-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oi/ED4ELaMdgF+vfDV50EvazXgFAF6OHRrPt/3tQ+OP7ZSxYTWEB74RXuKYI02vz ERac24vuGBmntHO10QldDA== 0001209191-06-060682.txt : 20061121 0001209191-06-060682.hdr.sgml : 20061121 20061121060432 ACCESSION NUMBER: 0001209191-06-060682 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061120 FILED AS OF DATE: 20061121 DATE AS OF CHANGE: 20061121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOMAG INC /DE/ CENTRAL INDEX KEY: 0000813347 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] IRS NUMBER: 942914864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085762000 MAIL ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRAHE PAUL A CENTRAL INDEX KEY: 0001229793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16852 FILM NUMBER: 061231456 BUSINESS ADDRESS: STREET 1: 123 SECOND STREET STREET 2: SUITE 120 CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 4153315488 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-20 0 0000813347 KOMAG INC /DE/ KOMG 0001229793 BRAHE PAUL A THREE HARBOR DRIVE SUITE 204 SAUSALITO CA 94965 1 0 0 0 Common Stock 2006-11-20 4 M 0 420 6.48 A 7321 D Common Stock 2006-11-20 4 M 0 210 13.16 A 7531 D Common Stock 2006-11-20 4 M 0 210 18.85 A 7741 D Common Stock 2006-11-20 4 S 0 84 39.81 D 7657 D Common Stock 2006-11-20 4 S 0 168 39.89 D 7489 D Common Stock 2006-11-20 4 S 0 84 39.99 D 7405 D Common Stock 2006-11-20 4 S 0 84 40.00 D 7321 D Common Stock 2006-11-20 4 S 0 84 40.05 D 7237 D Common Stock 2006-11-20 4 S 0 84 40.06 D 7153 D Common Stock 2006-11-20 4 S 0 84 40.11 D 7069 D Common Stock 2006-11-20 4 S 0 84 40.21 D 6985 D Common Stock 2006-11-20 4 S 0 84 40.24 D 6901 D Non-Qualified Stock Option (right to buy) 6.48 2006-11-20 4 M 0 420 0.00 D 2013-03-17 Common Stock 420 0 D Non-Qualified Stock Option (right to buy) 13.16 2006-11-20 4 M 0 210 0.00 D 2013-07-25 Common Stock 210 0 D Non-Qualified Stock Option (right to buy) 18.85 2006-11-20 4 M 0 210 0.00 D 2014-03-15 Common Stock 210 1771 D This transaction was executed pursuant to a Rule 10b5-1 trading plan. The Reporting Person exercised 420 shares of the 10,000 share option granted on 03/17/2003, of which 2,500 shares subject to the Option shall vest on 10/07/2003 and 1/36 of the remaining 7,500 shares subject to the Option shall vest on the 7th of each month thereafter, subject to the Optionee continuing to be a Participant of Komag Incorporated Amended and Restated 2002 Qualified Stock Plan through such dates. The Reporting Person exercised 210 shares of the 5,000 share option granted on 07/25/2003, of which 1,250 shares subject to the Option shall vest on 10/07/2003 and 1/36 of the remaining 3,750 shares subject to the Option shall vest on the 7th of each month thereafter, subject to the Optionee continuing to be a Participant of Komag Incorporated Amended and Restated 2002 Qualified Stock Plan through such dates. The Reporting Person exercised 210 shares of the 5,000 share option granted on 03/15/2004, of which 1,250 shares subject to the Option shall vest on 03/15/2005 and 1/36 of the remaining 3,750 shares subject to the Option shall vest on the 15th of each month thereafter, subject to the Optionee continuing to be a Participant of Komag Incorporated Amended and Restated 2002 Qualified Stock Plan through such dates. /s/ Jan Schwartz, Attorney-in-fact for Paul A. Brahe 2006-11-21 -----END PRIVACY-ENHANCED MESSAGE-----