-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H0VfSlwMfggUYNsZaD4Mlrp5kxydshCXNg5EDZPtH8xPCevns093zIgzCjF5KdiS F6/Ub02PjU0TUKr7Bnimzw== 0001209191-07-051871.txt : 20070905 0001209191-07-051871.hdr.sgml : 20070905 20070905094615 ACCESSION NUMBER: 0001209191-07-051871 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070905 FILED AS OF DATE: 20070905 DATE AS OF CHANGE: 20070905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOMAG INC /DE/ CENTRAL INDEX KEY: 0000813347 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] IRS NUMBER: 942914864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085762000 MAIL ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAKATA DAVID G CENTRAL INDEX KEY: 0000898749 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16852 FILM NUMBER: 071098384 BUSINESS ADDRESS: STREET 1: 3042 E TENAYA CITY: FRESNO STATE: CA ZIP: 93710 BUSINESS PHONE: 9494742110 MAIL ADDRESS: STREET 1: 1300 BRISTOL ST NORTH STREET 2: SUITE 100-10 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-09-05 1 0000813347 KOMAG INC /DE/ KOMG 0000898749 TAKATA DAVID G 1300 BRISTOL STREET NORTH SUITE 100-10 NEWPORT BEACH CA 92660 1 0 0 0 Common Stock 2007-09-05 4 U 0 6901 32.25 D 4269 D Common Stock 2007-09-05 4 D 0 4269 32.25 D 0 D Director stock option (Right to buy) 18.85 2007-09-05 4 D 0 5000 13.40 D 2014-03-15 Common Stock 5000 0 D Director stock option (Right to buy) 27.54 2007-09-05 4 D 0 6127 4.71 D 2017-05-23 Common Stock 6127 0 D Of these shares, 2,000 were issued pursuant to a 6,000 share restricted stock agreement, which provided for vesting at the rate of 1/3rd of the shares on each of May 11, 2006, May 11, 2007 and May 11, 2008. Of these shares, 2,269 were issued pursuant to a 2,269 share restricted stock agreement, which provided for 100% vesting on May 23, 2008. All 4,269 of such shares were canceled in the merger of State M Corporation, a wholly-owned subsidiary of Western Digital Corporation (the "Parent"), with and into the Issuer (the "Merger"), in exchange for a right to receive cash in the aggregate amount of $137,675.25 (or $32.25 per share). The vesting of the restricted stock was accelerated in full in connection with the Merger. This option, which provided for vesting at the rate of 1/4th of the shares on 03/15/05 and as to 1/36th of the remaining shares on the 15th of each month thereafter, was canceled in the Merger in exchange for a right to receive cash in the aggregate amount of $67,000, less any applicable withholding taxes, representing the difference between the exercise price of the option and the $32.25 per share offer price (the "Offer Price") in the Merger. The vesting of the option was accelerated in full in connection with the Merger. This option, which provided for 100% vesting on 05/23/08, was canceled in the Merger in exchange for a right to receive cash in the aggregate amount of $28,858.17, less any applicable withholding taxes, representing the difference between the exercise price of the option and the Offer Price. The vesting of the option was accelerated in full in connection with the Merger. /s/ Jan Schwartz, Attorney-in-fact for David G. Takata 2007-09-05 -----END PRIVACY-ENHANCED MESSAGE-----