-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T8m8F3h8qHTboUlLs9QiUb+QSzAcP2ayzHgfsuq2YVGS66+R/iv6/3R1TRJ7ZNOw jZrdH5XLEsKEA9AJhewuSw== 0001209191-07-051875.txt : 20070905 0001209191-07-051875.hdr.sgml : 20070905 20070905095039 ACCESSION NUMBER: 0001209191-07-051875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070905 FILED AS OF DATE: 20070905 DATE AS OF CHANGE: 20070905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOMAG INC /DE/ CENTRAL INDEX KEY: 0000813347 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] IRS NUMBER: 942914864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085762000 MAIL ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YAMASHITA TSUTOMU T CENTRAL INDEX KEY: 0001230580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16852 FILM NUMBER: 071098395 BUSINESS ADDRESS: STREET 1: KOMAG INCORPORATED STREET 2: 1710 AUTOMATION PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085762000 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-09-05 1 0000813347 KOMAG INC /DE/ KOMG 0001230580 YAMASHITA TSUTOMU T 1710 AUTOMATION PARKWAY SAN JOSE CA 95131 0 1 0 0 EVP, CTO Common Stock 2007-09-05 4 D 0 43117 32.25 D 0 D Employee Stock option (Right to buy) 18.85 2007-09-05 4 D 0 1693 13.40 D 2014-03-15 Common Stock 1693 0 D Employee Stock option (Right to buy) 32.10 2007-09-05 4 D 0 14717 0.15 D 2017-02-15 Common Stock 14717 0 D Of these shares, 3,333 were issued pursuant to a 10,000 share restricted stock agreement, which provided for vesting at the rate of 1/3rd of the shares on each of February 15, 2006, February 15, 2007 and February 15, 2008. Of these shares, 9,333 were issued pursuant to a 14,000 share restricted stock agreement, which provided for vesting at the rate of 1/3rd of the shares on each of February 15, 2007, February 15, 2008 and February 15, 2009. Of these shares, 25,000 were issued pursuant to a 25,000 share restricted stock agreement, which provided for vesting at the rate of 1/3rd of the shares on each of October 3, 2007, October 3, 2008 and October 3, 2009. Of these shares, 5,451 were issued pursuant to a 5,451 share restricted stock agreement, which provided for vesting at the rate of 1/3rd of the shares on each of February 15, 2008, February 15, 2009 and February 15, 2010. Continuation of footnote (1). All 43,117 of such shares were canceled in the merger of State M Corporation, a wholly-owned subsidiary of Western Digital Corporation (the "Parent"), with and into the Issuer (the "Merger"), in exchange for a right to receive cash in the aggregate amount of $1,390,523.25 (or $32.25 per share); provided, however, that the receipt of cash will remain subject to the vesting provisions set forth in the restricted stock agreements and Parent is only obligated to pay cash to the extent the right vests during continued employment. This option, originally for 6,250 shares and which provided for vesting at the rate of 1/4th of the shares on 03/15/05 and as to 1/36th of the remaining shares on the 15th of each month thereafter, was canceled in the Merger in exchange for a right to receive cash in the aggregate amount of $22,686.20, less any applicable withholding taxes, representing the difference between the exercise price of the option and the $32.25 per share offer price (the "Offer Price") in the Merger; provided, however, that the receipt of cash will remain subject to the vesting provisions set forth in the option and Parent is only obligated to pay cash to the extent the right vests during continued employment. This option, which provided for vesting at the rate of 4,906 shares on 02/15/08 and as to 1/24th of the remaining shares on the 15th of each month thereafter, was canceled in the Merger in exchange for a right to receive cash in the aggregate amount of $2,207.55, less any applicable withholding taxes, representing the difference between the exercise price of the option and the Offer Price; provided, however, that the receipt of cash will remain subject to the vesting provisions set forth in the option and Parent is only obligated to pay cash to the extent the right vests during continued employment. /s/ Jan Schwartz, Attorney-in-fact for Tsutomu Yamashita 2007-09-05 -----END PRIVACY-ENHANCED MESSAGE-----