life; Group Pension; JHVLICO	94-2201424	38	Approved	1/1/2002	A0036
American Municipal Securities, Inc.	Annuity; 529; Life; Group Pension	59-2023127	8365	Approved	1/1/2002	A0039
American Portfolios Financial Services, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	11-3018002	18487	Approved	1/18/2002	A4944
American Trust Investment Services, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	35-1168112	3001	Approved	8/13/2014	A6446
American Wealth Management, Inc.	Annuity; 529; Life; Group Pension	58-1867326	25536	Approved	1/1/2002	A3901
Ameriprise Financial Services, Inc.	529;#Group Pension;#JHVLICO;#Life;#Annuity (servicing only)	41-0973005	6363	Approved	10/17/2005	A2663
Ameritas Investment Corp	Annuity; 529; Life; Group Pension; JHVLICO	47-0663374	14869	Approved	3/3/2000	A2110
Anchor Bay Securities, LLC	Group Pension;#Life;#Annuity	90-0391569	47360	Approved	6/30/2010
Andrew Garrett Inc.	Annuity; 529; Life; Group Pension	43-1613019	29931	Approved	8/18/1993	A4131
Aon Securities Inc.	Group Pension;#Life;#Annuity (servicing only);#TOHI	13-2642812	4138	Approved	8/22/2001	A6138
AOS, Inc. (dba TradingBlock and MoneyBlock)	529;#Group Pension;#Life;#Annuity (servicing only)	36-4535546	128605	Approved	7/30/2004	A6577
APW Capital, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	22-3526587	43814	Approved	8/24/2001	A5503
Arete Wealth Management, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	39-1918659	44856	Approved	12/4/2008	A6910
Arkadios Capital LLC	529;#Group Pension;#Life;#Annuity (servicing only)	81-1052458	282710	Approved	12/14/2017	A7471

Arlington Securities, Incorporated	Annuity; 529; Life; Group Pension	38-2711392	19596	Approved	8/31/2000	A5294
Arque Capital, Ltd.	529;#Group Pension;#Life;#Annuity (servicing only)	20-4040914	121192	Approved	5/13/2009	A6770
Arvest Asset Management	Annuity; Life; Group Pension; JHVLICO	71-0794602	42057	Approved	2/27/2003
Associated Investment Services, Inc.	Annuity; 529; Life; Group Pension	39-0210110	1464	Approved	6/24/2004	A0277
Aurora Securities, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	92-0162178	46147	Approved	9/11/2018	A7175
Ausdal Financial Partners, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	42-1129623	7995	Approved	1/1/2002	A0069
Avantax Investment Services, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	75-1869963	13686	Approved	5/8/2001	A1681
Aventura Securities, LLC	Annuity; 529; Life; Group Pension	20-5452876	142374	Approved	5/2/2008	A6808
Avisen Securities, Inc.	Annuity; 529; Group Pension	06-1676986	125977	Approved	7/13/2006	A6362
Avondale Partners, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	62-1761948	46838	Approved	7/6/2009	A6722
AXA Advisors, LLC	Annuity; 529; Life; Group Pension; JHVLICO; BOLI	06-1555494	6627	Approved	10/8/1993	A2690
B. C. Ziegler And Company	Annuity; 529; Life; Group Pension; JHVLICO	39-0727640	61	Approved	11/5/1998	A0775
B. Riley Wealth Management, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	62-1518255	2543	Approved	1/4/1999	A0877
B.B. Graham & Company, Inc.	Annuity; 529; Life; Group Pension	95-4587418	41533	Approved	4/14/2004	A5498
Ballew Investments, Inc.	Group Pension;#Life	64-0823167	32028	Approved	5/1/1995	A4301
BancWest Investment Services, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	13-3618472	29357	Approved	9/5/2000	A5394
Bankers Life Securities, Inc.	Group Pension;#Life;#Annuity (servicing only)	47-1481527	173962	Approved	12/19/2016
Bankoh Investment Services, Inc.	529;#Annuity; Life; Group Pension	99-0291948	29280	Approved	6/20/2000	A3988
BB&T Securities LLC	Group Pension;#Life;#Annuity (servicing only)	20-5817590	142785	Approved	3/27/2013
BBVA Securities, Inc.	Annuity; 529; Life; Group Pension	75-2329230	27060	Approved	4/30/2004	A7035
BCG Securities, Inc.	Annuity; 529; Life; Group Pension	23-1664237	70	Approved	7/2/2003	A0085
BD4RIA, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	82-2712078	290240	Approved	6/12/2018	A7483
Beaconsfield Financial Services, Inc.	529;#Annuity	25-1447238	14634	Approved	3/28/2003	A1809
Bellamah, Neuhauser and Barrett. Inc.	Group Pension;#Life;#Annuity	53-0260880	83	Approved	10/29/2010
Benchmark Investments, Inc.	Group Pension;#Life;#Annuity	71-0825385	103792	Approved	6/16/2010
Benefit Funding Services, LLC	Annuity; Life; Group Pension	86-0891039	44079	Approved	10/7/2004
Benjamin F. Edwards & Company, Inc.	Annuity; 529; Life; Group Pension	26-3199152	146936	Approved	8/24/2009	A6963
Berthel Fisher & Company Financial Services, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	42-1029773	13609	Approved	4/29/1993	A1765
BestVest Investments, Ltd.	Annuity; Life; Group Pension	32-3220312	40302	Approved	1/1/2002
BFT Financial Group, LLC	Annuity; 529; Life; Group Pension	75-2856929	109121	Approved	8/20/2002	A6253
BG Worldwide Securities, Inc.	Life; JHVLICO	30-0039439	121735	Approved	9/3/2003
BHK Securities, LLC	Annuity; Group Pension	20-2455216	139665	Approved	12/19/2006
Bill Few Securities, Inc.	Annuity; 529; Life; Group Pension	25-1540905	41917	Approved	1/1/2002	A4991
Black Oak Securities, Inc.	Group Pension	37-1299579	30889	Approved	4/10/2006
Blakeslee And Blakeslee Inc.	Annuity; 529; Life; Group Pension; JHVLICO	77-0017182	8149	Approved	1/15/2004	A3616
BMO Harris Financial Advisors, Inc.	529;#Group Pension;#Life;#Annuity	20-3320712	137115	Approved	5/1/2006	A6696
Boenning & Scattergood, Inc.	Group Pension; JHVLICO	23-1720062	100	Approved	8/6/2008
BOK Financial Services, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	73-1275307	17530	Approved	4/3/1998	A4700
Bolton Global Capital, Inc.	Annuity; 529; Life; Group Pension	04-2848146	15650	Approved	1/1/2002	A4603
Brandon Investments, Inc.	Annuity; Life; Group Pension	62-1142517	16931	Approved	8/26/1993
Brighton Securities Corp.	Group Pension;#Life;#Annuity; 529	16-0961085	3875	Approved	1/1/2002	A0174
Bristol Financial Services, Inc.	Annuity; Life; Group Pension	20-3156765	137988	Approved	8/21/2007
BrokerageSelect	Group Pension;#Life;#Annuity (servicing only)	06-1549225	47974	Approved	5/24/2013
Brokers International Financial Services, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	20-3749442	139627	Approved	9/25/2006	A6776

Brooklight Place Securities, Inc.	Annuity; 529; Life; Group Pension	36-3317130	15764	Approved	8/8/2001	A2362
Brown Advisory Securities, LLC	Annuity; Life; Group Pension	75-3015089	120736	Approved	5/29/2003
Brown Associates, Inc.	Annuity; Life; Group Pension	62-0808843	5049	Approved	2/15/1989
Brown, Lisle/Cummings, Inc.	Group Pension	05-0310503	1331	Approved	12/17/2010
Buckman, Buckman & Reid, Inc.	Annuity; Life; Group Pension	22-2926943	23407	Approved	1/1/2002
Bull & Bear Brokerage Services, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	59-3698994	113866	Approved	1/1/2002	A6336
Buttonwood Partners, Inc.	Annuity; Life; Group Pension	39-1674219	27108	Approved	1/1/2002
Cabot Lodge Securities, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	45-3717999	159712	Approved	5/24/2013	A7244
Cadaret, Grant & Co., Inc.	Annuity; 529; Life; Group Pension; JHVLICO	22-2361254	10641	Approved	9/9/1992	A1558
Callaway Financial Services, Inc.	Annuity; Life; Group Pension; JHVLICO	75-2855666	104003	Approved	1/1/2002
Calton & Associates, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	59-2845944	20999	Approved	4/24/1997	A2912
Cambria Capital, LLC	Group Pension;#Life;#Annuity	02-0727653	133760	Approved	6/23/2011
Cambridge Investment Research, Inc.	BOLI;#Annuity; 529; Life; Group Pension; JHVLICO	42-1445429	39543	Approved	5/3/1996	A4785
Camden Financial Services	Annuity; JHVLICO	33-0653990	19925	Approved	3/21/2002
Cammack LaRhette Brokerage, Inc.	Annuity; Life; Group Pension	04-3516344	109906	Approved	5/29/2003
Cantella & Co., Inc.	Annuity; 529; Life; Group Pension; JHVLICO	04-3211861	13905	Approved	1/1/2002	A0230
Capacuity Securities, Inc.	Annuity; Life; Group Pension	23-2305124	15384	Approved	5/12/1987
Cape Securities, Inc.	Annuity; 529; Life; Group Pension	56-1128974	7072	Approved	8/11/2008	A0232
CapFinancial Securities, LLC	BOLI;#Annuity; 529; Life; Group Pension	46-4350797	126291	Approved	4/16/2004	A6439
Capital Brokerage Corporation	Annuity; Life; Group Pension; JHVLICO	91-1143830	10465	Approved	1/1/2002
Capital City Securities, LLC	Annuity; 529; Life; Group Pension	20-2350070	146001	Approved	10/3/2008	A6913
Capital Investment Brokerage, Inc.	Annuity; 529; Life; Group Pension	56-1958819	40657	Approved	1/1/2002	A5064
Capital Investment Group, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	56-1394939	14752	Approved	6/27/1996	A3355
Capital Management Securities, Inc.	Annuity; Life; Group Pension	41-1249586	10579	Approved	2/4/1988
Capital Portfolio Management, Inc.		52-1744548	29302	Approved	4/10/2008	A4008
Capital Synergy Partners	529;#Group Pension;#Life;#Annuity	33-0837865	148733	Approved	1/28/2011	A6979
Capitol Securities Management, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	54-1170635	14169	Approved	7/1/1993	A2210
Cardinal Investments, Inc.	529;#Group Pension;#Life;#Annuity	37-1326529	36838	Approved	1/1/2002	A4529
Carolinas Investment Consulting LLC	Annuity; Life; Group Pension	56-2204761	104379	Approved	1/1/2002
Carter, Terry & Company, Inc.	Annuity; 529; Life; Group Pension	58-1608676	16365	Approved	1/1/2002	A3116
Carty & Company, Inc.	Annuity; 529; Life; Group Pension	62-0842403	7001	Approved	1/1/2002	A0251
Cary Street Partners LLC	529;#Annuity; Life; Group Pension	32-0007529	128089	Approved	8/23/2007	A6822
Cascade Investment Group, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	84-1245938	35844	Approved	1/17/1995	A4434
CBIZ Financial Solutions, Inc.	529;#Group Pension;#JHVLICO;#Life;#Annuity	52-1396995	16678	Approved	3/13/1996	A2206
CCO Investment Services Corp.	529;#Annuity; Life; Group Pension	05-0487400	39550	Approved	12/22/2005	A4803
Celadon Financial Group LLC	Annuity; Life; Group Pension	59-2657843	36538	Approved	1/1/2002
Centaurus Financial, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	33-0530236	30833	Approved	9/15/1993	A5276
Centennial Securities Company, Inc.	Group Pension;#Annuity;#Annuity; 529; JHVLICO	38-2214928	7763	Approved	5/1/2002	A0255
Center Street Securities, Inc.	529;#Group Pension;#Life;#Annuity	72-1159563	26898	Approved	9/3/2009	A6942
Century Securities Associates, Inc.	Annuity; Life; Group Pension; JHVLICO	43-1567959	28218	Approved	5/16/2001
Ceros Financial Services, Inc.	Annuity; 529; Life; Group Pension	04-3249931	37869	Approved	1/11/2010	A7019
Cetera Advisor Networks, LLC	Annuity; 529; Life; Group Pension; JHVLICO	95-3845382	13572	Approved	10/31/1988	A1673
Cetera Advisors, LLC	Annuity; 529; Life; Group Pension; JHVLICO	84-0858799	10299	Approved	7/6/1994	A2021
Cetera Financial Specialists LLC	Annuity; 529; Life; Group Pension; JHVLICO; BOLI	36-3120284	10358	Approved	8/24/2001	A1898

