0001354488-16-008393.txt : 20161020 0001354488-16-008393.hdr.sgml : 20161020 20161020174941 ACCESSION NUMBER: 0001354488-16-008393 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161018 FILED AS OF DATE: 20161020 DATE AS OF CHANGE: 20161020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yuma Energy, Inc. CENTRAL INDEX KEY: 0000081318 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 940787340 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1825 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 6613251000 MAIL ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1825 CITY: HOUSTON STATE: TX ZIP: 77027 FORMER COMPANY: FORMER CONFORMED NAME: PYRAMID OIL CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jacobs James J CENTRAL INDEX KEY: 0001368353 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32989 FILM NUMBER: 161945028 MAIL ADDRESS: STREET 1: 801 TRAVIS STREET 2: SUITE 2020 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2016-10-18 0 0000081318 Yuma Energy, Inc. YUMA 0001368353 Jacobs James J 1177 WEST LOOP SOUTH SUITE 1825 HOUSTON TX 77027 1 Chief Financial Officer Common Stock 2016-10-18 4 A 0 264481 0 A 670184 D Common Stock 2016-10-18 4 F 0 98784 0.24 D 571400 D The restricted stock award vested immediately upon grant. Shares of common stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the vesting of restricted stock awards on October 18, 2016 granted under the Yuma Energy, Inc. 2014 Long-Term Incentive Plan. /s/ James J. Jacobs 2016-10-20