-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IE/k9/daky1SuWNsv5pJJxLCCnk4rIHIK0WFyeF2yaiz+/hrKZICjwRXRJ5QqBvj tgF8PayqFFlLdKaBszJ5Tg== 0001209191-04-047145.txt : 20041004 0001209191-04-047145.hdr.sgml : 20041004 20041004184340 ACCESSION NUMBER: 0001209191-04-047145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041004 FILED AS OF DATE: 20041004 DATE AS OF CHANGE: 20041004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YAMASHITA TSUTOMU T CENTRAL INDEX KEY: 0001230580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16852 FILM NUMBER: 041063905 BUSINESS ADDRESS: STREET 1: KOMAG INCORPORATED STREET 2: 1710 AUTOMATION PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085762000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOMAG INC /DE/ CENTRAL INDEX KEY: 0000813347 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] IRS NUMBER: 942914864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085762000 MAIL ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-10-04 0 0000813347 KOMAG INC /DE/ KOMG 0001230580 YAMASHITA TSUTOMU T 1710 AUTOMATION PARKWAY SAN JOSE CA 95131 0 1 0 0 VP, PROCESS DEVELOPMENT Common Stock 2004-10-04 4 M 0 1800 6.48 A 1800 D Common Stock 2004-10-04 4 S 0 1800 15.00 D 0 D Non-Qualified Stock Option (right to buy) 6.48 2004-10-04 4 M 0 1800 0.00 D 2013-03-17 Common Stock 1800 14200 D This transaction was executed pursuant to a 10b5-1 plan that was adopted on March 5, 2004. The Reporting Person exercised 1,800 shares of the 16,000 share option granted on 03/17/2003, of which 4,000 shares subject to the Option shall vest on 10/07/2003 and 1/36 of the remaining 12,000 shares subject to the Option shall vest on the 7th of each month thereafter, subject to the Optionee continuing to be a Participant of Komag Incorporated Amended and Restated 2002 Qualified Stock Plan on such dates. /s/ Jan Schwartz, Attorney-in-fact for Tsutomu T. Yamashita 2004-10-04 -----END PRIVACY-ENHANCED MESSAGE-----