Cetera Investment Services LLC	529;#Group Pension;#JHVLICO;#Life;#Annuity	41-1483314	15340	Approved	6/6/2000	A2132
CFD Investments, Inc.	529;#Group Pension;#JHVLICO;#Life;#BOLI	35-1692812	25427	Approved	1/7/1994	A5772
Chapin, Davis	Annuity; 529	52-1715615	28116	Approved	4/13/2007	A3840
Chauner Securities, Inc.	Annuity; Life; Group Pension; JHVLICO	36-3356325	10075	Approved	5/18/1992
Chelsea Financial Services	Annuity; Life; Group Pension	11-3489062	47770	Approved	6/11/2009	A6106
CIG Securities	529;#Group Pension;#Life;#Annuity (servicing only)	20-0194097	129864	Approved	1/17/2005	A6564
Citigroup Global Markets Inc.	529;#Group Pension;#Life;#Annuity (servicing only);#Annuity; 529; Life; Group Pension; JHVLICO	11-2418191	7059	Approved	3/20/1992	A1487
Classic, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	45-3356898	159357	Approved	1/17/2013	A7259
Client One Securities, LLC	529;#Group Pension;#Life;#Annuity	27-1408998	152974	Approved	1/26/2011	A7099
CliftonLarsonAllen Wealth Advisors, LLC	Annuity; Life; Group Pension	41-1803291	38357	Approved	5/1/2008
Coastal Equities, Inc.	529;#Group Pension;#Life;#Annuity	56-2456935	23769	Approved	1/1/2002	A3303
Coburn & Meredith, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	06-0634693	164	Approved	1/1/2002	A0286
Coker & Palmer, Inc.	Annuity; Life; Group Pension	64-0802631	29163	Approved	1/8/2003
Coldstream Securities, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	93-1198599	46835	Approved	1/2/2016	A7432
Colliers Securities, LLC	529;#Group Pension;#Life;#Annuity	41-1883794	7477	Approved	1/1/2002	A1329
Colorado Financial Service Corporation	529;#Group Pension;#Life;#Annuity	26-1855173	104343	Approved	3/31/2010	A6750
Comerica Securities, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	38-2621207	17079	Approved	5/8/2002	A2845
Commerce Brokerage Services, Inc.	Annuity; 529; Life; Group Pension	43-1381067	17140	Approved	1/1/2002	A4039
Commonwealth Financial Group, Inc.	Annuity; 529; Life; Group Pension	22-3217132	32505	Approved	1/28/2004	A6197
Commonwealth Financial Network	Annuity; 529; Life; Group Pension; JHVLICO; BOLI	04-2675571	8032	Approved	9/10/1992	A3246
CommunityAmerica Financial Solutions, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	26-0046643	168203	Approved	6/20/2014	A7346
Compak Securities, Inc.	Annuity; Life; Group Pension; JHVLICO	13-4225974	125472	Approved	9/26/2006
Compass Securities Corporation	Annuity; Life; Group Pension	04-2844064	16168	Approved	3/30/1992
Concorde Investment Services, LLC	529;#Group Pension;#Life;#Annuity	27-0498480	151604	Approved	12/13/2010	A7202
Conover Securities Corporation	529;#Group Pension;#Life;#Annuity (servicing only)	91-1260477	17129	Approved	1/1/2002	A4062
Consolidated Financial Investments, Inc.	Annuity; Group Pension	43-1490793	18810	Approved	12/19/2006
Continental Investors Services, Inc.	529;#Group Pension;#Annuity (servicing only)	91-1543805	29775	Approved	8/18/2008	A4047
Cooper Malone McClain, Inc.	Annuity; Life; Group Pension	48-1024628	18637	Approved	3/15/2002
Coordinated Capital Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	39-1468428	14762	Approved	5/27/1993	A3020
CoreCap Investments, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	23-2809463	37068	Approved	11/9/2012	A5325
Cornerstone Financial Services, Inc.	Group Pension;#Life;#Annuity (servicing only)	35-1720807	20627	Approved	11/20/2012
Correll Co. Investment Services Corp.	Annuity; 529; Life; Group Pension; JHVLICO	36-3400965	38995	Approved	3/12/1997	A5964
Country Club Financial Services, Inc.	Annuity; Life; Group Pension; BOLI	43-1604510	29807	Approved	3/6/2002
Courtlandt Securities Corporation	Annuity; Life; Group Pension	20-2966004	137356	Approved	12/18/2006
CPS Financial & Insurance Services, Inc.	Annuity; Life; Group Pension; JHVLICO	33-0701950	41243	Approved	2/29/2000
Cresap Inc.	Annuity; JHVLICO	23-2589413	25899	Approved	12/17/2009
Crescent Securities Group, Inc.	529;#Group Pension;#Life;#Annuity	75-2947048	114993	Approved	5/4/2010	A6530
Crews & Associates, Inc.	Annuity; 529; Life; Group Pension	71-0522369	8052	Approved	2/9/2004	A0333
Crown Capital Securities, L.P.	Annuity; 529; Life; Group Pension; JHVLICO	33-0837984	6312	Approved	7/16/1999	A5423
Cullen Investment Group, Ltd.	Annuity	72-1088646	18266	Approved	1/1/2002
CUNA Brokerage Services, Inc.	BOLI;#Annuity; 529; Life; Group Pension; JHVLICO		13941	Approved	1/1/2002	A4634
CUSO Financial Services, L.P.	529;#Group Pension;#JHVLICO;#Life;#Annuity	33-0731851	42132	Approved	6/12/2001	A4995
Cutter & Company, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	43-1477566	22449	Approved	1/22/2001	A3216
CW Securities, LLC	Annuity; 529; Life; Group Pension; JHVLICO	30-0149369	124496	Approved	7/1/2004	A6304

