-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SuvtOh9+lVWQThU9Qm5b/7KvU9ENccmLC0EtQpJLaOnjqg/LNj2tmTCvJsC1QRN7 bHYnSBn+GaPkQE6k1vppWA== 0001209191-06-058945.txt : 20061113 0001209191-06-058945.hdr.sgml : 20061110 20061113122402 ACCESSION NUMBER: 0001209191-06-058945 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061109 FILED AS OF DATE: 20061113 DATE AS OF CHANGE: 20061113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOMAG INC /DE/ CENTRAL INDEX KEY: 0000813347 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] IRS NUMBER: 942914864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085762000 MAIL ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORRIS PETER CENTRAL INDEX KEY: 0001230576 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16852 FILM NUMBER: 061206983 BUSINESS ADDRESS: STREET 1: KOMAG INCORPORATED STREET 2: 1710 AUTOMATION PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085762000 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-09 0 0000813347 KOMAG INC /DE/ KOMG 0001230576 NORRIS PETER 1710 AUTOMATION PARKWAY SAN JOSE CA 95131 0 1 0 0 EXEC VP, STRATEGIC BUS DEVELOP Common Stock 2006-11-09 4 M 0 1336 6.48 A 27867 D Common Stock 2006-11-09 4 M 0 1502 13.16 A 29369 D Common Stock 2006-11-09 4 S 0 2838 40.00 D 26531 D Non-Qualified Stock Option (right to buy) 6.48 2006-11-09 4 M 0 1336 0.00 D 2013-03-17 Common Stock 1336 0 D Non-Qualified Stock Option (right to buy) 13.16 2006-11-09 4 M 0 1502 0.00 D 2013-07-25 Common Stock 1502 0 D This transaction was executed pursuant to a Rule 10b5-1 trading plan. The Reporting Person exercised 1,336 shares of the 16,000 share option granted on 03/17/2003, of which 4,000 shares subject to the Option shall vest on 10/07/2003 and 1/36 of the remaining 12,000 shares subject to the Option shall vest on the 7th of each month thereafter, subject to the Optionee continuing to be a Participant of Komag Incorporated Amended and Restated 2002 Qualified Stock Plan on such dates. The Reporting Person exercised 1,502 shares of the 9,000 share option granted on 07/25/2003, of which 2,250 shares subject to the Option shall vest on 10/07/2003 and 1/36 of the remaining 6,750 shares subject to the Option shall vest on the 7th of each month thereafter, subject to the Optionee continuing to be a Participant of Komag Incorporated Amended and Restated 2002 Qualified Stock Plan on such dates /s/ Jan Schwartz, Attorney-in-fact for Peter Norris 2006-11-13 -----END PRIVACY-ENHANCED MESSAGE-----