-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K3MYoSCKYS5pdaHncNBM/rrk1yVKGi37b+nVdHtrRH8mHu4Y0vUi1QxUQxxI+2rO CO6DSQE/yejBsQWFSjs7gQ== 0001209191-06-057094.txt : 20061101 0001209191-06-057094.hdr.sgml : 20061101 20061101204511 ACCESSION NUMBER: 0001209191-06-057094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061031 FILED AS OF DATE: 20061101 DATE AS OF CHANGE: 20061101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAMMACK WILLIAM CENTRAL INDEX KEY: 0001230572 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16852 FILM NUMBER: 061180482 BUSINESS ADDRESS: STREET 1: KOMAG INCORPORATED STREET 2: 1710 AUTOMATION PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085762000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOMAG INC /DE/ CENTRAL INDEX KEY: 0000813347 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] IRS NUMBER: 942914864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085762000 MAIL ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-10-31 0 0000813347 KOMAG INC /DE/ KOMG 0001230572 HAMMACK WILLIAM 1710 AUTOMATION PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP, HUMAN RESOURCES Common Stock 2006-10-31 4 M 0 417 6.48 A 16417 D Common Stock 2006-10-31 4 M 0 208 13.16 A 16625 D Common Stock 2006-10-31 4 M 0 234 18.85 A 16859 D Common Stock 2006-10-31 4 S 0 859 37.99 D 16000 D Non-Qualified Stock Option (right to buy) 6.48 2006-10-31 4 M 0 417 0.00 D 2013-03-17 Common Stock 417 0 D Non-Qualified Stock Option (right to buy) 13.16 2006-10-31 4 M 0 208 0.00 D 2013-07-25 Common Stock 208 0 D Non-Qualified Stock Option (right to buy) 18.85 2006-10-31 4 M 0 234 0.00 D 2014-03-15 Common Stock 234 1328 D The Reporting Person exercised 417 shares of the 10,000 share option granted on 03/17/2003, of which 2,500 shares subject to the Option shall vest on 10/07/2003 and 1/36 of the remaining 7,500 shares subject to the Option shall vest on the 7th of each month thereafter, subject to the Optionee continuing to be a Participant of Komag Incorporated Amended and Restated 2002 Qualified Stock Plan through such dates. The Reporting Person exercised 208 shares of the 5,000 share option granted on 07/25/2003, of which 1,250 shares subject to the Option shall vest on 10/07/2003 and 1/36 of the remaining 3,750 shares subject to the Option shall vest on the 7th of each month thereafter, subject to the Optionee continuing to be a Participant of Komag Incorporated Amended and Restated 2002 Qualified Stock Plan through such dates. The Reporting Person exercised 234 shares of the 3,750 share option granted on 03/15/2004, of which 938 shares subject to the Option shall vest on 03/15/2005 and 1/36 of the remaining 2,812 shares subject to the Option shall vest on the 15th of each month thereafter, subject to the Optionee continuing to be a Participant of Komag Incorporated Amended and Restated 2002 Qualified Stock Plan through such dates. /s/ Jan Schwartz, Attorney-in-fact for William Hammack 2006-11-01 -----END PRIVACY-ENHANCED MESSAGE-----