D.A. Davidson & Co.	Annuity; 529; Life; Group Pension	81-0139474	199	Approved	10/20/2000	A0365
D.H. Hill Securities LLP	Annuity; 529; Life; Group Pension	76-0505272	41528	Approved	11/4/2002	A6768
DAI Securities, LLC	529;#Annuity; Life; Group Pension; JHVLICO	72-1269491	36673	Approved	1/1/2002	A7532
Davenport & Company LLC	Annuity; 529; Life; Group Pension; JHVLICO	54-1835842	1588	Approved	4/18/1990	A0364
David A. Noyes & Company	529;#Group Pension;#JHVLICO;#Life;#Annuity (servicing only)	36-2957364	205	Approved	1/1/2002	A1061
Davinci Capital Management Inc.	529;#Annuity; Life; Group Pension	01-0522492	46897	Approved	2/3/2005	A6113
Davis Securities LLC	Group Pension;#Life;#Annuity (servicing only)	20-3138121	138829	Approved	5/27/2014
Dawson James Securities, Inc.	Annuity; 529; Life; Group Pension	20-0161722	130645	Approved	9/21/2007	A6548
Delta Securities Company, LLC	Group Pension;#Life;#Annuity (servicing only)	84-2873360	130577	Approved	3/4/2013
Dempsey Financial Network, Inc.	Group Pension;#Life;#Annuity (servicing only)	58-2148282	38330	Approved	1/6/1998
Dempsey Lord Smith, LLC	Annuity; 529; Life; Group Pension	20-4853289	141238	Approved	5/8/2007	A6812
Deutsche Bank Securities Inc.	Annuity; 529; Life; Group Pension	13-2730828	2525	Approved	3/7/2002	A0869
DFP Equities, Inc.	Annuity; Life; Group Pension	35-1403362	7518	Approved	1/1/2002
DFPG Investments, Inc.	529;#Group Pension;#Life;#Annuity	27-3648334	155576	Approved	7/12/2011	A7339
Dinosaur Securities, L.L.C.	529;#Group Pension;#Life	1341 23021	104446	Approved	7/23/2010	A6392
Diversified Resources, LLC	Annuity; Life; Group Pension	05-0515637	31346	Approved	8/27/2003
Diversified Securities, Incorporated	Annuity; Life; Group Pension	95-2409158	222	Approved	9/25/2000
DMK Advisor Group, Inc.	529;#Group Pension;#Life;#Annuity	84-1345780	41067	Approved	10/31/2011	A4908
Dominion Investor Services, Inc.	Annuity; 529; Life; Group Pension	75-2201702	21548	Approved	12/1/1995	A2995
Dorn & Co., Inc.	Group Pension	41-0836886	2950	Approved	10/21/2011
Dorsey & Company, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	72-0520792	1668	Approved	5/7/2002	A0401
Duncan-Williams, Inc.	Annuity; 529; Life; Group Pension	62-0804968	6950	Approved	8/4/2009	A0748
E1 Asset Management, Inc.	Group Pension;#Life;#Annuity (servicing only)	52-2107704	46872	Approved	3/8/2020
Economy Securities, Incorporated	Annuity; 529; Life; Group Pension	35-1513801	10228	Approved	1/1/2002	A0425
Edward Jones	Annuity; 529; Life; Group Pension; JHVLICO	43-0345811	250	Approved	11/9/1999	A0799
EF Legacy Securities, LLC	Group Pension;#Life;#Annuity (servicing only)	47-3919321	269923	Approved	5/17/2016
Elish & Elish Inc.	Annuity; 529	25-1604700	24409	Approved	10/7/2005	A3735
Emerging Growth Equities, Ltd.	Group Pension;#Life;#Annuity (servicing only)	23-2988717	47040	Approved	8/22/2002
Emerson Equity LLC	Annuity; 529; Life; Group Pension; JHVLICO	74-3109983	130032	Approved	5/25/2005	A6524
Empire Asset Management Company	Group Pension;#Life;#Annuity (servicing only)	20-5835358	143007	Approved	9/13/2016
Equity Services, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	03-0221141	265	Approved	9/19/1988	A2272
Essex Financial Services, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	36-4529342	127549	Approved	11/18/2003	A6423
Essex Securities LLC	Annuity; 529; Life; Group Pension	04-3482688	46605	Approved	9/26/2003	A6248
Executive Services Securities, LLC	Annuity; Life; Group Pension; JHVLICO	58-2466081	25299	Approved	10/31/2008
Fairport Capital, Inc.	Annuity; 529; Life; Group Pension	06-1103413	15034	Approved	5/19/1993	A5915
Family Investors Company	Annuity; Life; Group Pension	22-1715407	1785	Approved	1/1/2002
Farmers Financial Solutions, LLC	529;#Annuity; Life; Group Pension	77-0530616	103863	Approved	1/1/2002	A5857
FAS Corp.	Annuity; Life; Group Pension; BOLI	74-2837348	43536	Approved	10/13/1999
Feltl & Company	529;#Group Pension;#Life;#Annuity (servicing only)	41-1245161	6905	Approved	12/30/2004	A6072
FieldPoint Private Securities, LLC	Annuity; 529; Life; Group Pension	06-1186517	18975	Approved	4/1/1994	A3290
Fifth Third Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	31-0961761	628	Approved	1/1/2002	A1070
Finance 500, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	95-3771060	12981	Approved	1/1/2002	A4729
Financial Security Management, Incorporated	Annuity; 529; Life; Group Pension	54-1832360	43000	Approved	6/4/2001	A5952
Financial Telesis Inc	Annuity; 529; Life; Group Pension; BOLI	68-0279977	31012	Approved	1/1/2002	A5874

FinTrust Brokerage Services, LLC	Annuity; Life; Group Pension	56-1989135	41608	Approved	1/1/2002
First Allied Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	11-3152836	32444	Approved	5/1/1991	A4599
First Asset Financial Inc.	529; Group Pension	86-1141733	139107	Approved	7/2/2008	A6753
First Bankers' Banc Securities, Inc	Annuity; 529; Life; Group Pension	43-1326319	15041	Approved	1/1/2002	A1942
First Citizens Investor Services, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	56-1854695	44430	Approved	10/5/1998	A5189
First Dallas Securities Incorporated	Annuity; Life; Group Pension; JHVLICO	75-2278917	24549	Approved	4/25/2003
First Financial Equity Corporation	529;#Life;#Annuity; Group Pension	86-0511639	16507	Approved	11/8/2002	A5890
First Financial Securities Of America, Inc.	Annuity; Life; Group Pension; JHVLICO	74-2132317	13642	Approved	1/1/2002
First Heartland Capital, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	43-1635588	32460	Approved	10/11/1993	A4455
First Horizon Advisors, Inc.	Group Pension;#Life;#Annuity (servicing only)	62-1254528	17117	Approved	1/1/2002	A4773
First Kentucky Securities Corporation	Annuity; Life	61-0924505	7524	Approved	2/22/2006
First Liberties Financial	529;#Group Pension;#Life;#Annuity	11-2656907	14432	Approved	7/30/2010	A1877
First National Capital Markets	529;#Group Pension;#Life;#Annuity	47-0844069	115920	Approved	6/16/2010	A5914
First Palladium, LLC	Group Pension;#Life;#Annuity (servicing only)	82-2239026	289822	Approved	7/11/2018
First Republic Securities Com. LLC dba Grand Eagle Ins. Serv. LLC	529;#Group Pension;#Life;#Annuity (servicing only)	91-2076555	105108	Approved	4/28/2015	A5730
First Western Securities, Inc.	Annuity; 529; Life	75-2176921	19537	Approved	2/10/2003	A2800
FMN Capital Corporation	Annuity; 529; Life; Group Pension; JHVLICO	33-0649400	38105	Approved	12/8/1997	A6091
FMSbonds, Inc.	Annuity; Life; Group Pension; JHVLICO	59-1842344	7793	Approved	4/15/1997
FNBB Capital Markets, LLC	Annuity; Life; Group Pension	20-0532898	132091	Approved	2/8/2007
Folger Nolan Fleming Douglas Incorporated	529;#Annuity; Life; Group Pension	53-0068130	0319	Approved	12/13/2006	A7393
Fortune Financial Services, Inc.	529;#Annuity; Life; Group Pension; JHVLICO	25-1799740	42150	Approved	1/1/2002	A7147
Fortune Securities, Inc.	Annuity; Life; Group Pension	95-4553711	40821	Approved	8/6/2008
Founders Financial Securities, LLC	Annuity; 529; Life; Group Pension	20-2052994	137945	Approved	7/20/2006	A6727
Four Points Capital Partners, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	76-0543859	43149	Approved	11/27/2017	A7298
Frost Brokerage Services, Inc.	Annuity; Life; Group Pension; JHVLICO	74-2404030	17465	Approved	11/1/2004
FSB Premier Wealth Management, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	93-1084013	15898	Approved	6/24/1993	A2290
FSC Securities Corporation	Annuity; 529; Life; Group Pension; JHVLICO; BOLI	58-1288674	7461	Approved	11/17/1998	A0453
G. A. Repple & Company	Annuity; 529; Life; Group Pension; JHVLICO	59-2599605	17486	Approved	5/13/1993	A2729
G.L.S. & Associates, Inc.	Annuity; Life; Group Pension	63-1009019	47502	Approved	1/1/2002
G.W. Sherwold Associates, Inc.	Group Pension;#Life;#Annuity (servicing only)	33-0619325	42186	Approved	8/12/2014
Garden State Securities, Inc.	Annuity; 529; Life; Group Pension	22-2319866	10083	Approved	12/21/2001	A5399
Gardner Financial Services, Inc.	Annuity; 529; Life; Group Pension	41-1589846	21000	Approved	1/1/2002	A3682
GDC Securities, LLC	Annuity; Life; Group Pension; JHVLICO	06-1390542	38931	Approved	1/1/2002
Geneos Wealth Management, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	02-0580939	120894	Approved	7/26/2002	A6087
General Securities Corp	529;#Annuity; Life; Group Pension	43-1513490	15062	Approved	1/1/2002	A2167
Gerwin Group, Inc.	Annuity	95-4188440	23199	Approved	10/6/2003
Glen Eagle Wealth, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	02-0629945	124504	Approved	11/28/2005	A6432
Global Brokerage Services, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	52-1899822	37505	Approved	1/1/2002	A4970
Globalink Securities, Inc.	Annuity; 529; Life; Group Pension	33-0493552	29721	Approved	4/4/2007	A6781
GLP Investment Services, LLC	Annuity; Group Pension	38-3544062	25450	Approved	10/21/2003
Gold Coast Securities, Inc.	Annuity; 529; Life; Group Pension	77-0563040	110925	Approved	1/1/2002	A5880
Googins & Anton, Inc.	Annuity	39-1447696	13985	Approved	8/29/2006
Gradient Securities, LLC	529;#Group Pension;#Life;#Annuity	26-4463739	127701	Approved	6/1/2005	A7139
Grant Williams L.P.	Group Pension;#Life;#Annuity (servicing only)	23-2990197	45961	Approved	2/26/2008
GRB Financial, LLC	Annuity; Life; Group Pension	90-0115377	130490	Approved	8/11/2008
Great American Investors, Inc.	Annuity; 529; Life; Group Pension	48-1099886	28489	Approved	3/16/1998	A4571

