0001354488-16-008391.txt : 20161020
0001354488-16-008391.hdr.sgml : 20161020
20161020174554
ACCESSION NUMBER: 0001354488-16-008391
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161018
FILED AS OF DATE: 20161020
DATE AS OF CHANGE: 20161020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yuma Energy, Inc.
CENTRAL INDEX KEY: 0000081318
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 940787340
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1825
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 6613251000
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1825
CITY: HOUSTON
STATE: TX
ZIP: 77027
FORMER COMPANY:
FORMER CONFORMED NAME: PYRAMID OIL CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Banks Sam L.
CENTRAL INDEX KEY: 0001618779
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32989
FILM NUMBER: 161945021
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1825
CITY: HOUSTON
STATE: TX
ZIP: 77027
4
1
issuerdirect_section16.xml
PRIMARY DOCUMENT
X0306
4
2016-10-18
0
0000081318
Yuma Energy, Inc.
YUMA
0001618779
Banks Sam L.
1177 WEST LOOP SOUTH
SUITE 1825
HOUSTON
TX
77027
1
1
1
President and CEO
Common Stock
2016-10-18
4
A
0
510929
0
A
42233596
D
Common Stock
2016-10-18
4
F
0
190832
0.24
D
42042764
D
This restricted stock award vested immediately upon grant.
Shares of common stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the vesting of restricted stock awards on October 18, 2016 granted under the Yuma Energy, Inc. 2014 Long-Term Incentive Plan.
/s/ Sam L. Banks
2016-10-20