-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HRlXX/htcr1RMTTxG4uIEJkltJex8oslb4RygtPoEqU7CIBLRlDY9TC4S7HnhPVZ /KmwU0lS759RosPU02WGuw== 0001209191-06-014419.txt : 20060301 0001209191-06-014419.hdr.sgml : 20060301 20060301190658 ACCESSION NUMBER: 0001209191-06-014419 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060227 FILED AS OF DATE: 20060301 DATE AS OF CHANGE: 20060301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORRIS PETER CENTRAL INDEX KEY: 0001230576 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16852 FILM NUMBER: 06657488 BUSINESS ADDRESS: STREET 1: KOMAG INCORPORATED STREET 2: 1710 AUTOMATION PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085762000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOMAG INC /DE/ CENTRAL INDEX KEY: 0000813347 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] IRS NUMBER: 942914864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085762000 MAIL ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-02-27 0 0000813347 KOMAG INC /DE/ KOMG 0001230576 NORRIS PETER 1710 AUTOMATION PARKWAY SAN JOSE CA 95131 0 1 0 0 EXEC VP, STRATEGIC BUS DEVELOP Common Stock 2006-02-27 4 M 0 2001 6.48 A 21532 D Common Stock 2006-02-27 4 M 0 1126 13.16 A 22658 D Common Stock 2006-02-27 4 S 0 1000 46.817 D 21658 D Common Stock 2006-02-27 4 S 0 300 46.971 D 21358 D Common Stock 2006-02-27 4 S 0 700 46.98 D 20658 D Common Stock 2006-02-27 4 S 0 1000 47.059 D 19658 D Common Stock 2006-02-27 4 S 0 100 47.14 D 19558 D Common Stock 2006-02-27 4 S 0 350 47.141 D 19208 D Common Stock 2006-02-27 4 S 0 175 47.221 D 19033 D Common Stock 2006-02-27 4 S 0 1000 47.2241 D 18033 D Common Stock 2006-02-27 4 S 0 1000 47.263 D 17033 D Common Stock 2006-02-27 4 S 0 100 47.311 D 16933 D Common Stock 2006-02-27 4 S 0 350 47.321 D 16583 D Common Stock 2006-02-27 4 S 0 1000 47.4629 D 15583 D Common Stock 2006-02-27 4 S 0 1000 47.4851 D 14583 D Common Stock 2006-02-27 4 S 0 175 47.501 D 14408 D Common Stock 2006-02-27 4 S 0 100 47.51 D 14308 D Common Stock 2006-02-27 4 S 0 350 47.511 D 13958 D Common Stock 2006-02-27 4 S 0 1000 47.513 D 12958 D Common Stock 2006-02-27 4 S 0 100 47.53 D 12858 D Common Stock 2006-02-27 4 S 0 350 47.531 D 12508 D Common Stock 2006-02-27 4 S 0 350 47.571 D 12158 D Common Stock 2006-02-27 4 S 0 100 47.601 D 12058 D Common Stock 2006-02-27 4 S 0 1000 47.6831 D 11058 D Common Stock 2006-02-27 4 S 0 1000 47.7039 D 10058 D Common Stock 2006-02-27 4 S 0 127 47.7435 D 9931 D Common Stock 2006-02-27 4 S 0 1000 47.8707 D 8931 D Common Stock 2006-02-27 4 S 0 350 47.911 D 8581 D Common Stock 2006-02-27 4 S 0 100 47.92 D 8481 D Common Stock 2006-02-27 4 S 0 1350 47.931 D 7131 D Non-Qualified Stock Option (right to buy) 6.48 2006-02-27 4 M 0 2001 0.00 D 2013-03-17 Common Stock 2001 2668 D Non-Qualified Stock Option (right to buy) 13.16 2006-02-27 4 M 0 1126 0.00 D 2013-07-25 Common Stock 1126 1502 D This transaction was executed pursuant to a 10b5-1 plan. The Reporting Person exercised 2,001 shares of the 16,000 share option granted on 03/17/2003, of which 4,000 shares subject to the Option shall vest on 10/07/2003 and 1/36 of the remaining 12,000 shares subject to the Option shall vest on the 7th of each month thereafter, subject to the Optionee continuing to be a Participant of Komag Incorporated Amended and Restated 2002 Qualified Stock Plan on such dates. The Reporting Person exercised 1,126 shares of the 9,000 share option granted on 07/25/2003, of which 2,250 shares subject to the Option shall vest on 10/07/2003 and 1/36 of the remaining 6,750 shares subject to the Option shall vest on the 7th of each month thereafter, subject to the Optionee continuing to be a Participant of Komag Incorporated Amended and Restated 2002 Qualified Stock Plan on such dates Form 4 Filing 1 of 2 (continuation report): Related transactions effected by the Reporting Person on 02/27/2006 are reported on additional Form 4s. /s/ Jan Schwartz, Attorney-in-fact for Peter Norris 2006-03-01 -----END PRIVACY-ENHANCED MESSAGE-----