Great Nation Investment Corporation	Group Pension;#Life;#Annuity	75-2199942	19981	Approved	2/14/2011
Great Point Capital, LLC	Group Pension;#Life;#Annuity (servicing only)	36-4398213	114203	Approved	9/9/2019
Greenberg Financial Group	Annuity; Life; Group Pension	86-0903680	38747	Approved	1/1/2002
Greenbrier Diversified, Inc.	Annuity; 529	95-4049440	18203	Approved	6/13/2002	A6022
Gregory J. Schwartz & Co., Inc.	529;#Group Pension;#Life;#Annuity	38-2117812	7294	Approved	4/21/2009	A1272
GWN Securities Inc.	Annuity; 529; Life; Group Pension; JHVLICO	65-0939556	128929	Approved	3/29/2004	A6505
H. Beck, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	52-1321340	1763	Approved	3/23/1989	A2183
H. C. Denison Co.	529;#Group Pension;#JHVLICO;#Life;#Annuity	39-0794607	1628	Approved	1/1/2002	A0377
Halliday Financial, LLC	Annuity; 529; Life; Group Pension; JHVLICO	46-2850591	31741	Approved	1/1/2002	A6580
Hancock Investment Services, Inc.	Annuity; Life; Group Pension	64-0867168	40637	Approved	9/26/2003
Hanson McClain Retirement Network, LP dba AW Securities	529;#Annuity; Life; Group Pension	68-0415440	103747	Approved	9/7/2007	A6871
Hantz Financial Services, Inc.	Group Pension;#Life;#Annuity	38-3439679	46047	Approved	1/1/2002
Harbor Financial Services, LLC	Annuity; Life; Group Pension	20-0629176	25700	Approved	10/6/2004
Harbor Investment Advisory, LLC	529;#Group Pension;#Life;#Annuity	90-0497525	151085	Approved	1/25/2011	A7043
Harbour Investments, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	39-1571149	19258	Approved	2/5/1992	A3229
Harger and Company, Inc.	Annuity; Life; Group Pension	72-0903128	10385	Approved	1/20/2009
Harold Dance Investments	Annuity; Life; Group Pension	87-0265332	1582	Approved	1/1/2002
Harvest Financial Corporation	Annuity; Life; Group Pension; JHVLICO	25-1395109	8733	Approved	3/13/1996
Hazard & Siegel, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	16-0954584	2048	Approved	5/7/2004	A0631
Hazlett, Burt & Watson, Inc.	Annuity; Life; Group Pension	55-0538822	396	Approved	8/1/2002
Hefren-Tillotson, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	25-1121408	53	Approved	6/17/1988	A0635
Heim, Young & Associates, Incorporated	Annuity; 529; Life; Group Pension	43-1717820	38993	Approved	1/1/2002	A4981
Henley & Company LLC	Annuity; 529; Life; Group Pension	02-0723515	131453	Approved	5/9/2006	A6579
Hennion & Walsh, Inc.	Group Pension;#Life;#Annuity (servicing only)	22-3005841	25766	Approved	4/1/2015
Herbert J. Sims & Co. Inc.	Group Pension;#Life;#Annuity (servicing only);#Annuity	13-5213180	3420	Approved	2/3/2004
Heritage Financial Systems, Inc.	Annuity; Life; Group Pension; JHVLICO	23-2991359	133019	Approved	8/22/2005
Herndon Plant Oakley, Ltd.	Annuity; 529; Group Pension; JHVLICO	74-2863988	44971	Approved	3/13/2002	A5316
HighTower Securities, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	36-4454225	116681	Approved	10/29/2008	A6950
Hilltop Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	75-1382137	6220	Approved	2/22/1999	A1290
Horan Securities, Inc.	Annuity; Life; Group Pension; JHVLICO	31-1448612	40794	Approved	8/15/1998
Hornor, Townsend & Kent, Inc.	529;#Group Pension;#JHVLICO;#Life;#Annuity	23-1706189	4031	Approved	8/1/1993	A1729
HSBC Securities (USA) Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	13-2650272	19585	Approved	4/27/2004	A0563
Hub International Investment Services, Inc.	Group Pension;#Life	26-3188716	150252	Approved	8/10/2011
Huckin Financial Group, Inc.	Annuity; Life; JHVLICO	76-0003061	8593	Approved	5/18/2005
Hudson Heritage Capital Management, Inc.	529;#Annuity; Life; Group Pension	13-3970289	44357	Approved	1/1/2002	A6254
Hunter Associates, Inc.	Annuity; Life; Group Pension	47-5665331	30177	Approved	2/23/1996
Huntleigh Securities Corporation	Annuity; 529; Life; Group Pension; JHVLICO	43-1106957	7456	Approved	5/1/1998	A0850
IBN Financial Services, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	16-1493299	42360	Approved	2/27/2007	A6114
IFP Securities, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	83-0951655	297287	Approved	6/13/2019	A7538
Independence Capital Co. Inc.	529;#Group Pension;#JHVLICO;#Life;#BOLI;#Annuity	34-1620295	24723	Approved	12/7/2006	A6427
Independent Financial Group, LLC	Annuity; 529; Life; Group Pension; JHVLICO	71-0927304	7717	Approved	9/12/2003	A0606
Indiana Securities, LLC	Annuity; 529; Life; Group Pension; JHVLICO	35-2030457	45115	Approved	3/10/2000	A5280

Infinex Investments, Inc.	Annuity; 529; Life; Group Pension	06-1367288	35371	Approved	9/28/2004	A4421
Infinity Securities, Inc. dba Infinity Financial Services	529;#Group Pension;#Life;#Annuity	68-0642587	144302	Approved	6/17/2008	A6883
Inlet Securities, LLC	Annuity; Life; Group Pension	27-0125668	140278	Approved	10/21/2008
Innovation Partners, LLC	Group Pension;#Life;#BOLI	30-0451254	146344	Approved	10/24/2011	A7355
Insight Securities, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	36-2708269	5611	Approved	1/1/2002	A0682
Institutional Securities Corporation	Annuity; 529; Life; Group Pension	75-2181339	20291	Approved	1/1/2002	A5797
Integral Financial LLC	Group Pension;#Life;#Annuity	02-0565622	120343	Approved	10/14/2010
Integrated Financial Planning Services	529;#Group Pension;#Life;#Annuity (servicing only)	98-0385606	17935	Approved	10/18/2017	A6541
Integrity Brokerage Services, Inc.	Annuity	75-3023012	117589	Approved	1/21/2005
Intercarolina Financial Services, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	56-1563464	19475	Approved	6/28/2000	A2868
Intercontinental Asset Management Group, LTD.	Annuity; Group Pension	74-2619227	22408	Approved	2/11/2008
International Assets Advisory, LLC	Group Pension;#Life;#Annuity; 529	59-3734291	10645	Approved	4/17/2003	A4089
International Money Management Group, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	52-1259351	14367	Approved	11/24/1995	A2442
Intervest International Equities Corporation	Annuity; 529; Life; Group Pension; JHVLICO	98-0096287	20289	Approved	11/3/1995	A5789
Inverness Securities, LLC	529;#Group Pension;#Life;#Annuity	01-0791017	129914	Approved	9/14/2004	A6522
Investment Architects, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	94-2953885	17774	Approved	8/17/1992	A5181
Investment Network, Inc.	Annuity	84-1624658	127724	Approved	10/28/2005
Investment Planners, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	37-1202099	18557	Approved	3/11/1997	A5065
Investment Security Corporation	529;#Annuity; Life; Group Pension	95-4727975	47536	Approved	10/25/2002	A7299
Invicta Capital, LLC	Group Pension;#Life;#Annuity (servicing only)	47-1180771	288101	Approved	4/10/2019
J K R & Company, Inc.	Annuity; 529; Life; Group Pension	95-3420368	8040	Approved	9/1/1998	A0786
J. Alden Associates, Inc.	Annuity; 529; Life; Group Pension; JHVLICO; BOLI	23-2825319	40002	Approved	1/1/2002	A4978
J. K. Financial Services, Inc.	Annuity; 529; Life; Group Pension	33-0890059	103728	Approved	9/7/2007	A6948
J.P. Morgan Securities, LLC	Group Pension;#Life;#Annuity (servicing only)	13-4110995	79	Approved	1/1/2002	A0105
J.W. Cole Financial, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	16-1632597	124583	Approved	9/8/2003	A6306
Jack V. Butterfield Investment Company	Annuity; 529; Group Pension	38-1787847	3998	Approved	7/6/2004	A0215
Jacques Financial, LLC	Annuity; Life; Group Pension	52-2217889	104219	Approved	7/25/2002
James I. Black & Company	Annuity; Life; Group Pension	59-1056275	1249	Approved	9/23/2009
James T. Borello & Co.	Annuity; Life; Group Pension	36-3688864	16860	Approved	8/2/2006
Janney Montgomery Scott LLC	Annuity; 529; Life; Group Pension; JHVLICO	23-0731260	463	Approved	7/15/1993	A0785
JBS Liberty Securities, Inc.	Annuity; Life; Group Pension	56-1863246	36179	Approved	8/22/2001
JDL Securities Corporation	Group Pension	33-0446425	28131	Approved	10/13/2009
JRL Capital Corporation	Annuity; Life; Group Pension	94-2750178	10225	Approved	5/12/1989
K. W. Chambers & Co.	Annuity; Life; Group Pension	43-0785292	1432	Approved	6/11/1997
Kalos Capital, Inc.	Annuity; 529; Life; Group Pension	58-2347396	44337	Approved	5/18/2004	A6482
KCD Financial, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	33-1057766	127473	Approved	11/17/2003	A6440
Keel Point Capital, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	42-1607342	6769	Approved	1/17/2013	A6518
Kestra Investment Services, LLC	Annuity; 529; Life; Group Pension; JHVLICO; BOLI	74-2794194	42046	Approved	6/13/1997	A5273
Key Investment Services LLC	Annuity; 529; Life; Group Pension	13-4300906	136300	Approved	1/30/2006	A6708
Keybanc Capital Markets Inc.	Annuity; 529; Life; Group Pension; JHVLICO	34-1391952	566	Approved	4/22/1994	A0953
Keystone Capital Corporation	Group Pension;#Life;#Annuity (servicing only)	95-3744872	10722	Approved	5/24/2013
Kingswood Capital Partners, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	81-4245023	288898	Approved	6/12/2018	A7502
Kovack Securities Inc.	Annuity; 529; Life; Group Pension	65-0747270	44848	Approved	12/24/1998	A5250

