-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K1iKP5lsdb4Th2UJjSHoahGI1RwYmXX6N/c7T5CmXfpm0U0gfHOEmro/UwZ+4kgy tN1CGbfNpK7iAkCu9FuEVw== 0001209191-07-051880.txt : 20070905 0001209191-07-051880.hdr.sgml : 20070905 20070905095539 ACCESSION NUMBER: 0001209191-07-051880 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070905 FILED AS OF DATE: 20070905 DATE AS OF CHANGE: 20070905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOMAG INC /DE/ CENTRAL INDEX KEY: 0000813347 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] IRS NUMBER: 942914864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085762000 MAIL ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JUDY PAUL G CENTRAL INDEX KEY: 0001343018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16852 FILM NUMBER: 071098416 BUSINESS ADDRESS: BUSINESS PHONE: 4085762000 MAIL ADDRESS: STREET 1: 1710 AUTOMATION PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER NAME: FORMER CONFORMED NAME: JUDY PAUL GERARD DATE OF NAME CHANGE: 20051031 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-09-05 1 0000813347 KOMAG INC /DE/ KOMG 0001343018 JUDY PAUL G 1710 AUTOMATION PARKWAY SAN JOSE CA 95131 0 1 0 0 VP, CORPORATE CONTROLLER & CAO Common Stock 2007-09-05 4 D 0 13893 32.25 D 0 D Employee Stock option (Right to buy) 12.68 2007-09-05 4 D 0 2641 19.57 D 2014-04-30 Common Stock 2641 0 D Employee Stock option (Right to buy) 32.10 2007-09-05 4 D 0 10513 0.15 D 2017-02-15 Common Stock 10513 0 D Of these shares, 2,666 were issued pursuant to an 8,000 share restricted stock agreement, which provided for vesting at the rate of 1/3rd of the shares on each of February 15, 2006, February 15, 2007 and February 15, 2008. Of these shares, 2,000 were issued pursuant to a 3,000 share restricted stock agreement, which provided for vesting at the rate of 1/3rd of the shares on each of November 1, 2006, November 1, 2007 and November 1, 2008. Of these shares, 5,333 were issued pursuant to an 8,000 share restricted stock agreement, which provided for vesting at the rate of 1/3rd of the shares on each of February 15, 2007, February 15, 2008 and February 15, 2009. Of these shares, 3,894 were issued pursuant to a 3,894 share restricted stock agreement, which provided for vesting at the rate of 1/3rd of the shares on each of February 15, 2008, February 15, 2009 and February 15, 2010. Continuation of footnote (1). All 13,893 of such shares were canceled in the merger of State M Corporation, a wholly-owned subsidiary of Western Digital Corporation (the "Parent"), with and into the Issuer (the "Merger"), in exchange for a right to receive cash in the aggregate amount of $448,049.25 (or $32.25 per share); provided, however, that the receipt of cash will remain subject to the vesting provisions set forth in the restricted stock agreements and Parent is only obligated to pay cash to the extent the right vests during continued employment. This option, originally for 8,450 shares and which provided for vesting at the rate of 1/4th of the shares on 04/30/05 and as to 1/36th of the remaining shares on the 30th of each month thereafter, was canceled in the Merger in exchange for a right to receive cash in the aggregate amount of $51,684.37, less any applicable withholding taxes, representing the difference between the exercise price of the option and the $32.25 per share offer price (the "Offer Price") in the Merger; provided, however, that the receipt of cash will remain subject to the vesting provisions set forth in the option and Parent is only obligated to pay cash to the extent the right vests during continued employment. This option, which provided for vesting at the rate of 3,505 shares on 02/15/08 and as to 1/24th of the remaining shares on the 15th of each month thereafter, was canceled in the Merger in exchange for a right to receive cash in the aggregate amount of $1,576.95, less any applicable withholding taxes, representing the difference between the exercise price of the option and the Offer Price; provided, however, that the receipt of cash will remain subject to the vesting provisions set forth in the option and Parent is only obligated to pay cash to the extent the right vests during continued employment. /s/ Jan Schwartz, Attorney-in-fact for Paul G. Judy 2007-09-05 -----END PRIVACY-ENHANCED MESSAGE-----