-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MZKhhLRrjIrWfOOdM+HmIDNnMhgAQkABYuIhH67Lsfn+KrzZB7qceWoXgcDXwUd7 UwU+mWgQP5TUT5Um+QYiyw== 0001209191-04-055128.txt : 20041130 0001209191-04-055128.hdr.sgml : 20041130 20041130194706 ACCESSION NUMBER: 0001209191-04-055128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041130 FILED AS OF DATE: 20041130 DATE AS OF CHANGE: 20041130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YAMASHITA TSUTOMU T CENTRAL INDEX KEY: 0001230580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16852 FILM NUMBER: 041175696 BUSINESS ADDRESS: STREET 1: KOMAG INCORPORATED STREET 2: 1710 AUTOMATION PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085762000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOMAG INC /DE/ CENTRAL INDEX KEY: 0000813347 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] IRS NUMBER: 942914864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085762000 MAIL ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-11-30 0 0000813347 KOMAG INC /DE/ KOMG 0001230580 YAMASHITA TSUTOMU T 1710 AUTOMATION PARKWAY SAN JOSE CA 95131 0 1 0 0 VP, PROCESS DEVELOPMENT Common Stock 2004-11-30 4 M 0 35000 0.00 A 35000 D Common Stock 2004-11-30 4 S 0 500 16.618 D 34500 D Common Stock 2004-11-30 4 S 0 750 16.6653 D 33750 D Common Stock 2004-11-30 4 S 0 500 16.68 D 33250 D Common Stock 2004-11-30 4 S 0 750 16.70 D 32500 D Common Stock 2004-11-30 4 S 0 500 16.706 D 32000 D Common Stock 2004-11-30 4 S 0 500 16.71 D 31500 D Common Stock 2004-11-30 4 S 0 250 16.72 D 31250 D Common Stock 2004-11-30 4 S 0 750 16.7392 D 30500 D Common Stock 2004-11-30 4 S 0 250 16.77 D 30250 D Common Stock 2004-11-30 4 S 0 250 16.78 D 30000 D Common Stock 2004-11-30 4 S 0 1000 16.815 D 29000 D Common Stock 2004-11-30 4 S 0 1000 16.83 D 28000 D Common Stock 2004-11-30 4 S 0 500 16.849 D 27500 D Common Stock 2004-11-30 4 S 0 500 16.8562 D 27000 D Common Stock 2004-11-30 4 S 0 1000 16.881 D 26000 D Common Stock 2004-11-30 4 S 0 500 16.90 D 25500 D Common Stock 2004-11-30 4 S 0 500 16.91 D 25000 D Phantom Stock 0.00 2004-11-30 4 M 0 35000 0.00 D 2002-11-20 2002-11-27 Common Stock 35000 0 D Scheduled disbursement from Komag Deferred Compensation Plan Under the Komag Deferred Compensation Plan, each unit of Phantom Stock has a value equal to one share of KOMG common stock. The Phantom Stock will be payable in shares of KOMG common stock at a date in the future as selected by the Purchaser. This transaction was executed pursuant to a 10b5-1 plan that was adopted on March 5, 2004. The securities were acquired from the 2002 Qualified Stock Plan on November 20, 2002 and converted into phantom stock on November 20, 2002. The Reporter had until November 27, 2002 to elect to convert his previously granted stock purchase right into phantom stock under the Komag Deferred Compensation Plan. One-fourth (1/4) of the securities acquired shall vest on January 6, 2003, one-fourth (1/4) of the securities acquired shall vest on July 7, 2003, one-fourth (1/4) of the securities acquired shall vest on January 6, 2004, one-fourth (1/4) of the securities acquired shall vest on July 6, 2004, provided that the Reporter does not cease to be a service provider to Komag Incorporated prior to any such vesting date. /s/ Jan Schwartz, Attorney-in-fact for Tsutomu Yamashita 2004-11-30 -----END PRIVACY-ENHANCED MESSAGE-----