KW Securities Corporation	Annuity; 529; Life; Group Pension	94-2744022	8237	Approved	1/1/2002	A0805
L.M. Kohn & Company	529;#Group Pension;#JHVLICO;#Life;#Annuity	31-1311805	27913	Approved	7/18/2000	A4547
L.O. Thomas & Co. Inc.	Annuity; 529; Life; Group Pension; JHVLICO	22-3749272	23657	Approved	1/1/2002	A1349
Labrunerie Financial Services, Inc.	Annuity; Life; Group Pension; JHVLICO	43-1689437	37627	Approved	1/1/2002
Lamon & Stern, Inc.	Group Pension;#JHVLICO	58-1334773	10839	Approved	9/19/2001
Landaas & Company	Annuity; 529; Life; Group Pension	39-1628643	47487	Approved	1/1/2002	A5490
Landolt Securities, Inc.	Annuity; 529; Group Pension	39-1662708	28352	Approved	3/7/2008	A3899
Lara, May & Associates, LLC	Annuity; 529; Life; Group Pension; JHVLICO	26-1142393	145589	Approved	6/6/1993	A6927
Larimer Capital Corporation	Annuity; Life; Group Pension; JHVLICO	84-1028373	18189	Approved	6/15/1988
Larson Financial Securities, LLC	529;#Group Pension;#Life	27-1372444	152517	Approved	7/28/2010	A7083
LaSalle St Securities, L.L.C.	Annuity; 529; Life; Group Pension; JHVLICO	36-2797246	7191	Approved	3/14/1994	A0859
Leerink Swann LLC	Annuity; Life; Group Pension	42-1738148	39011	Approved	5/30/2002
Leigh Baldwin & Co., LLC	Annuity; 529; Life; Group Pension; JHVLICO	22-3348632	38751	Approved	6/4/2001	A4752
Lesko Securities Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	16-1152736	10091	Approved	5/29/2020	A5322
Leumi Investment Services Inc.	Annuity; 529; Life; Group Pension	13-4132289	105387	Approved	4/29/2004	A5733
Liberty Capital Investment Corporation	529;#Annuity; Life; Group Pension	93-1014148	25706	Approved	1/1/2002	A3572
Liberty Partners Financial Services, LLC	529;#Group Pension;#Life;#Annuity (servicing only);#Annuity; 529; Group Pension	90-0139675	130390	Approved	8/18/2004	A6581
Lieblong & Associates, Inc.	Annuity; 529; Life; Group Pension	71-0788483	42578	Approved	1/1/2002	A5088
Lifemark Securities Corp.	529;#Group Pension;#JHVLICO;#Life;#Annuity	16-1238365	16204	Approved	10/25/1994	A5760
Lincoln Douglas Investments, LLC	Group Pension;#Life;#Annuity (servicing only)	27-3459194	155578	Approved	3/13/2014
Lincoln Financial Advisors Corporation	529;#Group Pension;#Life;#Annuity (servicing only)	35-1151034	3978	Approved	3/30/1993	A2842
Lincoln Financial Securities Corporation	Annuity; 529; Life; Group Pension; JHVLICO; BOLI	02-0275490	3870	Approved	12/1/1988	A0269
Lincoln Investment Planning, Inc.	529;#Group Pension;#JHVLICO;#Life;#Annuity	23-1702591	519	Approved	6/1/1992	A4178
Lion Street Financial, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	80-0842559	165828	Approved	12/11/2013	A7372
Lockton Financial Advisors, LLC	Group Pension;#Life;#Annuity (servicing only)	20-3247391	137476	Approved	8/12/2008	A6956
Lombard Securities Incorporated	Annuity; 529; Life; Group Pension	52-1718358	27954	Approved	1/1/2002	A3836
Loria Financial Group, LLC	Annuity; Life; Group Pension; JHVLICO	36-4312353	102360	Approved	8/8/2001
LPL Financial Corporation	529;#Group Pension;#Life;#Annuity (servicing only)	95-2834236	6413	Approved	3/1/1990	A1145
M Holdings Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO; BOLI	91-1802259	43285	Approved	6/14/2000	A5560
M&T Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	16-1263079	17358	Approved	5/1/2003	A5241
M.E. Allison & Co., Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	74-1037681	1047	Approved	2/5/2013	A0028
M.H. LeBlang, Inc.	Group Pension;#Life;#Annuity (servicing only)	13-2553361	2535	Approved	8/20/2018
M.S. Howells & Co	529;#Group Pension;#Life;#Annuity (servicing only)	86-0988422	104100	Approved	5/3/2016	A5638
Mack Investment Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	36-3423948	17643	Approved	6/4/1991	A2421
Madison Avenue Securities, Inc.	Annuity; 529; Life; Group Pension	71-0987804	23224	Approved	3/27/2006	A6703
MAFG RIA Services, Inc.	Annuity; Life; Group Pension; JHVLICO	22-3203853	35690	Approved	12/10/1996
Maplewood Investment, Inc.	Annuity; 529; Life; Group Pension	75-2908461	103723	Approved	1/1/2002	A5574
Marc J. Lane & Company	Group Pension	36-3342755	16188	Approved	3/16/2010
Mason Securities, Inc.	529;#Group Pension;#JHVLICO;#Life;#Annuity (servicing only)	54-1211119	12967	Approved	1/23/1995	A4465
May Capital Group, L.L.C.	Annuity; Life; Group Pension; JHVLICO	22-3324819	37081	Approved	3/10/2003

McClurg Capital Corporation	Annuity; 529; Life; Group Pension; JHVLICO	94-2969239	16798	Approved	8/4/1998	A2389
McDermott Investment Services, LLC	Life;#Annuity	27-3120227	154926	Approved	8/2/2011
McDonald Partners, LLC	529;#Annuity; Life; Group Pension	20-2714559	135414	Approved	4/25/2006	A6687
MCG Securities, LLC	Group Pension;#Life;#Annuity (servicing only)	30-0722214	163144	Approved	10/31/2014
McLaughlin Ryder Investments, Inc.	Group Pension;#Life;#Annuity	26-0427041	147529	Approved	6/3/2011
McNally Financial Services Corporation	Annuity; 529; Group Pension; JHVLICO	43-1957591	121196	Approved	1/9/2004	A6180
Mercer Allied Company, L.P.	Annuity; Life; Group Pension; JHVLICO	14-1775694	37404	Approved	8/11/1995
Meridien Financial Group, Inc.	Annuity; Life; Group Pension; JHVLICO; TOHI	05-0390540	10143	Approved	9/7/2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated	529;#Group Pension;#Life;#Annuity	13-2808480	7691	Approved	12/31/1990	A0976
Mesirow Financial, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	36-3194849	2764	Approved	6/10/1994	A0980
Michigan Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	38-3488273	101600	Approved	1/1/2002	A5567
Mid Atlantic Capital Corporation	Annuity; 529; Life; Group Pension; JHVLICO; BOLI	25-1409618	10674	Approved	4/9/1993	A1965
Mid-Atlantic Securities, Inc.	529;#Group Pension;#Life;#BOLI;#Annuity	56-1548775	18836	Approved	12/19/1990	A3040
Midwestern Securities Trading Company, LLC	Annuity; 529; Life; Group Pension	37-1392167	101080	Approved	1/1/2002	A5508
Milestone Investments, Inc.	Annuity; Life; Group Pension	56-2125552	47090	Approved	4/23/2002
Mitre Group, LLC	Annuity; Life; Group Pension	20-1998511	140356	Approved	9/14/2007
MMA Securities LLC	Group Pension;#JHVLICO;#Life;#Annuity (servicing only)	22-3570392	44254	Approved	7/2/2003	A5594
MMC Securities Corp.	Annuity; Life; Group Pension; JHVLICO; TOHI	06-1685865	103846	Approved	5/4/2001
MML Investors Services, LLC	529;#Group Pension;#JHVLICO;#Life;#BOLI	04-1590850	10409	Approved	10/13/1995	A1893
Moloney Securities Co., Inc.	Annuity; 529; Life; Group Pension; JHVLICO	43-1714327	38535	Approved	11/23/2000	A5260
Momentum Independent Network, Inc.		75-1843605	17587	Approved	8/19/1997	A2447
Monere Investments, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	36-4401708	105487	Approved	7/22/2015	A7411
Money Concepts Capital Corp	529;#Group Pension;#Life;#Annuity (servicing only)	59-2268067	12963	Approved	8/30/1995	A3326
Montage Securities, LLC	529;#Group Pension;#Life;#Annuity	27-2587292	154327	Approved	10/10/2011	A7142
Moors & Cabot, Inc.	529;#Group Pension;#JHVLICO;#Life;#Annuity	04-2644548	594	Approved	1/1/2002	A1007
Mora WM Securities, LLC	Annuity (servicing only)	45-2581955	158599	Approved	4/15/2016
Morgan Stanley & Co., Incorporated	Annuity; 529; Life; Group Pension; BOLI	13-2655998	8209	Approved	6/22/1989	A1012
Morris Group, Inc.	Annuity; 529; Life; Group Pension	35-1546402	13181	Approved	1/1/2002	A5906
Multiple Financial Services, Inc.	Group Pension;#Life;#Annuity	33-0860466	100100	Approved	7/23/2010
Mutual of Omaha Investor Services, Inc.	Annuity; Life; Group Pension; JHVLICO	47-0770844	611	Approved	6/3/2008
Mutual Securities, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	95-3703162	13092	Approved	1/1/2002	A1806
Mutual Trust Co. of America Securities	Annuity; 529; Life; Group Pension	59-2044132	8494	Approved	3/12/1999	A2596
MWA Financial Services Inc.	Annuity; 529; Life; Group Pension; JHVLICO	36-4420471	112630	Approved	2/21/2002	A5820
National Securities Corporation	Annuity; 529; Life; Group Pension; JHVLICO	91-0519466	7569	Approved	1/1/2002	A1031
Nations Financial Group, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	39-1909295	44181	Approved	1/1/2002	A5177
Nationwide Planning Associates Inc.	Annuity; 529; Life; Group Pension; JHVLICO	22-3196827	31029	Approved	3/28/2003	A6103
Nationwide Securities, LLC	Annuity; 529; Life; Group Pension	36-2434406	11173	Approved	8/16/2004	A6153
Navy Federal Brokerage Services, LLC	Annuity; 529; Life; Group Pension	04-3826446	138459	Approved	1/30/2007	A6737
NBC Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	63-0923499	17870	Approved	4/14/2001	A4744
Neidiger, Tucker, Bruner, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	84-0735234	7425	Approved	6/28/2000	A1621
Nelson Ivest Brokerage Services, Inc.	Annuity; Group Pension	59-2106660	3002	Approved	12/4/2002
Nelson Securities,Inc.	Annuity; 529; Life; Group Pension	91-1219910	14377	Approved	1/1/2002	A5975
Network 1 Financial Securities Inc.	Annuity	74-2454126	13577	Approved	2/6/2003
Newbridge Securities Corporation	Annuity; 529; Life; Group Pension	54-1879031	104065	Approved	1/25/2002	A5833
Newport Group Securities, Inc.	Annuity; Life; Group Pension; JHVLICO; BOLI	59-3099288	29722	Approved	9/3/2003
Next Financial Group, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	54-1900002	46214	Approved	1/1/2002	A5384

NGC Financial, LLC	Annuity; Life; Group Pension	22-3871092	145082	Approved	3/6/2008
Ni Advisors, Inc.	529;#Annuity; Life; Group Pension	20-2100558	134502	Approved	3/14/2007	A7118
Niagara International Capital Limited	529;#Group Pension;#Life;#Annuity (servicing only)	20-2182342	135327	Approved	2/7/2014	A6718
Nicol Investors Corporation	Annuity; Group Pension	68-0515054	123111	Approved	4/20/2004
Northern Lights Distributors, LLC	Group Pension;#JHVLICO;#Life;#Annuity (servicing only)	77-0625792	126159	Approved	10/22/2004
Northland Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	41-1819873	40258	Approved	2/4/2003	A4861
Northwestern Mutual Investment Services, LLC	Annuity; 529; Life; Group Pension; JHVLICO; BOLI	52-2114207	2881	Approved	1/1/2001	A5864
NPB Financial Group, LLC	Annuity; 529; Life; Group Pension	72-1606466	137743	Approved	6/27/2006	A6720
NYLife Securities LLC	529;#Annuity; Life; Group Pension; JHVLICO; BOLI	27-0145686	5167	Approved	3/12/1996	A4166
Oak Tree Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	68-0095374	18126	Approved	12/1/1994	A3870
Oberlin Financial International, LLC	Group Pension;#Life;#Annuity (servicing only)	82-3775196	294205	Approved	5/29/2020
OFG Financial Services, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	48-0759751	23940	Approved	4/1/1994	A4154
Omega Securities, Inc.	Annuity; Life; Group Pension	75-1480835	7164	Approved	2/24/1994
Omni Financial Securities, Inc.	Annuity; Life; Group Pension; JHVLICO	31-1330353	29320	Approved	7/16/1996
OneAmerica Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	35-1159900	4173	Approved	3/22/2000	A5227
Oppenheimer & Co. Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	13-5657518	249	Approved	7/1/1991	A0455
Oriental Financial Services Corp. (NEW)	Group Pension;#Life;#Annuity (servicing only)	66-0480123	29753	Approved	7/28/2016
P.J. Robb Variable Corporation	Annuity; Life; Group Pension; JHVLICO	62-1592808	38339	Approved	10/1/1997
Pacific Financial Associates, Inc.	Group Pension;#Life;#Annuity (servicing only)	33-0063888	23772	Approved	1/1/2002
Packerland Brokerage Services, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	39-1794957	37031	Approved	8/28/1995	A5843
Painter, Smith and Gorian Inc.	Annuity; Life; Group Pension	95-3679604	10865	Approved	1/1/2002
Paradigm Equities, Inc.	Group Pension;#Life;#Annuity (servicing only)	38-3091434	31990	Approved	5/17/2016
Pariter Securities, LLC	Annuity; Life; Group Pension	66-0712540	127836	Approved	8/4/2009
Park Avenue Securities LLC	Annuity; 529; Life; Group Pension; JHVLICO	13-4023176	46173	Approved	9/19/1991	A5383
Parkland Securities, LLC	Annuity; 529; Life; Group Pension; JHVLICO	74-3010408	115368	Approved	2/26/2002	A5924
Parsonex Securities, Inc.	Annuity; 529; Life; Group Pension	20-8580639	144412	Approved	1/30/2009	A6875
Paulson Investment Company, Inc.	Annuity; 529; Life; Group Pension	93-0789804	5670	Approved	10/22/1991	A7428
Peachtree Capital Corporation	529;#Group Pension;#Life;#Annuity (servicing only)	58-1857011	25590	Approved	11/19/2005	A3649
Peak Brokerage Services LLC	529;#Group Pension;#Life;#Annuity (servicing only)	27-5097314	157045	Approved	9/28/2011	A7188
Pelion Securities Corporation	Group Pension	33-0879829	103941	Approved	6/11/2009
Pensionmark Securities, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	81-2334025	283952	Approved	9/8/2017	A7459
Pentegra Distributors, Inc.	Annuity; Life; Group Pension	13-3529467	26249	Approved	2/26/2008
People's Securities, Inc.	Annuity; 529; Life; Group Pension	06-1082686	13704	Approved	1/1/2002	A1692
Perryman Securities, Inc.	Annuity; Life; Group Pension	75-2945060	116502	Approved	3/6/2002
Phoenix Equity Planning Corporation	Annuity; Life; Group Pension; JHVLICO	23-2795977	38383	Approved	11/20/2000
PHX Financial, Inc.	Group Pension;#Life;#Annuity (servicing only)	41-2225155	144403	Approved	5/14/2019
Pinnacle Equity Management, Inc.	Annuity; Life; Group Pension	43-1600887	106213	Approved	8/8/2002
Plan B Investments, Inc.	Group Pension;#Life;#Annuity (servicing only)	20-1688448	136162	Approved	6/28/2013
PlanMember Securities Corporation	Annuity; 529; Life; Group Pension	95-3706234	11869	Approved	9/30/1997	A5799
Plexus Financial Services, LLC	Group Pension;#Life;#Annuity	27-1746834	153132	Approved	4/6/2011
PNC Investments, LLC	Annuity; 529; Life; Group Pension; JHVLICO	42-1604685	129052	Approved	4/6/2004	A6495

Portfolio Resources Group, Inc.	Annuity; 529; Life; Group Pension	65-0370652	31155	Approved	5/15/2008	A6097
Preferred Client Group, Inc.	Annuity	75-2826360	48008	Approved	9/8/2008
Presidential Brokerage, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	33-0469265	28784	Approved	1/1/2002	A3945
Principal Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	42-0941553	1137	Approved	9/7/1994	A4144
Principled Advisors, Inc.	Group Pension;#Life;#Annuity (servicing only)	59-3782727	131345	Approved	2/18/2005
Private Client Services, LLC	529;#Group Pension;#Life;#Annuity	61-1383537	120222	Approved	1/20/2010	A7023
Private Placement Insurance Products, LLC	Group Pension;#Life;#Annuity (servicing only)	20-3716885	140139	Approved	8/10/2018
ProEquities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO; BOLI	63-0879387	15708	Approved	1/1/1994	A2137
Profinancial, Inc.	Annuity; Life; Group Pension	72-1004707	15345	Approved	5/27/1994
Prospera Financial Services, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	75-1832551	10740	Approved	1/1/2002	A0137
PTS Brokerage, LLC	Group Pension;#Annuity; 529	22-3832388	119307	Approved	12/13/2004	A6234
Puplava Securities, Inc.	Annuity; Life; Group Pension	33-0086182	39301	Approved	1/8/1998
Purshe Kaplan Sterling Investments, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	14-1796925	35747	Approved	1/1/2002	A4549
R F Lafferty & Co., Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	13-3000887	2498	Approved	4/28/2016	A0862
R. Seelaus & Co., Inc.	Annuity; 529; Life; Group Pension	22-2501042	14974	Approved	3/2/2007	A1887
R.M. Stark & Co., Inc.	Annuity; 529; Life; Group Pension; JHVLICO	13-3485532	7612	Approved	1/1/2002	A4590
Raymond James & Associates, Inc.	529;#Group Pension;#Life;#Annuity	59-1237041	705	Approved	1/1/2002	A1172
Raymond James Financial Services, Inc.	529;#Group Pension;#JHVLICO;#Life;#Annuity	59-1531281	6694	Approved	4/1/1989	A0717
RBC Capital Markets, LLC	Annuity; 529; Life; Group Pension; JHVLICO	41-1416330	31194	Approved	11/13/1991	A7254
Red Capital Markets, LLC	Annuity; Life; Group Pension	31-1078499	14840	Approved	1/2/2003
Regal Securities, Inc.	Annuity; 529; Life; Group Pension	36-2916812	7297	Approved	10/19/2005	A2014
Register Financial Associates, Inc.	Group Pension;#Life;#Annuity	58-2001619	30568	Approved	4/26/2007
Regulus Advisors, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	26-3975819	150631	Approved	5/29/2014	A7338
Rehmann Financial Network, LLC	Group Pension;#Life;#Annuity (servicing only)	46-0571202	165027	Approved	4/13/2018
Reid and Associates, LLC	Group Pension;#Life;#Annuity (servicing only)	14-1778902	8060	Approved	10/25/2013
Rhodes Securities, Inc.	Annuity; Life; Group Pension; JHVLICO	75-2156987	19610	Approved	1/1/2002
Richard Brothers Securities (dba Allegiance Capital, LLC)	Annuity; 529; Life; Group Pension	01-0538310	105285	Approved	9/23/2009	A5754
Richfield Orion International, Inc.	Annuity; Life; Group Pension	26-1712862	24433	Approved	2/20/2009
Riedl First Securities Company of Kansas	Annuity; 529; Life; Group Pension	48-1118573	30812	Approved	1/1/2002	A4199
RNR Securities, L.L.C.	Group Pension;#Annuity (servicing only);#Annuity; 529	11-3374561	43689	Approved	10/25/2002	A6002
Robert W. Baird & Co. Incorporated	Annuity; 529; Life; Group Pension; JHVLICO	39-6037917	8158	Approved	2/5/1997	A0079
Rockefeller Financial, LLC	Group Pension;#Life;#Annuity (servicing only)	82-3226180	291361	Approved	8/19/2019
Rogan & Associates, Inc.	Annuity; 529; Life; Group Pension	65-0718838	42762	Approved	1/1/2002	A6032
Rothschild Investment Corporation	Annuity; Life; Group Pension	36-2708660	728	Approved	9/17/2003
Royal Alliance Associates, Inc.	529;#Group Pension;#JHVLICO;#Life;#Annuity (servicing only)	93-0987232	23131	Approved	7/30/1990	A3249
S.G. Long & Company	Annuity; Life; Group Pension	81-0504511	47511	Approved	1/1/2002
S.L. Reed & Company	Annuity; Life; Group Pension	95-4569995	40744	Approved	7/7/2009
SA Stone Wealth Management, Inc.		75-2975513	18456	Approved	1/1/2002	A2689
Sage, Rutty & Co., Inc.	Annuity; 529; Life; Group Pension	16-0620690	3254	Approved	11/4/2004	A1249
SagePoint Financial, Inc.	Annuity; 529; Life; Group Pension; JHVLICO; BOLI	20-1741754	133763	Approved	10/31/2005	A6645
San Blas Securities, LLC	Group Pension;#Life;#Annuity (servicing only)	82-2542915	290605	Approved	9/24/2020
Sanders Morris Harris Inc	Annuity; 529; Life; Group Pension; JHVLICO	76-0224835	20580	Approved	1/8/2002	A2908
Santander Securities, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	66-0534068	41791	Approved	3/4/2013	A4973
Saxony Securities, Inc.	529;#Group Pension;#Life;#Annuity	43-1932300	115547	Approved	4/8/2003	A5916

Saybrus Equity Services, LLC	Group Pension;#Life	27-1869321	153319	Approved	9/17/2010
SCF Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	86-0936511	47275	Approved	1/1/2002	A5965
Scott T. Taylor, Ltd.	Annuity; Life; Group Pension	20-1277948	136414	Approved	10/9/2007
Scottsdale Capital Advisors Corp	Annuity; 529	86-1032510	118786	Approved	11/8/2002	A5991
Securian Financial Services, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	14-1486060	15296	Approved	6/1/1992	A3800
Securities America, Inc.	BOLI	11-2551174	10205	Approved	4/1/1992	A3215
Securities Equity Group	529;#Annuity; Life; Group Pension; JHVLICO	33-0842620	47215	Approved	7/11/2003	A5444
Securities Management & Research, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	59-1145041	759	Approved	12/15/2011	A6288
Securities Research, Inc. (NEW)	Group Pension;#Annuity (servicing only)	59-1862659	6516	Approved	3/26/2021
SEI Investments Distribution Co.	Annuity; Life; Group Pension	23-2177800	10690	Approved	10/4/2004
Selkirk Investments, Inc.	Annuity; 529; Life; Group Pension	91-1189461	13854	Approved	1/1/2002	A2055
Sentinel Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	04-3527574	110942	Approved	10/23/2001	A6013
Sentinus Securities, LLC	Group Pension;#Life;#Annuity (servicing only)	47-3243901	279029	Approved	5/8/2017
SFA Financial, LLC	Group Pension;#Life;#Annuity (servicing only)	33-1148678	149647	Approved	11/20/2012
Shareholders Service Group, Inc.	Annuity; Life; Group Pension	71-0707839	125226	Approved	8/9/2005
Sigma Financial Corporation	Annuity; 529; Life; Group Pension; JHVLICO	38-2472555	14303	Approved	11/20/1992	A4441
Signal Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	75-1994786	15916	Approved	12/1/1993	A3373
Signature Securities Group Corporation	Annuity; 529; Life; Group Pension; JHVLICO	13-4120476	104233	Approved	11/27/2004	A5671
Silver Oak Securities, Incorporated	Annuity; 529; Life; Group Pension	62-1765234	46947	Approved	1/1/2002	A5446
Simplicity Financial Investment Services, Inc.	Group Pension;#Life;#Annuity (servicing only)	26-2948179	148024	Approved	9/28/2020
Sisung Securities Corporation	529;#Group Pension;#Life;#Annuity (servicing only)	72-1156248	25752	Approved	6/23/1994	A3587
SKA Securities, Inc.	Annuity	34-1953704	113852	Approved	3/25/2008
Smith, Brown & Groover, Inc.	Annuity; 529; Life; Group Pension	58-0969636	1329	Approved	1/1/2002	A0193
Smith, Moore & Co.	Annuity; 529; Life; Group Pension	43-1244128	3441	Approved	1/1/2002	A1492
SNC Capital Management Corp.	Annuity	36-3343717	15548	Approved	11/4/2002
Snowden Account Services, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	94-3467207	149794	Approved	3/8/2013	A7307
Somerset Securities, Inc.	Annuity; Life; Group Pension	04-3333156	2493	Approved	3/25/2003
Sorrento Pacific Financial, LLC	Annuity; 529; Life; Group Pension	04-3746212	127787	Approved	1/17/2006	A6449
Southeast Investments N.C. Inc.	Annuity; 529; Life; Group Pension; JHVLICO	56-2001267	43035	Approved	1/1/2002	A5111
Southern Trust Securities, Inc.	Annuity; 529; Group Pension	65-0926091	103781	Approved	9/28/2004	A6404
Southern Wealth Securities, LLC	Group Pension;#Life;#Annuity (servicing only)	82-3136934	291005	Approved	7/30/2018
Sovereign Legacy Securities, Inc.	Annuity	11-1738990	1783	Approved	5/24/2011
Spearhead Capital, LLC	Group Pension;#Life;#Annuity (servicing only)	20-3339297	145560	Approved	5/3/2018
Spire Securities, LLC	Annuity; 529; Life; Group Pension	20-8920866	144131	Approved	11/15/2007	A6862
St. Bernard Financial Services, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	71-0752696	36956	Approved	5/8/2002	A4565
St. Germain Securities, Inc.	529;#Group Pension;#Life;#Annuity	27-3158654	3255	Approved	8/9/2011	A6879
Stanley Laman Group Securities, LLC	Annuity; Life; Group Pension; JHVLICO	33-1027312	126160	Approved	5/5/2004
Stephens Inc.	Annuity; 529; Life; Group Pension; JHVLICO	71-0641478	3496	Approved	1/1/2002	A1303
Sterling Monroe Securities, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	75-3049285	122696	Approved	7/24/2007	A6374
Stern Brothers & Co.	Annuity; 529	43-1357568	16325	Approved	3/27/2003	A2178
Stifel, Nicolaus & Company, Incorporated	Annuity; 529; Life; Group Pension; JHVLICO	43-0538770	793	Approved	8/7/1992	A1313
StockCross Financial Services, Inc.	529;#Annuity	04-2523566	6670	Approved	9/23/2009	A6070
Stoever Glass & Company, Inc.	Group Pension;#Life;#Annuity (servicing only)	13-2505863	7031	Approved	4/5/2017
Stonecrest Capital Markets, Inc.	Group Pension;#Life;#Annuity (servicing only)	56-1943573	39616	Approved	7/31/2017
Sunbelt Securities, Inc.	529;#Annuity; Life; Group Pension	47-9660137	42180	Approved	5/7/2009	A6587

Sunset Financial Services, Inc.	Group Pension;#Life;#Annuity (servicing only);#BOLI	91-0837062	3538	Approved	11/29/1994
Sunstreet Securities, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	56-2614773	143211	Approved	2/26/2008	A6834

SunTrust Robinson Humphrey, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	62-0871146	6271	Approved	5/8/2002	A0438
Superior Financial Services, Inc.	Annuity; 529; Life; Group Pension	39-1992135	104165	Approved	1/1/2002	A5647
Supreme Alliance LLC	Group Pension;#Life;#Annuity (servicing only)	90-0436170	45348	Approved	4/25/2012
SWBC Investment Services, LLC	Annuity; 529; Life; Group Pension	20-1484586	133715	Approved	12/13/2006	A6622
Sycamore Financial Group	Annuity; Life; Group Pension	35-1572068	14143	Approved	1/1/2002
Symphonic Securities LLC	529;#Group Pension;#Life;#Annuity	42-1675559	139512	Approved	3/26/2009	A6839
Syndicated Capital, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	95-4042447	29037	Approved	1/1/2002	A4458
Synovus Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	58-1625031	14023	Approved	7/4/2002	A1715
T.S. Phillips Investments, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	30-0089632	124348	Approved	4/30/2003	A6302
Tandem Securities, Inc.	Annuity	20-4498572	140546	Approved	6/17/2009
Taylor Securities, Inc.	Annuity; Life; Group Pension	62-1254593	17575	Approved	8/6/1993
TCFG Wealth Management, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	80-0804654	164153	Approved	7/10/2014	A7268
TD Ameritrade, Inc.	Annuity; Life; Group Pension; JHVLICO	06-0988655	7870	Approved	1/1/2002
Teckmeyer Financial Services, L.L.C.	Annuity; 529; Life; Group Pension	47-0789382	39000	Approved	8/6/1997	A4768
TFS Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	22-2825878	20626	Approved	10/20/1997	A3684
The Enterprise Securities Company	Annuity; Life; Group Pension; JHVLICO	38-2932225	26598	Approved	7/1/1999
The Garbacz Group Inc	Annuity; 529; Life; Group Pension	43-1535339	26104	Approved	1/1/2002	A3650
The GMS Group, LLC	Annuity; 529	77-0606720	8000	Approved	1/1/2002	A1006
The Huntington Investment Company	Annuity; 529; Life; Group Pension; JHVLICO	31-1316299	16986	Approved	1/19/1998	A2328
The Investment Center, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	22-2699900	17839	Approved	1/1/2002	A2458
The Jeffrey Matthews Financial Group, LLC	Group Pension;#Life;#Annuity (servicing only)	22-3470463	41282	Approved	5/29/2014
The Leaders Group, Inc.	Annuity; 529; Life; Group Pension; JHVLICO; BOLI; TOHI	84-1275292	37157	Approved	5/15/1996	A5930
The New PenFacs Inc.	Annuity; Life; Group Pension	41-2238941	145584	Approved	4/21/2009
The O.N. Equity Sales Company	Annuity; 529; Life; Group Pension; JHVLICO; BOLI	31-0742113	2936	Approved	9/14/1990	A3378
The Oak Ridge Financial Services Group, Inc.	Annuity; Life; Group Pension; JHVLICO	41-1868775	42941	Approved	1/1/2002
The Strategic Financial Alliance, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	03-0510324	126514	Approved	11/11/2003	A6415
The Tavenner Company	Annuity; 529; Life; Group Pension	31-1171911	18004	Approved	2/16/2001	A6123
ThomasLloyd Capital LLC	Annuity; Life; Group Pension	20-5758053	38784	Approved	1/1/2002
Thompson Davis & Co., Inc.	Annuity; 529	13-3848035	41353	Approved	12/18/2002	A6101
Thoroughbred Financial Services, LLC	Annuity; 529; Life; Group Pension; JHVLICO	62-1784717	47893	Approved	5/10/2000	A5497
Thrasher & Chambers, Inc.	Life;#Annuity	71-0824595	3586	Approved	5/1/2003
Thrivent Investment Management Inc.	Life; Group Pension; JHVLICO	39-1559375	18387	Approved	5/19/2004
Thurston, Springer, Miller, Herd & Titak, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	35-1493200	8478	Approved	4/12/1995	A1355
TIAA-CREF & Institutional Services, LLC	Annuity; Life; Group Pension	55-0856733	20472	Approved	6/25/2007
TimeCapital Securities Corporation	529;#Annuity (servicing only)	11-2339821	6845	Approved	7/18/2002	A1358
Titan Securities	529;#Group Pension;#Life;#Annuity (servicing only)	59-3782400	131392	Approved	2/5/2009	A6723
Titleist Asset Management, Ltd	529;#Group Pension;#Life;#Annuity (servicing only)	72-1546466	126136	Approved	4/18/2012	A6438
Trade-PMR Inc.	Annuity	59-3539169	46350	Approved	10/30/2009
Transam Securities, Inc.	Annuity; 529; Life; Group Pension	59-2730348	18923	Approved	5/18/1993	A6020
Transamerica Financial Advisors, Inc.	529;#Group Pension;#JHVLICO;#Life;#Annuity	59-2476008	16164	Approved	4/1/1991	A3831
Transitional Broker, LLC	Group Pension;#Life;#Annuity (servicing only)	83-4699697	304313	Approved	10/9/2020
Triad Advisors, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	65-0173164	25803	Approved	1/15/1999	A4165
Trinity Wealth Securities, L.L.C.	Annuity; Life; Group Pension	43-1892336	104348	Approved	7/7/2003
Trubee, Collins & Co., Inc.	Annuity; 529; Life; Group Pension	16-1406627	3618	Approved	11/1/2005	A1375
TrueNorth, Inc.	Annuity; Life; Group Pension	48-1233289	112091	Approved	5/27/2005

Truist Investment Services, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	58-1648698	17499	Approved	1/1/2002	A2748
Trustmont Financial Group, Inc.	Annuity; 529; Life; Group Pension	25-1527294	18312	Approved	1/1/2002	A3315
U.S. Bancorp Investments, Inc.	529;#Group Pension;#JHVLICO;#Life;#Annuity	84-1019337	17868	Approved	4/21/1992	A3500
U.S. Brokerage, Inc.	529;#Annuity	34-1809568	39307	Approved	6/13/2002	A5836
UBS Financial Services Inc.	Annuity; 529; Life; Group Pension; JHVLICO	13-2638166	8174	Approved	8/24/1988	A1091
Uhlmann Price Securities, LLC	529;#Group Pension;#Life;#Annuity	36-4135497	42854	Approved	10/31/2011	A5142
UMB Financial Services, Inc.	Annuity; 529; Life; Group Pension	43-1381257	17073	Approved	8/12/2003	A4589
Umpqua Investments, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	93-0125240	1254	Approved	1/1/2002	A0149
Union Capital Company	Annuity; Life; Group Pension	86-1004803	110301	Approved	9/25/2006
UnionBanc Investment Services, LLC	Annuity; 529; Life; Group Pension	95-3883259	14455	Approved	11/18/2003	A1847
United Brokerage Services, Inc.	Annuity; Life; Group Pension; JHVLICO	55-0742331	39062	Approved	1/6/2006
United Planners' Financial Services of America A Limited Partner	Annuity; 529; Life; Group Pension; JHVLICO	86-0588303	20804	Approved	5/1/1992	A2873
Universal Financial Services Inc.	Group Pension;#Life;#Annuity	66-0639438	131558	Approved	5/26/2010
Univest Investments, Inc.	Annuity; 529; Life; Group Pension	23-1699073	1834	Approved	3/20/2008	A5468
USA Financial Securities Corporation	Annuity; 529; Life; Group Pension; JHVLICO	38-3397033	103857	Approved	11/9/2001	A5759
USCA Securities LLC	529;#Group Pension;#Life;#Annuity	22-3696585	103789	Approved	3/14/2011	A5571
USI Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	06-1493970	43793	Approved	12/14/1998	A5246
VALIC Financial Advisors, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	76-0519992	42803	Approved	4/19/2002	A5652
Valley National Investments, Inc.	529;#Group Pension;#JHVLICO;#Life;#Annuity	23-2352181	16715	Approved	1/1/2002	A2742
Valmark Securities, Inc.	529;#Group Pension;#JHVLICO;#Life;#BOLI;#Annuity	34-1724087	31243	Approved	8/1/1997	A5223
Valor Financial Securities LLC	Annuity; 529; Life; Group Pension	80-0413304	150726	Approved	12/29/2009	A7039
Vanderbilt Securities, LLC	Annuity; 529; Life; Group Pension; JHVLICO	11-3639254	5953	Approved	11/10/2003	A1194
Variable Investment Advisors, Inc.	Annuity	91-1864112	44412	Approved	12/8/2004
Veritas Independent Partners, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	46-3578654	169291	Approved	9/11/2014	A7473
Verity Investments, Inc.	529;#Group Pension;#Life;#Annuity	90-0739043	41527	Approved	1/1/2002	A5755
Vestech Securities, Inc.	529;#Annuity; Life; Group Pension; JHVLICO	48-1181578	41409	Approved	1/1/2002	A6210
Vision	529;#Group Pension;#Life;#Annuity (servicing only)	13-4066286	47927	Approved	1/20/2010	A5803
Vorpahl Wing Securities	Annuity; Group Pension	91-1719382	47548	Approved	10/7/2003
Voya Financial Advisors, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	41-0945505	2882	Approved	12/5/1994	A3389
Voya Financial Partners, LLC	Group Pension;#Life;#Annuity (servicing only)	06-1375177	34815	Approved	8/2/2002
W&S Brokerage Services, Inc.	Group Pension;#Life;#Annuity (servicing only)	31-0846576	8099	Approved	9/14/2020
Waddell & Reed, Inc.	529;#Group Pension;#JHVLICO;#Life;#Annuity	43-1235675	866	Approved	1/1/2002	A6349
Washington Securities Corporation	Annuity; 529; Life; Group Pension; JHVLICO	54-1913812	46213	Approved	1/1/2002	A5397
Waveland Capital Partners, LLC	Group Pension;#Life;#Annuity (servicing only)	77-0425821	40054	Approved	10/8/2004
WBB Securities, LLC	Annuity; Life; Group Pension; JHVLICO	33-0984561	118440	Approved	7/3/2002
Wedbush Morgan Securities Inc.	Annuity; 529; Life; Group Pension	95-2495390	877	Approved	1/1/2002	A1436
Weitzel Financial Services, Inc.	Group Pension;#Life;#Annuity (servicing only)	42-0949102	27346	Approved	4/27/2007
Weller, Anderson & Co., Ltd.	Annuity; Life; Group Pension	76-0147898	23736	Approved	10/19/2005
Wellington Shields & Co., LLC	Group Pension;#Life;#Annuity	26-3489406	149021	Approved	7/30/2010
Wells Fargo Advisors Financial Network, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	48-1305000	11025	Approved	1/9/1998	A2353
Wells Fargo Clearing Services, LLC	529;#Group Pension;#Life;#Annuity (servicing only)	34-1542819	19616	Approved	3/8/1993	A3741
Wesbanco Securities, Inc.	Annuity; 529; Life; Group Pension	31-1484891	43276	Approved	3/23/2006	A5098
Wescom Financial Services LLC	529;#Group Pension;#Life;#Annuity (servicing only)	95-4853684	125650	Approved	9/9/2005	A6516
Western Equity Group, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	76-0749184	130876	Approved	11/9/2004	A6575
Western International Securities, Inc.	529;#Group Pension;#Life	84-1314321	39262	Approved	1/1/2002	A4767

Western Strategic Advisors, LLC	Annuity	75-2911711	118757	Approved	2/2/2010
Westminster Financial Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	31-1213105	20677	Approved	1/23/1996	A2960
Weston Securities Corporation	Annuity; Life; Group Pension; JHVLICO	04-2836850	15743	Approved	6/26/1995
Westpark Capital, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	84-1333428	39914	Approved	1/12/2017	A6144
Westport Capital Markets, LLC	529;#Group Pension;#Annuity	06-1459306	41562	Approved	5/16/2008	A4989
Westport Financial Services, L.L.C.	Annuity; Life; Group Pension; JHVLICO	06-1409406	38449	Approved	1/15/1992
Westport Resources Investment Services, Inc.	Annuity; 529; Life; Group Pension	22-2955076	24535	Approved	1/17/2003	A3412
White Mountain Capital, LLC	529;#Annuity; JHVLICO	13-4077093	104123	Approved	12/5/2002	A5676
Whitehall-Parker Securities, Inc.	529;#Group Pension;#Life;#Annuity (servicing only);#Annuity; Life; Group Pension	94-2787310	10608	Approved	9/25/1996	A4069
Wiley Bros.-Aintree Capital, LLC	Annuity; 529; Life; Group Pension	62-1627736	3767	Approved	1/1/2002	A0747
William Blair & Company L.L.C.	529;#Group Pension;#Life;#Annuity (servicing only)	36-2214610	1252	Approved	8/21/2013	A0147
Wilmington Capital Securities, LLC	Group Pension	20-1894227	133839	Approved	5/26/2010
Winslow, Evans & Crocker, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	04-3144652	29686	Approved	2/4/2003	A4080
Wintrust Investments, LLC		36-1245570	875	Approved	1/1/2002	A0692
WJ Lynch Investor Services LLC	Annuity; Life; Group Pension	20-4472438	140762	Approved	4/30/2007
Wood (Arthur W.) Company, Inc.	529;#Group Pension;#Life;#Annuity	04-3023088	3798	Approved	1/1/2002	A0758
Woodbury Financial Services, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	41-0944586	421	Approved	7/11/1991	A4193
Woodlands Securities Corporation	Annuity; 529; Life; Group Pension; JHVLICO	76-0248272	22373	Approved	2/3/1997	A3311
Woodmen Financial Services, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	22-3828171	117365	Approved	10/6/2014	A6071
World Capital Brokerage, Inc.	Annuity; 529; Life; Group Pension	84-0478785	37	Approved	12/13/1991	A5796
World Choice Securities, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	75-2452273	30933	Approved	1/14/2002	A5405
World Equity Group, Inc.	Annuity; 529; Life; Group Pension; JHVLICO	36-3797444	29087	Approved	6/27/2000	A5441
Worth Financial Group, Inc.	529;#Group Pension;#Life;#Annuity (servicing only)	75-1888861	13478	Approved	5/3/2002	A6536
WWK Investments, Inc.	Annuity	47-0727988	25184	Approved	12/17/2009
YR Securities, Inc.	Group Pension;#Life;#Annuity (servicing only)	47-2516544	174708	Approved	11/24/2015
Zions Direct, Inc.	Annuity; Life; Group Pension	87-0432248	17776	Approved	11/18/2003
Ziv Investment Company	Annuity; Life; Group Pension	34-2481379	4316	Approved	1/1/2002